-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UsUb2CnJRieCywAvibP9PFAUZItfMikPICqjwuFZYZPolxqJb2fF4qfDMHf35BqN qVNyNBb+2CnZhJ9B0sA2Ww== 0001079373-10-000003.txt : 20100510 0001079373-10-000003.hdr.sgml : 20100510 20100510112445 ACCESSION NUMBER: 0001079373-10-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100331 FILED AS OF DATE: 20100510 DATE AS OF CHANGE: 20100510 EFFECTIVENESS DATE: 20100510 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC /TX CENTRAL INDEX KEY: 0001079373 IRS NUMBER: 752335585 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03991 FILM NUMBER: 10814846 BUSINESS ADDRESS: STREET 1: 12222 MERIT DRIVE STREET 2: SUITE 920 CITY: DALLAS STATE: TX ZIP: 75251-2234 BUSINESS PHONE: 9729349070 MAIL ADDRESS: STREET 1: 12222 MERIT DRIVE STREET 2: SUITE 920 CITY: DALLAS STATE: TX ZIP: 75251-2234 13F-HR 1 fs100331.txt 1Q10 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 3-31-10 Check here if Amendment ( ); Amendment Number: This Amendment (Check only one): ( ) is a restatement. ( ) adds new holdings entries. Institutional Investment Manager Filing this Report: Fiduciary Financial Services of the Southwest, Inc. 12222 Merit Drive, Suite 920 Dallas, TX 75251-2268 Form 13F File Number : 28-7732 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Sondra J. Wilson Title: President Phone: 972-934-9070 Signature, Place, and Date of Signing: Sondra J. Wilson Dallas, TX May 10, 2010 Report Type (Check only one.): (X) 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) ( ) 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) ( ) 13F COMBINATION REPORT: (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 126 Form 13F Information Table Value Total: 185,857 List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. None FORM 13F INFORMATION TABLE TITLE VALUE SHS OR INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (X $1000) PRN AMT SH/PRN PUT/CALL DISCRETION MANAGERS SOLE SHARED NONE CAPITAL PRODUCT PARTNERS L P COM UNIT LP Y11082 10 7 379 44,560 SH SOLE 44,560 AT&T INC COM 00206R 10 2 2,234 86,470 SH SOLE 86,470 ALLIANCEBERNSTEIN INCOME FUN COM 01881E 10 1 3,753 461,030 SH SOLE 461,030 AMERICAN TOWER CORP CL A 029912 20 1 642 15,060 SH SOLE 15,060 ANADARKO PETE CORP COM 032511 10 7 1,788 24,555 SH SOLE 24,555 ANNALY CAP MGMT INC COM 035710 40 9 2,148 125,044 SH SOLE 125,044 APACHE CORP COM 037411 10 5 522 5,139 SH SOLE 5,139 APOLLO INVT CORP COM 03761U 10 6 529 41,538 SH SOLE 41,538 APPLE INC COM 037833 10 0 703 2,990 SH SOLE 2,990 BP PLC SPONSORED ADR 055622 10 4 5,191 90,960 SH SOLE 90,960 BARCLAYS BANK PLC SP ADR 7.1%PF3 06739H 77 