CHIEF COMPLIANCE OFFICER

0001079935-20-000004.txt : 20200721 0001079935-20-000004.hdr.sgml : 20200721 20200721121238 ACCESSION NUMBER: 0001079935-20-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200721 DATE AS OF CHANGE: 20200721 EFFECTIVENESS DATE: 20200721 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SIGNATURE ESTATE & INVESTMENT ADVISORS LLC CENTRAL INDEX KEY: 0001079935 IRS NUMBER: 954603559 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15248 FILM NUMBER: 201038254 BUSINESS ADDRESS: STREET 1: 2121 AVENUE OF THE STARS STREET 2: SUITE 1600 CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 8007235115 MAIL ADDRESS: STREET 1: 2121 AVENUE OF THE STARS STREET 2: SUITE 1600 CITY: LOS ANGELES STATE: CA ZIP: 90067 FORMER COMPANY: FORMER CONFORMED NAME: SIGNATURE ESTATE & INVESTMENT ADVISORS INC /ADV DATE OF NAME CHANGE: 20000717 FORMER COMPANY: FORMER CONFORMED NAME: SIGNATURE ESTATE & INVESTMENT ADVISORS LLC /ADV DATE OF NAME CHANGE: 19990217 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001079935 XXXXXXXX 06-30-2020 06-30-2020 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC

2121 AVENUE OF THE STARS SUITE 1600 LOS ANGELES CA 90067

13F HOLDINGS REPORT 028-15248 N ERIC ROSEN CHIEF COMPLIANCE OFFICER 3107122363 ERIC ROSEN LOS ANGELES CA 07-21-2020 1 259 1411858 false 1 0001811480 028-20237 SIGNATURE INVESTMENT ADVISORS LLC INFORMATION TABLE 2 seia13fq220.xml AT&T INC COM 00206R102 338 11197 SH DFND 1 0 0 11197 AT&T INC COM 00206R102 31 1018 SH SOLE 0 0 1018 ACTIVISION BLIZZARD INC COM 00507V109 7098 93512 SH SOLE 0 0 93512 ACTIVISION BLIZZARD INC COM 00507V109 19877 261880 SH DFND 1 0 0 261880 ADOBE INC COM 00724F101 382 877 SH DFND 1 0 0 877 ALPHABET INC CAP STK CL A 02079K305 268 189 SH DFND 1 0 0 189 ALPHABET INC CAP STK CL A 02079K305 75 53 SH SOLE 0 0 53 AMAZON COM INC COM 023135106 8116 2942 SH SOLE 0 0 2942 AMAZON COM INC COM 023135106 22484 8150 SH DFND 1 0 0 8150 AMGEN INC COM 031162100 2 7 SH DFND 1 0 0 7 AMGEN INC COM 031162100 1051 4456 SH SOLE 0 0 4456 ANTHEM INC COM 036752103 7 25 SH SOLE 0 0 25 ANTHEM INC COM 036752103 448 1704 SH DFND 1 0 0 1704 APPLE INC COM 037833100 25311 69384 SH DFND 1 0 0 69384 APPLE INC COM 037833100 9796 26853 SH SOLE 0 0 26853 APPLE HOSPITALITY REIT INC COM NEW 03784Y200 232 24053 SH DFND 1 0 0 24053 APPLIED MATLS INC COM 038222105 20211 334342 SH DFND 1 0 0 334342 APPLIED MATLS INC COM 038222105 7328 121218 SH SOLE 0 0 121218 AVID BIOSERVICES INC COM 05368M106 83 12715 SH SOLE 0 0 12715 AXSOME THERAPEUTICS INC COM 05464T104 217 2632 SH DFND 1 0 0 2632 BAKER HUGHES COMPANY CL A 05722G100 806 52340 SH DFND 1 0 0 52340 BAKER HUGHES COMPANY CL A 05722G100 392 25494 SH SOLE 0 0 25494 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 47 264 SH SOLE 0 0 264 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 308 1723 SH DFND 1 0 0 1723 BOEING CO COM 097023105 359 1958 SH DFND 1 0 0 1958 BOEING CO COM 097023105 39 213 SH SOLE 0 0 213 