-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Iaa1KLghXfGIO9+N9QRhj8eMgzScKKPqhX/Ll9h0VMO2FSeArxeyBLW9gdRTTyXP qSXDUd6xh3qt8y4rtLfLfA== 0001079373-09-000005.txt : 20090810 0001079373-09-000005.hdr.sgml : 20090810 20090810125539 ACCESSION NUMBER: 0001079373-09-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20090810 DATE AS OF CHANGE: 20090810 EFFECTIVENESS DATE: 20090810 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC /TX CENTRAL INDEX KEY: 0001079373 IRS NUMBER: 752335585 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03991 FILM NUMBER: 09998709 BUSINESS ADDRESS: STREET 1: 12222 MERIT DRIVE STREET 2: SUITE 920 CITY: DALLAS STATE: TX ZIP: 75251-2234 BUSINESS PHONE: 9729349070 MAIL ADDRESS: STREET 1: 12222 MERIT DRIVE STREET 2: SUITE 920 CITY: DALLAS STATE: TX ZIP: 75251-2234 13F-HR 1 fs090630.txt 2Q09 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 6-30-09 Check here if Amendment ( ); Amendment Number: This Amendment (Check only one): ( ) is a restatement. ( ) adds new holdings entries. Institutional Investment Manager Filing this Report: Fiduciary Financial Services of the Southwest, Inc. 12222 Merit Drive, Suite 920 Dallas, TX 75251-2268 Form 13F File Number : 28-7732 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Sondra J. Wilson Title: President Phone: 972-934-9070 Signature, Place, and Date of Signing: Sondra J. Wilson Dallas, TX Aug 10, 2009 Report Type (Check only one.): (X) 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) ( ) 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) ( ) 13F COMBINATION REPORT: (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 114 Form 13F Information Table Value Total: 148,200 List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. None FORM 13F INFORMATION TABLE TITLE VALUE SHS OR INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (X $1000) PRN AMT SH/PRN PUT/CALL DISCRETION MANAGERS SOLE SHARED NONE CAPITAL PRODUCT PARTNERS LP COM UNIT LP Y11082 10 7 373 41,440 SH SOLE 41,440 AT&T INC COM 00206R 10 2 3,455 139,098 SH SOLE 139,098 ALLIANCEBERNSTEIN INCOME FUN COM 01881E 10 1 3,936 510,505 SH SOLE 510,505 AMERICAN CAP LTD COM 02503Y 10 3 207 64,386 SH SOLE 64,386 ANNALY CAP MGMT INC COM 035710 40 9 713 47,125 SH SOLE 47,125 APACHE CORP COM 037411 10 5 285 3,954 SH SOLE 3,954 APOLLO INVT CORP COM 03761U 10 6 699 116,760 SH SOLE 116,760 APPLE INC COM 037833 10 0 249 1,745 SH SOLE 1,745 BP PLC SPONSORED ADR 055622 10 4 3,463 72,638 SH SOLE 72,638 BANK OF AMERICA CORPORATION COM 060505 10 4 213 16,169 SH SOLE 16,169 BARCLAYS BANK PLC SP ADR 7.1%PF3 06739H 77 6 194 10,600 SH SOLE 10,600 BARRICK GOLD CORP COM 067901 10 8 566 16,880 SH SOLE 16,880 BAXTER INTL INC COM 071813 10 9 1,071 20,215 SH SOLE 20,215 BLACKROCK MUN INCOME TR SH BEN INT 09248F 10 9 1,104 95,375 SH SOLE 95,375 BLACKROCK MUNI INCOME TR II COM 09249N 10 1 242 20,110 SH SOLE 20,110 BLACKROCK MUNIVEST FD II INC COM 09253T 10 1 628 50,640 SH SOLE 50,640 BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 096627 10 4 473 20,960 SH SOLE 20,960 BRISTOL MYERS SQUIBB CO COM 110122 10 8 2,287 112,604 SH SOLE 112,604 BUCKEYE GP HOLDINGS LP COM UNITS LP 118167 10 5 377 18,595 SH SOLE 18,595 BUCKEYE PARTNERS LP UNIT