0001214659-14-005223.txt : 20140722 0001214659-14-005223.hdr.sgml : 20140722 20140722123022 ACCESSION NUMBER: 0001214659-14-005223 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20140722 DATE AS OF CHANGE: 20140722 EFFECTIVENESS DATE: 20140722 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SIGNATURE ESTATE & INVESTMENT ADVISORS LLC CENTRAL INDEX KEY: 0001079935 IRS NUMBER: 954603559 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15248 FILM NUMBER: 14986183 BUSINESS ADDRESS: STREET 1: 2121 AVENUE OF THE STARS STREET 2: SUITE 1600 CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 8007235115 MAIL ADDRESS: STREET 1: 2121 AVENUE OF THE STARS STREET 2: SUITE 1600 CITY: LOS ANGELES STATE: CA ZIP: 90067 FORMER COMPANY: FORMER CONFORMED NAME: SIGNATURE ESTATE & INVESTMENT ADVISORS INC /ADV DATE OF NAME CHANGE: 20000717 FORMER COMPANY: FORMER CONFORMED NAME: SIGNATURE ESTATE & INVESTMENT ADVISORS LLC /ADV DATE OF NAME CHANGE: 19990217 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001079935 XXXXXXXX 06-30-2014 06-30-2014 false SIGNATURE ESTATE & INVESTMENT ADVISORS LLC

2121 AVENUE OF THE STARS SUITE 1600 LOS ANGELES CA 90067

13F HOLDINGS REPORT 028-15248 N Rachel L. Posner 310-712-2323 /s/ Rachel L. Posner Los Angeles CA 07-21-2014 0 60 284337 INFORMATION TABLE 2 infotable.xml WISDOMTREE TR INTL SMCAP DIV 97717W760 29454 454682 SH SOLE 340746 0 0 CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2016 18383M555 27171 1214076 SH SOLE 792403 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 14355 631273 SH SOLE 563116 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 14266 263899 SH SOLE 237954 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 13986 209557 SH SOLE 178428 0 0 WISDOMTREE TR DEFA FD 97717W703 9872 176321 SH SOLE 161107 0 0 CLAYMORE EXCHANGE TR FD TR GUGG CRP BD 2017 18383M548 9310 406353 SH SOLE 337008 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 7720 88798 SH SOLE 77343 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 7545 78295 SH SOLE 67113 0 0 POWERSHARES GLOBAL ETF TRUST WK VRDO TX FR 73936T433 7299 292307 SH SOLE 391967 0 0 EOG RES INC COM 26875P101 7222 61800 SH SOLE 28354 0 0 KAYNE ANDERSON MLP INVSMT CO COM 486606106 7209 182923 SH SOLE 162530 0 0 APPLE INC COM 037833100 6788 73042 SH SOLE 9950 0 0 AVAGO TECHNOLOGIES LTD SHS Y0486S104 6535 90678 SH SOLE 80515 0 0 DISCOVER FINL SVCS COM 254709108 6527 105300 SH SOLE 93471 0 0 UBS AG JERSEY BRH ALERIAN INFRST 902641646 6497 145743 SH SOLE 123499 0 0 PPG INDS INC COM 693506107 6465 30765 SH SOLE 27529 0 0 MCKESSON CORP COM 58155Q103 6256 33597 SH SOLE 29812 0 0 UNITEDHEALTH GROUP INC COM 91324P102 6207 75923 SH SOLE 67168 0 0 CVS CAREMARK CORPORATION COM 126650100 6111 81077 SH SOLE 72668 0 0 SUNTRUST BKS INC COM 867914103 6099 152249 SH SOLE 131484 0 0 TWENTY FIRST CENTY FOX INC CL A 90130A200 6074 177459 SH SOLE 154829 0 0 SOUTHWESTERN ENERGY CO COM 845467109 5904 129781 SH SOLE 115602 0 0 ISHARES S&P 500 GRWT ETF 464287309 5766 54815 SH SOLE 52098 0 0 UNITED CONTL HLDGS INC COM 910047109 5342 130081 SH SOLE 57835 0 0 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 4321 126091 SH SOLE 101795 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 3104 72889 SH SOLE 67439 0 0 ISHARES S&P 500 VAL ETF 464287408 3017 33421 SH SOLE 31681 0 0 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 2808 53615 SH SOLE 54578 0 0 ISHARES 2016 S&P AMTFR 464289313 2765 51640 SH SOLE 34327 0 0 VANGUARD INDEX FDS REIT ETF 922908553 2646 35358 SH SOLE 33735 0 0 WISDOMTREE TR EMERG MKTS ETF 97717W315 2596 50087 SH SOLE 442183 0 0 ISHARES BARCLYS 1-3YR CR 464288646 2346 22196 SH SOLE 25645 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 2334 44637 SH SOLE 48696 0 0 CLAYMORE EXCHANGE TRD FD TR GUG BLT2016 HY 18383M415 1807 65869 SH SOLE 54292 0 0 VANGUARD INDEX FDS SM CAP VAL ETF 922908611 1703 16142 SH SOLE 15357 0 0 ISHARES GLB INFRASTR ETF 464288372 1523 34365 SH SOLE 30837 0 0 RYDEX ETF TRUST GUG S&P 500 PU GR 78355W403 1491 19290 SH SOLE 19356 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 1478 11603 SH SOLE 10946 0 0 ISHARES 2017 S&P AMTFR 464289271 1468 26559 SH SOLE 20202 0 0 ISHARES INTL SEL DIV ETF 464288448 1302 32630 SH SOLE 25607 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 1111 9365 SH SOLE 9859 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 1079 23038 SH SOLE 19050 0 0 WISDOMTREE TR SMALLCAP DIVID 97717W604 970 13844 SH SOLE 12058 0 0 WISDOMTREE TR DIV EX-FINL FD 97717W406 908 12283 SH SOLE 10958 0 0 BLACKROCK ENH CAP & INC FD COM 09256A109 903 61289 SH SOLE 53363 0 0 MARKET VECTORS ETF TR INVT GRD FL RT 57060U514 873 34854 SH SOLE 72230 0 0 SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 870 7892 SH SOLE 4510 0 0 SPDR INDEX SHS FDS S&P INTL ETF 78463X772 817 15931 SH SOLE 19364 0 0 ISHARES TR FLTG RATE BD ETF 46429B655 717 14117 SH SOLE 5912 0 0 SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 630 16977 SH SOLE 13122 0 0 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 611 7839 SH SOLE 5835 0 0 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 522 5788 SH SOLE 4651 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 473 4042 SH SOLE 3997 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524607 452 8238 SH SOLE 6770 0 0 ISHARES S&P CAL AMTFR MN 464288356 254 2191 SH SOLE 2148 0 0 JOHNSON & JOHNSON COM 478160104 216 2062 SH SOLE 2140 0 0 BANK OF AMERICA CORPORATION COM 060505104 173 11242 SH SOLE 2668 0 0 ALCATEL-LUCENT SPONDORED ADR 013904305 48 13375 SH SOLE 14190 0 0 PEREGRINE PHARMACEUTICALS IN COM NEW 713661304 21 11200 SH SOLE 6865 0 0