0001079373-12-000001.txt : 20120208 0001079373-12-000001.hdr.sgml : 20120208 20120208170633 ACCESSION NUMBER: 0001079373-12-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120208 DATE AS OF CHANGE: 20120208 EFFECTIVENESS DATE: 20120208 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC /TX CENTRAL INDEX KEY: 0001079373 IRS NUMBER: 752335585 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03991 FILM NUMBER: 12582636 BUSINESS ADDRESS: STREET 1: 12222 MERIT DRIVE STREET 2: SUITE 920 CITY: DALLAS STATE: TX ZIP: 75251-2234 BUSINESS PHONE: 9729349070 MAIL ADDRESS: STREET 1: 12222 MERIT DRIVE STREET 2: SUITE 920 CITY: DALLAS STATE: TX ZIP: 75251-2234 13F-HR 1 fs111231.txt 4Q11 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12-31-11 Check here if Amendment ( ); Amendment Number: This Amendment (Check only one): ( ) is a restatement. ( ) adds new holdings entries. Institutional Investment Manager Filing this Report: Fiduciary Financial Services of the Southwest, Inc. 12222 Merit Drive, Suite 920 Dallas, TX 75251-2268 Form 13F File Number : 28-7732 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Sondra J. Wilson Title: President Phone: 972-934-9070 Signature, Place, and Date of Signing: Sondra J. Wilson Dallas, TX Feb 8, 2012 Report Type (Check only one.): (X) 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) ( ) 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) ( ) 13F COMBINATION REPORT: (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 98 Form 13F Information Table Value Total: 217,583 List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. None FORM 13F INFORMATION TABLE TITLE VALUE SHS OR INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (X $1000) PRN AMT SH/PRN PUT/CALL DISCRETION MANAGERS SOLE SHARED NONE CAPITAL PRODUCT PARTNERS L P COM UNIT LP Y11082 10 7 284 46,350 SH SOLE 46,350 AT&T INC COM 00206R 10 2 2,394 79,156 SH SOLE 79,156 ANNALY CAP MGMT INC COM 035710 40 9 2,061 129,141 SH SOLE 129,141 APACHE CORP PFD CONV SER D 037411 80 8 5,367 98,875 SH SOLE 98,875 APOLLO INVT CORP COM 03761U 10 6 213 32,997 SH SOLE 32,997 BCE INC COM NEW 05534B 76 0 2,139 51,340 SH SOLE 51,340 BAKER HUGHES INC COM 057224 10 7 911 18,723 SH SOLE 18,723 BARRICK GOLD CORP COM 067901 10 8 509 11,240 SH SOLE 11,240 BLACKROCK MUN INCOME TR SH BEN INT 09248F 10 9 1,160 83,138 SH SOLE 83,138 BLACKROCK MUNIVEST FD II INC COM 09253T 10 1 1,063 66,934 SH SOLE 66,934 BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 096627 10 4 530 19,160 SH SOLE 19,160 BOEING CO COM 097023 10 5 1,879 25,617 SH SOLE 25,617 BRISTOL MYERS SQUIBB CO COM 110122 10 8 5,803 164,664 SH SOLE 164,664 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230 10 1 1,447 22,612 SH SOLE 22,612 CSX CORP COM 126408 10 3 280 13,310 SH SOLE 13,310 CAMPBELL SOUP CO COM 134429 10 9 2,856 85,925 SH SOLE 85,925 CATERPILLAR