-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TiCem25DZLRDxkM1sOtvExdanHdlIpAiigE+/8yST56oYS5j1cxXwxSAM7YtCRW5 mLHXLQ4hWd6tfgnGoG/DWg== 0001079373-09-000002.txt : 20090211 0001079373-09-000002.hdr.sgml : 20090211 20090211171548 ACCESSION NUMBER: 0001079373-09-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081231 FILED AS OF DATE: 20090211 DATE AS OF CHANGE: 20090211 EFFECTIVENESS DATE: 20090211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC /TX CENTRAL INDEX KEY: 0001079373 IRS NUMBER: 752335585 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03991 FILM NUMBER: 09590657 BUSINESS ADDRESS: STREET 1: 12222 MERIT DRIVE STREET 2: SUITE 920 CITY: DALLAS STATE: TX ZIP: 75251-2234 BUSINESS PHONE: 9729349070 MAIL ADDRESS: STREET 1: 12222 MERIT DRIVE STREET 2: SUITE 920 CITY: DALLAS STATE: TX ZIP: 75251-2234 13F-HR 1 fs081231.txt 4Q08 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12-31-08 Check here if Amendment ( ); Amendment Number: This Amendment (Check only one): ( ) is a restatement. ( ) adds new holdings entries. Institutional Investment Manager Filing this Report: Fiduciary Financial Services of the Southwest, Inc. 12222 Merit Drive, Suite 920 Dallas, TX 75251-2268 Form 13F File Number : 28-7732 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Sondra J. Wilson Title: President Phone: 972-934-9070 Signature, Place, and Date of Signing: Sondra J. Wilson Dallas, TX Feb 11, 2009 Report Type (Check only one.): (X) 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) ( ) 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) ( ) 13F COMBINATION REPORT: (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 111 Form 13F Information Table Value Total: 132,212 List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. None FORM 13F INFORMATION TABLE TITLE VALUE SHS OR INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (X $1000) PRN AMT SH/PRN PUT/CALL DISCRETION MANAGERS SOLE SHARED NONE CAPITAL PRODUCT PARTNERS LP COM UNIT LP Y11082 10 7 150 19,215 SH SOLE 19,215 AT&T INC COM 00206R 10 2 3,990 139,995 SH SOLE 139,995 ALLIANCEBERNSTEIN INCOME FUN COM 01881E 10 1 2,548 359,917 SH SOLE 359,917 AMERICAN CAP LTD COM 02503Y 10 3 247 76,150 SH SOLE 76,150 APACHE CORP COM 037411 10 5 413 5,544 SH SOLE 5,544 APOLLO INVT CORP COM 03761U 10 6 1,301 139,707 SH SOLE 139,707 APPLE INC COM 037833 10 0 234 2,745 SH SOLE 2,745 BP PLC SPONSORED ADR 055622 10 4 634 13,572 SH SOLE 13,572 BANK OF AMERICA CORPORATION COM 060505 10 4 224 15,915 SH SOLE 15,915 BARCLAYS BANK PLC SP ADR 7.1%PF3 06739H 77 6 160 11,800 SH SOLE 11,800 BARRICK GOLD CORP COM 067901 10 8 575 15,636 SH SOLE 15,636 BLACKROCK MUN INCOME TR SH BEN INT 09248F 10 9 577 69,780 SH SOLE 69,780 BLACKROCK MUNI INCOME TR II COM 09249N 10 1 148 16,315 SH SOLE 16,315 BLACKROCK MUNIVEST FD II INC COM 09253T 10 1 252 27,713 SH SOLE 27,713 BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 096627 10 4 214 12,045 SH SOLE 12,045 BUCKEYE GP HOLDINGS LP COM UNITS LP 118167 10 5 232 18,100 SH SOLE 18,100 BUCKEYE PARTNERS LP UNIT LTD PARTN 118230 10 1 368 11,402 SH SOLE 11,402 CIT GROUP INC UNIT 99/99/9999125581 40 5 244 33,025 SH SOLE 33,025 