0001079373-14-000001.txt : 20140213
0001079373-14-000001.hdr.sgml : 20140213
20140213113759
ACCESSION NUMBER: 0001079373-14-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20131231
FILED AS OF DATE: 20140213
DATE AS OF CHANGE: 20140213
EFFECTIVENESS DATE: 20140213
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC /TX
CENTRAL INDEX KEY: 0001079373
IRS NUMBER: 752335585
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-03991
FILM NUMBER: 14603970
BUSINESS ADDRESS:
STREET 1: 12222 MERIT DRIVE
STREET 2: SUITE 920
CITY: DALLAS
STATE: TX
ZIP: 75251-2234
BUSINESS PHONE: 9729349070
MAIL ADDRESS:
STREET 1: 12222 MERIT DRIVE
STREET 2: SUITE 920
CITY: DALLAS
STATE: TX
ZIP: 75251-2234
13F-HR
1
primary_doc.xml
13F-HR
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false
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0001079373
XXXXXXXX
12-31-2013
12-31-2013
FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC /TX
12222 MERIT DRIVE
SUITE 920
DALLAS
TX
75251-2234
13F HOLDINGS REPORT
028-03991
N
Kathy Boobar
President
972-934-9070
Kathy Boobar
Dallas
TX
02-13-2014
0
161
318343
false
INFORMATION TABLE
2
20131231.xml
3M CO
COM
88579Y101
786
5605
SH
SOLE
5605
0
0
ALPS ETF TR
ALERIAN MLP
00162Q866
3296
185268
SH
SOLE
185268
0
0
AMERICAN TOWER CORP NEW
COM
03027X100
4977
62357
SH
SOLE
62357
0
0
AMGEN INC
COM
031162100
722
6330
SH
SOLE
6330
0
0
ANNALY CAP MGMT INC
COM
035710409
483
48436
SH
SOLE
48436
0
0
APACHE CORP
COM
037411105
312
3629
SH
SOLE
3629
0
0
APPLE INC
COM
037833100
1685
3004
SH
SOLE
3004
0
0
AT&T INC
COM
00206R102
2964
84287
SH
SOLE
84287
0
0
BAXTER INTL INC
COM
071813109
377
5420
SH
SOLE
5420
0
0
BCE INC
COM NEW
05534B760
1685
38930
SH
SOLE
38930
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
299
2525
SH
SOLE
2525
0
0
BLACKROCK MUN INCOME TR
BRIC ETF
09248F109
1020
80353
SH
SOLE
80353
0
0
BLACKROCK MUNI INCOME TR II
COM
09249N101
139
10525
SH
SOLE
10525
0
0
BLACKROCK MUNIVEST FD II INC
COM
09253T101
893
64170
SH
SOLE
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0
0
BOARDWALK PIPELINE PARTNERS
UT LTD PARTNER
096627104
503
19710
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SOLE
19710
0
0
BOEING CO
COM
097023105
6072
44490
SH
SOLE
44490
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
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169506
SH
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0
0
BUCKEYE PARTNERS L P
UNIT LTD PARTN
118230101
1258
17715
SH
SOLE
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0
CALAMOS STRATEGIC TOTL RETN
COM SH BENINT
128125101
176
16171
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0
CAPITAL PRODUCT PARTNERS L P
COM UNIT LP
Y11082107
477
45517
SH
SOLE
45517
0
0
CATERPILLAR INC DEL
COM
149123101
881
9705
SH
SOLE
9705
0
0
CELGENE CORP
COM
151020104
270
1600
SH
SOLE
1600
0
0
CHEVRON CORP NEW
COM
166764100
4326
34629
SH
SOLE
34629
0
0
CHICAGO BRIDGE & IRON CO N V
COM
167250109
2364
28437
SH
SOLE
28437
0
0
CHUBB CORP
COM
171232101
208
2156
SH
SOLE
2156
0
0
COCA COLA CO
COM
191216100
1699
41140
SH
SOLE
41140
0
0
COMMONWEALTH REIT
COM SH BEN INT
203233101
382
16372
SH
SOLE
16372
0
0
CONOCOPHILLIPS
COM
20825C104
1290
18260
SH
SOLE
18260
0
0
COSTCO WHSL CORP NEW
COM
22160K105
1411
11857
SH
SOLE
11857
0
0
CRESTWOOD MIDSTREAM PARTNERS
UNIT LTD PARTNER
226378107
249
9986
SH
SOLE
9986
0
0
CROWN CASTLE INTL CORP
COM
228227104
950
12935
SH
SOLE
12935
0
0
CSX CORP
COM
126408103
356
12375
SH
SOLE
12375
0
0
CUMMINS INC
COM
231021106
1192
8453
SH
SOLE
8453
0
0
CUSHING MLP TOTAL RETURN FD
COM SHS
231631102
1553
193693
SH
SOLE
193693
0
0
CVS CAREMARK CORPORATION
COM
126650100
2531
35365
SH
SOLE
35365
0
0
DCP MIDSTREAM PARTNERSLP
COM UT LTD PTN
23311P100
1692
33596
SH
SOLE
33596
0
0
DISNEY WALT CO
COM DISNEY
254687106
434
5685
SH
SOLE
5685
0
0
DOMINION RES INC VA NEW
COM
25746U109
2266
35029
SH
SOLE
35029
0
0
DOW CHEM CO
COM
260543103
527
11860
SH
SOLE
11860
0
0
DRIL-QUIP INC
COM
262037104
242
2200
SH
SOLE
2200
0
0
DU PONT E I DE NEMOURS & CO
COM
263534109
637
9812
SH
SOLE
9812
0
0
DUKE ENERGY CORP NEW
COM NEW
26441C204
5464
79174
SH
SOLE
79174
0
0
EATON VANCE MUN BD FD
COM
27827X101
147
13025
SH
SOLE
13025
0
0
ECOLAB INC
COM
278865100
912
8747
SH
SOLE
8747
0
0
ENBRIDGE ENERGY PARTNERS L P
COM
29250R106
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45700