BRISTOL-MYERS SQUIBB CO COM 110122108 1659 28219 SH SOLE 0 0 28219 BRISTOL-MYERS SQUIBB CO COM 110122108 3309 56270 SH DFND 1 0 0 56270 BROADCOM INC COM 11135F101 21228 67260 SH DFND 1 0 0 67260 BROADCOM INC COM 11135F101 7674 24316 SH SOLE 0 0 24316 CDW CORP COM 12514G108 423 3642 SH SOLE 0 0 3642 CDW CORP COM 12514G108 885 7621 SH DFND 1 0 0 7621 CIGNA CORP NEW COM 125523100 3239 17263 SH DFND 1 0 0 17263 CIGNA CORP NEW COM 125523100 1623 8647 SH SOLE 0 0 8647 CHARLES RIV LABS INTL INC COM 159864107 424 2431 SH SOLE 0 0 2431 CHARLES RIV LABS INTL INC COM 159864107 849 4870 SH DFND 1 0 0 4870 CHEVRON CORP NEW COM 166764100 17651 197810 SH DFND 1 0 0 197810 CHEVRON CORP NEW COM 166764100 6356 71229 SH SOLE 0 0 71229 CLEARBRIDGE MLP AND MIDSTRM COM 184692101 8 2370 SH SOLE 0 0 2370 CLEARBRIDGE MLP AND MIDSTRM COM 184692101 33 10288 SH DFND 1 0 0 10288 COMCAST CORP NEW CL A 20030N101 261 6685 SH DFND 1 0 0 6685 COMCAST CORP NEW CL A 20030N101 52 1328 SH SOLE 0 0 1328 DISNEY WALT CO COM DISNEY 254687106 6601 59198 SH SOLE 0 0 59198 DISNEY WALT CO COM DISNEY 254687106 17997 161391 SH DFND 1 0 0 161391 DISCOVERY INC COM SER A 25470F104 765 36259 SH DFND 1 0 0 36259 DISCOVERY INC COM SER A 25470F104 376 17833 SH SOLE 0 0 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SOLE 0 0 426712 FISERV INC COM 337738108 6395 65509 SH SOLE 0 0 65509 FISERV INC COM 337738108 17983 184212 SH DFND 1 0 0 184212 FORD MTR CO DEL COM 345370860 75 12343 SH DFND 1 0 0 12343 FORD MTR CO DEL COM 345370860 1 100 SH SOLE 0 0 100 FORTUNE BRANDS HOME & SEC IN COM 34964C106 447 6988 SH SOLE 0 0 6988 FORTUNE BRANDS HOME & SEC IN COM 34964C106 902 14102 SH DFND 1 0 0 14102 FS KKR CAP CORP II COM 35952V303 456 35365 SH DFND 1 0 0 35365 GALLAGHER ARTHUR J & CO COM 363576109 18 185 SH DFND 1 0 0 185 GALLAGHER ARTHUR J & CO COM 363576109 272 2787 SH SOLE 0 0 2787 GAP INC COM 364760108 131 10364 SH DFND 1 0 0 10364 GENERAL MOLY INC COM 370373102 20 98000 SH DFND 1 0 0 98000 GENTEX CORP COM 371901109 845 32797 SH DFND 1 0 0 32797 GENTEX CORP COM 371901109 407 15799 SH SOLE 0 0 15799 GOLDMAN SACHS ETF TR ACTIVEBETA US LG 381430503 54130 864693 SH SOLE 0 0 864693 GOLDMAN SACHS ETF TR ACTIVEBETA US LG 381430503 162386 2594029 SH DFND 1 0 0 2594029 HILL ROM HLDGS INC COM 431475102 861 7845 SH DFND 1 0 0 7845 HILL ROM HLDGS INC COM 431475102 415 3779 SH SOLE 0 0 3779 HOME DEPOT INC COM 437076102 24 94 SH SOLE 0 0 94 HOME DEPOT INC COM 437076102 263 1048 SH DFND 1 0 0 1048 HONEYWELL INTL INC COM 438516106 17906 123838 SH DFND 1 0 0 123838 HONEYWELL INTL INC COM 438516106 6467 44725 SH SOLE 0 0 44725 INTEL CORP COM 458140100 93 1552 SH SOLE 0 0 1552 INTEL CORP COM 458140100 276 4611 SH DFND 1 0 0 4611 INTERCONTINENTAL EXCHANGE IN COM 45866F104 19550 213428 SH DFND 1 0 0 213428 INTERCONTINENTAL EXCHANGE IN COM 45866F104 7024 76677 SH SOLE 0 0 76677 INTERNATIONAL BUSINESS MACHS COM 459200101 218 1808 SH DFND 1 0 0 1808 INVESCO QQQ TR UNIT SER 1 46090E103 835 3374 SH