0001079373-16-000007.txt : 20160812
0001079373-16-000007.hdr.sgml : 20160812
20160812104702
ACCESSION NUMBER: 0001079373-16-000007
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160630
FILED AS OF DATE: 20160812
DATE AS OF CHANGE: 20160812
EFFECTIVENESS DATE: 20160812
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC /TX
CENTRAL INDEX KEY: 0001079373
IRS NUMBER: 752335585
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-03991
FILM NUMBER: 161826793
BUSINESS ADDRESS:
STREET 1: 12222 MERIT DRIVE
STREET 2: SUITE 920
CITY: DALLAS
STATE: TX
ZIP: 75251-2234
BUSINESS PHONE: 9729349070
MAIL ADDRESS:
STREET 1: 12222 MERIT DRIVE
STREET 2: SUITE 920
CITY: DALLAS
STATE: TX
ZIP: 75251-2234
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001079373
XXXXXXXX
06-30-2016
06-30-2016
FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC /TX
12222 MERIT DRIVE
SUITE 920
DALLAS
TX
75251-2234
13F HOLDINGS REPORT
028-03991
N
Clarissa Risner
COO & Treasurer
972-934-9070
Clarissa Risner
Dallas
TX
08-12-2016
0
150
310869
false
INFORMATION TABLE
2
20160630.xml
3M CO
COM
88579Y101
1236
7056
SH
SOLE
7056
0
0
ALLIANZGI NFJ DIVID INT & PR
COM
01883A107
155
12558
SH
SOLE
12558
0
0
ALPHABET INC
CAP STK CL A
02079K305
512
728
SH
SOLE
728
0
0
ALPHABET INC
CAP STK CL C
02079K107
539
779
SH
SOLE
779
0
0
AMAZON COM INC
COM
023135106
2407
3363
SH
SOLE
3363
0
0
AMERICAN TOWER CORP NEW
COM
03027X100
7260
63900
SH
SOLE
63900
0
0
AMERICAN WTR WKS CO INC NEW
COM
030420103
1054
12477
SH
SOLE
12477
0
0
AMGEN INC
COM
031162100
1333
8758
SH
SOLE
8758
0
0
APPLE INC
COM
037833100
2376
24855
SH
SOLE
24855
0
0
AT&T INC
COM
00206R102
3749
86765
SH
SOLE
86765
0
0
BCE INC
COM NEW
05534B760
1443
30499
SH
SOLE
30499
0
0
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
217
1
SH
SOLE
1
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
807
5574
SH
SOLE
5574
0
0
BLACKROCK MUN INCOME TR
SH BEN INT
09248F109
1071
67760
SH
SOLE
67760
0
0
BLACKROCK MUNI INCOME TR II
COM
09249N101
226
13675
SH
SOLE
13675
0
0
BLACKROCK MUNIVEST FD II INC
COM
09253T101
1023
56200
SH
SOLE
56200
0
0
BOEING CO
COM
097023105
6186
47635
SH
SOLE
47635
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
12027
163525
SH
SOLE
163525
0
0
BUCKEYE PARTNERS L P
UNIT LTD PARTN
118230101
1372
19515
SH
SOLE
19515
0
0
CALAMOS STRATEGIC TOTL RETN
COM SH BEN INT
128125101
348
35234
SH
SOLE
35234
0
0
CAPITAL PRODUCT PARTNERS L P
COM UNIT LP
Y11082107
215
72080
SH
SOLE
72080
0
0
CELGENE CORP
COM
151020104
395
4000
SH
SOLE
4000
0
0
CHEVRON CORP NEW
COM
166764100
1247
11898
SH
SOLE
11898
0
0
CHUBB LIMITED
COM
H1467J104
580
4440
SH
SOLE
4440
0
0
CISCO SYS INC
COM
17275R102
913
31812
SH
SOLE
31812
0
0
COCA COLA CO
COM
191216100
1621
35771
SH
SOLE
35771
0
0
CONOCOPHILLIPS
COM
20825C104
748
17162
SH
SOLE
17162
0
0
CONSTELLATION BRANDS INC
CL A
21036P108
317
1916
SH
SOLE
1916
0
0
COSTCO WHSL CORP NEW
COM
22160K105
2271
14459
SH
SOLE
14459
0
0
CROWN CASTLE INTL CORP NEW
COM
22822V101
4160
41012
SH
SOLE
41012
0
0
CSX CORP
COM
126408103
239
9160
SH
SOLE
9160
0
0
CUMMINS INC
COM
231021106
730
6489
SH
SOLE
6489
0
0
CVS HEALTH CORP
COM
126650100
6115
63870
SH
SOLE
63870
0
0
DCP MIDSTREAM PARTNERS LP
COM UT LTD PTN
23311P100
974
28246
SH
SOLE
28246
0
0
DISNEY WALT CO
COM DISNEY
254687106
