-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MW69jjLd5PltLEN6ThwdNT/cuoGhZYPDwPCPU5sbKmaVwmejzsfiqEs3NwN7LxKN Dr83MTQTTXiZGMTI4/ebZQ== 0001079373-10-000001.txt : 20100201 0001079373-10-000001.hdr.sgml : 20100201 20100201155454 ACCESSION NUMBER: 0001079373-10-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100201 DATE AS OF CHANGE: 20100201 EFFECTIVENESS DATE: 20100201 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC /TX CENTRAL INDEX KEY: 0001079373 IRS NUMBER: 752335585 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03991 FILM NUMBER: 10563467 BUSINESS ADDRESS: STREET 1: 12222 MERIT DRIVE STREET 2: SUITE 920 CITY: DALLAS STATE: TX ZIP: 75251-2234 BUSINESS PHONE: 9729349070 MAIL ADDRESS: STREET 1: 12222 MERIT DRIVE STREET 2: SUITE 920 CITY: DALLAS STATE: TX ZIP: 75251-2234 13F-HR 1 fs091231.txt 4Q09 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12-31-09 Check here if Amendment ( ); Amendment Number: This Amendment (Check only one): ( ) is a restatement. ( ) adds new holdings entries. Institutional Investment Manager Filing this Report: Fiduciary Financial Services of the Southwest, Inc. 12222 Merit Drive, Suite 920 Dallas, TX 75251-2268 Form 13F File Number : 28-7732 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Sondra J. Wilson Title: President Phone: 972-934-9070 Signature, Place, and Date of Signing: Sondra J. Wilson Dallas, TX Feb 1, 2010 Report Type (Check only one.): (X) 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) ( ) 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) ( ) 13F COMBINATION REPORT: (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 127 Form 13F Information Table Value Total: 185,645 List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. None FORM 13F INFORMATION TABLE TITLE VALUE SHS OR INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (X $1000) PRN AMT SH/PRN PUT/CALL DISCRETION MANAGERS SOLE SHARED NONE CAPITAL PRODUCT PARTNERS LP COM UNIT LP Y11082 10 7 413 44,905 SH SOLE 44,905 AT&T INC COM 00206R 10 2 2,871 102,439 SH SOLE 102,439 ALLIANCEBERNSTEIN INCOME FUN COM 01881E 10 1 4,069 493,250 SH SOLE 493,250 ANADARKO PETE CORP COM 032511 10 7 484 7,760 SH SOLE 7,760 ANNALY CAP MGMT INC COM 035710 40 9 2,255 129,949 SH SOLE 129,949 APACHE CORP COM 037411 10 5 515 4,994 SH SOLE 4,994 APOLLO INVT CORP COM 03761U 10 6 409 42,914 SH SOLE 42,914 APPLE INC COM 037833 10 0 289 1,370 SH SOLE 1,370 BP PLC SPONSORED ADR 055622 10 4 5,291 91,263 SH SOLE 91,263 BANK OF AMERICA CORPORATION COM 060505 10 4 177 11,784 SH SOLE 11,784 BARCLAYS BANK PLC SP ADR 7.1%PF3 06739H 77 6 243 11,000 SH SOLE 11,000 BARRICK