DFND 1 0 0 3374 INVESCO QQQ TR UNIT SER 1 46090E103 301 1216 SH SOLE 0 0 1216 INVESCO EXCHANGE TRADED FD T S&P SML600 GWT 46137V175 331 3301 SH SOLE 0 0 3301 INVESCO EXCHANGE TRADED FD T S&P SML600 GWT 46137V175 517 5154 SH DFND 1 0 0 5154 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 71276 550436 SH DFND 1 0 0 550436 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 15784 121894 SH SOLE 0 0 121894 INVESCO EXCH TRADED FD TR II CALIF AMT MUN 46138E206 212 7779 SH SOLE 0 0 7779 INVESCO EXCH TRD SLF IDX FD BULSHS 2020 HY 46138J601 196 8402 SH SOLE 0 0 8402 INVESCO EXCH TRD SLF IDX FD BULSHS 2020 HY 46138J601 183 7848 SH DFND 1 0 0 7848 INVESCO EXCH TRD SLF IDX FD BULSHS 2021 CB 46138J700 25876 1210855 SH DFND 1 0 0 1210855 INVESCO EXCH TRD SLF IDX FD BULSHS 2021 CB 46138J700 8414 393735 SH SOLE 0 0 393735 ISHARES GOLD TRUST ISHARES 464285105 264 15513 SH SOLE 0 0 15513 ISHARES GOLD TRUST ISHARES 464285105 12 688 SH DFND 1 0 0 688 ISHARES INC EM MKTS DIV ETF 464286319 7351 234692 SH DFND 1 0 0 234692 ISHARES INC EM MKTS DIV ETF 464286319 2342 74763 SH SOLE 0 0 74763 ISHARES TR TIPS BD ETF 464287176 506 4112 SH DFND 1 0 0 4112 ISHARES TR CORE US AGGBD ET 464287226 17873 151195 SH DFND 1 0 0 151195 ISHARES TR CORE US AGGBD ET 464287226 6737 56996 SH SOLE 0 0 56996 ISHARES TR S&P 500 GRWT ETF 464287309 2130 10266 SH SOLE 0 0 10266 ISHARES TR S&P 500 GRWT ETF 464287309 2714 13080 SH DFND 1 0 0 13080 ISHARES TR 1 3 YR TREAS BD 464287457 313 3616 SH SOLE 0 0 3616 ISHARES TR EXPND TEC SC ETF 464287549 13052 46758 SH SOLE 0 0 46758 ISHARES TR EXPND TEC SC ETF 464287549 35603 127546 SH DFND 1 0 0 127546 ISHARES TR S&P MC 400GR ETF 464287606 691 3087 SH DFND 1 0 0 3087 ISHARES TR S&P MC 400GR ETF 464287606 1111 4959 SH SOLE 0 0 4959 ISHARES TR S&P MC 400VL ETF 464287705 1082 8140 SH SOLE 0 0 8140 ISHARES TR S&P MC 400VL ETF 464287705 710 5338 SH DFND 1 0 0 5338 ISHARES TR CORE S&P SCP ETF 464287804 2437 35691 SH DFND 1 0 0 35691 ISHARES TR CORE S&P SCP ETF 464287804 232 3395 SH SOLE 0 0 3395 ISHARES TR SP SMCP600VL ETF 464287879 619 5143 SH SOLE 0 0 5143 ISHARES TR SP SMCP600VL ETF 464287879 417 3465 SH DFND 1 0 0 3465 ISHARES TR S&P SML 600 GWT 464287887 488 2876 SH DFND 1 0 0 2876 ISHARES TR S&P SML 600 GWT 464287887 692 4073 SH SOLE 0 0 4073 ISHARES TR GL CLEAN ENE ETF 464288224 660 52705 SH DFND 1 0 0 52705 ISHARES TR NATIONAL MUN ETF 464288414 1987 17216 SH DFND 1 0 0 17216 ISHARES TR NATIONAL MUN ETF 464288414 888 7699 SH SOLE 0 0 7699 ISHARES TR INTL SEL DIV ETF 464288448 3370 134157 SH SOLE 0 0 134157 ISHARES TR INTL SEL DIV ETF 464288448 10564 420548 SH DFND 1 0 0 420548 ISHARES TR US AER DEF ETF 464288760 399 2425 SH DFND 1 0 0 2425 ISHARES TR U.S. MED DVC ETF 464288810 377 1423 SH DFND 1 0 0 1423 ISHARES TR MSCI MIN VOL ETF 46429B697 33616 554443 SH DFND 1 0 0 554443 ISHARES TR MSCI MIN VOL ETF 46429B697 11995 197842 SH SOLE 0 0 197842 ISHARES TR USA QUALITY FCTR 46432F339 11913 124194 SH SOLE 0 0 124194 