CSX CORP COM 126408 10 3 398 12,255 SH SOLE 12,255 CHEVRON CORP NEW COM 166764 10 0 1,275 17,243 SH SOLE 17,243 CHUBB CORP COM 171232 10 1 213 4,168 SH SOLE 4,168 COCA COLA CO COM 191216 10 0 221 4,885 SH SOLE 4,885 COLGATE PALMOLIVE CO COM 194162 10 3 681 9,941 SH SOLE 9,941 CONOCOPHILLIPS COM 20825C 10 4 1,297 25,046 SH SOLE 25,046 COSTCO WHSL CORP NEW COM 22160K 10 5 2,484 47,320 SH SOLE 47,320 DIAGEO PLC SPON ADR NEW 25243Q 20 5 2,567 45,240 SH SOLE 45,240 DOMINION RES INC VA NEW COM 25746U 10 9 468 13,065 SH SOLE 13,065 DUFF & PHELPS UTIL CORP BD T COM 26432K 10 8 3,525 348,655 SH SOLE 348,655 DUKE ENERGY CORP NEW COM 26441C 10 5 1,335 88,949 SH SOLE 88,949 DUKE REALTY CORP COM NEW 264411 50 5 498 45,429 SH SOLE 45,429 DUNCAN ENERGY PARTNERS LP COM UNITS 265026 10 4 395 29,035 SH SOLE 29,035 EATON VANCE CA MUNI INCOME T SH BEN INT 27826F 10 1 92 12,050 SH SOLE 12,050 EATON VANCE INS MUN BD FD COM 27827X 10 1 250 28,265 SH SOLE 28,265 ENBRIDGE ENERGY PARTNERS LP COM 29250R 10 6 207 8,120 SH SOLE 8,120 ENCORE ENERGY PARTNERS LP COM UNIT 29257A 10 6 321 24,740 SH SOLE 24,740 ENERGY TRANSFER PRTNRS LP UNIT LTD PARTN 29273R 10 9 1,607 47,255 SH SOLE 47,255 ENERGY TRANSFER EQUITY LP COM UT LTD PTN 29273V 10 0 397 24,490 SH SOLE 24,490 ENERPLUS RES FD UNIT TR G NEW 29274D 60 4 1,170 59,752 SH SOLE 59,752 ENTERGY CORP NEW EQUITY UNIT 29364G 20 2 3,769 75,575 SH SOLE 75,575 ENTERPRISE PRODS PARTNERS L COM 293792 10 7 2,319 111,843 SH SOLE 111,843 EXELON CORP COM 30161N 10 1 2,850 51,252 SH SOLE 51,252 EXXON MOBIL CORP COM 30231G 10 2 4,816 60,327 SH SOLE 60,327 FERRELLGAS PARTNERS LP UNIT LTD PART 315293 10 0 205 13,950 SH SOLE 13,950 FLUOR CORP NEW COM 343412 10 2 3,509 78,214 SH SOLE 78,214 GENERAL ELECTRIC CO COM 369604 10 3 2,770 170,972 SH SOLE 170,972 GLADSTONE COML CORP COM 376536 10 8 721 84,765 SH SOLE 84,765 HCP INC COM 40414L 10 9 4,472 161,034 SH SOLE 161,034 HRPT PPTYS TR COM SH BEN INT 40426W 10 1 881 261,471 SH SOLE 261,471 HANCOCK JOHN PFD INCOME FD SH BEN INT 41013W 10 8 167 12,020 SH SOLE 12,020 HANCOCK JOHN PFD INCOME FD I COM 41013X 10 6 1,639 124,171 SH SOLE 124,171 HEALTHCARE RLTY TR COM 421946 10 4 1,032 43,943 SH SOLE 43,943 HEALTH CARE REIT INC COM 42217K 10 6 4,235 100,348 SH SOLE 100,348 HEWLETT PACKARD CO COM 428236 10 3 1,942 53,515 SH SOLE 53,515 HOSPITALITY PPTYS TR COM SH BEN INT 44106M 10 2 1,878 126,299 SH SOLE 126,299 HUGOTON RTY TR TEX UNIT BEN INT 444717 10 2 198 12,335 SH SOLE 12,335 INTERNATIONAL BUSINESS MACHS COM 459200 10 1 987 11,723 SH SOLE 11,723 ISHARES INC MSCI CDA INDEX 464286 50 9 363 20,800 SH SOLE 20,800 ISHARES TR BARCLYS US AGGB464287 22 6 835 8,015 SH SOLE 8,015 ISHARES TR BARCLYS 7-10 YR464287 44 0 4,442 45,085 SH SOLE 45,085 ISHARES TR BARCLYS 1-3 YR 464287 45 7 2,508 29,630 SH SOLE 29,630 ISHARES TR S&P GLB100INDX 464287 57 2 244 4,865 SH SOLE 4,865 ISHARES TR DJ US INDUSTRL 464287 75 4 223 5,175 SH SOLE 5,175 ISHARES TR BARCLYS 10-20YR464288 65 3 734 6,038 SH SOLE 6,038 JACOBS ENGR GROUP INC DEL COM 469814 10 7 601 12,490 SH SOLE 12,490 JOHNSON & JOHNSON COM 478160 10 4 398 6,655 SH SOLE 6,655 KAYNE ANDERSON MLP INVSMNT C COM 486606 10 6 1,750 107,364 