GOLD CORP COM 067901 10 8 469 11,900 SH SOLE 11,900 BAXTER INTL INC COM 071813 10 9 2,863 48,795 SH SOLE 48,795 BLACKROCK MUN INCOME TR SH BEN INT 09248F 10 9 1,129 88,190 SH SOLE 88,190 BLACKROCK MUNI INCOME TR II COM 09249N 10 1 378 27,620 SH SOLE 27,620 BLACKROCK MUNIVEST FD II INC COM 09253T 10 1 886 63,334 SH SOLE 63,334 BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 096627 10 4 619 20,620 SH SOLE 20,620 BRISTOL MYERS SQUIBB CO COM 110122 10 8 3,695 146,329 SH SOLE 146,329 BUCKEYE GP HOLDINGS LP COM UNITS LP 118167 10 5 524 18,295 SH SOLE 18,295 BUCKEYE PARTNERS LP UNIT LTD PARTN 118230 10 1 633 11,622 SH SOLE 11,622 CVS CAREMARK CORPORATION COM 126650 10 0 253 7,853 SH SOLE 7,853 CHEVRON CORP NEW COM 166764 10 0 1,356 17,625 SH SOLE 17,625 COCA COLA CO COM 191216 10 0 292 5,124 SH SOLE 5,124 COLGATE PALMOLIVE CO COM 194162 10 3 644 7,841 SH SOLE 7,841 CONOCOPHILLIPS COM 20825C 10 4 851 16,669 SH SOLE 16,669 DEVON ENERGY CORP NEW COM 25179M 10 3 527 7,172 SH SOLE 7,172 DIAGEO PLC SPON ADR NEW 25243Q 20 5 758 10,925 SH SOLE 10,925 DOMINION RES INC VA NEW COM 25746U 10 9 1,145 29,432 SH SOLE 29,432 DUFF & PHELPS UTIL CORP BD T COM 26432K 10 8 5,042 410,218 SH SOLE 410,218 DUKE ENERGY CORP NEW COM 26441C 10 5 3,812 221,482 SH SOLE 221,482 DUKE REALTY CORP COM NEW 264411 50 5 130 10,721 SH SOLE 10,721 DUNCAN ENERGY PARTNERS LP COM UNITS 265026 10 4 717 30,210 SH SOLE 30,210 ENBRIDGE ENERGY PARTNERS LP COM 29250R 10 6 442 8,235 SH SOLE 8,235 ENCORE ENERGY PARTNERS LP COM UNIT 29257A 10 6 803 40,495 SH SOLE 40,495 ENERGY TRANSFER PRTNRS LP UNIT LTD PARTN 29273R 10 9 2,607 57,970 SH SOLE 57,970 ENERGY TRANSFER EQUITY LP COM UT LTD PTN 29273V 10 0 752 24,575 SH SOLE 24,575 ENERPLUS RES FD UNIT TR G NEW 29274D 60 4 598 26,031 SH SOLE 26,031 ENTERGY CORP NEW COM 29364G 10 3 1,926 23,533 SH SOLE 23,533 ENTERPRISE PRODS PARTNERS L COM 293792 10 7 6,146 195,660 SH SOLE 195,660 EXELON CORP COM 30161N 10 1 1,026 20,987 SH SOLE 20,987 EXXON MOBIL CORP COM 30231G 10 2 3,561 52,226 SH SOLE 52,226 FERRELLGAS PARTNERS LP UNIT LTD PART 315293 10 0 295 13,950 SH SOLE 13,950 FIDELITY COMWLTH TR NDQ CP IDX TRK 315912 80 8 1,535 17,135 SH SOLE 17,135 FLUOR CORP NEW COM 343412 10 2 2,213 49,135 SH SOLE 49,135 GENERAL ELECTRIC CO COM 369604 10 3 1,588 104,974 SH SOLE 104,974 GLADSTONE COML CORP COM 376536 10 8 1,056 78,725 SH SOLE 78,725 HCP INC COM 40414L 10 9 4,795 157,009 SH SOLE 157,009 HRPT PPTYS TR COM SH BEN INT 40426W 10 1 1,768 273,212 SH SOLE 273,212 HANCOCK JOHN PFD INCOME FD I COM 41013X 10 6 1,525 89,520 SH SOLE 89,520 HEALTHCARE RLTY TR COM 421946 10 4 1,379 64,275 SH SOLE 64,275 HEALTH