SH
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0
ENERGY TRANSFER EQUITY L P
COM UT LTD PTN
29273V100
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27400
SH
SOLE
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0
ENERGY TRANSFER PRTNRS L P
UNIT LTD PARTN
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0
ENTERPRISE PRODS PARTNERS L
COM
293792107
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EOG RES INC
COM
26875P101
2802
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SH
SOLE
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0
EXXON MOBIL CORP
COM
30231G102
6493
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SH
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FERRELLGAS PARTNERS L.P.
UNIT LTD PART
315293100
234
10190
SH
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FIDELITY COMWLTH TR
NDQ CP IDX TRK
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SOLE
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0
GENERAL ELECTRIC CO
COM
369604103
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334099
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GENERAL MLS INC
COM
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SH
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0
GLADSTONE COML CORP
COM
376536108
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SH
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GOOGLE INC
CL A
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SH
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H & Q HEALTHCARE INVESTORS
SH BEN INT
404052102
1669
61878
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0
0
HANCOCK JOHN PFD INCOME FD I
COM
41013X106
2256
126060
SH
SOLE
126060
0
0
HCP INC
COM
40414L109
5731
157790
SH
SOLE
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HEALTH CARE REIT INC
COM
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5412
101019
SH
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0
HEALTHCARE RLTY TR
COM
421946104
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SH
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HEXCEL CORP NEW
COM
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SH
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HOME DEPOT INC
COM
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SH
SOLE
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0
HOME PROPERTIES INC
COM
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HONEYWELL INTL INC
COM
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28832
SH
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INTERNATIONAL BUSINESS MACHS
COM
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1095
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COM
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CORE S&P500 ETF
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MSCI AUST ETF
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313
12831
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NASDQ BIOTEC ETF
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ISHARES
RUS 2000 GRW ETF
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JOHNSON & JOHNSON
COM
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SOLE
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KAYNE ANDERSON ENRGY TTL RT
COM
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SOLE
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KAYNE ANDERSON MLP INVT CO
COM
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SH
SOLE
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KINDER MORGAN ENERGY PARTNER
UT LTD PARTNER
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6303
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KINDER MORGAN MANAGEMENT LLC
SHS
49455U100
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SH
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KIRBY CORP
COM
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SH
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KRAFT FOODS GROUP INC
COM
50076Q106
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15590
SH
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LABORATORY CORP AMER HLDGS
COM NEW
50540R409
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SH
SOLE
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LIBERTY PPTY TR