LTD PARTN 118230 10 1 513 11,972 SH SOLE 11,972 CIT GROUP INC UNIT 99/99/9999125581 40 5 205 33,025 SH SOLE 33,025 CHEVRON CORP NEW COM 166764 10 0 1,162 17,550 SH SOLE 17,550 COCA COLA CO COM 191216 10 0 234 4,868 SH SOLE 4,868 COLGATE PALMOLIVE CO COM 194162 10 3 628 8,876 SH SOLE 8,876 CONOCOPHILLIPS COM 20825C 10 4 774 18,394 SH SOLE 18,394 COSTCO WHSL CORP NEW COM 22160K 10 5 213 4,650 SH SOLE 4,650 DIAGEO PLC SPON ADR NEW 25243Q 20 5 670 11,705 SH SOLE 11,705 DOMINION RES INC VA NEW COM 25746U 10 9 1,074 32,130 SH SOLE 32,130 DUFF & PHELPS UTIL CORP BD T COM 26432K 10 8 5,047 420,604 SH SOLE 420,604 DUKE ENERGY CORP NEW COM 26441C 10 5 3,006 206,011 SH SOLE 206,011 DUKE REALTY CORP COM NEW 264411 50 5 175 19,967 SH SOLE 19,967 DUNCAN ENERGY PARTNERS LP COM UNITS 265026 10 4 505 31,210 SH SOLE 31,210 ENBRIDGE ENERGY PARTNERS LP COM 29250R 10 6 305 7,900 SH SOLE 7,900 ENCORE ENERGY PARTNERS LP COM UNIT 29257A 10 6 423 29,550 SH SOLE 29,550 ENERGY TRANSFER PRTNRS LP UNIT LTD PARTN 29273R 10 9 2,284 56,420 SH SOLE 56,420 ENERGY TRANSFER EQUITY LP COM UT LTD PTN 29273V 10 0 636 25,075 SH SOLE 25,075 ENERPLUS RES FD UNIT TR G NEW 29274D 60 4 1,461 67,979 SH SOLE 67,979 ENTERGY CORP NEW COM 29364G 10 3 2,215 28,579 SH SOLE 28,579 ENTERPRISE PRODS PARTNERS L COM 293792 10 7 2,916 116,922 SH SOLE 116,922 EXELON CORP COM 30161N 10 1 1,800 35,155 SH SOLE 35,155 EXXON MOBIL CORP COM 30231G 10 2 3,696 52,865 SH SOLE 52,865 FERRELLGAS PARTNERS LP UNIT LTD PART 315293 10 0 227 13,950 SH SOLE 13,950 FIDELITY COMWLTH TR NDQ CP IDX TRK 315912 80 8 847 11,717 SH SOLE 11,717 FLUOR CORP NEW COM 343412 10 2 3,450 67,270 SH SOLE 67,270 GENERAL ELECTRIC CO COM 369604 10 3 2,006 171,156 SH SOLE 171,156 GLADSTONE COML CORP COM 376536 10 8 1,076 83,020 SH SOLE 83,020 HCP INC COM 40414L 10 9 3,460 163,274 SH SOLE 163,274 HRPT PPTYS TR COM SH BEN INT 40426W 10 1 1,205 296,771 SH SOLE 296,771 HANCOCK JOHN PFD INCOME FD I COM 41013X 10 6 1,635 110,561 SH SOLE 110,561 HEALTHCARE RLTY TR COM 421946 10 4 1,149 68,253 SH SOLE 68,253 HEALTH CARE REIT INC COM 42217K 10 6 3,351 98,273 SH SOLE 98,273 HEWLETT PACKARD CO COM 428236 10 3 1,138 29,443 SH SOLE 29,443 HOSPITALITY PPTYS TR COM SH BEN INT 44106M 10 2 1,765 148,451 SH SOLE 148,451 HUGOTON RTY TR TEX UNIT BEN INT 444717 10 2 177 12,225 SH SOLE 12,225 INTERNATIONAL BUSINESS MACHS COM 459200 10 1 1,002 9,594 SH SOLE 9,594 ISHARES INC MSCI AUSTRALIA 464286 10 3 1,509 89,835 SH SOLE 89,835 ISHARES TR BARCLYS US AGGB464287 22 6 2,892 28,315 SH SOLE 28,315 ISHARES TR IBOXX INV CPBD 464287 24 2 470 4,685 SH SOLE 4,685 ISHARES TR BARCLYS 7-10 YR464287 44 0 3,329 36,720 SH SOLE 36,720 ISHARES TR BARCLYS 1-3 YR 464287 45 7 1,442 17,225 SH SOLE 17,225 ISHARES TR BARCLYS 10-20YR464288 65 3 698 6,413 SH SOLE 6,413 JPMORGAN CHASE & CO COM 46625H 10 0 299 8,777 SH SOLE 8,777 JACOBS ENGR GROUP INC DEL COM 469814 10 7 392 9,305 SH SOLE 9,305 JOHNSON & JOHNSON COM 478160 10 4 349 6,150 SH SOLE 6,150 KAYNE ANDERSON MLP INVSMNT C COM 486606 10 6 3,006 136,941 SH SOLE 136,941 KAYNE ANDERSON ENERGY TTL RT COM 48660P 10 4 399 21,747 SH SOLE 21,747 KIMBERLY CLARK CORP COM 494368 10 3 290 5,522 SH SOLE 5,522 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550 