6 209 8,600 SH SOLE 8,600 BARRICK GOLD CORP COM 067901 10 8 456 11,900 SH SOLE 11,900 BAXTER INTL INC COM 071813 10 9 2,520 43,305 SH SOLE 43,305 BLACKROCK MUN INCOME TR SH BEN INT 09248F 10 9 1,114 82,555 SH SOLE 82,555 BLACKROCK MUNI INCOME TR II COM 09249N 10 1 339 24,880 SH SOLE 24,880 BLACKROCK MUNIVEST FD II INC COM 09253T 10 1 937 64,968 SH SOLE 64,968 BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 096627 10 4 602 20,220 SH SOLE 20,220 BRISTOL MYERS SQUIBB CO COM 110122 10 8 3,773 141,294 SH SOLE 141,294 BUCKEYE GP HOLDINGS LP COM UNITS LP 118167 10 5 594 17,295 SH SOLE 17,295 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230 10 1 640 10,657 SH SOLE 10,657 CSX CORP COM 126408 10 3 207 4,070 SH SOLE 4,070 CVS CAREMARK CORPORATION COM 126650 10 0 362 9,903 SH SOLE 9,903 CHEVRON CORP NEW COM 166764 10 0 1,336 17,625 SH SOLE 17,625 CISCO SYS INC COM 17275R 10 2 377 14,495 SH SOLE 14,495 COCA COLA CO COM 191216 10 0 290 5,279 SH SOLE 5,279 COLGATE PALMOLIVE CO COM 194162 10 3 699 8,201 SH SOLE 8,201 CONOCOPHILLIPS COM 20825C 10 4 704 13,759 SH SOLE 13,759 DEVON ENERGY CORP NEW COM 25179M 10 3 1,512 23,473 SH SOLE 23,473 DIAGEO P L C SPON ADR NEW 25243Q 20 5 728 10,790 SH SOLE 10,790 DOMINION RES INC VA NEW COM 25746U 10 9 1,039 25,285 SH SOLE 25,285 DUFF & PHELPS UTIL CORP BD T COM 26432K 10 8 4,649 381,685 SH SOLE 381,685 DUKE ENERGY CORP NEW COM 26441C 10 5 3,648 223,534 SH SOLE 223,534 DUNCAN ENERGY PARTNERS LP COM UNITS 265026 10 4 756 27,910 SH SOLE 27,910 ENCANA CORP COM 292505 10 4 289 9,312 SH SOLE 9,312 ENBRIDGE ENERGY PARTNERS L P COM 29250R 10 6 372 7,350 SH SOLE 7,350 ENCORE ENERGY PARTNERS LP COM UNIT 29257A 10 6 711 35,615 SH SOLE 35,615 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R 10 9 2,644 56,430 SH SOLE 56,430 ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V 10 0 792 23,475 SH SOLE 23,475 ENERPLUS RES FD UNIT TR G NEW 29274D 60 4 426 17,965 SH SOLE 17,965 ENTERGY CORP NEW COM 29364G 10 3 1,438 17,677 SH SOLE 17,677 ENTERPRISE PRODS PARTNERS L COM 293792 10 7 6,319 182,731 SH SOLE 182,731 EXXON MOBIL CORP COM 30231G 10 2 3,183 47,518 SH SOLE 47,518 FERRELLGAS PARTNERS L.P. UNIT LTD PART 315293 10 0 319 13,950 SH SOLE 13,950 FIDELITY COMWLTH TR NDQ CP IDX TRK 315912 80 8 1,743 18,440 SH SOLE 18,440 FLUOR CORP NEW COM 343412 10 2 1,507 32,405 SH SOLE 32,405 FORD MTR CO DEL COM PAR $0.01 345370 86 0 184 14,635 SH SOLE 14,635 GENERAL ELECTRIC CO COM 369604 10 3 282 15,502 SH SOLE 15,502 GENERAL MLS INC COM 370334 10 4 421 5,945 SH SOLE 5,945 GLADSTONE COML CORP COM 376536 10 8 1,048 72,558 SH SOLE 72,558 HCP INC COM 40414L 