0001079373-11-000003.txt : 20110812
0001079373-11-000003.hdr.sgml : 20110812
20110812102108
ACCESSION NUMBER: 0001079373-11-000003
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110630
FILED AS OF DATE: 20110812
DATE AS OF CHANGE: 20110812
EFFECTIVENESS DATE: 20110812
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC /TX
CENTRAL INDEX KEY: 0001079373
IRS NUMBER: 752335585
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-03991
FILM NUMBER: 111029596
BUSINESS ADDRESS:
STREET 1: 12222 MERIT DRIVE
STREET 2: SUITE 920
CITY: DALLAS
STATE: TX
ZIP: 75251-2234
BUSINESS PHONE: 9729349070
MAIL ADDRESS:
STREET 1: 12222 MERIT DRIVE
STREET 2: SUITE 920
CITY: DALLAS
STATE: TX
ZIP: 75251-2234
13F-HR
1
fs110630.txt
2Q11
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 6-30-11
Check here if Amendment ( ); Amendment Number:
This Amendment (Check only one): ( ) is a restatement.
( ) adds new holdings entries.
Institutional Investment Manager Filing this Report:
Fiduciary Financial Services of the Southwest, Inc.
12222 Merit Drive, Suite 920
Dallas, TX 75251-2268
Form 13F File Number : 28-7732
The institutional investment manager filing this report and the person by
whom it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true,
correct and complete, and that it is understood that all required items,
statements, schedules, lists, and tables, are considered integral parts
of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Sondra J. Wilson
Title: President
Phone: 972-934-9070
Signature, Place, and Date of Signing:
Sondra J. Wilson Dallas, TX Aug 12, 2011
Report Type (Check only one.):
(X) 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
( ) 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
( ) 13F COMBINATION REPORT: (Check here if a portion of the holdings
for this reporting manager are reported in this report and a portion
are reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager: None
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 98
Form 13F Information Table Value Total: 212,429
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is
filed, other than the manager filing this report.
None
FORM 13F INFORMATION TABLE
TITLE VALUE SHS OR INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER OF CLASS CUSIP (X $1000) PRN AMT SH/PRN PUT/CALL DISCRETION MANAGERS SOLE SHARED NONE
CAPITAL PRODUCT PARTNERS L P COM UNIT LP Y11082 10 7 315 34,450 SH SOLE 34,450
AT&T INC COM 00206R 10 2 2,464 78,445 SH SOLE 78,445
AMERICAN TOWER CORP CL A 029912 20 1 2,875 54,932 SH SOLE 54,932
ANNALY CAP MGMT INC COM 035710 40 9 2,240 124,179 SH SOLE 124,179
APACHE CORP PFD CONV SER D 037411 80 8 4,292 65,110 SH SOLE 65,110
APOLLO INVT CORP COM 03761U 10 6 403 39,458 SH SOLE 39,458
BARRICK GOLD CORP COM 067901 10 8 547 12,075 SH SOLE 12,075
BLACKROCK MUN INCOME TR SH BEN INT 09248F 10 9 1,117 86,025 SH SOLE 86,025
BLACKROCK MUNIVEST FD II INC COM 09253T 10 1 878 59,984 SH SOLE 59,984
BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 096627 10 4 569 19,595 SH SOLE 19,595
