Chief Compliance Officer

0001079935-20-000003.txt : 20200507 0001079935-20-000003.hdr.sgml : 20200507 20200506182807 ACCESSION NUMBER: 0001079935-20-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200507 DATE AS OF CHANGE: 20200506 EFFECTIVENESS DATE: 20200507 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SIGNATURE ESTATE & INVESTMENT ADVISORS LLC CENTRAL INDEX KEY: 0001079935 IRS NUMBER: 954603559 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15248 FILM NUMBER: 20853964 BUSINESS ADDRESS: STREET 1: 2121 AVENUE OF THE STARS STREET 2: SUITE 1600 CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 8007235115 MAIL ADDRESS: STREET 1: 2121 AVENUE OF THE STARS STREET 2: SUITE 1600 CITY: LOS ANGELES STATE: CA ZIP: 90067 FORMER COMPANY: FORMER CONFORMED NAME: SIGNATURE ESTATE & INVESTMENT ADVISORS INC /ADV DATE OF NAME CHANGE: 20000717 FORMER COMPANY: FORMER CONFORMED NAME: SIGNATURE ESTATE & INVESTMENT ADVISORS LLC /ADV DATE OF NAME CHANGE: 19990217 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001079935 XXXXXXXX 03-31-2020 03-31-2020 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC

2121 AVENUE OF THE STARS SUITE 1600 LOS ANGELES CA 90067

13F HOLDINGS REPORT 028-15248 N Eric Rosen Chief Compliance Officer 3107122363 Eric Rosen Los Angeles CA 05-06-2020 1 223 1255656 false 1 0001811480 028-20237 SIGNATURE INVESTMENT ADVISORS LLC INFORMATION TABLE 2 seia13fq120.xml ACTIVISION BLIZZARD INC COM 00507V109 18981 319120 SH DFND 1 0 0 319120 ACTIVISION BLIZZARD INC COM 00507V109 6636 111580 SH SOLE 0 0 111580 ADOBE SYS INC COM 00724F101 269 846 SH DFND 1 0 0 846 ALPHABET INC CAP STK CL A 02079K305 227 195 SH SOLE 0 0 195 AMAZON COM INC COM 023135106 17624 9039 SH DFND 1 0 0 9039 AMAZON COM INC COM 023135106 6520 3344 SH SOLE 0 0 3344 AMGEN INC COM 031162100 899 4435 SH SOLE 0 0 4435 ANTHEM INC COM 036752103 387 1703 SH DFND 1 0 0 1703 APPLE HOSPITALITY REIT INC COM NEW 03784Y200 393 42865 SH DFND 1 0 0 42865 APPLE INC COM 037833100 19236 75649 SH DFND 1 0 0 75649 APPLE INC COM 037833100 7133 28050 SH SOLE 0 0 28050 APPLIED MATLS INC COM 038222105 15296 333822 SH DFND 1 0 0 333822 APPLIED MATLS INC COM 038222105 5488 119784 SH SOLE 0 0 119784 BAKER HUGHES COMPANY CL A 05722G100 671 63921 SH DFND 1 0 0 63921 BAKER HUGHES COMPANY CL A 05722G100 322 30711 SH SOLE 0 0 30711 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 321 1753 SH DFND 1 0 0 1753 BOEING CO COM 097023105 250 1678 SH DFND 1 0 0 1678 BRISTOL MYERS SQUIBB CO COM 110122108 3056 54823 SH DFND 1 0 0 54823 BRISTOL MYERS SQUIBB CO COM 110122108 1465 26286 SH SOLE 0 0 26286 BROADCOM INC COM 11135F101 16361 69006 SH DFND 1 0 0 69006 BROADCOM INC COM 11135F101 5879 24796 SH SOLE 0 0 24796 CDW CORP COM 12514G108 727 7799 SH DFND 1 0 0 7799 CDW CORP COM 12514G108 351 3767 SH SOLE 