ISHARES TR USA QUALITY FCTR 46432F339 33252 346668 SH DFND 1 0 0 346668 ISHARES TR CORE MSCI EAFE 46432F842 235 4116 SH DFND 1 0 0 4116 ISHARES TR CORE MSCI EAFE 46432F842 17 291 SH SOLE 0 0 291 ISHARES TR CORE DIV GRWTH 46434V621 105 2801 SH SOLE 0 0 2801 ISHARES TR CORE DIV GRWTH 46434V621 462 12279 SH DFND 1 0 0 12279 ISHARES TR CORE MSCI INTL 46435G326 458 8959 SH DFND 1 0 0 8959 ISHARES TR CORE MSCI INTL 46435G326 305 5977 SH SOLE 0 0 5977 ISHARES TR ESG MSCI USA ETF 46435G425 244 3487 SH SOLE 0 0 3487 ISHARES TR ESG MSCI USA ETF 46435G425 169 2411 SH DFND 1 0 0 2411 ISHARES TR IBONDS DEC 25 46435U432 3692 132447 SH DFND 1 0 0 132447 ISHARES TR IBONDS DEC 25 46435U432 836 29994 SH SOLE 0 0 29994 ISHARES TR IBONDS DEC 46435U697 891 33007 SH SOLE 0 0 33007 ISHARES TR IBONDS DEC 46435U697 2626 97309 SH DFND 1 0 0 97309 JPMORGAN CHASE & CO COM 46625H100 3576 38017 SH DFND 1 0 0 38017 JPMORGAN CHASE & CO COM 46625H100 1592 16927 SH SOLE 0 0 16927 JACOBS ENGR GROUP INC COM 469814107 434 5123 SH SOLE 0 0 5123 JACOBS ENGR GROUP INC COM 469814107 879 10364 SH DFND 1 0 0 10364 JOHN HANCOCK ETF TRUST MULTIFACTOR MI 47804J206 657 18693 SH DFND 1 0 0 18693 JOHN HANCOCK EXCHANGE TRADED MULTIFACTOR MI 47804J206 421 11990 SH SOLE 0 0 11990 JOHNSON & JOHNSON COM 478160104 24 171 SH SOLE 0 0 171 JOHNSON & JOHNSON COM 478160104 453 3221 SH DFND 1 0 0 3221 KAYNE ANDERSN MLP MIDS INVT COM 486606106 30 5618 SH DFND 1 0 0 5618 KAYNE ANDERSN MLP MIDS INVT COM 486606106 28 5364 SH SOLE 0 0 5364 LOWES COS INC COM 548661107 7874 58276 SH SOLE 0 0 58276 LOWES COS INC COM 548661107 21975 162637 SH DFND 1 0 0 162637 MARKETAXESS HLDGS INC COM 57060D108 674 1345 SH DFND 1 0 0 1345 MARKETAXESS HLDGS INC COM 57060D108 364 727 SH SOLE 0 0 727 MASTERCARD INC CL A 57636Q104 6939 23467 SH SOLE 0 0 23467 MASTERCARD INCORPORATED CL A 57636Q104 19762 66832 SH DFND 1 0 0 66832 MCKESSON CORP COM 58155Q103 19715 128504 SH DFND 1 0 0 128504 MCKESSON CORP COM 58155Q103 7001 45635 SH SOLE 0 0 45635 MICROSOFT CORP COM 594918104 2556 12561 SH SOLE 0 0 12561 MICROSOFT CORP COM 594918104 5919 29086 SH DFND 1 0 0 29086 NEXTERA ENERGY INC COM 65339F101 3437 14312 SH DFND 1 0 0 14312 NEXTERA ENERGY INC COM 65339F101 1585 6600 SH SOLE 0 0 6600 PEPSICO INC COM 713448108 6 47 SH SOLE 0 0 47 PEPSICO INC COM 713448108 201 1518 SH DFND 1 0 0 1518 PERKINELMER INC COM 714046109 380 3876 SH DFND 1 0 0 3876 PFIZER INC COM 717081103 216 6601 SH DFND 1 0 0 6601 PFIZER INC COM 717081103 15 451 SH SOLE 0 0 451 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 1094 10760 SH SOLE 0 0 10760 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 266 2612 SH DFND 1 0 0 2612 PIMCO DYNAMIC CR INCOME FD COM SHS 72202D106 436 23671 SH DFND 1 0 0 23671 PROCTER & GAMBLE CO COM 742718109 108 906 SH DFND 1 0 0 906 PROCTER & GAMBLE CO COM 742718109 126 1050 SH SOLE 0 0 1050 PROLOGIS INC. COM 74340W103 7279 77993 SH SOLE 0 0 77993 PROLOGIS INC. COM 74340W103 20259 217071 SH DFND 1 0 0 