CARE REIT INC COM 42217K 10 6 4,246 95,813 SH SOLE 95,813 HEWLETT PACKARD CO COM 428236 10 3 4,536 125,562 SH SOLE 125,562 HOME DEPOT INC COM 437076 10 2 773 26,712 SH SOLE 26,712 HOSPITALITY PPTYS TR COM SH BEN INT 44106M 10 2 1,880 79,302 SH SOLE 79,302 HUGOTON RTY TR TEX UNIT BEN INT 444717 10 2 163 10,163 SH SOLE 10,163 INTERNATIONAL BUSINESS MACHS COM 459200 10 1 1,905 14,550 SH SOLE 14,550 ISHARES INC MSCI AUSTRALIA 464286 10 3 3,569 156,240 SH SOLE 156,240 ISHARES INC MSCI BRAZIL 464286 40 0 639 8,560 SH SOLE 8,560 ISHARES INC MSCI CDA INDEX 464286 50 9 360 13,675 SH SOLE 13,675 ISHARES INC MSCI S KOREA 464286 77 2 610 12,807 SH SOLE 12,807 ISHARES TR INDEX FTSE XNHUA IDX 464287 18 4 1,064 25,175 SH SOLE 25,175 ISHARES TR INDEX BARCLY USAGG B 464287 22 6 1,402 13,585 SH SOLE 13,585 ISHARES TR INDEX MSCI EMERG MKT 464287 23 4 218 5,250 SH SOLE 5,250 ISHARES TR INDEX IBOXX INV CPBD 464287 24 2 483 4,640 SH SOLE 4,640 ISHARES TR INDEX BARCLYS 7-10 YR464287 44 0 1,139 12,850 SH SOLE 12,850 ISHARES TR INDEX MSCI EAFE IDX 464287 46 5 443 8,012 SH SOLE 8,012 JPMORGAN CHASE & CO COM 46625H 10 0 1,174 28,164 SH SOLE 28,164 JOHNSON & JOHNSON COM 478160 10 4 354 5,500 SH SOLE 5,500 KAYNE ANDERSON MLP INVSMNT C COM 486606 10 6 3,507 140,056 SH SOLE 140,056 KAYNE ANDERSON ENERGY TTL RT COM 48660P 10 4 536 23,196 SH SOLE 23,196 KIMBERLY CLARK CORP COM 494368 10 3 307 4,817 SH SOLE 4,817 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550 10 6 4,419 72,459 SH SOLE 72,459 KINDER MORGAN MANAGEMENT LLC SHS 49455U 10 0 3,002 54,945 SH SOLE 54,945 KIRBY CORP COM 497266 10 6 228 6,540 SH SOLE 6,540 LABORATORY CORP AMER HLDGS COM NEW 50540R 40 9 307 4,105 SH SOLE 4,105 LIBERTY PPTY TR SH BEN INT 531172 10 4 601 18,791 SH SOLE 18,791 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080 10 6 3,718 85,808 SH SOLE 85,808 MCDONALDS CORP COM 580135 10 1 834 13,350 SH SOLE 13,350 MEAD JOHNSON NUTRITION CO COM CL A 582839 10 6 228 5,210 SH SOLE 5,210 MERCK & CO INC NEW COM ADDED 58933Y 10 5 4,480 122,609 SH SOLE 122,609 METLIFE INC COM 59156R 10 8 246 6,951 SH SOLE 6,951 MICROSOFT CORP COM 594918 10 4 761 24,982 SH SOLE 24,982 MIDCAP SPDR TR UNIT SER 1 595635 10 3 3,329 25,269 SH SOLE 25,269 NATURAL RESOURCE PARTNERS L COM UNIT LP 63900P 10 3 1,081 44,605 SH SOLE 44,605 NUSTAR ENERGY LP UNIT COM 67058H 10 2 3,022 53,873 SH SOLE 53,873 NUSTAR GP HOLDINGS LLC UNIT RESTG LLC 67059L 10 2 464 17,225 SH SOLE 17,225 NUVEEN DIV ADV MUNI FD 3 COM SH BEN INT 67070X 10 1 449 33,410 SH SOLE 33,410 NUVEEN QUALITY PFD INC FD 3 COM 67072W 10 1 487 70,098 SH SOLE 70,098 OCEANEERING INTL INC COM 675232 10 2 1,405 