0 0 3767 CHANGE HEALTHCARE INC COM 15912K100 111 11101 SH DFND 1 0 0 11101 CHANGE HEALTHCARE INC COM 15912K100 102 10173 SH SOLE 0 0 10173 CHARLES RIV LABS INTL INC COM 159864107 682 5407 SH DFND 1 0 0 5407 CHARLES RIV LABS INTL INC COM 159864107 341 2704 SH SOLE 0 0 2704 CHEVRON CORP NEW COM 166764100 15447 213185 SH DFND 1 0 0 213185 CHEVRON CORP NEW COM 166764100 5733 79131 SH SOLE 0 0 79131 CIGNA CORP NEW COM 125523100 3039 17154 SH DFND 1 0 0 17154 CIGNA CORP NEW COM 125523100 1462 8251 SH SOLE 0 0 8251 CLEARBRIDGE ENERGY MIDSTRM O COM 18469P100 20 15167 SH DFND 1 0 0 15167 CLEARBRIDGE ENERGY MLP FD IN COM 184692101 65 35259 SH DFND 1 0 0 35259 CLEARBRIDGE ENERGY MLP FD IN COM 184692101 36 19520 SH SOLE 0 0 19520 DISCOVERY INC COM SER A 25470F104 734 37747 SH DFND 1 0 0 37747 DISCOVERY INC COM SER A 25470F104 340 17476 SH SOLE 0 0 17476 DISNEY WALT CO COM DISNEY 254687106 15091 156225 SH DFND 1 0 0 156225 DISNEY WALT CO COM DISNEY 254687106 5541 57359 SH SOLE 0 0 57359 EAST WEST BANCORP INC COM 27579R104 263 10209 SH SOLE 0 0 10209 EPAM SYS INC COM 29414B104 850 4576 SH DFND 1 0 0 4576 EPAM SYS INC COM 29414B104 403 2172 SH SOLE 0 0 2172 EXXON MOBIL CORP COM 30231G102 282 7439 SH DFND 1 0 0 7439 FIRST TR EXCH TRADED FD III INSTL PFD SECS 33739P855 22272 1317062 SH DFND 1 0 0 1317062 FIRST TR EXCH TRADED FD III INSTL PFD SECS 33739P855 7729 457094 SH SOLE 0 0 457094 FIRST TR EXCHANG TRADED FD I MANAGD MUN ETF 33739N108 4529 83757 SH DFND 1 0 0 83757 FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF 33739E108 1722 104991 SH DFND 1 0 0 104991 FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF 33739E108 639 38940 SH SOLE 0 0 38940 FISERV INC COM 337738108 17514 184376 SH DFND 1 0 0 184376 FISERV INC COM 337738108 6060 63800 SH SOLE 0 0 63800 FORD MTR CO DEL COM 345370860 61 12600 SH SOLE 0 0 12600 FORTUNE BRANDS HOME & SEC IN COM 34964C106 662 15309 SH DFND 1 0 0 15309 FORTUNE BRANDS HOME & SEC IN COM 34964C106 338 7823 SH SOLE 0 0 7823 GALLAGHER ARTHUR J & CO COM 363576109 227 2787 SH SOLE 0 0 2787 GAP INC COM 364760108 73 10364 SH DFND 1 0 0 10364 GENERAL MOLY INC COM 370373102 16 98000 SH DFND 1 0 0 98000 GENTEX CORP COM 371901109 784 35386 SH DFND 1 0 0 35386 GENTEX CORP COM 371901109 359 16204 SH SOLE 0 0 16204 GOLDMAN SACHS ETF TR ACTIVEBETA US LG 381430503 133805 2563798 SH DFND 1 0 0 2563798 GOLDMAN SACHS ETF TR ACTIVEBETA US LG 381430503 43999 843054 SH SOLE 0 0 843054 HILL ROM HLDGS INC COM 431475102 938 9327 SH DFND 1 0 0 9327 HILL ROM HLDGS INC COM 431475102 433 4307 SH SOLE 0 0 4307 HONEYWELL INTL INC COM 438516106 15829 118314 SH DFND 1 0 0 118314 HONEYWELL INTL INC COM 438516106 5630 42076 SH SOLE 0 0 42076 INGERSOLL-RAND PLC COM 45687V106 535 22052 SH DFND 1 0 0 22052 INGERSOLL-RAND PLC COM 45687V106 248 9992 SH SOLE 0 0 9992 