2691
27510
SH
SOLE
27510
0
0
DOMINION RES INC VA NEW
COM
25746U109
3004
38551
SH
SOLE
38551
0
0
DOW CHEM CO
COM
260543103
2084
41916
SH
SOLE
41916
0
0
DU PONT E I DE NEMOURS & CO
COM
263534109
1070
16506
SH
SOLE
16506
0
0
DUKE ENERGY CORP NEW
COM NEW
26441C204
6075
70807
SH
SOLE
70807
0
0
EATON VANCE CORP
COM NON VTG
278265103
272
7700
SH
SOLE
7700
0
0
EATON VANCE TAX MNGD GBL DV
COM
27829F108
135
15805
SH
SOLE
15805
0
0
ECOLAB INC
COM
278865100
980
8263
SH
SOLE
8263
0
0
ENBRIDGE ENERGY PARTNERS L P
COM
29250R106
978
42164
SH
SOLE
42164
0
0
ENERGY TRANSFER EQUITY L P
COM UT LTD PTN
29273V100
1176
81856
SH
SOLE
81856
0
0
ENERGY TRANSFER PRTNRS L P
UNIT LTD PARTN
29273R109
1977
51940
SH
SOLE
51940
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
11239
384096
SH
SOLE
384096
0
0
EXXON MOBIL CORP
COM
30231G102
5890
62833
SH
SOLE
62833
0
0
FACEBOOK INC
CL A
30303M102
530
4639
SH
SOLE
4639
0
0
FIDELITY COMWLTH TR
NDQ CP IDX TRK
315912808
3422
17995
SH
SOLE
17995
0
0
GENERAL DYNAMICS CORP
COM
369550108
549
3944
SH
SOLE
3944
0
0
GENERAL ELECTRIC CO
COM
369604103
10316
327687
SH
SOLE
327687
0
0
GENERAL MLS INC
COM
370334104
884
12398
SH
SOLE
12398
0
0
GILEAD SCIENCES INC
COM
375558103
1112
13333
SH
SOLE
13333
0
0
GLADSTONE COML CORP
COM
376536108
5029
297729
SH
SOLE
297729
0
0
GOVERNMENT PPTYS INCOME TR
COM SHS BEN INT
38376A103
1311
56853
SH
SOLE
56853
0
0
HANCOCK JOHN PFD INCOME FD I
COM
41013X106
3203
141117
SH
SOLE
141117
0
0
HCP INC
COM
40414L109
5036
142334
SH
SOLE
142334
0
0
HEALTHCARE RLTY TR
COM
421946104
1605
45858
SH
SOLE
45858
0
0
HEXCEL CORP NEW
COM
428291108
763
18334
SH
SOLE
18334
0
0
HOME DEPOT INC
COM
437076102
6672
52250
SH
SOLE
52250
0
0
HONEYWELL INTL INC
COM
438516106
4400
37827
SH
SOLE
37827
0
0
INVESCO MUN OPPORTUNITY TR
COM
46132C107
782
52464
SH
SOLE
52464
0
0
ISHARES TR
NASDQ BIOTEC ETF
464287556
205
796
SH
SOLE
796
0
0
ISHARES TR
U.S. PFD STK ETF
464288687
952
23856
SH
SOLE
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0
ISHARES TR
RUS 2000 GRW ETF
464287648
1998
14567
SH
SOLE
14567
0
0
ISHARES TR
CORE S&P MCP ETF
464287507
1041
6970
SH
SOLE
6970
0
0
JOHNSON & JOHNSON
COM
478160104
1783
14702
SH
SOLE
14702
0
0
KAYNE ANDERSON MLP INVT CO
COM
486606106
1090
53583
SH
SOLE
53583
0
0
KIMBERLY CLARK CORP
COM
494368103
2779
20215
SH
SOLE
20215
0
0
KINDER MORGAN INC DEL
COM
49456B101
2101
112208
SH
SOLE
112208
0
0
KRAFT HEINZ CO
COM
500754106
1904
21518
SH
SOLE
21518
0
0
LABORATORY CORP AMER HLDGS
COM NEW
50540R409
298
2285
SH
SOLE
2285
0
0
LIBERTY PPTY TR
SH BEN INT
531172104
653
16431
SH
SOLE
16431
0
0
LILLY ELI & CO
COM
532457108
1003
12734
SH
SOLE
12734
0
0
LOCKHEED MARTIN CORP
COM
539830109
405
1630
SH
SOLE
1630
0
0
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
11920
156839
SH
SOLE
156839
0
0
MARRIOTT INTL INC NEW
CL A
571903202
259
3900
SH
SOLE
3900
0
0
MASTERCARD INC
CL A
57636Q104
1409
16006
SH
SOLE
16006
0
0
MEAD JOHNSON NUTRITION CO
COM
582839106
697
7683
SH
SOLE
7683
0
0
MERCK & CO INC
COM
58933Y105
6580
114221
SH
SOLE
114221
0
0
MICROSOFT CORP
COM
594918104
702
13717
SH
SOLE
13717
0
0
MONDELEZ INTL INC
CL A
609207105
562
12349
SH
SOLE
12349
0
0
MPLX LP
COM UNIT REP LTD
55336V100
846
25157
SH
SOLE
25157
0
0
NEXTERA ENERGY INC
COM
65339F101
4775
36620
SH
SOLE
36620