217071 PROOFPOINT INC COM 743424103 756 6801 SH DFND 1 0 0 6801 PROOFPOINT INC COM 743424103 367 3305 SH SOLE 0 0 3305 SPDR S&P 500 ETF TR TR UNIT 78462F103 222 721 SH SOLE 0 0 721 SPDR S&P 500 ETF TR TR UNIT 78462F103 2612 8470 SH DFND 1 0 0 8470 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 2968 88705 SH DFND 1 0 0 88705 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 3681 110023 SH SOLE 0 0 110023 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 18554 671756 SH SOLE 0 0 671756 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 68484 2479500 SH DFND 1 0 0 2479500 SPDR SER TR S&P 600 SMCP GRW 78464A201 18569 327037 SH DFND 1 0 0 327037 SPDR SER TR S&P 600 SMCP GRW 78464A201 5221 91943 SH SOLE 0 0 91943 SPDR SER TR WELLS FG PFD ETF 78464A292 209 5001 SH SOLE 0 0 5001 SPDR SER TR WELLS FG PFD ETF 78464A292 2074 49553 SH DFND 1 0 0 49553 SPDR SER TR S&P 600 SMCP VAL 78464A300 1827 37202 SH DFND 1 0 0 37202 SPDR SER TR S&P 600 SMCP VAL 78464A300 1905 38785 SH SOLE 0 0 38785 SPDR SER TR PORTFOLIO AGRGTE 78464A649 270 8762 SH SOLE 0 0 8762 SPDR SER TR PORTFOLIO AGRGTE 78464A649 2750 89097 SH DFND 1 0 0 89097 SPDR SER TR S&P 400 MDCP GRW 78464A821 1488 27657 SH DFND 1 0 0 27657 SPDR SER TR S&P 400 MDCP GRW 78464A821 1797 33412 SH SOLE 0 0 33412 SPDR SER TR S&P 400 MDCP VAL 78464A839 1839 43129 SH SOLE 0 0 43129 SPDR SER TR S&P 400 MDCP VAL 78464A839 1723 40411 SH DFND 1 0 0 40411 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 5552 112041 SH DFND 1 0 0 112041 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 551 11116 SH SOLE 0 0 11116 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 12758 127492 SH SOLE 0 0 127492 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 36274 362490 SH DFND 1 0 0 362490 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 383 5582 SH DFND 1 0 0 5582 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 60 875 SH SOLE 0 0 875 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1 13 SH SOLE 0 0 13 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 685 6551 SH DFND 1 0 0 6551 TEMPUR SEALY INTL INC COM 88023U101 212 2953 SH DFND 1 0 0 2953 THERMO FISHER SCIENTIFIC INC COM 883556102 21593 59593 SH DFND 1 0 0 59593 THERMO FISHER SCIENTIFIC INC COM 883556102 7840 21638 SH SOLE 0 0 21638 TRUIST FINL CORP COM 89832Q109 279 7439 SH DFND 1 0 0 7439 US FOODS HLDG CORP COM 912008109 817 41405 SH DFND 1 0 0 41405 US FOODS HLDG CORP COM 912008109 407 20657 SH SOLE 0 0 20657 UNITEDHEALTH GROUP INC COM 91324P102 37 125 SH SOLE 0 0 125 UNITEDHEALTH GROUP INC COM 91324P102 364 1233 SH DFND 1 0 0 1233 VANGUARD WORLD FD MEGA GRWTH IND 921910816 507 3100 SH DFND 1 0 0 3100 VANGUARD WORLD FD MEGA CAP INDEX 921910873 1736 15861 SH DFND 1 0 0 15861 VANGUARD TAX-MANAGED FDS FTSE DEV MKT ETF 921943858 8316 214383 SH DFND 1 0 0 214383 VANGUARD TAX-MANAGED FDS FTSE DEV MKT ETF 921943858 5570 143593 SH SOLE 0 0 143593 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 657 8345 