INTEL CORP COM 458140100 244 4508 SH DFND 1 0 0 4508 INTERCONTINENTAL EXCHANGE IN COM 45866F104 17872 221326 SH DFND 1 0 0 221326 INTERCONTINENTAL EXCHANGE IN COM 45866F104 6271 77660 SH SOLE 0 0 77660 INVESCO ACTIVELY MANAGED ETF ULTRA SHRT DUR 46090A887 2320 47049 SH SOLE 0 0 47049 INVESCO EXCH TRD SLF IDX FD BULSHS 2021 CB 46138J700 27735 1322605 SH DFND 1 0 0 1322605 INVESCO EXCH TRD SLF IDX FD BULSHS 2020 HY 46138J601 203 8825 SH DFND 1 0 0 8825 INVESCO EXCH TRD SLF IDX FD BULSHS 2021 CB 46138J700 8957 427125 SH SOLE 0 0 427125 INVESCO QQQ TR UNIT SER 1 46090E103 634 3328 SH DFND 1 0 0 3328 INVESCO QQQ TR UNIT SER 1 46090E103 226 1185 SH SOLE 0 0 1185 ISHARES INTL SEL DIV ETF 464288448 9156 405123 SH DFND 1 0 0 405123 ISHARES EM MKTS DIV ETF 464286319 5668 201354 SH DFND 1 0 0 201354 ISHARES S&P 500 GRWT ETF 464287309 2308 13986 SH DFND 1 0 0 13986 ISHARES S&P 500 VAL ETF 464287408 1065 11067 SH DFND 1 0 0 11067 ISHARES INTL SEL DIV ETF 464288448 2383 105421 SH SOLE 0 0 105421 ISHARES S&P 500 GRWT ETF 464287309 1953 11835 SH SOLE 0 0 11835 ISHARES EM MKTS DIV ETF 464286319 1573 55883 SH SOLE 0 0 55883 ISHARES S&P 500 VAL ETF 464287408 1327 13784 SH SOLE 0 0 13784 ISHARES GOLD TRUST ISHARES 464285105 234 15513 SH SOLE 0 0 15513 ISHARES TR MSCI MIN VOL ETF 46429B697 30048 556344 SH DFND 1 0 0 556344 ISHARES TR EXPND TEC SC ETF 464287549 28709 135566 SH DFND 1 0 0 135566 ISHARES TR CORE DIV GRWTH 46434V621 28590 877270 SH DFND 1 0 0 877270 ISHARES TR IBONDS DEC 25 46435U432 3974 146966 SH DFND 1 0 0 146966 ISHARES TR CORE MSCI INTL 46435G326 3090 69740 SH DFND 1 0 0 69740 ISHARES TR IBONDS DEC 46435U697 2807 107301 SH DFND 1 0 0 107301 ISHARES TR CORE S&P SCP ETF 464287804 1870 33331 SH DFND 1 0 0 33331 ISHARES TR CORE MSCI EAFE 46432F842 1768 35448 SH DFND 1 0 0 35448 ISHARES TR S&P MC 400VL ETF 464287705 671 6114 SH DFND 1 0 0 6114 ISHARES TR S&P MC 400GR 464287606 638 3574 SH DFND 1 0 0 3574 ISHARES TR GL CLEAN ENE ETF 464288224 503 52705 SH DFND 1 0 0 52705 ISHARES TR S&P SML 600 GWT 464287887 433 3143 SH DFND 1 0 0 3143 ISHARES TR SP SMCP600VL ETF 464287879 329 3292 SH DFND 1 0 0 3292 ISHARES TR MSCI MIN VOL ETF 46429B697 10608 196402 SH SOLE 0 0 196402 ISHARES TR EXPND TEC SC ETF 464287549 10286 48571 SH SOLE 0 0 48571 ISHARES TR CORE DIV GRWTH 46434V621 10087 309497 SH SOLE 0 0 309497 ISHARES TR CORE MSCI INTL 46435G326 2623 59193 SH SOLE 0 0 59193 ISHARES TR S&P MC 400VL ETF 464287705 1012 9222 SH SOLE 0 0 9222 ISHARES TR S&P MC 400GR 464287606 1007 5640 SH SOLE 0 0 5640 ISHARES TR IBONDS DEC 46435U697 951 36371 SH SOLE 0 0 36371 ISHARES TR IBONDS DEC 25 46435U432 882 32628 SH SOLE 0 0 32628 ISHARES TR CORE MSCI EAFE 46432F842 879 17623 SH SOLE 0 0 17623 ISHARES TR S&P SML 600 GWT 464287887 593 4303 SH SOLE 0 0 4303 ISHARES TR SP SMCP600VL ETF 