0
0
NIKE INC
CL B
654106103
2908
52690
SH
SOLE
52690
0
0
NORDIC AMERICAN TANKERS LIMI
COM
G65773106
860
61923
SH
SOLE
61923
0
0
NORFOLK SOUTHERN CORP
COM
655844108
2145
25197
SH
SOLE
25197
0
0
NORTHROP GRUMMAN CORP
COM
666807102
816
3672
SH
SOLE
3672
0
0
NUSTAR ENERGY LP
UNIT COM
67058H102
913
18343
SH
SOLE
18343
0
0
NUSTAR GP HOLDINGS LLC
UNIT RESTG LLC
67059L102
229
8925
SH
SOLE
8925
0
0
NUVEEN ENHANCED MUN CREDIT O
COM SH BEN INT
67070X101
349
21939
SH
SOLE
21939
0
0
NUVEEN PREFERRED SECURITIES
COM
67072C105
1362
147276
SH
SOLE
147276
0
0
ONEOK INC NEW
COM
682680103
255
5370
SH
SOLE
5370
0
0
ONEOK PARTNERS LP
UNIT LTD PARTN
68268N103
3963
98924
SH
SOLE
98924
0
0
PAYCHEX INC
COM
704326107
297
4987
SH
SOLE
4987
0
0
PEPSICO INC
COM
713448108
4307
40656
SH
SOLE
40656
0
0
PFIZER INC
COM
717081103
6077
172588
SH
SOLE
172588
0
0
PHILLIPS 66
COM
718546104
656
8270
SH
SOLE
8270
0
0
PIMCO MUNICIPAL INCOME FD
COM
72200R107
565
32763
SH
SOLE
32763
0
0
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
874
31777
SH
SOLE
31777
0
0
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
711
6607
SH
SOLE
6607
0
0
PRAXAIR INC
COM
74005P104
371
3297
SH
SOLE
3297
0
0
PROCTER & GAMBLE CO
COM
742718109
2638
31161
SH
SOLE
31161
0
0
PRUDENTIAL FINL INC
COM
744320102
2055
28811
SH
SOLE
28811
0
0
QUALCOMM INC
COM
747525103
768
14345
SH
SOLE
14345
0
0
RAYONIER INC
COM
754907103
522
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SH
SOLE
19881
0
0
RAYTHEON CO
COM NEW
755111507
976
7177
SH
SOLE
7177
0
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
4961
89848
SH
SOLE
89848
0
0
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
1646
21087
SH
SOLE
21087
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SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
704
30800
SH
SOLE
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0
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
428
7640
SH
SOLE
7640
0
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
855
19704
SH
SOLE
19704
0
0
SEMPRA ENERGY
COM
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2621
22984
SH
SOLE
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0
SENIOR HSG PPTYS TR
SH BEN INT
81721M109
4223
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SH
SOLE
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0
0
SOUTHWEST AIRLS CO
COM
844741108
2219
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SH
SOLE
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0
0
SPDR GOLD TRUST
GOLD SHS
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16371
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SPDR S&P 500 ETF TR
TR UNIT
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SH
SOLE
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0
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
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SH
SOLE
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0
0
SPDR SERIES TRUST
BRC CNV SECS ETF
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2265
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SH
SOLE
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0
0
SPECTRA ENERGY CORP
COM
847560109
2001
54616
SH
SOLE
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0
0
STARBUCKS CORP