INC DEL COM 149123 10 1 2,407 26,570 SH SOLE 26,570 CHEVRON CORP NEW COM 166764 10 0 3,209 30,160 SH SOLE 30,160 CLOROX CO DEL COM 189054 10 9 2,706 40,655 SH SOLE 40,655 COCA COLA CO COM 191216 10 0 1,499 21,423 SH SOLE 21,423 COMMONWEALTH REIT COM SH BEN INT 203233 10 1 779 46,823 SH SOLE 46,823 CONOCOPHILLIPS COM 20825C 10 4 1,369 18,792 SH SOLE 18,792 CROSS TIMBERS RTY TR TR UNIT 22757R 10 9 1,059 21,663 SH SOLE 21,663 CUSHING MLP TOTAL RETURN FD COM SHS 231631 10 2 1,179 132,497 SH SOLE 132,497 DCP MIDSTREAM PARTNERS LP COM UT LTD PTN 23311P 10 0 1,597 33,636 SH SOLE 33,636 DOMINION RES INC VA NEW COM 25746U 10 9 1,454 27,391 SH SOLE 27,391 DUKE ENERGY CORP NEW COM 26441C 10 5 5,431 246,854 SH SOLE 246,854 EATON VANCE NY MUNI INCOME T SH BEN INT 27826W 10 4 211 15,105 SH SOLE 15,105 EATON VANCE MUN BD FD COM 27827X 10 1 246 19,370 SH SOLE 19,370 ENBRIDGE ENERGY PARTNERS L P COM 29250R 10 6 1,591 47,940 SH SOLE 47,940 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R 10 9 2,618 57,090 SH SOLE 57,090 ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V 10 0 1,261 31,066 SH SOLE 31,066 ENERPLUS CORP COM 292766 10 2 2,729 107,790 SH SOLE 107,790 ENTERPRISE PRODS PARTNERS L COM 293792 10 7 9,572 206,378 SH SOLE 206,378 EXXON MOBIL CORP COM 30231G 10 2 4,018 47,402 SH SOLE 47,402 FERRELLGAS PARTNERS L.P. UNIT LTD PART 315293 10 0 265 13,950 SH SOLE 13,950 FIDELITY COMWLTH TR NDQ CP IDX TRK 315912 80 8 2,660 25,818 SH SOLE 25,818 GENERAL ELECTRIC CO COM 369604 10 3 5,742 320,600 SH SOLE 320,600 GLADSTONE COML CORP COM 376536 10 8 1,395 79,471 SH SOLE 79,471 HCP INC COM 40414L 10 9 6,557 158,265 SH SOLE 158,265 HANCOCK JOHN PFD INCOME FD I COM 41013X 10 6 2,590 124,096 SH SOLE 124,096 HEALTHCARE RLTY TR COM 421946 10 4 1,014 54,563 SH SOLE 54,563 HEALTH CARE REIT INC COM 42217K 10 6 5,189 95,160 SH SOLE 95,160 HEINZ H J CO COM 423074 10 3 1,112 20,570 SH SOLE 20,570 HOME DEPOT INC COM 437076 10 2 1,307 31,084 SH SOLE 31,084 HOME PROPERTIES INC COM 437306 10 3 3,564 61,910 SH SOLE 61,910 INVESCO VAN KAMPEN MUNI OPP COM 46132C 10 7 881 60,817 SH SOLE 60,817 ISHARES INC MSCI AUSTRALIA 464286 10 3 429 20,008 SH SOLE 20,008 ISHARES TR S&P MIDCAP 400 464287 50 7 995 11,358 SH SOLE 11,358 ISHARES TR RUSL 2000 GROW 464287 64 8 1,737 20,624 SH SOLE 20,624 JPMORGAN CHASE & CO COM 46625H 10 0 620 18,661 SH SOLE 18,661 JOHNSON & JOHNSON COM 478160 10 4 959 14,625 SH SOLE 14,625 KAYNE ANDERSON MLP INVSMNT C COM 486606 10 6 4,211 138,651 SH SOLE 138,651 KAYNE ANDERSON ENRGY TTL RT COM 48660P 10 4 1,146 45,264 SH SOLE 45,264 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550 10 6 5,935 69,869 SH SOLE 69,869 KINDER MORGAN MANAGEMENT LLC SHS 49455U 10 0 4,994 63,601 SH SOLE 63,601 KRAFT FOODS INC CL A 50075N 10 4 382 10,235 SH SOLE 10,235 LIBERTY PPTY TR SH BEN INT 531172 10 4 479 15,501 SH SOLE 15,501 