464287879 503 5037 SH SOLE 0 0 5037 ISHARES TR BARCLAYS 7 10 YR 464287440 273 2248 SH SOLE 0 0 2248 JACOBS ENGR GROUP INC COM 469814107 854 10768 SH DFND 1 0 0 10768 JACOBS ENGR GROUP INC COM 469814107 405 5105 SH SOLE 0 0 5105 JOHN HANCOCK EXCHANGE TRADED MULTIFACTOR MI 47804J206 768 27018 SH DFND 1 0 0 27018 JOHN HANCOCK EXCHANGE TRADED MULTIFACTOR MI 47804J206 367 12927 SH SOLE 0 0 12927 JOHN HANCOCK EXCHANGE TRADED MULTI INTL ETF 47804J859 202 8919 SH SOLE 0 0 8919 JOHNSON & JOHNSON COM 478160104 335 2557 SH DFND 1 0 0 2557 JPMORGAN CHASE & CO COM 46625H100 3130 34771 SH DFND 1 0 0 34771 JPMORGAN CHASE & CO COM 46625H100 1325 14713 SH SOLE 0 0 14713 KAYNE ANDERSON MLP INVSMT CO COM 486606106 43 11892 SH DFND 1 0 0 11892 LOWES COS INC COM 548661107 15168 176268 SH DFND 1 0 0 176268 LOWES COS INC COM 548661107 5454 63380 SH SOLE 0 0 63380 LPL FINL HLDGS INC COM 50212V100 707 12998 SH DFND 1 0 0 12998 LPL FINL HLDGS INC COM 50212V100 346 6359 SH SOLE 0 0 6359 MASTERCARD INC CL A 57636Q104 16337 67632 SH DFND 1 0 0 67632 MASTERCARD INC CL A 57636Q104 5615 23246 SH SOLE 0 0 23246 MCKESSON CORP COM 58155Q103 17421 128801 SH DFND 1 0 0 128801 MCKESSON CORP COM 58155Q103 6032 44599 SH SOLE 0 0 44599 MICROSOFT CORP COM 594918104 4679 29671 SH DFND 1 0 0 29671 MICROSOFT CORP COM 594918104 1981 12563 SH SOLE 0 0 12563 NEXTERA ENERGY INC COM 65339F101 3401 14133 SH DFND 1 0 0 14133 NEXTERA ENERGY INC COM 65339F101 1510 6276 SH SOLE 0 0 6276 PIMCO DYNAMIC CR & MTG INC F COM SHS 72202D106 256 15206 SH DFND 1 0 0 15206 PIMCO ETF TR INTER MUN BD ACT 72201R866 281 5143 SH DFND 1 0 0 5143 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 204 2065 SH DFND 1 0 0 2065 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 3469 35043 SH SOLE 0 0 35043 POWERSHARES ETF TRUST INTL DIVI ACHI 46137V548 525 46265 SH DFND 1 0 0 46265 POWERSHARES ETF TRUST INTL DIVI ACHI 46137V548 123 10861 SH SOLE 0 0 10861 POWERSHARES GLOBAL ETF TRUST FTSE RAFI DEV 46138E743 445 14656 SH DFND 1 0 0 14656 POWERSHARES GLOBAL ETF TRUST FTSE RAFI DEV 46138E743 385 12691 SH SOLE 0 0 12691 PROLOGIS INC COM 74340W103 18033 224377 SH DFND 1 0 0 224377 PROLOGIS INC COM 74340W103 6348 78987 SH SOLE 0 0 78987 PROOFPOINT INC COM 743424103 840 8184 SH DFND 1 0 0 8184 PROOFPOINT INC COM 743424103 398 3878 SH SOLE 0 0 3878 RYDEX ETF TRUST S&P500 PUR GWT 46137V266 55630 555527 SH DFND 1 0 0 555527 RYDEX ETF TRUST S&P SML600 GWT 46137V175 486 6376 SH DFND 1 0 0 6376 RYDEX ETF TRUST S&P500 PUR GWT 46137V266 12138 121209 SH SOLE 0 0 121209 RYDEX ETF TRUST S&P SML600 GWT 46137V175 248 3251 SH SOLE 0 0 3251 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 32597 367999 SH DFND 1 0 0 367999 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 527 6551 SH DFND 1 0 0 6551 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 