SH BEN INT
531172104
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SH
SOLE
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0
0
LILLY ELI & CO
COM
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476
9328
SH
SOLE
9328
0
0
MACYS INC
COM
55616P104
3721
69680
SH
SOLE
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0
0
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
10851
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SH
SOLE
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0
0
MARKWEST ENERGY PARTNERS L P
UNIT LTD PARTN
570759100
2247
33971
SH
SOLE
33971
0
0
MASTERCARD INC
CL A
57636Q104
368
440
SH
SOLE
440
0
0
MCDONALDS CORP
COM
580135101
3009
31011
SH
SOLE
31011
0
0
MEAD JOHNSON NUTRITION CO
COM
582839106
611
7300
SH
SOLE
7300
0
0
MERCK & CO INC NEW
COM
58933Y105
5730
114478
SH
SOLE
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MONDELEZ INTL INC
CL A
609207105
449
12714
SH
SOLE
12714
0
0
NATIONAL OILWELL VARCO INC
COM
637071101
375
4710
SH
SOLE
4710
0
0
NEXTERA ENERGY INC
COM
65339F101
3362
39272
SH
SOLE
39272
0
0
NIKE INC
CL B
654106103
2319
29487
SH
SOLE
29487
0
0
NORFOLK SOUTHERN CORP
COM
655844108
2669
28752
SH
SOLE
28752
0
0
NORTHERN TIER ENERGY LP
COM UN REPR PART
665826103
1133
46060
SH
SOLE
46060
0
0
NUSTAR ENERGY LP
UNIT COM
67058H102
1104
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SH
SOLE
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0
NUSTAR GP HOLDINGS LLC
UNIT RESTG LLC
67059L102
338
12025
SH
SOLE
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0
NUVEEN CR STRATEGIES INCM FD
COM SHS
67073D102
105
10752
SH
SOLE
10752
0
0
NUVEEN DIV ADV MUNI FD 3
COM SH BEN INT
67070X101
249
20130
SH
SOLE
20130
0
0
NUVEEN DIVERSIFIED DIV INCM
COM
6706EP105
140
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SH
SOLE
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NUVEEN PFD INCOME OPPRTNY FD
COM
67073B106
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11132
SH
SOLE
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0
NUVEEN QUALITY PFD INC FD 3
COM
67072W101
831
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SH
SOLE
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0
OCEANEERING INTL INC
COM
675232102
5954
75485
SH
SOLE
75485
0
0
ONEOK INC NEW
COM
682680103
334
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SH
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ONEOK PARTNERS LP
UNIT LTD PARTN
68268N103
5519
104822
SH
SOLE
104822
0
0
PAYCHEX INC
COM
704326107
228
5017
SH
SOLE
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0
0
PEPCO HOLDINGS INC
COM
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386
20155
SH
SOLE
20155
0
0
PEPSICO INC
COM
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526
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SH
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6343
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PFIZER INC
COM
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SH
SOLE
150460
0
0
PHILLIPS 66
COM
718546104
675
8752
SH
SOLE
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0
0
PIMCO MUNICIPAL INCOME FD
COM
72200R107
321
26283
SH
SOLE
26283
0
0
PIONEER NAT RES CO
COM
723787107
3555
19313
SH
SOLE
19313
0
0
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
2909
56182
SH
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SHS A REP LTPN
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DYN OIL SVCS
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POWERSHARES QQQ TRUST
UNIT SER 1
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SH
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0
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PRAXAIR INC
COM
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4075
SH
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0
0
PROCTER & GAMBLE CO
COM
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SH
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0
0
QUALCOMM INC
COM
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RAYONIER INC
COM
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SH
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ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
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6665
SH