10 6 3,671 71,804 SH SOLE 71,804 KINDER MORGAN MANAGEMENT LLC SHS 49455U 10 0 2,321 51,393 SH SOLE 51,393 KIRBY CORP COM 497266 10 6 208 6,540 SH SOLE 6,540 LABORATORY CORP AMER HLDGS COM NEW 50540R 40 9 296 4,360 SH SOLE 4,360 LIBERTY PPTY TR SH BEN INT 531172 10 4 469 20,342 SH SOLE 20,342 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080 10 6 2,993 86,108 SH SOLE 86,108 MCDONALDS CORP COM 580135 10 1 389 6,771 SH SOLE 6,771 METLIFE INC COM 59156R 10 8 389 12,959 SH SOLE 12,959 MICROSOFT CORP COM 594918 10 4 584 24,569 SH SOLE 24,569 MIDCAP SPDR TR UNIT SER 1 595635 10 3 1,574 14,966 SH SOLE 14,966 NATURAL RESOURCE PARTNERS L COM UNIT LP 63900P 10 3 933 44,415 SH SOLE 44,415 NUSTAR ENERGY LP UNIT COM 67058H 10 2 2,863 52,996 SH SOLE 52,996 NUSTAR GP HOLDINGS LLC UNIT RESTG LLC 67059L 10 2 425 18,400 SH SOLE 18,400 NUVEEN DIV ADV MUNI FD 3 COM SH BEN INT 67070X 10 1 340 27,070 SH SOLE 27,070 NUVEEN QUALITY PFD INC FD 3 COM 67072W 10 1 1,215 204,250 SH SOLE 204,250 OCEANEERING INTL INC COM 675232 10 2 1,124 24,876 SH SOLE 24,876 OIL SVC HOLDRS TR DEPOSTRY RCPT 678002 10 6 524 5,360 SH SOLE 5,360 ONEOK PARTNERS LP UNIT LTD PARTN 68268N 10 3 2,386 52,110 SH SOLE 52,110 PEPSICO INC COM 713448 10 8 472 8,585 SH SOLE 8,585 PFIZER INC COM 717081 10 3 2,573 171,552 SH SOLE 171,552 PIMCO CA MUNICIPAL INCOME FD COM 72200N 10 6 152 14,141 SH SOLE 14,141 PIMCO MUNICIPAL INCOME FD COM 72200R 10 7 239 21,125 SH SOLE 21,125 PIMCO MUN INCOME FD III COM 72201A 10 3 112 11,557 SH SOLE 11,557 PROCTER & GAMBLE CO COM 742718 10 9 1,802 35,269 SH SOLE 35,269 PROVIDENT ENERGY TR TR UNIT 74386K 10 4 50 10,100 SH SOLE 10,100 RAYONIER INC COM 754907 10 3 817 22,483 SH SOLE 22,483 RAYTHEON CO COM NEW 755111 50 7 838 18,865 SH SOLE 18,865 SPDR TR UNIT SER 1 78462F 10 3 369 4,010 SH SOLE 4,010 SPDR GOLD TRUST GOLD SHS 78463V 10 7 601 6,595 SH SOLE 6,595 SCHERING PLOUGH CORP PFD CONV MAN07 806605 70 5 6,101 26,912 SH SOLE 26,912 SCHLUMBERGER LTD COM 806857 10 8 3,551 65,631 SH SOLE 65,631 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y 30 8 232 10,105 SH SOLE 10,105 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y 40 7 421 18,247 SH SOLE 18,247 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y 50 6 651 13,540 SH SOLE 13,540 SENIOR HSG PPTYS TR SH BEN INT 81721M 10 9 3,422 209,662 SH SOLE 209,662 SPECTRA ENERGY CORP COM 847560 10 9 1,098 64,867 SH SOLE 64,867 SUNOCO LOGISTICS PRTNRS LP COM UNITS 86764L 10 8 2,225 41,035 SH SOLE 41,035 TC PIPELINES LP UT COM LTD PRT 87233Q 10 8 1,128 32,430 SH SOLE 32,430 TEPPCO PARTNERS LP UT LTD PARTNER 872384 10 2 2,168 72,607 SH SOLE 72,607 TARGA RESOURCES PARTNERS LP COM UNIT 87611X 10 5 400 28,855 SH SOLE 28,855 TORTOISE ENERGY INFRSTRCTR C COM 89147L 10 0 609 23,901 SH SOLE 23,901 TOTAL S A SPONSORED ADR 89151E 10 9 2,691 49,618 SH SOLE 49,618 VAN KAMPEN MUN TR SH BEN INT 920919 10 7 125 10,780 SH SOLE 10,780 VAN KAMPEN MUN OPPORTUNITY T COM 920935 10 3 648 55,050 SH SOLE 55,050 VERIZON COMMUNICATIONS INC COM 92343V 10 4 2,997 97,516 SH SOLE 97,516 WAL MART STORES INC COM 931142 10 3 414 8,547 SH SOLE 8,547 WILLIAMS PARTNERS LP COM UNIT LP 96950F 10 4 550 30,458 SH SOLE 30,458
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