0001214659-15-001075.txt : 20150209 0001214659-15-001075.hdr.sgml : 20150209 20150209151454 ACCESSION NUMBER: 0001214659-15-001075 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20141231 FILED AS OF DATE: 20150209 DATE AS OF CHANGE: 20150209 EFFECTIVENESS DATE: 20150209 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SIGNATURE ESTATE & INVESTMENT ADVISORS LLC CENTRAL INDEX KEY: 0001079935 IRS NUMBER: 954603559 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15248 FILM NUMBER: 15588251 BUSINESS ADDRESS: STREET 1: 2121 AVENUE OF THE STARS STREET 2: SUITE 1600 CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 8007235115 MAIL ADDRESS: STREET 1: 2121 AVENUE OF THE STARS STREET 2: SUITE 1600 CITY: LOS ANGELES STATE: CA ZIP: 90067 FORMER COMPANY: FORMER CONFORMED NAME: SIGNATURE ESTATE & INVESTMENT ADVISORS INC /ADV DATE OF NAME CHANGE: 20000717 FORMER COMPANY: FORMER CONFORMED NAME: SIGNATURE ESTATE & INVESTMENT ADVISORS LLC /ADV DATE OF NAME CHANGE: 19990217 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001079935 XXXXXXXX 12-31-2014 12-31-2014 false SIGNATURE ESTATE & INVESTMENT ADVISORS LLC

2121 AVENUE OF THE STARS SUITE 1600 LOS ANGELES CA 90067

13F HOLDINGS REPORT 028-15248 N Rachel L. Posner 310-712-2323 /s/ Rachel L. Posner Los Angeles CA 02-06-2015 0 86 300904 INFORMATION TABLE 2 infotable.xml SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 18247 252897 SH SOLE 252897 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 18117 732600 SH SOLE 732600 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 17923 316771 SH SOLE 316771 0 0 CLAYMORE EXCHANGE TR FD TR GUGG CRP BD 2017 18383M548 13216 581935 SH SOLE 581935 0 0 WISDOMTREE TR DEFA FD 97717W703 11694 235823 SH SOLE 235823 0 0 UNITED CONTL HLDGS INC COM 910047109 10027 149906 SH SOLE 149906 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 8855 99012 SH SOLE 99012 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 8828 86879 SH SOLE 86879 0 0 APPLE INC COM 037833100 8813 79840 SH SOLE 79840 0 0 CVS CAREMARK CORPORATION COM 126650100 8701 90339 SH SOLE 90339 0 0 UBS AG JERSEY BRH ALERIAN INFRST 902641646 8574 211188 SH SOLE 211188 0 0 AVAGO TECHNOLOGIES LTD SHS Y0486S104 8534 84843 SH SOLE 84843 0 0 UNITEDHEALTH GROUP INC COM 91324P102 8428 83374 SH SOLE 83374 0 0 PACWEST BANCORP DEL COM 695263103 8304 182668 SH SOLE 182668 0 0 KAYNE ANDERSON MLP INVSMT CO COM 486606106 8187 214437 SH SOLE 214437 0 0 MORGAN STANLEY COM NEW 617446448 7870 202846 SH SOLE 202846 0 0 NIKE INC CL B 654106103 7759 80696 SH SOLE 80696 0 0 MCKESSON CORP COM 58155Q103 7705 37119 SH SOLE 37119 0 0 DISCOVER FINL SVCS COM 254709108 7439 113589 SH SOLE 113589 0 0 ISHARES S&P 500 GRWT ETF 464287309 7350 65859 SH SOLE 65859 0 0 COSTCO WHSL CORP NEW COM 22160K105 7255 51182 SH SOLE 51182 0 0 UNITED RENTALS INC COM 911363109 6974 68363 SH SOLE 68363 0 0 ISHARES US OIL EQ&SV ETF 464288844 6902 138155 SH SOLE 138155 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 6578 173662 SH SOLE 173662 0 0 WISDOMTREE TR INTL SMCAP DIV 97717W760 4623 83269 SH SOLE 83269 0 0 ISHARES S&P 500 VAL ETF 464287408 4313 45999 SH SOLE 45999 0 0 ISHARES EAFE SML CP ETF 464288273 3562 76259 SH SOLE 76259 0 0 ISHARES 16 AMT-FREE ETF 464289313 3468 65059 SH SOLE 65059 0 0 RYDEX ETF TRUST GUG S&P 500 PU GR 78355W403 3327 41833 SH SOLE 41833 0 0 VANGUARD INDEX FDS REIT ETF 922908553 3322 41013 SH SOLE 41013 0 0 WISDOMTREE TR INTL MIDCAP DV 97717W778 2933 52739 SH SOLE 52739 0 0 WISDOMTREE TR MIDCAP DIVI FD 97717W505 2875 34338 SH SOLE 34338 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 2696 21411 SH SOLE 21411 0 0 ISHARES 17 AMT-FREE ETF 464289271 2465 44886 SH SOLE 44886 0 0 