-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, B9mXq4EnbRzYaqi+AWbddtdebpsDuAiUBMRBuvvOUY7lhsuuH7adeE8plCu3VcKx E5viSp+BZATvorWfmZopLA== 0001079373-09-000004.txt : 20090513 0001079373-09-000004.hdr.sgml : 20090513 20090513095701 ACCESSION NUMBER: 0001079373-09-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090331 FILED AS OF DATE: 20090513 DATE AS OF CHANGE: 20090513 EFFECTIVENESS DATE: 20090513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC /TX CENTRAL INDEX KEY: 0001079373 IRS NUMBER: 752335585 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03991 FILM NUMBER: 09820804 BUSINESS ADDRESS: STREET 1: 12222 MERIT DRIVE STREET 2: SUITE 920 CITY: DALLAS STATE: TX ZIP: 75251-2234 BUSINESS PHONE: 9729349070 MAIL ADDRESS: STREET 1: 12222 MERIT DRIVE STREET 2: SUITE 920 CITY: DALLAS STATE: TX ZIP: 75251-2234 13F-HR 1 fs090331.txt 1Q09 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 3-31-09 Check here if Amendment ( ); Amendment Number: This Amendment (Check only one): ( ) is a restatement. ( ) adds new holdings entries. Institutional Investment Manager Filing this Report: Fiduciary Financial Services of the Southwest, Inc. 12222 Merit Drive, Suite 920 Dallas, TX 75251-2268 Form 13F File Number : 28-7732 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Sondra J. Wilson Title: President Phone: 972-934-9070 Signature, Place, and Date of Signing: Sondra J. Wilson Dallas, TX May 13, 2009 Report Type (Check only one.): (X) 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) ( ) 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) ( ) 13F COMBINATION REPORT: (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 103 Form 13F Information Table Value Total: 120,849 List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. None FORM 13F INFORMATION TABLE TITLE VALUE SHS OR INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (X $1000) PRN AMT SH/PRN PUT/CALL DISCRETION MANAGERS SOLE SHARED NONE CAPITAL PRODUCT PARTNERS LP COM UNIT LP Y11082 10 7 169 24,535 SH SOLE 24,535 AT&T INC COM 00206R 10 2 3,545 140,680 SH SOLE 140,680 ALLIANCEBERNSTEIN INCOME FUN COM 01881E 10 1 3,525 493,672 SH SOLE 493,672 AMERICAN CAP LTD COM 02503Y 10 3 125 66,806 SH SOLE 66,806 APACHE CORP COM 037411 10 5 244 3,809 SH SOLE 3,809 APOLLO INVT CORP COM 03761U 10 6 417 119,912 SH SOLE 119,912 BP PLC SPONSORED ADR 055622 10 4 2,126 53,028 SH SOLE 53,028 BANK OF AMERICA CORPORATION COM 060505 10 4 112 16,369 SH SOLE 16,369 BARCLAYS BANK PLC SP ADR 7.1%PF3 06739H 77 6 138 11,800 SH SOLE 11,800 BARRICK GOLD CORP COM 067901 10 8 514 15,865 SH SOLE 15,865 BLACKROCK MUN INCOME TR SH BEN INT 09248F 10 9 850 84,175 SH SOLE 84,175 BLACKROCK MUNI INCOME TR II COM 09249N 10 1 207 20,110 SH SOLE 20,110 BLACKROCK MUNIVEST FD II INC COM 09253T 10 1 505 48,659 SH SOLE 48,659 BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 096627 10 4 421 18,795 SH SOLE 18,795 BRISTOL MYERS SQUIBB CO COM 110122 10 8 595 27,144 SH SOLE 27,144 BUCKEYE GP HOLDINGS LP COM