COM
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36053
SH
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0
0
STARWOOD PPTY TR INC
COM
85571B105
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SH
SOLE
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0
0
SUNOCO LOGISTICS PRTNRS L P
COM UNITS
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7946
276397
SH
SOLE
276397
0
0
SYSCO CORP
COM
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900
17730
SH
SOLE
17730
0
0
TARGA RES CORP
COM
87612G101
653
15502
SH
SOLE
15502
0
0
TC PIPELINES LP
UT COM LTD PRT
87233Q108
1994
34820
SH
SOLE
34820
0
0
TEKLA HEALTHCARE INVS
SH BEN INT
87911J103
1825
77873
SH
SOLE
77873
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
4763
32236
SH
SOLE
32236
0
0
TORTOISE ENERGY INFRA CORP
COM
89147L100
1036
33667
SH
SOLE
33667
0
0
UNDER ARMOUR INC
CL A
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816
20336
SH
SOLE
20336
0
0
UNDER ARMOUR INC
CL C
904311206
631
17326
SH
SOLE
17326
0
0
UNION PAC CORP
COM
907818108
872
9998
SH
SOLE
9998
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
751
7323
SH
SOLE
7323
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
1402
9926
SH
SOLE
9926
0
0
VANGUARD INDEX FDS
GROWTH ETF
922908736
279
2604
SH
SOLE
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0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
282
2635
SH
SOLE
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0
0
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
238
2660
SH
SOLE
2660
0
0
VANGUARD WHITEHALL FDS INC
HIGH DIV YLD
921946406
208
2910
SH
SOLE
2910
0
0
VENTAS INC
COM
92276F100
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33215
SH
SOLE
33215
0
0
VERIZON COMMUNICATIONS INC
COM
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100981
SH
SOLE
100981
0
0
VISA INC
COM CL A
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8585
SH
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0
0
VOYA GLBL EQTY DIV & PREM OP
COM
92912T100
283
40805
SH
SOLE
40805
0
0
W P CAREY INC
COM
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325
4678
SH
SOLE
4678
0
0
WAL-MART STORES INC
COM
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527
7213
SH
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7213
0
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WASTE MGMT INC DEL
COM
94106L109
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24752
SH
SOLE
24752
0
0
WELLS FARGO & CO NEW
COM
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32742
SH
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0
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WELLTOWER INC
COM
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SH
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0
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WESTERN REFNG INC
COM
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234
11330
SH
SOLE
11330
0
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WEYERHAEUSER CO
COM
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377
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SH
SOLE
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WILLIAMS PARTNERS L P NEW
COM UNIT LTD PAR
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