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 2223 48386 SH SOLE 48386 0 0 ISHARES INTL SEL DIV ETF 464288448 2104 62456 SH SOLE 62456 0 0 ISHARES TR FLTG RATE BD ETF 46429B655 2050 40569 SH SOLE 40569 0 0 POWERSHARES GLOBAL ETF TRUST WK VRDO TX FR 73936T433 2015 80724 SH SOLE 80724 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 1985 42365 SH SOLE 42365 0 0 VANGUARD INDEX FDS SM CAP VAL ETF 922908611 1818 17191 SH SOLE 17191 0 0 ISHARES GLB INFRASTR ETF 464288372 1817 43098 SH SOLE 43098 0 0 ISHARES BARCLYS 1-3YR CR 464288646 1715 16304 SH SOLE 16304 0 0 ISHARES EM MKTS DIV ETF 464286319 1512 36144 SH SOLE 36144 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 1495 30479 SH SOLE 30479 0 0 CLAYMORE EXCHANGE TRD FD TR GUG BLT2016 HY 18383M415 1413 54590 SH SOLE 54590 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 1385 11211 SH SOLE 11211 0 0 WISDOMTREE TR SMALLCAP DIVID 97717W604 1144 16127 SH SOLE 16127 0 0 WISDOMTREE TR DIV EX-FINL FD 97717W406 1032 13458 SH SOLE 13458 0 0 SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 985 9320 SH SOLE 9320 0 0 BLACKROCK ENH CAP & INC FD COM 09256A109 941 67394 SH SOLE 67394 0 0 MARKET VECTORS ETF TR INVT GRD FL RT 57060U514 847 33941 SH SOLE 33941 0 0 SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 817 24413 SH SOLE 24413 0 0 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 760 9362 SH SOLE 9362 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 693 17318 SH SOLE 17318 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524607 673 12208 SH SOLE 12208 0 0 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 599 6477 SH SOLE 6477 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 561 4806 SH SOLE 4806 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 355 2215 SH SOLE 2215 0 0 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 347 12033 SH SOLE 12033 0 0 JOHNSON & JOHNSON COM 478160104 263 2515 SH SOLE 2515 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 233 4672 SH SOLE 4672 0 0 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 218 4166 SH SOLE 4166 0 0 LTC PPTYS INC COM 502175102 216 5000 SH SOLE 5000 0 0 RYDEX ETF TRUST GUG S&P MC400 PG 78355W601 216 1770 SH SOLE 1770 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 208 2000 SH SOLE 2000 0 0 GOOGLE INC CL A 38259p508 175 330 SH SOLE 330 0 0 ISHARES S&P CAL AMTFR MN 464288356 172 1461 SH SOLE 1461 0 0 POWERSHARES ETF TRUST FTSE RAFI 1000 73935X583 163 1780 SH SOLE 1780 0 0 KYTHERA BIOPHARMACEUTICALS I COM 501570105 152 4388 SH SOLE 4388 0 0 CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2016 18383M555 143 6481 SH SOLE 6481 0 0 SPDR SERIES TRUST NUVN CALI MUNI 78464A441 143 5988 SH SOLE 5988 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 136 1699 SH SOLE 1699 0 0 TOWNEBANK PORTSMOUTH VA COM 89214P109 126 8317 SH SOLE 8317 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 126 4348 SH SOLE 4348 0 0 PEPSICO INC COM 713448108 125 1327 SH SOLE 1327 0 0 DISNEY WALT CO COM DISNEY 254687106 122 1298 SH SOLE 1298 0 0 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 115 2599 SH SOLE 2599 0 0 ISHARES RUS 1000 VAL ETF 464287598 112 1074 SH SOLE 1074 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 110 15000 SH SOLE 15000 0 0 FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 107 2449 SH SOLE 2449 0 0 MICROSOFT CORP COM 594918104 103 2228 SH SOLE 2228 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 101 982 SH SOLE 982 0 0 CINCINNATI FINL CORP COM 172062101 100 1939 SH SOLE 1939 0 0 ALCATEL-LUCENT SPONDORED ADR 013904305 47 13375 SH SOLE 13375 0 0 SILVERCORP METALS INC COM 82835P103 13 10044 SH SOLE 10044 0 0 ODYSSEY MARINE EXPLORATION I COM 676118102 9 10003 SH SOLE 10003 0 0