UNITS LP 118167 10 5 280 17,400 SH SOLE 17,400 BUCKEYE PARTNERS LP UNIT LTD PARTN 118230 10 1 418 11,722 SH SOLE 11,722 CIT GROUP INC UNIT 99/99/9999125581 40 5 160 33,025 SH SOLE 33,025 CHEVRON CORP NEW COM 166764 10 0 1,180 17,550 SH SOLE 17,550 COCA COLA CO COM 191216 10 0 214 4,868 SH SOLE 4,868 COLGATE PALMOLIVE CO COM 194162 10 3 561 9,506 SH SOLE 9,506 CONOCOPHILLIPS COM 20825C 10 4 809 20,659 SH SOLE 20,659 COSTCO WHSL CORP NEW COM 22160K 10 5 563 12,160 SH SOLE 12,160 DIAGEO PLC SPON ADR NEW 25243Q 20 5 737 16,470 SH SOLE 16,470 DOMINION RES INC VA NEW COM 25746U 10 9 800 25,830 SH SOLE 25,830 DUFF & PHELPS UTIL CORP BD T COM 26432K 10 8 4,636 409,529 SH SOLE 409,529 DUKE ENERGY CORP NEW COM 26441C 10 5 2,435 170,046 SH SOLE 170,046 DUKE REALTY CORP COM NEW 264411 50 5 148 26,898 SH SOLE 26,898 DUNCAN ENERGY PARTNERS LP COM UNITS 265026 10 4 465 31,050 SH SOLE 31,050 ENBRIDGE ENERGY PARTNERS LP COM 29250R 10 6 241 8,055 SH SOLE 8,055 ENCORE ENERGY PARTNERS LP COM UNIT 29257A 10 6 369 25,905 SH SOLE 25,905 ENERGY TRANSFER PRTNRS LP UNIT LTD PARTN 29273R 10 9 1,931 52,355 SH SOLE 52,355 ENERGY TRANSFER EQUITY LP COM UT LTD PTN 29273V 10 0 517 24,490 SH SOLE 24,490 ENERPLUS RES FD UNIT TR G NEW 29274D 60 4 1,078 65,827 SH SOLE 65,827 ENTERGY CORP NEW COM 29364G 10 3 2,544 37,364 SH SOLE 37,364 ENTERPRISE PRODS PARTNERS L COM 293792 10 7 2,566 115,316 SH SOLE 115,316 EXELON CORP COM 30161N 10 1 1,625 35,806 SH SOLE 35,806 EXXON MOBIL CORP COM 30231G 10 2 3,580 52,576 SH SOLE 52,576 FERRELLGAS PARTNERS LP UNIT LTD PART 315293 10 0 187 13,950 SH SOLE 13,950 FLUOR CORP NEW COM 343412 10 2 2,266 65,599 SH SOLE 65,599 GENERAL ELECTRIC CO COM 369604 10 3 1,737 171,814 SH SOLE 171,814 GLADSTONE COML CORP COM 376536 10 8 737 83,020 SH SOLE 83,020 HCP INC COM 40414L 10 9 2,888 161,809 SH SOLE 161,809 HRPT PPTYS TR COM SH BEN INT 40426W 10 1 934 292,926 SH SOLE 292,926 HANCOCK JOHN PFD INCOME FD I COM 41013X 10 6 1,245 116,261 SH SOLE 116,261 HEALTHCARE RLTY TR COM 421946 10 4 851 56,763 SH SOLE 56,763 HEALTH CARE REIT INC COM 42217K 10 6 2,981 97,458 SH SOLE 97,458 HEWLETT PACKARD CO COM 428236 10 3 787 24,553 SH SOLE 24,553 HOSPITALITY PPTYS TR COM SH BEN INT 44106M 10 2 1,705 142,061 SH SOLE 142,061 HUGOTON RTY TR TEX UNIT BEN INT 444717 10 2 117 12,225 SH SOLE 12,225 INTERNATIONAL BUSINESS MACHS COM 459200 10 1 863 8,908 SH SOLE 8,908 ISHARES TR BARCLYS US AGGB464287 22 6 2,998 29,545 SH SOLE 29,545 ISHARES TR IBOXX INV CPBD 464287 24 2 442 4,695 SH SOLE 4,695 ISHARES TR BARCLYS 7-10 YR464287 44 0 3,904 40,415 SH SOLE 40,415 ISHARES TR BARCLYS 1-3 YR 464287 45 7 2,052 24,330 SH SOLE 24,330 ISHARES TR BARCLYS 10-20YR464288 65 3 845 7,203 SH SOLE 7,203 JACOBS ENGR GROUP INC DEL COM 469814 10 7 417 10,790 SH SOLE 10,790 JOHNSON & JOHNSON COM 478160 10 4 352 6,700 SH SOLE 6,700 KAYNE ANDERSON MLP INVSMNT C COM 486606 10 6 2,332 117,287 SH SOLE 117,287 KAYNE ANDERSON ENERGY TTL RT COM 48660P 10 4 372 25,832 SH SOLE 25,832 KIMBERLY CLARK CORP COM 494368 