SH SOLE 0 0 8345 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 2721 34536 SH DFND 1 0 0 34536 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 2769 69898 SH DFND 1 0 0 69898 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 3148 79474 SH SOLE 0 0 79474 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 1220 6331 SH DFND 1 0 0 6331 VANGUARD WORLD FDS INF TECH ETF 92204A702 1355 4861 SH DFND 1 0 0 4861 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 1045 9833 SH DFND 1 0 0 9833 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 254 2387 SH SOLE 0 0 2387 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 610 6371 SH SOLE 0 0 6371 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 613 6407 SH DFND 1 0 0 6407 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 1058 6411 SH DFND 1 0 0 6411 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 763 4622 SH SOLE 0 0 4622 VANGUARD INDEX FDS SML CP GRW ETF 922908595 525 2631 SH SOLE 0 0 2631 VANGUARD INDEX FDS SML CP GRW ETF 922908595 482 2415 SH DFND 1 0 0 2415 VANGUARD INDEX FDS GROWTH ETF 922908736 8967 44369 SH DFND 1 0 0 44369 VANGUARD INDEX FDS GROWTH ETF 922908736 10376 51344 SH SOLE 0 0 51344 VANGUARD INDEX FDS VALUE ETF 922908744 11167 112126 SH SOLE 0 0 112126 VANGUARD INDEX FDS VALUE ETF 922908744 10229 102715 SH DFND 1 0 0 102715 VANGUARD INDEX FDS SMALL CP ETF 922908751 677 4645 SH DFND 1 0 0 4645 VANGUARD INDEX FDS SMALL CP ETF 922908751 106 728 SH SOLE 0 0 728 VANGUARD INDEX FDS TOTAL STK MKT 922908769 29 183 SH SOLE 0 0 183 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1928 12320 SH DFND 1 0 0 12320 VERIZON COMMUNICATIONS INC COM 92343V104 280 5079 SH DFND 1 0 0 5079 VERIZON COMMUNICATIONS INC COM 92343V104 79 1425 SH SOLE 0 0 1425 VISA INC COM CL A 92826C839 29 148 SH SOLE 0 0 148 VISA INC COM CL A 92826C839 277 1432 SH DFND 1 0 0 1432 WALMART INC COM 931142103 19063 159146 SH DFND 1 0 0 159146 WALMART INC COM 931142103 6982 58289 SH SOLE 0 0 58289 WASTE CONNECTIONS INC COM 94106B101 405 4322 SH SOLE 0 0 4322 WASTE CONNECTIONS INC COM 94106B101 829 8843 SH DFND 1 0 0 8843 WISDOMTREE TR US MIDCAP DIVID 97717W505 4654 164204 SH DFND 1 0 0 164204 WISDOMTREE TR US MIDCAP DIVID 97717W505 1255 44284 SH SOLE 0 0 44284 WISDOMTREE TR US SMALLCAP DIVD 97717W604 866 40910 SH SOLE 0 0 40910 WISDOMTREE TR US SMALLCAP DIVD 97717W604 2765 130539 SH DFND 1 0 0 130539 WISDOMTREE TR INTL EQUITY FD 97717W703 19922 450008 SH DFND 1 0 0 450008 WISDOMTREE TR INTL EQUITY FD 97717W703 13403 302757 SH SOLE 0 0 302757 WISDOMTREE TR FLOATNG RAT TREA 97717X628 925 36834 SH SOLE 0 0 36834 WISDOMTREE TR FLOATNG RAT TREA 97717X628 1143 45518 SH DFND 1 0 0 45518 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 201 792 SH DFND 1 0 0 792 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 61 242 SH SOLE 0 0 242 TRANE TECHNOLOGIES PLC SHS G8994E103 1608 18077 SH SOLE 0 0 18077 TRANE TECHNOLOGIES PLC SHS G8994E103 3310 37194 SH DFND 1 0 0 37194