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080 10 6 5,780 83,920 SH SOLE 83,920 MARKWEST ENERGY PARTNERS L P UNIT LTD PARTN 570759 10 0 1,586 28,805 SH SOLE 28,805 MCDONALDS CORP COM 580135 10 1 3,472 34,601 SH SOLE 34,601 MERCK & CO INC NEW COM 58933Y 10 5 4,186 111,039 SH SOLE 111,039 MICROSOFT CORP COM 594918 10 4 569 21,904 SH SOLE 21,904 NATURAL RESOURCE PARTNERSL COM UNIT L P 63900P 10 3 1,439 53,095 SH SOLE 53,095 NORFOLK SOUTHERN CORP COM 655844 10 8 2,622 35,992 SH SOLE 35,992 NUSTAR ENERGY LP UNIT COM 67058H 10 2 2,890 51,001 SH SOLE 51,001 NUSTAR GP HOLDINGS LLC UNIT RESTG LLC 67059L 10 2 538 16,175 SH SOLE 16,175 NUVEEN DIV ADV MUNI FD 3 COM SH BEN INT 67070X 10 1 546 37,115 SH SOLE 37,115 NUVEEN QUALITY PFD INC FD 3 COM 67072W 10 1 518 66,035 SH SOLE 66,035 OCEANEERING INTL INC COM 675232 10 2 3,144 68,160 SH SOLE 68,160 ONEOK PARTNERS LP UNIT LTD PARTN 68268N 10 3 6,223 107,770 SH SOLE 107,770 PEPCO HOLDINGS INC COM 713291 10 2 711 35,046 SH SOLE 35,046 PFIZER INC COM 717081 10 3 2,664 123,119 SH SOLE 123,119 PIMCO MUNICIPAL INCOME FD COM 72200R 10 7 368 25,912 SH SOLE 25,912 PIONEER SOUTHWST ENRG PRTNR UNIT LP INT 72388B 10 6 528 20,185 SH SOLE 20,185 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503 10 5 1,501 20,430 SH SOLE 20,430 POWERSHARES ETF TRUST DYN OIL SVCS 73935X 62 5 2,012 99,780 SH SOLE 99,780 PROCTER & GAMBLE CO COM 742718 10 9 2,201 32,998 SH SOLE 32,998 RAYONIER INC COM 754907 10 3 1,862 41,710 SH SOLE 41,710 SPDR GOLD TRUST GOLD SHS 78463V 10 7 3,130 20,595 SH SOLE 20,595 SPDR INDEX SHS FDS GLB NAT RESRCE 78463X 54 1 504 10,280 SH SOLE 10,280 SPDR SERIES TRUST BRCLYS CAP CONV78464A 35 9 4,206 116,298 SH SOLE 116,298 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y 10 7 3,536 22,173 SH SOLE 22,173 SABINE ROYALTY TR UNIT BEN INT 785688 10 2 4,298 68,163 SH SOLE 68,163 SCHLUMBERGER LTD COM 806857 10 8 1,348 19,735 SH SOLE 19,735 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y 40 7 975 24,995 SH SOLE 24,995 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y 80 3 287 11,280 SH SOLE 11,280 SENIOR HSG PPTYS TR SH BEN INT 81721M 10 9 4,681 208,592 SH SOLE 208,592 SPECTRA ENERGY CORP COM 847560 10 9 2,013 65,457 SH SOLE 65,457 SUNOCO LOGISTICS PRTNRS L P COM UNITS 86764L 10 8 6,047 153,465 SH SOLE 153,465 TC PIPELINES LP UT COM LTD PRT 87233Q 10 8 1,654 34,880 SH SOLE 34,880 TARGA RESOURCES PARTNERS LP COM UNIT 87611X 10 5 968 25,965 SH SOLE 25,965 THERMO FISHER SCIENTIFICINC COM 883556 10 2 1,346 29,940 SH SOLE 29,940 TORTOISE ENERGY INFRSTRCTR C COM 89147L 10 0 1,923 48,077 SH SOLE 48,077 VANGUARD NATURAL RESOURCES L COM UNIT 92205F 10 6 748 27,074 SH SOLE 27,074 VENTAS INC COM 92276F 10 0 614 11,145 SH SOLE 11,145 VERIZON COMMUNICATIONS INC COM 92343V 10 4 3,743 93,299 SH SOLE 93,299 WILLIAMS PARTNERS L P COM UNIT L P 96950F 10 4 2,208 36,807 SH SOLE 36,807