0001543407-19-000044.txt : 20190812 0001543407-19-000044.hdr.sgml : 20190812 20190812112131 ACCESSION NUMBER: 0001543407-19-000044 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190809 FILED AS OF DATE: 20190812 DATE AS OF CHANGE: 20190812 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lim James C CENTRAL INDEX KEY: 0001551804 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04802 FILM NUMBER: 191014906 MAIL ADDRESS: STREET 1: BECTON, DICKINSON AND COMPANY STREET 2: 1 BECTON DRIVE CITY: FRANKLIN LAKES STATE: NJ ZIP: 07417 FORMER NAME: FORMER CONFORMED NAME: Lim James DATE OF NAME CHANGE: 20120607 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BECTON DICKINSON & CO CENTRAL INDEX KEY: 0000010795 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 220760120 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: ONE BECTON DR CITY: FRANKLIN LAKES STATE: NJ ZIP: 07417-1880 BUSINESS PHONE: 2018476800 MAIL ADDRESS: STREET 1: ONE BECTON DR CITY: FRANKLIN LAKE STATE: NJ ZIP: 07417 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2019-08-09 0000010795 BECTON DICKINSON & CO BDX 0001551804 Lim James C C/O BECTON, DICKINSON AND COMPANY 1 BECTON DRIVE FRANKLIN LAKES NJ 07417 0 1 0 0 Executive Vice President Common Stock 2019-08-09 4 M 0 2855 76.64 A 20048 D Common Stock 2019-08-09 4 D 0 864 253.31 D 19184 D Common Stock 2019-08-09 4 S 0 1991 253.31 D 17193 D Common Stock 2019-08-09 4 M 0 8402 72.12 A 25595 D Common Stock 2019-08-09 4 D 0 2393 253.31 D 23202 D Common Stock 2019-08-09 4 S 0 6009 253.31 D 17193 D Common Stock 2019-08-09 4 M 0 22709 76.18 A 39902 D Common Stock 2019-08-09 4 D 0 6830 253.31 D 33072 D Common Stock 2019-08-09 4 S 0 15879 253.31 D 17193 D Common Stock 3904 I GSIP Trust Stock Appreciation Rights 76.64 2019-08-09 4 M 0 2855 0 D 2011-11-23 2020-11-23 Common Stock 2855 0 D Stock Appreciation Rights 72.12 2019-08-09 4 M 0 8402 0 D 2012-11-22 2021-11-22 Common Stock 8402 0 D Stock Appreciation Rights 76.18 2019-08-09 4 M 0 22709 0 D 2013-11-20 2022-11-20 Common Stock 22709 0 D The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $252.32 through $254.59. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. Represents shares of common stock held under the Becton, Dickinson and Company Global Share Investment Program (the "GSIP"). The information presented for the GSIP is as of June 1, 2019. The stock appreciation rights vest in four annual installments beginning November 23, 2011. The stock appreciation rights vest in four annual installments beginning November 22, 2012. The stock appreciation rights vest in four annual installments beginning November 20, 2013. Richard Stout, by power of attorney for James Lim 2019-08-12