BRISTOL MYERS SQUIBB CO COM 110122 10 8 4,557 157,364 SH SOLE 157,364
BUCKEYE PARTNERS L P UNIT LTD PARTN 118230 10 1 1,469 22,753 SH SOLE 22,753
CSX CORP COM 126408 10 3 340 12,975 SH SOLE 12,975
CATERPILLAR INC DEL COM 149123 10 1 3,166 29,740 SH SOLE 29,740
CHEVRON CORP NEW COM 166764 10 0 2,637 25,640 SH SOLE 25,640
CLOROX CO DEL COM 189054 10 9 2,968 44,010 SH SOLE 44,010
COCA COLA CO COM 191216 10 0 1,345 19,993 SH SOLE 19,993
COMMONWEALTH REIT COM SH BEN INT 203233 10 1 1,208 46,759 SH SOLE 46,759
CONOCOPHILLIPS COM 20825C 10 4 1,391 18,497 SH SOLE 18,497
CROSS TIMBERS RTY TR TR UNIT 22757R 10 9 929 20,775 SH SOLE 20,775
CUSHING MLP TOTAL RETURN FD COM SHS 231631 10 2 1,121 108,500 SH SOLE 108,500
DCP MIDSTREAM PARTNERS LP COM UT LTD PTN 23311P 10 0 1,329 32,436 SH SOLE 32,436
DOMINION RES INC VA NEW COM 25746U 10 9 1,271 26,329 SH SOLE 26,329
DUKE ENERGY CORP NEW COM 26441C 10 5 4,484 238,154 SH SOLE 238,154
DUNCAN ENERGY PARTNERS LP COM UNITS 265026 10 4 1,203 27,810 SH SOLE 27,810
ENBRIDGE ENERGY PARTNERS L P COM 29250R 10 6 1,456 48,410 SH SOLE 48,410
ENCORE ENERGY PARTNERS LP COM UNIT 29257A 10 6 775 36,371 SH SOLE 36,371
ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R 10 9 2,822 57,750 SH SOLE 57,750
ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V 10 0 1,397 31,066 SH SOLE 31,066
ENERPLUS CORP COM 292766 10 2 3,499 110,741 SH SOLE 110,741
ENTERPRISE PRODS PARTNERS L COM 293792 10 7 7,737 179,052 SH SOLE 179,052
EXXON MOBIL CORP COM 30231G 10 2 3,720 45,707 SH SOLE 45,707
FERRELLGAS PARTNERS L.P. UNIT LTD PART 315293 10 0 315 13,950 SH SOLE 13,950
FIDELITY COMWLTH TR NDQ CP IDX TRK 315912 80 8 2,956 27,100 SH SOLE 27,100
FORD MTR CO DEL COM PAR $0.01 345370 86 0 391 28,321 SH SOLE 28,321
GENERAL ELECTRIC CO COM 369604 10 3 305 16,152 SH SOLE 16,152
GLADSTONE COML CORP COM 376536 10 8 1,309 75,538 SH SOLE 75,538
HCP INC COM 40414L 10 9 5,820 158,619 SH SOLE 158,619
HANCOCK JOHN PFD INCOME FD I COM 41013X 10 6 2,463 119,279 SH SOLE 119,279
HEALTHCARE RLTY TR COM 421946 10 4 1,254 60,804 SH SOLE 60,804
HEALTH CARE REIT INC COM 42217K 10 6 5,035 96,025 SH SOLE 96,025
HOME DEPOT INC COM 437076 10 2 1,154 31,849 SH SOLE 31,849
HONEYWELL INTL INC COM 438516 10 6 2,775 46,565 SH SOLE 46,565
INTERNATIONAL BUSINESS MACHS COM 459200 10 1 2,932 17,094 SH SOLE 17,094
INVESCO VAN KAMPEN MUNI OPP COM 46132C 10 7 758 56,182 SH SOLE 56,182
ISHARESINC MSCI AUSTRALIA 464286 10 3 519 19,908 SH SOLE 19,908
ISHARESINC MSCI BRAZIL 464286 40 0 2,710 36,940 SH SOLE 36,940
ISHARESINC MSCI S KOREA 464286 77 2 2,654 40,830 SH SOLE 40,830
ISHARESTR S&P MIDCAP 400 464287 50 7 1,110 11,363 SH SOLE 11,363
ISHARESTR RUSL 2000 GROW 464287 64 8 2,163 22,807 SH SOLE 22,807
JPMORGAN CHASE & CO COM 46625H 10 0 817 19,961 SH SOLE 19,961
KAYNE ANDERSON MLP INVSMNT C COM 486606 10 6 4,308 142,417 SH SOLE 142,417
KAYNE ANDERSON ENRGY TTL RT COM 48660P 10 4 747 25,199 SH SOLE 25,199
KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550 10 6 5,023 69,189 SH SOLE 69,189
KINDER MORGAN MANAGEMENT LLC SHS 49455U 10 0 3,917 59,718 SH SOLE 59,718
