0000950123-11-090468.txt : 20111018
0000950123-11-090468.hdr.sgml : 20111018
20111018155938
ACCESSION NUMBER: 0000950123-11-090468
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20111018
DATE AS OF CHANGE: 20111018
EFFECTIVENESS DATE: 20111018
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHAVEN MANAGEMENT INC/FA
CENTRAL INDEX KEY: 0001078975
IRS NUMBER: 133811355
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06119
FILM NUMBER: 111145783
BUSINESS ADDRESS:
STREET 1: 200 PARK AVE 9TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10166
BUSINESS PHONE: 2128087341
MAIL ADDRESS:
STREET 1: 200 PARK AVENUE
STREET 2: 39TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10166
13F-HR
1
c23425e13fvhr.txt
FORM 13F-HR
===============================================================================
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 9/30/11
Check here if Amendment [ ]; Amendment Number:
________
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Northaven Management, Inc.
Address: 375 Park Ave., Suite 2709
New York, NY 10152
Form 13F File Number: 28-
____________
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Adena DiPasquale
Title: Controller
Phone: 212 798-0305
Signature, Place, and Date of Signing:
A DiPasquale New York, NY 10/18/11
--------------------- ----------------------- ---------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
28-
------------- ---------------------
[Repeat as necessary.]
===============================================================================
FORM 13F
SUMMARY PAGE
Report Summary:
Number of Other Included Managers: NONE
Form 13F Information Table Entry Total: 9
Form 13F Information Table Value Total: 17,044
---------------------
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings
and list entries.]
No. Form 13F File Number Name
28-
----- ------------- ------------------
[Repeat as necessary.]
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
-------------------------------- -------- --------- -------- --------------------- ---------- -------- ------------------
NAME OF TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------------------------- -------- --------- -------- ------- -------- ---- ---------- -------- ------ ------ ----
ANCHOR BANCORP COM 032838104 621000 100000 SH SOLE 100000
COMMUNITY BANKERS TRUST CORP COM 203612106 381990 318325 SH SOLE 318325
CITIZENS SOUTH BANKING COM 176682102 747000 180000 SH SOLE 180000
CONNECTICUT BANK & TRUST COMPANY COM 207546102 2237740 352400 SH SOLE 352400
EASTERN INSURANCE HOLDINGS INC COM 276534104 8656711 658305 SH SOLE 658305
EASTERN VIRGINIA BANKSHARES INC COM 277196101 245518 102299 SH SOLE 102299
HAMPSHIRE FIRST BANK OTC EQ 408853109 2510450 271400 SH SOLE 271400
NEW ENGLAND BANCSHARES INC COM NEW 643863202 1428071 152900 SH SOLE 152900
STATE BANCORP INC COM 855716106 215565 20394 SH SOLE 20394