24,006 SH SOLE 24,006 OIL SVC HOLDRS TR DEPOSTRY RCPT 678002 10 6 720 6,060 SH SOLE 6,060 ONEOK PARTNERS LP UNIT LTD PARTN 68268N 10 3 3,144 50,470 SH SOLE 50,470 ORACLE CORP COM 68389X 10 5 277 11,303 SH SOLE 11,303 PEPSICO INC COM 713448 10 8 522 8,585 SH SOLE 8,585 PFIZER INC COM 717081 10 3 2,906 159,765 SH SOLE 159,765 PIMCO CA MUNICIPAL INCOME FD COM 72200N 10 6 153 12,366 SH SOLE 12,366 PIMCO MUNICIPAL INCOME FD COM 72200R 10 7 306 24,677 SH SOLE 24,677 PIONEER SOUTHWST ENRG PRTNR UNIT LP INT 72388B 10 6 376 16,770 SH SOLE 16,770 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503 10 5 666 12,594 SH SOLE 12,594 POWERSHARES ETF TRUST DYN OIL SVCS 73935X 62 5 453 26,730 SH SOLE 26,730 PRAXAIR INC COM 74005P 10 4 218 2,715 SH SOLE 2,715 PRICE T ROWE GROUP INC COM 74144T 10 8 243 4,555 SH SOLE 4,555 PROCTER & GAMBLE CO COM 742718 10 9 2,138 35,267 SH SOLE 35,267 PROVIDENT ENERGY TR TR UNIT 74386K 10 4 68 10,100 SH SOLE 10,100 RAYONIER INC COM 754907 10 3 900 21,351 SH SOLE 21,351 RAYTHEON CO COM NEW 755111 50 7 985 19,110 SH SOLE 19,110 SPDR TR UNIT SER 1 78462F 10 3 470 4,215 SH SOLE 4,215 SPDR GOLD TRUST GOLD SHS 78463V 10 7 703 6,550 SH SOLE 6,550 SPDR SERIES TRUST BARCLY CNV ETF 78464A 35 9 4,840 128,086 SH SOLE 128,086 SABINE ROYALTY TR UNIT BEN INT 785688 10 2 1,193 29,116 SH SOLE 29,116 SCHLUMBERGER LTD COM 806857 10 8 4,104 63,056 SH SOLE 63,056 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y 40 7 822 27,595 SH SOLE 27,595 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y 50 6 724 12,693 SH SOLE 12,693 SELECT SECTOR SPDR TR SBI INT-TECH 81369Y 80 3 236 10,275 SH SOLE 10,275 SENIOR HSG PPTYS TR SH BEN INT 81721M 10 9 4,382 200,372 SH SOLE 200,372 SPECTRA ENERGY CORP COM 847560 10 9 1,432 69,800 SH SOLE 69,800 SUNOCO LOGISTICS PRTNRS LP COM UNITS 86764L 10 8 2,771 41,425 SH SOLE 41,425 TC PIPELINES LP UT COM LTD PRT 87233Q 10 8 1,183 32,105 SH SOLE 32,105 TARGA RESOURCES PARTNERS LP COM UNIT 87611X 10 5 657 27,045 SH SOLE 27,045 3M CO COM 88579Y 10 1 765 9,250 SH SOLE 9,250 TORTOISE ENERGY INFRSTRCTR C COM 89147L 10 0 1,300 41,900 SH SOLE 41,900 TOTAL S A SPONSORED ADR 89151E 10 9 4,192 65,458 SH SOLE 65,458 UNITED TECHNOLOGIES CORP COM 913017 10 9 649 9,355 SH SOLE 9,355 VAN KAMPEN MUN TR SH BEN INT 920919 10 7 141 10,780 SH SOLE 10,780 VAN KAMPEN MUN OPPORTUNITY T COM 920935 10 3 739 55,305 SH SOLE 55,305 VERIZON COMMUNICATIONS INC COM 92343V 10 4 2,624 79,191 SH SOLE 79,191 WAL MART STORES INC COM 931142 10 3 481 8,992 SH SOLE 8,992 WILLIAMS PARTNERS LP COM UNIT LP 96950F 10 4 1,039 33,878 SH SOLE 33,878
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