0001144204-11-047619.txt : 20110815 0001144204-11-047619.hdr.sgml : 20110815 20110815210728 ACCESSION NUMBER: 0001144204-11-047619 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20110811 FILED AS OF DATE: 20110815 DATE AS OF CHANGE: 20110815 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KATZMAN CHAIM CENTRAL INDEX KEY: 0001079522 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13499 FILM NUMBER: 111038568 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EQUITY ONE, INC. CENTRAL INDEX KEY: 0001042810 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 521794271 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1600 N E MIAMI GARDENS DRIVE CITY: NORTH MIAMI BEACH STATE: FL ZIP: 33179 BUSINESS PHONE: 305-947-1664 MAIL ADDRESS: STREET 1: 1600 N E MIAMI GARDENS DRIVE CITY: NORTH MIAMI BEACH STATE: FL ZIP: 33179 FORMER COMPANY: FORMER CONFORMED NAME: EQUITY ONE INC DATE OF NAME CHANGE: 19970723 4 1 v232265_4.xml OWNERSHIP DOCUMENT X0304 4 2011-08-11 0 0001042810 EQUITY ONE, INC. EQY 0001079522 KATZMAN CHAIM 1600 NE MIAMI GARDENS DRIVE NORTH MIAMI BEACH FL 33179 1 1 1 0 Chairman Common Stock par value $0.01 2011-08-11 4 P 0 400 16.62 A 52132042 I Indirect Common Stock par value $0.01 2011-08-11 4 P 0 200 16.65 A 52132242 I Indirect Common Stock par value $0.01 2011-08-11 4 P 0 700 16.68 A 52132942 I Indirect Common Stock par value $0.01 2011-08-11 4 P 0 200 16.70 A 52133142 I Indirect Common Stock par value $0.01 2011-08-11 4 P 0 400 16.71 A 52133542 I Indirect Common Stock par value $0.01 2011-08-11 4 P 0 970 16.72 A 52134512 I Indirect Common Stock par value $0.01 2011-08-11 4 P 0 1370 16.73 A 52135882 I Indirect Common Stock par value $0.01 2011-08-11 4 P 0 600 16.74 A 52136482 I Indirect Common Stock par value $0.01 2011-08-11 4 P 0 400 16.75 A 52136882 I Indirect Common Stock par value $0.01 2011-08-11 4 P 0 400 16.76 A 52137282 I Indirect Common Stock par value $0.01 2011-08-11 4 P 0 200 16.77 A 52137482 I Indirect Common Stock par value $0.01 2011-08-11 4 P 0 300 16.78 A 52137782 I Indirect Common Stock par value $0.01 2011-08-11 4 P 0 200 16.79 A 52137982 I Indirect Common Stock par value $0.01 2011-08-11 4 P 0 200 16.80 A 52138182 I Indirect Common Stock par value $0.01 2011-08-11 4 P 0 300 16.81 A 52138482 I Indirect Common Stock par value $0.01 2011-08-11 4 P 0 400 16.82 A 52138882 I Indirect Common Stock par value $0.01 2011-08-11 4 P 0 300 16.84 A 52139182 I Indirect Common Stock par value $0.01 2011-08-11 4 P 0 810 16.85 A 52139992 I Indirect Common Stock par value $0.01 2011-08-11 4 P 0 1564 16.86 A 52141556 I Indirect Common Stock par value $0.01 2011-08-11 4 P 0 300 16.88 A 52141856 I Indirect Common Stock par value $0.01 2011-08-11 4 P 0 900 16.89 A 52142756 I Indirect Common Stock par value $0.01 2011-08-11 4 P 0 404 16.90 A 52143160 I Indirect Common Stock par value $0.01 2011-08-11 4 P 0 1296 16.91 A 52144456 I Indirect Common Stock par value $0.01 2011-08-11 4 P 0 500 16.92 A 52144956 I Indirect Common Stock par value $0.01 2011-08-11 4 P 0 600 16.93 A 52145556 I Indirect Common Stock par value $0.01 2011-08-11 4 P 0 900 16.94 A 52146456 I Indirect Common Stock par value $0.01 2011-08-11 4 P 0 2103 16.95 A 52148559 I Indirect Common Stock par value $0.01 2011-08-11 4 P 0 2200 16.96 A 52150759 I Indirect Common Stock par value $0.01 2011-08-11 4 P 0 1800 16.97 A 52152559 I Indirect Common Stock par value $0.01 2011-08-11 4 P 0 2000 16.98 A 52154559 I Indirect See Exhibit 99. /S/ Chaim Katzman 2011-08-15 EX-99.1 2 v232265_ex99-1.htm EXHIBIT 99.1 Unassociated Document
Exhibit 99
 
The securities reported as beneficially owned by Mr. Katzman include:
 
(a)            5,386,857 shares held of record by Ficus, Inc. (“Ficus”) which is a member of a “group” with Mr. Katzman for purposes of Section 13(d) of the Securities and Exchange Act of 1934, as amended (the “Exchange Act”).  Ficus is a wholly-owned subsidiary of Gazit America Inc. (“Gazit America”) and is indirectly controlled by Gazit-Globe, Ltd. (“Gazit Globe”).  Mr. Katzman is the Chairman of the Board of Gazit-Globe.
 
(b)            8,893,213 shares held of record by Silver Maple (2001), Inc. which is a member of a “group” with Mr. Katzman for purposes of Section 13(d) of the Exchange Act.  Silver Maple is also a wholly-owned subsidiary of Gazit America and is indirectly controlled by Gazit-Globe.  Mr. Katzman is the Chairman of the Board of Gazit-Globe.
 
(c)            7,928,134 shares held of record by MGN (USA) Inc. (“MGN USA”) which is a member of a “group” with Mr. Katzman for purposes of Section 13(d) of the Exchange Act.  MGN USA is also a wholly-owned subsidiary of Gazit-Globe.  Mr. Katzman is the Chairman of the Board of Gazit-Globe.
 
(d)            18,064,821 shares held of record by MGN America, LLC (“MGN America”) (including the 22,917 shares reported herein) which is a member of a “group” with Mr. Katzman for purposes of Section 13(d) of the Exchange Act.  MGN America is also a wholly-owned subsidiary of MGN USA, a wholly-owned subsidiary of Gazit-Globe.  Mr. Katzman is the Chairman of the Board of Gazit-Globe.
 
(e)            10,812,312 shares held of record by Gazit First Generation, LLC which is a member of a “group” with Mr. Katzman for purposes of Section 13(d) of the Exchange Act.  Gazit First Generatation, LLC is a wholly owned subsidiary of Gazit 1995, Inc., a wholly-owned subsidiary of MGN USA, a wholly-owned subsidiary of Gazit-Globe.  Mr. Katzman is the Chairman of the Board of Gazit-Globe.
 
(f)            187,036 shares held of record by Mr. Katzman’s wife directly and as custodian for their daughters.
 
(g)            882,186 other shares held directly and indirectly by Mr. Katzman.