0001214659-15-003661.txt : 20150506 0001214659-15-003661.hdr.sgml : 20150506 20150505204006 ACCESSION NUMBER: 0001214659-15-003661 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150331 FILED AS OF DATE: 20150506 DATE AS OF CHANGE: 20150505 EFFECTIVENESS DATE: 20150506 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SIGNATURE ESTATE & INVESTMENT ADVISORS LLC CENTRAL INDEX KEY: 0001079935 IRS NUMBER: 954603559 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15248 FILM NUMBER: 15834845 BUSINESS ADDRESS: STREET 1: 2121 AVENUE OF THE STARS STREET 2: SUITE 1600 CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 8007235115 MAIL ADDRESS: STREET 1: 2121 AVENUE OF THE STARS STREET 2: SUITE 1600 CITY: LOS ANGELES STATE: CA ZIP: 90067 FORMER COMPANY: FORMER CONFORMED NAME: SIGNATURE ESTATE & INVESTMENT ADVISORS INC /ADV DATE OF NAME CHANGE: 20000717 FORMER COMPANY: FORMER CONFORMED NAME: SIGNATURE ESTATE & INVESTMENT ADVISORS LLC /ADV DATE OF NAME CHANGE: 19990217 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001079935 XXXXXXXX 03-31-2015 03-31-2015 false SIGNATURE ESTATE & INVESTMENT ADVISORS LLC

2121 AVENUE OF THE STARS SUITE 1600 LOS ANGELES CA 90067

13F HOLDINGS REPORT 028-15248 N Rachel L. Posner 310-712-2323 /s/ Rachel L. Posner Los Angeles CA 05-05-2015 0 84 379009 INFORMATION TABLE 2 infotable.xml SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 20821 276327 SH SOLE 276327 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 19522 809717 SH SOLE 809717 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 19475 349207 SH SOLE 349207 0 0 CLAYMORE EXCHANGE TR FD TR GUGG CRP BD 2017 18383M548 14877 651629 SH SOLE 651629 0 0 WISDOMTREE TR DEFA FD 97717W703 13731 265080 SH SOLE 265080 0 0 AVAGO TECHNOLOGIES LTD SHS Y0486S104 11551 90965 SH SOLE 90965 0 0 UNITED CONTL HLDGS INC COM 910047109 10948 162799 SH SOLE 162799 0 0 UNITEDHEALTH GROUP INC COM 91324P102 10864 91843 SH SOLE 91843 0 0 CBRE GROUP INC CL A 12504L109 10379 268113 SH SOLE 268113 0 0 CVS CAREMARK CORPORATION COM 126650100 10330 100088 SH SOLE 100088 0 0 NIKE INC CL B 654106103 10319 102849 SH SOLE 102849 0 0 APPLE INC COM 037833100 10236 82263 SH SOLE 82263 0 0 MCKESSON CORP COM 58155Q103 9850 43546 SH SOLE 43546 0 0 COSTCO WHSL CORP NEW COM 22160K105 9612 63447 SH SOLE 63447 0 0 MORGAN STANLEY COM NEW 617446448 9404 263491 SH SOLE 263491 0 0 TJX COS INC NEW COM 872540109 9316 132998 SH SOLE 132998 0 0 LINCOLN NATL CORP IND COM 534187109 9279 161488 SH SOLE 161488 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 9238 231944 SH SOLE 231944 0 0 NEWELL RUBBERMAID INC COM 651229106 9208 235691 SH SOLE 235691 0 0 UBS AG JERSEY BRH ALERIAN INFRST 902641646 9140 240905 SH SOLE 240905 0 0 KAYNE ANDERSON MLP INVSMT CO COM 486606106 9051 254956 SH SOLE 254956 0 0 ISHARES US OIL EQ&SV ETF 464288844 8982 191055 SH SOLE 191055 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 8943 82788 SH SOLE 82788 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 8719 94863 SH SOLE 94863 0 0 INGERSOLL-RAND PLC SHS G47791101 8658 127179 SH SOLE 127179 0 0 ACTAVIS PLC SHS G0083B108 7875 26460 SH SOLE 26460 0 0 ISHARES S&P 500 GRWT ETF 464287309 7461 65480 SH SOLE 65480 0 0 ISHARES S&P 500 VAL ETF 464287408 7167 77432 SH SOLE 77432 0 0 WISDOMTREE TR INTL SMCAP DIV 97717W760 6209 104770 SH SOLE 104770 0 0 ISHARES EAFE SML CP ETF 464288273 4643 93862 SH SOLE 93862 0 0 RYDEX ETF TRUST GUG S&P 500 PU GR 78355W403 4515 54346 SH SOLE 54346 0 0 ISHARES 16 AMT-FREE ETF 464289313 4447 83383 SH SOLE 83383 0 0 VANGUARD INDEX FDS REIT ETF 922908553 3820 45310 SH SOLE 45310 