LIBERTY PPTY TR SH BEN INT 531172 10 4 512 15,701 SH SOLE 15,701
MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080 10 6 5,009 83,855 SH SOLE 83,855
MARKET VECTORS ETF TR AGRIBUS ETF 57060U 60 5 583 10,835 SH SOLE 10,835
MARKWEST ENERGY PARTNERSL P UNIT LTD PARTN 570759 10 0 1,197 24,805 SH SOLE 24,805
MCDONALDS CORP COM 580135 10 1 2,966 35,171 SH SOLE 35,171
MERCK & CO INC NEW COM 58933Y 10 5 4,013 113,719 SH SOLE 113,719
MICROSOFT CORP COM 594918 10 4 562 21,600 SH SOLE 21,600
NATURAL RESOURCE PARTNERS L COM UNIT L P 63900P 10 3 1,772 53,425 SH SOLE 53,425
NORFOLK SOUTHERN CORP COM 655844 10 8 2,457 32,792 SH SOLE 32,792
NUSTAR ENERGY LP UNIT COM 67058H 10 2 3,349 51,765 SH SOLE 51,765
NUSTAR GP HOLDINGS LLC UNIT RESTG LLC 67059L 10 2 584 16,225 SH SOLE 16,225
NUVEEN DIV ADV MUNI FD 3 COM SH BEN INT 67070X 10 1 450 32,615 SH SOLE 32,615
NUVEEN QUALITY PFD INC FD 3 COM 67072W 10 1 325 40,395 SH SOLE 40,395
ONEOK PARTNERS LP UNIT LTD PARTN 68268N 10 3 4,514 52,925 SH SOLE 52,925
ORACLE CORP COM 68389X 10 5 2,759 83,838 SH SOLE 83,838
PFIZER INC COM 717081 10 3 2,541 123,369 SH SOLE 123,369
PIMCO MUNICIPAL INCOME FD COM 72200R 10 7 327 24,652 SH SOLE 24,652
PIONEER SOUTHWST ENRG PRTNR UNIT LP INT 72388B 10 6 586 20,875 SH SOLE 20,875
PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503 10 5 1,097 17,135 SH SOLE 17,135
POWERSHARES ETF TRUST DYN OIL SVCS 73935X 62 5 2,517 102,495 SH SOLE 102,495
PROCTER & GAMBLE CO COM 742718 10 9 1,962 30,870 SH SOLE 30,870
RAYONIER INC COM 754907 10 3 1,815 27,777 SH SOLE 27,777
SPDR GOLD TRUST GOLD SHS 78463V 10 7 3,119 21,365 SH SOLE 21,365
SPDR INDEX SHS FDS GLB NAT RESRCE 78463X 54 1 651 10,895 SH SOLE 10,895
SPDR SERIES TRUST BRCLYS CAP CONV78464A 35 9 5,279 127,273 SH SOLE 127,273
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y 10 7 4,113 23,180 SH SOLE 23,180
SABINE ROYALTY TR UNIT BEN INT 785688 10 2 4,354 68,303 SH SOLE 68,303
SCHLUMBERGER LTD COM 806857 10 8 1,649 19,085 SH SOLE 19,085
SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y 40 7 1,060 26,370 SH SOLE 26,370
SELECT SECTOR SPDR TR SBI INT-TECH 81369Y 80 3 295 11,480 SH SOLE 11,480
SENIOR HSG PPTYS TR SH BEN INT 81721M 10 9 4,923 210,303 SH SOLE 210,303
SIEMENS A G SPONSORED ADR 826197 50 1 4,064 29,550 SH SOLE 29,550
SPECTRA ENERGY CORP COM 847560 10 9 1,834 66,892 SH SOLE 66,892
SUNOCO LOGISTICS PRTNRS L P COM UNITS 86764L 10 8 3,492 40,535 SH SOLE 40,535
TC PIPELINES LP UT COM LTD PRT 87233Q 10 8 1,614 33,785 SH SOLE 33,785
TARGA RESOURCES PARTNERS LP COM UNIT 87611X 10 5 932 26,175 SH SOLE 26,175
THERMO FISHER SCIENTIFICINC COM 883556 10 2 2,306 35,815 SH SOLE 35,815
3M CO COM 88579Y 10 1 2,584 27,239 SH SOLE 27,239
TORTOISE ENERGY INFRSTRCTR C COM 89147L 10 0 1,801 47,385 SH SOLE 47,385
UNITED TECHNOLOGIES CORP COM 913017 10 9 3,293 37,201 SH SOLE 37,201
VENTAS INC COM 92276F 10 0 638 12,100 SH SOLE 12,100
VERIZON COMMUNICATIONSINC COM 92343V 10 4 2,652 71,239 SH SOLE 71,239
WILLIAMS PARTNERS L P COM UNIT L P 96950F 10 4 1,920 35,437 SH SOLE 35,437