11395 128637 SH SOLE 0 0 128637 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 27367 1143147 SH DFND 1 0 0 1143147 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 7997 280979 SH DFND 1 0 0 280979 SPDR INDEX SHS FDS S&P EM MKT DIV 78463X533 888 40014 SH DFND 1 0 0 40014 SPDR INDEX SHS FDS S&P INTL ETF 78463X772 486 15853 SH DFND 1 0 0 15853 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 7430 310366 SH SOLE 0 0 310366 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 5915 207847 SH SOLE 0 0 207847 SPDR INDEX SHS FDS S&P INTL ETF 78463X772 396 12917 SH SOLE 0 0 12917 SPDR INDEX SHS FDS S&P EM MKT DIV 78463X533 358 16110 SH SOLE 0 0 16110 SPDR S&P 500 ETF TR TR UNIT 78462F103 1319 5119 SH DFND 1 0 0 5119 SPDR SER TR MSCI USA STRTGIC 78468R812 234 3062 SH DFND 1 0 0 3062 SPDR SERIES TRUST S&P 600 SMCP GRW 78464A201 14571 315510 SH DFND 1 0 0 315510 SPDR SERIES TRUST PORTFOLIO AGRGTE 78464A649 3891 128770 SH DFND 1 0 0 128770 SPDR SERIES TRUST WELLS FG PFD ETF 78464A292 1920 48982 SH DFND 1 0 0 48982 SPDR SERIES TRUST S&P 400 MDCP VAL 78464A839 1603 45455 SH DFND 1 0 0 45455 SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 1406 34413 SH DFND 1 0 0 34413 SPDR SERIES TRUST S&P 400 MDCP GRW 78464A821 1366 31899 SH DFND 1 0 0 31899 SPDR SERIES TRUST S&P 600 SMCP GRW 78464A201 4028 87231 SH SOLE 0 0 87231 SPDR SERIES TRUST S&P 400 MDCP VAL 78464A839 1707 48409 SH SOLE 0 0 48409 SPDR SERIES TRUST S&P 400 MDCP GRW 78464A821 1667 38920 SH SOLE 0 0 38920 SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 1441 35255 SH SOLE 0 0 35255 SPDR SERIES TRUST PORTFOLIO AGRGTE 78464A649 404 13352 SH SOLE 0 0 13352 SPDR SERIES TRUST WELLS FG PFD ETF 78464A292 203 5169 SH SOLE 0 0 5169 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 4415 92058 SH DFND 1 0 0 92058 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 460 9586 SH SOLE 0 0 9586 STORE CAP CORP COM 862121100 688 37985 SH DFND 1 0 0 37985 STORE CAP CORP COM 862121100 339 18700 SH SOLE 0 0 18700 THERMO FISHER SCIENTIFIC INC COM 883556102 17978 63393 SH DFND 1 0 0 63393 THERMO FISHER SCIENTIFIC INC COM 883556102 6286 22165 SH SOLE 0 0 22165 TRANE TECHNOLOGIES PLC SHS G8994E103 2068 25042 SH DFND 1 0 0 25042 TRANE TECHNOLOGIES PLC SHS G8994E103 940 11382 SH SOLE 0 0 11382 TRUIST FINL CORP COM 89832Q109 229 7439 SH DFND 1 0 0 7439 UNITEDHEALTH GROUP INC COM 91324P102 294 1180 SH DFND 1 0 0 1180 US FOODS HLDG CORP COM 912008109 761 42975 SH DFND 1 0 0 42975 US FOODS HLDG CORP COM 912008109 383 21609 SH SOLE 0 0 21609 VANGUARD INDEX FDS VALUE ETF 922908744 7917 88893 SH DFND 1 0 0 88893 VANGUARD INDEX FDS GROWTH ETF 922908736 7119 45435 SH DFND 1 0 0 45435 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1826 14165 SH DFND 1 0 0 14165 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 