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 3397 25780 SH SOLE 25780 0 0 ISHARES 17 AMT-FREE ETF 464289271 3363 60999 SH SOLE 60999 0 0 WISDOMTREE TR INTL MIDCAP DV 97717W778 3007 51032 SH SOLE 51032 0 0 WISDOMTREE TR MIDCAP DIVI FD 97717W505 2912 33830 SH SOLE 33830 0 0 ISHARES INTL SEL DIV ETF 464288448 2501 74352 SH SOLE 74352 0 0 VANGUARD INDEX FDS SM CAP VAL ETF 922908611 2247 20540 SH SOLE 20540 0 0 ISHARES GLB INFRASTR ETF 464288372 2243 53616 SH SOLE 53616 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 2153 44177 SH SOLE 44177 0 0 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 1969 46014 SH SOLE 46014 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 1835 37028 SH SOLE 37028 0 0 CLAYMORE EXCHANGE TRD FD TR GUG BLT2016 HY 18383M415 1766 67015 SH SOLE 67015 0 0 ISHARES EM MKTS DIV ETF 464286319 1743 42317 SH SOLE 42317 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 1580 11905 SH SOLE 11905 0 0 ISHARES BARCLYS 1-3YR CR 464288646 1474 13967 SH SOLE 13967 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1323 32364 SH SOLE 32364 0 0 POWERSHARES GLOBAL ETF TRUST WK VRDO TX FR 73936T433 1249 50071 SH SOLE 50071 0 0 WISDOMTREE TR SMALLCAP DIVID 97717W604 1182 16400 SH SOLE 16400 0 0 MARKET VECTORS ETF TR INVT GRD FL RT 57060U514 1169 47009 SH SOLE 47009 0 0 SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 1095 10227 SH SOLE 10227 0 0 SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 1054 30428 SH SOLE 30428 0 0 BLACKROCK ENH CAP & INC FD COM 09256A109 1046 69469 SH SOLE 69469 0 0 WISDOMTREE TR DIV EX-FINL FD 97717W406 1045 13769 SH SOLE 13769 0 0 FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 969 22146 SH SOLE 22146 0 0 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 850 10568 SH SOLE 10568 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524607 750 13031 SH SOLE 13031 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 646 5273 SH SOLE 5273 0 0 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 632 6715 SH SOLE 6715 0 0 RYDEX ETF TRUST GUG S&P MC400 PG 78355W601 518 3908 SH SOLE 3908 0 0 VARIAN MED SYS INC COM 92220P105 470 5000 SH SOLE 5000 0 0 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 366 12151 SH SOLE 12151 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 355 4414 SH SOLE 4414 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 308 1916 SH SOLE 1916 0 0 UNITED RENTALS INC COM 911363109 295 3234 SH SOLE 3234 0 0 CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2016 18383M555 273 12276 SH SOLE 12276 0 0 JOHNSON & JOHNSON COM 478160104 266 2649 SH SOLE 2649 0 0 RYDEX ETF TRUST GUG S&P SC600 PG 78355W809 243 2737 SH SOLE 2737 0 0 ISHARES S&P CAL AMTFR MN 464288356 237 2005 SH SOLE 2005 0 0 KYTHERA BIOPHARMACEUTICALS I COM 501570105 220 4388 SH SOLE 4388 0 0 GENERAL ELECTRIC CO COM 369604103 200 8052 SH SOLE 8052 0 0 ISHARES TR FLTG RATE BD ETF 46429B655 174 3428 SH SOLE 3428 0 0 POWERSHARES ETF TRUST FTSE RAFI 1000 73935X583 172 1880 SH SOLE 1880 0 0 ORACLE CORP COM 68389X105 155 3594 SH SOLE 3594 0 0 SPDR SERIES TRUST NUVN CALI MUNI 78464A441 145 6018 SH SOLE 6018 0 0 E M C CORP MASS COM 268648102 139 5456 SH SOLE 5456 0 0 TOWNEBANK PORTSMOUTH VA COM 89214P109 134 8317 SH SOLE 8317 0 0 APPLIED MATLS INC COM 038222105 132 5864 SH SOLE 5864 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 126 1277 SH SOLE 1277 0 0 PEPSICO INC COM 713448108 124 1296 SH SOLE 1296 0 0 ISHARES RUS 1000 VAL ETF 464287598 107 1039 SH SOLE 1039 0 0 ALCATEL-LUCENT SPONDORED ADR 013904305 50 13375 SH SOLE 13375 0 0 PARKERVISION INC COM 701354102 10 11538 SH SOLE 11538 0 0