10 9 5,063 153,419 SH SOLE 153,419 HRPT PPTYS TR COM SH BEN INT 40426W 10 1 1,906 245,051 SH SOLE 245,051 HANCOCK JOHN PFD INCOME FD I COM 41013X 10 6 1,484 81,745 SH SOLE 81,745 HEALTHCARE RLTY TR COM 421946 10 4 1,480 63,552 SH SOLE 63,552 HEALTH CARE REIT INC COM 42217K 10 6 4,195 92,743 SH SOLE 92,743 HELMERICH & PAYNE INC COM 423452 10 1 275 7,210 SH SOLE 7,210 HEWLETT PACKARD CO COM 428236 10 3 3,396 63,886 SH SOLE 63,886 HOME DEPOT INC COM 437076 10 2 922 28,507 SH SOLE 28,507 INTERNATIONAL BUSINESS MACHS COM 459200 10 1 2,135 16,649 SH SOLE 16,649 ISHARES INC MSCI AUSTRALIA 464286 10 3 3,906 162,696 SH SOLE 162,696 ISHARES INC MSCI BRAZIL 464286 40 0 841 11,415 SH SOLE 11,415 ISHARES INC MSCI CDA INDEX 464286 50 9 780 27,950 SH SOLE 27,950 ISHARES INC MSCI S KOREA 464286 77 2 810 16,197 SH SOLE 16,197 ISHARES TR INDEX FTSE XNHUA IDX 464287 18 4 1,148 27,280 SH SOLE 27,280 ISHARES TR INDEX BARCLY USAGG B 464287 22 6 957 9,180 SH SOLE 9,180 ISHARES TR INDEX MSCI EMERG MKT 464287 23 4 302 7,165 SH SOLE 7,165 ISHARES TR INDEX IBOXX INV CPBD 464287 24 2 481 4,550 SH SOLE 4,550 ISHARES TR INDEX MSCI EAFE IDX 464287 46 5 525 9,377 SH SOLE 9,377 JPMORGAN CHASE & CO COM 46625H 10 0 1,399 31,254 SH SOLE 31,254 JOHNSON & JOHNSON COM 478160 10 4 289 4,435 SH SOLE 4,435 KAYNE ANDERSON MLP INVSMNT C COM 486606 10 6 3,680 137,019 SH SOLE 137,019 KAYNE ANDERSON ENRGY TTL RT COM 48660P 10 4 533 21,249 SH SOLE 21,249 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550 10 6 4,467 68,279 SH SOLE 68,279 KINDER MORGAN MANAGEMENT LLC SHS 49455U 10 0 3,023 51,567 SH SOLE 51,567 KIRBY CORP COM 497266 10 6 250 6,540 SH SOLE 6,540 LABORATORY CORP AMER HLDGS COM NEW 50540R 40 9 260 3,430 SH SOLE 3,430 LIBERTY PPTY TR SH BENINT 531172 10 4 596 17,566 SH SOLE 17,566 MAGELLAN MIDSTREAM PRTNRSLP COM UNIT RP LP 559080 10 6 3,976 83,663 SH SOLE 83,663 MCDONALDS CORP COM 580135 10 1 868 13,005 SH SOLE 13,005 MEAD JOHNSON NUTRITION CO COM 582839 10 6 290 5,565 SH SOLE 5,565 MERCK & CO INC NEW COM 58933Y 10 5 4,495 120,356 SH SOLE 120,356 METLIFE INC COM 59156R 10 8 219 5,051 SH SOLE 5,051 MICROSOFT CORP COM 594918 10 4 717 24,472 SH SOLE 24,472 NATURAL RESOURCE PARTNERS L COM UNIT L P 63900P 10 3 1,114 42,495 SH SOLE 42,495 NIKE INC CL B 654106 10 3 378 5,140 SH SOLE 5,140 NUSTAR ENERGY LP UNIT COM 67058H 10 2 3,130 51,776 SH SOLE 51,776 NUSTAR GP HOLDINGS LLC UNIT RESTG LLC 67059L 10 2 487 16,425 SH SOLE 16,425 NUVEEN DIV ADV MUNI FD 3 COM SH BEN INT 67070X 10 1 409 29,025 SH SOLE 29,025 NUVEEN QUALITY PFD INC FD 3 COM 67072W 10 1 399 52,273 SH SOLE 52,273 OCEANEERING INTL INC COM 675232 10 