1015 8012 SH DFND 1 0 0 8012 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 603 8631 SH DFND 1 0 0 8631 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 573 7053 SH DFND 1 0 0 7053 VANGUARD INDEX FDS SMALL CP ETF 922908751 569 4926 SH DFND 1 0 0 4926 VANGUARD INDEX FDS VALUE ETF 922908744 8528 95762 SH SOLE 0 0 95762 VANGUARD INDEX FDS GROWTH ETF 922908736 8063 51459 SH SOLE 0 0 51459 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 789 6229 SH SOLE 0 0 6229 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 627 7712 SH SOLE 0 0 7712 VANGUARD INDEX FDS SML CP GRW ETF 922908595 402 2677 SH DFND 1 0 0 2677 VANGUARD INDEX FDS SML CP GRW ETF 922908595 454 3018 SH SOLE 0 0 3018 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 2147 63982 SH DFND 1 0 0 63982 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 448 10913 SH DFND 1 0 0 10913 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 2544 75835 SH SOLE 0 0 75835 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 396 9644 SH SOLE 0 0 9644 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 1125 11580 SH DFND 1 0 0 11580 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 269 2770 SH SOLE 0 0 2770 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 30902 926873 SH DFND 1 0 0 926873 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 9750 292445 SH SOLE 0 0 292445 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 2514 35527 SH DFND 1 0 0 35527 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 607 8579 SH SOLE 0 0 8579 VANGUARD WORLD FD MEGA CAP INDEX 921910873 1678 18455 SH DFND 1 0 0 18455 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 954 5746 SH DFND 1 0 0 5746 VANGUARD WORLD FDS INF TECH ETF 92204A702 943 4451 SH DFND 1 0 0 4451 VISA INC COM CL A 92826C839 210 1302 SH DFND 1 0 0 1302 WAL-MART STORES INC COM 931142103 18923 166547 SH DFND 1 0 0 166547 WAL-MART STORES INC COM 931142103 6805 59886 SH SOLE 0 0 59886 WASTE CONNECTIONS INC COM 94106B101 822 10602 SH DFND 1 0 0 10602 WASTE CONNECTIONS INC COM 94106B101 379 4889 SH SOLE 0 0 4889 WISDOMTREE TR FLOATNG RAT TREA 97717X628 49653 1977442 SH DFND 1 0 0 1977442 WISDOMTREE TR INTL EQUITY FD 97717W703 15726 398230 SH DFND 1 0 0 398230 WISDOMTREE TR US MIDCAP DIVID 97717W505 5056 209262 SH DFND 1 0 0 209262 WISDOMTREE TR US SMALLCAP DIVD 97717W604 2388 132542 SH DFND 1 0 0 132542 WISDOMTREE TR INTL LRGCAP DV 97717W794 1300 35192 SH DFND 1 0 0 35192 WISDOMTREE TR FLOATNG RAT TREA 97717X628 20604 820564 SH SOLE 0 0 820564 WISDOMTREE TR INTL EQUITY FD 97717W703 10008 253426 SH SOLE 0 0 253426 WISDOMTREE TR US MIDCAP DIVID 97717W505 1189 49216 SH SOLE 0 0 49216 WISDOMTREE TR US SMALLCAP DIVD 97717W604 702 38936 SH SOLE 0 0 38936 WISDOMTREE TR INTL LRGCAP DV 97717W794 584 15808 SH SOLE 0 0 15808