10 3 332 7,197 SH SOLE 7,197 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550 10 6 3,310 70,854 SH SOLE 70,854 KINDER MORGAN MANAGEMENT LLC SHS 49455U 10 0 1,875 46,011 SH SOLE 46,011 KIRBY CORP COM 497266 10 6 222 8,340 SH SOLE 8,340 LABORATORY CORP AMER HLDGS COM NEW 50540R 40 9 262 4,485 SH SOLE 4,485 LIBERTY PPTY TR SH BEN INT 531172 10 4 454 23,949 SH SOLE 23,949 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080 10 6 2,432 82,793 SH SOLE 82,793 METLIFE INC COM 59156R 10 8 613 26,927 SH SOLE 26,927 MICROSOFT CORP COM 594918 10 4 510 27,779 SH SOLE 27,779 NATURAL RESOURCE PARTNERS L COM UNIT LP 63900P 10 3 986 44,170 SH SOLE 44,170 NUSTAR ENERGY LP UNIT COM 67058H 10 2 2,318 50,261 SH SOLE 50,261 NUSTAR GP HOLDINGS LLC UNIT RESTG LLC 67059L 10 2 379 18,400 SH SOLE 18,400 NUVEEN DIV ADV MUNI FD 3 COM SH BEN INT 67070X 10 1 184 16,465 SH SOLE 16,465 NUVEEN QUALITY PFD INC FD 3 COM 67072W 10 1 780 207,350 SH SOLE 207,350 OCEANEERING INTL INC COM 675232 10 2 945 25,621 SH SOLE 25,621 ONEOK PARTNERS LP UNIT LTD PARTN 68268N 10 3 2,140 52,640 SH SOLE 52,640 PEPSICO INC COM 713448 10 8 475 9,235 SH SOLE 9,235 PFIZER INC COM 717081 10 3 2,336 171,477 SH SOLE 171,477 PIMCO CA MUNICIPAL INCOME FD COM 72200N 10 6 155 14,141 SH SOLE 14,141 PIMCO MUNICIPAL INCOME FD COM 72200R 10 7 193 18,992 SH SOLE 18,992 PIMCO MUN INCOME FD III COM 72201A 10 3 100 11,539 SH SOLE 11,539 PROCTER & GAMBLE CO COM 742718 10 9 1,713 36,372 SH SOLE 36,372 PROVIDENT ENERGY TR TR UNIT 74386K 10 4 38 10,100 SH SOLE 10,100 RAYONIER INC COM 754907 10 3 716 23,695 SH SOLE 23,695 SPDR GOLD TRUST GOLD SHS 78463V 10 7 455 5,040 SH SOLE 5,040 SCHERING PLOUGH CORP PFD CONV MAN07 806605 70 5 5,710 27,127 SH SOLE 27,127 SCHLUMBERGER LTD COM 806857 10 8 2,741 67,491 SH SOLE 67,491 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y 30 8 236 11,200 SH SOLE 11,200 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y 50 6 369 8,693 SH SOLE 8,693 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y 70 4 1,462 79,315 SH SOLE 79,315 SENIOR HSG PPTYS TR SH BEN INT 81721M 10 9 2,875 205,065 SH SOLE 205,065 SPECTRA ENERGY CORP COM 847560 10 9 455 32,172 SH SOLE 32,172 SUNOCO LOGISTICS PRTNRS LP COM UNITS 86764L 10 8 2,011 39,005 SH SOLE 39,005 TC PIPELINES LP UT COM LTD PRT 87233Q 10 8 966 32,455 SH SOLE 32,455 TEPPCO PARTNERS LP UT LTD PARTNER 872384 10 2 1,609 71,052 SH SOLE 71,052 TARGA RESOURCES PARTNERS LP COM UNIT 87611X 10 5 249 27,745 SH SOLE 27,745 TORTOISE ENERGY INFRSTRCTR C COM 89147L 10 0 453 21,756 SH SOLE 21,756 TOTAL S A SPONSORED ADR 89151E 10 9 1,554 31,685 SH SOLE 31,685 VAN KAMPEN MUN TR SH BEN INT 920919 10 7 118 10,780 SH SOLE 10,780 VAN KAMPEN MUN OPPORTUNITY T COM 920935 10 3 434 39,025 SH SOLE 39,025 VERIZON COMMUNICATIONS INC COM 92343V 10 4 2,635 87,266 SH SOLE 87,266 WAL MART STORES INC COM 931142 10 3 390 7,487 SH SOLE 7,487 WILLIAMS PARTNERS LP COM UNIT LP 96950F 10 4 297 26,628 SH SOLE 26,628
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