0001144204-11-049437.txt : 20110824 0001144204-11-049437.hdr.sgml : 20110824 20110824075612 ACCESSION NUMBER: 0001144204-11-049437 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20110822 FILED AS OF DATE: 20110824 DATE AS OF CHANGE: 20110824 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KATZMAN CHAIM CENTRAL INDEX KEY: 0001079522 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13499 FILM NUMBER: 111052299 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EQUITY ONE, INC. CENTRAL INDEX KEY: 0001042810 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 521794271 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1600 N E MIAMI GARDENS DRIVE CITY: NORTH MIAMI BEACH STATE: FL ZIP: 33179 BUSINESS PHONE: 305-947-1664 MAIL ADDRESS: STREET 1: 1600 N E MIAMI GARDENS DRIVE CITY: NORTH MIAMI BEACH STATE: FL ZIP: 33179 FORMER COMPANY: FORMER CONFORMED NAME: EQUITY ONE INC DATE OF NAME CHANGE: 19970723 4 1 v233283_4.xml OWNERSHIP DOCUMENT X0304 4 2011-08-22 0 0001042810 EQUITY ONE, INC. EQY 0001079522 KATZMAN CHAIM 1600 NE MIAMI GARDENS DRIVE NORTH MIAMI BEACH, FL 33179 1 1 1 0 Chairman Common Stock par value $0.01 2011-08-22 4 P 0 900 17.030 A 52638081 I Indirect Common Stock par value $0.01 2011-08-22 4 P 0 200 17.035 A 52638281 I Indirect Common Stock par value $0.01 2011-08-22 4 P 0 3700 17.040 A 52641981 I Indirect Common Stock par value $0.01 2011-08-22 4 P 0 1500 17.050 A 52643481 I Indirect Common Stock par value $0.01 2011-08-22 4 P 0 200 17.055 A 52643681 I Indirect Common Stock par value $0.01 2011-08-22 4 P 0 700 17.060 A 52644381 I Indirect Common Stock par value $0.01 2011-08-22 4 P 0 100 17.065 A 52644481 I Indirect Common Stock par value $0.01 2011-08-22 4 P 0 1400 17.070 A 52645881 I Indirect Common Stock par value $0.01 2011-08-22 4 P 0 200 17.075 A 52646081 I Indirect Common Stock par value $0.01 2011-08-22 4 P 0 900 17.080 A 52646981 I Indirect Common Stock par value $0.01 2011-08-22 4 P 0 200 17.085 A 52647181 I Indirect Common Stock par value $0.01 2011-08-22 4 P 0 600 17.090 A 52647781 I Indirect Common Stock par value $0.01 2011-08-22 4 P 0 200 17.095 A 52647981 I Indirect Common Stock par value $0.01 2011-08-22 4 P 0 52400 17.100 A 52700381 I Indirect Common Stock par value $0.01 2011-08-22 4 P 0 3800 17.220 A 52704181 I Indirect Common Stock par value $0.01 2011-08-22 4 P 0 8700 17.230 A 52712881 I Indirect Common Stock par value $0.01 2011-08-22 4 P 0 85943 17.250 A 52798824 I Indirect Common Stock par value $0.01 2011-08-23 4 P 0 200 16.960 A 52799024 I Indirect Common Stock par value $0.01 2011-08-23 4 P 0 200 16.970 A 52799224 I Indirect Common Stock par value $0.01 2011-08-23 4 P 0 621 16.980 A 52799845 I Indirect Common Stock par value $0.01 2011-08-23 4 P 0 57796 16.990 A 52857641 I Indirect Common Stock par value $0.01 2011-08-23 4 P 0 3741 17.000 A 52861382 I Indirect Common Stock par value $0.01 2011-08-23 4 P 0 200 17.030 A 52861582 I Indirect Common Stock par value $0.01 2011-08-23 4 P 0 100 17.040 A 52861682 I Indirect Common Stock par value $0.01 2011-08-23 4 P 0 900 17.060 A 52862582 I Indirect Common Stock par value $0.01 2011-08-23 4 P 0 1600 17.090 A 52864182 I Indirect Common Stock par value $0.01 2011-08-23 4 P 0 300 17.100 A 52864482 I Indirect See Exhibit 99. /S/ Chaim Katzman 2011-08-23 EX-99 2 v233283_ex99.htm EXHIBIT 99 Unassociated Document
Exhibit 99
 
The securities reported as beneficially owned by Mr. Katzman include:
 
(a)            5,386,857 shares held of record by Ficus, Inc. (“Ficus”) which is a member of a “group” with Mr. Katzman for purposes of Section 13(d) of the Securities and Exchange Act of 1934, as amended (the “Exchange Act”).  Ficus is a wholly-owned subsidiary of Gazit America Inc. (“Gazit America”) and is indirectly controlled by Gazit-Globe, Ltd. (“Gazit Globe”).  Mr. Katzman is the Chairman of the Board of Gazit-Globe.
 
(b)            8,893,213 shares held of record by Silver Maple (2001), Inc. which is a member of a “group” with Mr. Katzman for purposes of Section 13(d) of the Exchange Act.  Silver Maple is also a wholly-owned subsidiary of Gazit America and is indirectly controlled by Gazit-Globe.  Mr. Katzman is the Chairman of the Board of Gazit-Globe.
 
(c)            7,928,134 shares held of record by MGN (USA) Inc. (“MGN USA”) which is a member of a “group” with Mr. Katzman for purposes of Section 13(d) of the Exchange Act.  MGN USA is also a wholly-owned subsidiary of Gazit-Globe.  Mr. Katzman is the Chairman of the Board of Gazit-Globe.
 
(d)            18,774,744 shares held of record by MGN America, LLC (“MGN America”) (including the 227,301 shares reported herein) which is a member of a “group” with Mr. Katzman for purposes of Section 13(d) of the Exchange Act.  MGN America is also a wholly-owned subsidiary of MGN USA, a wholly-owned subsidiary of Gazit-Globe.  Mr. Katzman is the Chairman of the Board of Gazit-Globe.
 
(e)            10,812,312 shares held of record by Gazit First Generation, LLC which is a member of a “group” with Mr. Katzman for purposes of Section 13(d) of the Exchange Act.  Gazit First Generatation, LLC is a wholly owned subsidiary of Gazit 1995, Inc., a wholly-owned subsidiary of MGN USA, a wholly-owned subsidiary of Gazit-Globe.  Mr. Katzman is the Chairman of the Board of Gazit-Globe.
 
(f)            187,036 shares held of record by Mr. Katzman’s wife directly and as custodian for their daughters.
 
(g)           882,186 other shares held directly and indirectly by Mr. Katzman.