0001144204-11-045798.txt : 20110811 0001144204-11-045798.hdr.sgml : 20110811 20110811211411 ACCESSION NUMBER: 0001144204-11-045798 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20110809 FILED AS OF DATE: 20110811 DATE AS OF CHANGE: 20110811 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KATZMAN CHAIM CENTRAL INDEX KEY: 0001079522 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13499 FILM NUMBER: 111029034 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EQUITY ONE, INC. CENTRAL INDEX KEY: 0001042810 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 521794271 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1600 N E MIAMI GARDENS DRIVE CITY: NORTH MIAMI BEACH STATE: FL ZIP: 33179 BUSINESS PHONE: 305-947-1664 MAIL ADDRESS: STREET 1: 1600 N E MIAMI GARDENS DRIVE CITY: NORTH MIAMI BEACH STATE: FL ZIP: 33179 FORMER COMPANY: FORMER CONFORMED NAME: EQUITY ONE INC DATE OF NAME CHANGE: 19970723 4 1 v231806_4.xml OWNERSHIP DOCUMENT X0304 4 2011-08-09 0 0001042810 EQUITY ONE, INC. EQY 0001079522 KATZMAN CHAIM 1600 NE MIAMI GARDENS DRIVE NORTH MIAMI BEACH FL 33179 1 1 1 0 Chairman Common Stock par value $0.01 2011-08-09 4 P 0 700 15.60 A 51914400 I Indirect Common Stock par value $0.01 2011-08-09 4 P 0 200 15.61 A 51914600 I Indirect Common Stock par value $0.01 2011-08-09 4 P 0 400 15.62 A 51915000 I Indirect Common Stock par value $0.01 2011-08-09 4 P 0 1500 15.63 A 51916500 I Indirect Common Stock par value $0.01 2011-08-09 4 P 0 800 15.64 A 51917300 I Indirect Common Stock par value $0.01 2011-08-09 4 P 0 1000 15.65 A 51918300 I Indirect Common Stock par value $0.01 2011-08-09 4 P 0 700 15.66 A 51919000 I Indirect Common Stock par value $0.01 2011-08-09 4 P 0 900 15.67 A 51919900 I Indirect Common Stock par value $0.01 2011-08-09 4 P 0 1600 15.68 A 51921500 I Indirect Common Stock par value $0.01 2011-08-09 4 P 0 500 15.69 A 51922000 I Indirect Common Stock par value $0.01 2011-08-09 4 P 0 1500 15.70 A 51923500 I Indirect Common Stock par value $0.01 2011-08-09 4 P 0 1000 15.71 A 51924500 I Indirect Common Stock par value $0.01 2011-08-09 4 P 0 900 15.72 A 51925400 I Indirect Common Stock par value $0.01 2011-08-09 4 P 0 100 15.73 A 51925500 I Indirect Common Stock par value $0.01 2011-08-09 4 P 0 300 15.74 A 51925800 I Indirect Common Stock par value $0.01 2011-08-09 4 P 0 200 15.75 A 51926000 I Indirect Common Stock par value $0.01 2011-08-09 4 P 0 900 15.76 A 51926900 I Indirect Common Stock par value $0.01 2011-08-09 4 P 0 700 15.77 A 51927600 I Indirect Common Stock par value $0.01 2011-08-09 4 P 0 600 15.78 A 51928200 I Indirect Common Stock par value $0.01 2011-08-09 4 P 0 800 15.79 A 51929000 I Indirect Common Stock par value $0.01 2011-08-09 4 P 0 900 15.80 A 51929900 I Indirect Common Stock par value $0.01 2011-08-09 4 P 0 800 15.81 A 51930700 I Indirect Common Stock par value $0.01 2011-08-09 4 P 0 1500 15.82 A 51932200 I Indirect Common Stock par value $0.01 2011-08-09 4 P 0 1500 15.83 A 51933700 I Indirect Common Stock par value $0.01 2011-08-09 4 P 0 700 15.84 A 51934400 I Indirect Common Stock par value $0.01 2011-08-09 4 P 0 2400 15.85 A 51936800 I Indirect Common Stock par value $0.01 2011-08-09 4 P 0 3000 15.86 A 51939800 I Indirect Common Stock par value $0.01 2011-08-09 4 P 0 3600 15.87 A 51943400 I Indirect Common Stock par value $0.01 2011-08-09 4 P 0 3200 15.88 A 51946600 I Indirect Common Stock par value $0.01 2011-08-09 4 P 0 900 15.89 A 51947500 I Indirect See Exhibit 99 /S/ Chaim Katzman 2011-08-11 EX-99.1 2 v231806_ex99-1.htm EXHIBIT 99.1 Unassociated Document
Exhibit 99
 
  The securities reported as beneficially owned by Mr. Katzman include:
 
(a)            5,386,857 shares held of record by Ficus, Inc. (“Ficus”) which is a member of a “group” with Mr. Katzman for purposes of Section 13(d) of the Securities and Exchange Act of 1934, as amended (the “Exchange Act”).  Ficus is a wholly-owned subsidiary of Gazit America Inc. (“Gazit America”) and is indirectly controlled by Gazit-Globe, Ltd. (“Gazit Globe”).  Mr. Katzman is the Chairman of the Board of Gazit-Globe.
 
(b)            8,893,213 shares held of record by Silver Maple (2001), Inc. which is a member of a “group” with Mr. Katzman for purposes of Section 13(d) of the Exchange Act.  Silver Maple is also a wholly-owned subsidiary of Gazit America and is indirectly controlled by Gazit-Globe.  Mr. Katzman is the Chairman of the Board of Gazit-Globe.
 
(c)            7,928,134 shares held of record by MGN (USA) Inc. (“MGN USA”) which is a member of a “group” with Mr. Katzman for purposes of Section 13(d) of the Exchange Act.  MGN USA is also a wholly-owned subsidiary of Gazit-Globe.  Mr. Katzman is the Chairman of the Board of Gazit-Globe.
 
(d)            17,857,762 shares held of record by MGN America, LLC (“MGN America”) (including the 33,800 shares reported herein) which is a member of a “group” with Mr. Katzman for purposes of Section 13(d) of the Exchange Act.  MGN America is also a wholly-owned subsidiary of MGN USA, a wholly-owned subsidiary of Gazit-Globe.  Mr. Katzman is the Chairman of the Board of Gazit-Globe.
 
(e)            10,812,312 shares held of record by Gazit First Generation, LLC which is a member of a “group” with Mr. Katzman for purposes of Section 13(d) of the Exchange Act.  Gazit First Generatation, LLC is a wholly owned subsidiary of Gazit 1995, Inc., a wholly-owned subsidiary of MGN USA, a wholly-owned subsidiary of Gazit-Globe.  Mr. Katzman is the Chairman of the Board of Gazit-Globe.
 
(f)            187,036 shares held of record by Mr. Katzman’s wife directly and as custodian for their daughters.
 
(g)            882,186 other shares held directly and indirectly by Mr. Katzman.