2 1,361 21,442 SH SOLE 21,442 OIL SVC HOLDRS TR DEPOSTRY RCPT 678002 10 6 682 5,560 SH SOLE 5,560 ONEOK PARTNERS LP UNIT LTD PARTN 68268N 10 3 3,124 50,980 SH SOLE 50,980 ORACLE CORP COM 68389X 10 5 445 17,303 SH SOLE 17,303 PEPSICO INC COM 713448 10 8 549 8,292 SH SOLE 8,292 PFIZER INC COM 717081 10 3 2,441 142,354 SH SOLE 142,354 PIMCO MUNICIPAL INCOME FD COM 72200R 10 7 264 19,417 SH SOLE 19,417 PIONEER SOUTHWST ENRG PRTNR UNIT LP INT 72388B 10 6 231 9,855 SH SOLE 9,855 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503 10 5 822 14,442 SH SOLE 14,442 POWERSHARES ETF TRUST DYN OIL SVCS 73935X 62 5 573 34,400 SH SOLE 34,400 PRAXAIR INC COM 74005P 10 4 225 2,715 SH SOLE 2,715 PRICE T ROWE GROUP INC COM 74144T 10 8 272 4,950 SH SOLE 4,950 PROCTER & GAMBLE CO COM 742718 10 9 2,073 32,770 SH SOLE 32,770 RAYONIER INC COM 754907 10 3 983 21,631 SH SOLE 21,631 RAYTHEON CO COM NEW 755111 50 7 965 16,890 SH SOLE 16,890 SPDR S&P 500 ETF TR UNIT SER 1 S&P 78462F 10 3 496 4,240 SH SOLE 4,240 SPDR GOLD TRUST GOLD SHS 78463V 10 7 774 7,100 SH SOLE 7,100 SPDR SERIES TRUST BARCLY CNV ETF 78464A 35 9 5,419 138,411 SH SOLE 138,411 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y 10 7 3,670 25,637 SH SOLE 25,637 SABINE ROYALTY TR UNIT BEN INT 785688 10 2 1,410 30,916 SH SOLE 30,916 SCHLUMBERGER LTD COM 806857 10 8 4,720 74,382 SH SOLE 74,382 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y 40 7 891 27,145 SH SOLE 27,145 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y 50 6 621 10,803 SH SOLE 10,803 SELECT SECTOR SPDR TR SBI INT-TECH 81369Y 80 3 241 10,450 SH SOLE 10,450 SENIOR HSG PPTYS TR SH BEN INT 81721M 10 9 4,411 199,156 SH SOLE 199,156 SPECTRA ENERGY CORP COM 847560 10 9 1,480 65,677 SH SOLE 65,677 SUNOCO LOGISTICS PRTNRS L P COM UNITS 86764L 10 8 2,846 41,545 SH SOLE 41,545 TC PIPELINES LP UT COM LTD PRT 87233Q 10 8 1,240 32,605 SH SOLE 32,605 TARGA RESOURCES PARTNERS LP COM UNIT 87611X 10 5 697 26,275 SH SOLE 26,275 3M CO COM 88579Y 10 1 1,501 17,960 SH SOLE 17,960 TORTOISE ENERGY INFRSTRCTR C COM 89147L 10 0 1,349 42,860 SH SOLE 42,860 TOTAL S A SPONSORED ADR 89151E 10 9 4,011 69,138 SH SOLE 69,138 UNITED TECHNOLOGIES CORP COM 913017 10 9 2,476 33,631 SH SOLE 33,631 VAN KAMPEN MUN OPPORTUNITY T COM 920935 10 3 669 47,610 SH SOLE 47,610 VANGUARD INDEX FDS STK MRK ETF 922908 76 9 216 3,625 SH SOLE 3,625 VERIZON COMMUNICATIONS INC COM 92343V 10 4 1,269 40,900 SH SOLE 40,900 WAL MART STORES INC COM 931142 10 3 495 8,897 SH SOLE 8,897 WILLIAMS PARTNERS L P COM UNIT L P 96950F 10 4 1,302 32,353 SH SOLE 32,353
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