SH SOLE 107,364 KAYNE ANDERSON ENERGY TTL RT COM 48660P 10 4 305 26,517 SH SOLE 26,517 KIMBERLY CLARK CORP COM 494368 10 3 464 8,795 SH SOLE 8,795 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550 10 6 3,158 69,019 SH SOLE 69,019 KINDER MORGAN MANAGEMENT LLC SHS 49455U 10 0 1,530 38,279 SH SOLE 38,279 KIRBY CORP COM 497266 10 6 532 19,440 SH SOLE 19,440 LABORATORY CORP AMER HLDGS COM NEW 50540R 40 9 452 7,025 SH SOLE 7,025 LIBERTY PPTY TR SH BEN INT 531172 10 4 676 29,619 SH SOLE 29,619 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080 10 6 2,316 76,648 SH SOLE 76,648 MARATHON OIL CORP COM 565849 10 6 208 7,593 SH SOLE 7,593 METLIFE INC UNIT 02/15/201059156R 70 2 1,426 138,487 SH SOLE 138,487 MICROSOFT CORP COM 594918 10 4 581 29,862 SH SOLE 29,862 NATURAL RESOURCE PARTNERS L COM UNIT LP 63900P 10 3 782 44,805 SH SOLE 44,805 NUSTAR ENERGY LP UNIT COM 67058H 10 2 1,913 46,581 SH SOLE 46,581 NUSTAR GP HOLDINGS LLC UNIT RESTG LLC 67059L 10 2 325 18,400 SH SOLE 18,400 NUVEEN QUALITY PFD INC FD 3 COM 67072W 10 1 1,163 228,910 SH SOLE 228,910 OCEANEERING INTL INC COM 675232 10 2 2,318 79,559 SH SOLE 79,559 ONEOK PARTNERS LP UNIT LTD PARTN 68268N 10 3 2,312 50,760 SH SOLE 50,760 PEPSICO INC COM 713448 10 8 801 14,630 SH SOLE 14,630 PFIZER INC COM 717081 10 3 2,873 162,230 SH SOLE 162,230 PIMCO CA MUNICIPAL INCOME FD COM 72200N 10 6 162 18,679 SH SOLE 18,679 PIMCO MUNICIPAL INCOME FD COM 72200R 10 7 80 10,462 SH SOLE 10,462 PIMCO MUN INCOME FD II COM 72200W 10 6 122 18,020 SH SOLE 18,020 PRAXAIR INC COM 74005P 10 4 413 6,965 SH SOLE 6,965 PROCTER & GAMBLE CO COM 742718 10 9 2,802 45,331 SH SOLE 45,331 PROVIDENT ENERGY TR TR UNIT 74386K 10 4 44 10,100 SH SOLE 10,100 QUICKSILVER GAS SVCS LP COM UNITS LPI 74839G 10 6 119 12,590 SH SOLE 12,590 RAYONIER INC COM 754907 10 3 1,244 39,689 SH SOLE 39,689 SPDR GOLD TRUST GOLD SHS 78463V 10 7 334 3,860 SH SOLE 3,860 SCHERING PLOUGH CORP PFD CONV MAN07 806605 70 5 4,595 26,407 SH SOLE 26,407 SCHLUMBERGER LTD COM 806857 10 8 3,505 82,811 SH SOLE 82,811 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y 30 8 331 13,860 SH SOLE 13,860 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y 50 6 432 9,043 SH SOLE 9,043 SENIOR HSG PPTYS TR SH BEN INT 81721M 10 9 3,315 184,987 SH SOLE 184,987 SPECTRA ENERGY CORP COM 847560 10 9 163 10,351 SH SOLE 10,351 SUNOCO LOGISTICS PRTNRS LP COM UNITS 86764L 10 8 1,541 34,135 SH SOLE 34,135 TC PIPELINES LP UT COM LTD PRT 87233Q 10 8 748 32,160 SH SOLE 32,160 TEPPCO PARTNERS LP UT LTD PARTNER 872384 10 2 1,331 68,037 SH SOLE 68,037 TARGA RESOURCES PARTNERS LP COM UNIT 87611X 10 5 223 28,820 SH SOLE 28,820 TELEFONICA SA SPONSORED ADR 879382 20 8 337 5,000 SH SOLE 5,000 TORTOISE ENERGY INFRSTRCTR C COM 89147L 10 0 374 22,010 SH SOLE 22,010 VAN KAMPEN MUN TR SH BEN INT 920919 10 7 96 10,780 SH SOLE 10,780 VAN KAMPEN MUN OPPORTUNITY T COM 920935 10 3 223 22,950 SH SOLE 22,950 VERIZON COMMUNICATIONS INC COM 92343V 10 4 2,465 72,710 SH SOLE 72,710 WAL MART STORES INC COM 931142 10 3 393 7,018 SH SOLE 7,018 WILLIAMS PARTNERS LP COM UNIT LP 96950F 10 4 285 23,878 SH SOLE 23,878
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