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0
0
SABINE ROYALTY TR
UNIT BEN INT
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1658
32796
SH
SOLE
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0
0
SAP AG
SPON ADR
803054204
296
3400
SH
SOLE
3400
0
0
SCHLUMBERGER LTD
COM
806857108
1456
16155
SH
SOLE
16155
0
0
SEADRILL LIMITED
SHS
G7945E105
3608
87824
SH
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87824
0
0
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
1670
24987
SH
SOLE
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0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
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SH
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SELECT SECTOR SPDR TR
SBI INT-INDS
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442
8450
SH
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SELECT SECTOR SPDR TR
TECHNOLOGY
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539
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SH
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0
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SEMPRA ENERGY
COM
816851109
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SENIOR HSG PPTYS TR
SH BEN INT
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SIEMENS A G
SPONSORED ADR
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GOLD SHS
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SPDR INDEX SHSFDS
EURO STOXX 50
78463X202
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SH
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0
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SPDR S&P 500 ETF TR
TR UNIT
78462F103
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23315
SH
SOLE
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0
0
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
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SH
SOLE
16937
0
0
SPDR SERIES TRUST
BRC CNV SECS ETF
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2991
64013
SH
SOLE
64013
0
0
SPECTRA ENERGY CORP
COM
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2394
67197
SH
SOLE
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0
0
STARBUCKS CORP
COM
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729
9302
SH
SOLE
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0
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SUNOCO LOGISTICS PRTNRS L P
COM UNITS
86764L108
11767
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SH
SOLE
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0
0
TARGA RES CORP
COM
87612G101
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SH
SOLE
12615
0
0
TARGA RESOURCES PARTNERS LP
COM UNIT
87611X105
2231
42655
SH
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0
0
TC PIPELINES LP
UT COM LTD PRT
87233Q108
1875
38716
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0
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TEEKAY LNG PARTNERS L P
PRTNRSP UNITS
Y8564M105
2494
58385
SH
SOLE
58385
0
0
THERMO FISHER SCIENTIFICINC
COM
883556102
3543
31820
SH
SOLE
31820
0
0
TORTOISE ENERGY INFRSTRCTR C
COM
89147L100
2802
58784
SH
SOLE
58784
0
0
TRINITY INDS INC
COM
896522109
273
5010
SH
SOLE
5010
0
0
UNION PAC CORP
COM
907818108
854
5083
SH
SOLE
5083
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
415
3650
SH
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0
0
VANGUARD INDEX FDS
GROWTH ETF
922908736
279
2997
SH
SOLE
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0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
302
3146
SH
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3146
0
0
VANGUARD NAT RES LLC
COM UNIT
92205F106
817
27663
SH
SOLE
27663
0
0
VANGUARD WHITEHALL FDS INC
HIGH DIV YLD
921946406
210
3365
SH
SOLE
3365
0
0
VENTAS INC
COM
92276F100
726
12670
SH
SOLE
12670
0
0
VERIZON COMMUNICATIONSINC
COM
92343V104
4921
100138
SH
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100138
0
0
W P CAREY INC
COM
92936U109
287
4678
SH
SOLE
4678
0
0
WAL-MART STORES INC
COM
931142103
602
7648
SH
SOLE
7648
0
0
WELLS FARGO & CO NEW
COM
949746101
812
17887
SH
SOLE
17887
0
0
WEYERHAEUSER CO
COM
962166104
520
16480
SH
SOLE
16480
0
0
WHOLE FOODS MKT INC
COM
966837106
250
4320
SH
SOLE
4320
0
0
WILLIAMS PARTNERS L P
COM UNIT L P
96950F104
1948
38295
SH
SOLE
38295
0
0