-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EhOpIxsyrkSDR5urxq6oOD/iHokvrFnfVnWsnDSRedQXoXge6GmPRn3+ngzHk42J 0tIexaDwL852fcCU0/ykTg== 0000950123-10-009808.txt : 20100208 0000950123-10-009808.hdr.sgml : 20100208 20100208131414 ACCESSION NUMBER: 0000950123-10-009808 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100208 DATE AS OF CHANGE: 20100208 EFFECTIVENESS DATE: 20100208 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHAVEN MANAGEMENT INC/FA CENTRAL INDEX KEY: 0001078975 IRS NUMBER: 133811355 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06119 FILM NUMBER: 10580267 BUSINESS ADDRESS: STREET 1: 200 PARK AVE 9TH FL CITY: NEW YORK STATE: NY ZIP: 10166 BUSINESS PHONE: 2128087341 MAIL ADDRESS: STREET 1: 200 PARK AVENUE STREET 2: 39TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10166 13F-HR 1 c95798e13fvhr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12/31/09 Check here if Amendment [ ]; Amendment Number: ____ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Northaven Management, Inc. Address: 375 Park Ave., Suite 2709 New York, NY 10152 Form 13F File Number: 28-_________ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Adena Plesmid Title: Controller Phone: 212 798-0305 Signature, Place, and Date of Signing: A Plesmid New York, NY 2/5/10 - ------------------------------ ----------------------------- --------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name - -------------------- ---- 28-_________________ ____________________________________ [Repeat as necessary.] FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: NONE Form 13F Information Table Entry Total: 47 Form 13F Information Table Value Total: 110,861 ---------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.]
No. Form 13F File Number Name - --- -------------------- ---- 28-_______ _____________________ ________________________
[Repeat as necessary.] FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------------- -------- --------- -------- ------- --- ---- ---------- -------- ------ ------ ---- NAME OF TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------------- -------- --------- -------- ------- --- ---- ---------- -------- ------ ------ ---- ACNB CORP OTC EQ 000868109 2047188 158084 SH SOLE 158084 ARTHUR J. GALLAGHER & CO COM 363576109 1719899 76406 SH SOLE 76406 AON CORP COM 037389103 1782810 46500 SH SOLE 46500 ARES CAPITAL CORP COM 04010L103 3619215 290700 SH SOLE 290700 BANK OF AMERICA CO COM 060505104 2033100 135000 SH SOLE 135000 COMMUNITY BANKERS TRUST CORP COM 203612106 2032933 623599 SH SOLE 623599 CATHAY GENERAL BANCORP COM 149150104 339750 45000 SH SOLE 45000 CHUBB CORP COM 171232101 3073750 62500 SH SOLE 62500 COMERICA INC COM 200340107 4072942 137739 SH SOLE 137739 COLUMBIA BANKING SYSTEM INC COM 197236102 3236000 200000 SH SOLE 200000 CENTERSTATE BANKS INC COM 15201P109 3455825 342500 SH SOLE 342500 CONNECTICUT BANK & TRUST COMPANY COM 207546102 1469508 352400 SH SOLE 352400 CVB FINANCIAL CORP COM 126600105 1570752 181800 SH SOLE 181800 DISCOVER FINANCIAL SERVICES COM 254709108 1859344 126400 SH SOLE 126400 EASTERN INSURANCE HOLDINGS INC COM 276534104 5674589 658305 SH SOLE 658305 ENDURANCE SPECIALTY HOLDINGS LTD SHS G30397106 2322221 62375 SH SOLE 62375 EASTERN VIRGINIA BANKSHARES INC COM 277196101 1499236 211160 SH SOLE 211160 FIRST CAPITAL BANCORP INC COM 319438107 417053 86886 SH SOLE 86886 FIRST HORIZON NATIONAL CORP COM 320517105 1651523 123248 SH SOLE 123248 FISERV INC COM 337738108 1288647 26581 SH SOLE 26581 1ST UNITED BANCORP INC (FLORIDA) COM 33740N105 3213000 450000 SH SOLE 450000 GENWORTH FINANCIAL INC COM CL A 37247D106 1986250 175000 SH SOLE 175000 HAMPSHIRE FIRST BANK OTC EQ 408853109 2083230 293000 SH SOLE 293000 HERITAGE FINANCIAL CORP COM 42722X106 4265930 309574 SH SOLE 309574 INVESCO SHS G491BT108 4363291 185751 SH SOLE 185751 JPMORGAN CHASE & CO COM 46625H100 2949444 70781 SH SOLE 70781 LEGG MASON COM 524901105 1191320 39500 SH SOLE 39500 LENDER PROCESSING SERVICES INC COM 52602E102 2455864 60400 SH SOLE 60400 MARSH & MCLENNAN COMPANIES INC COM 571748102 2693760 122000 SH SOLE 122000 MORGAN STANLEY COM NEW 617446448 2891476 97685 SH SOLE 97685 NARA BANCORP INC COM 63080P105 3866940 341000 SH SOLE 341000 NEW ENGLAND BANCSHARES INC COM NEW 643863202 1123320 244200 SH SOLE 244200 PACWEST BANCORP COM 695263103 2799701 138943 SH SOLE 138943 PACIFIC CONTINENTAL CORP COM 69412V108 1430000 125000 SH SOLE 125000 PRINCIPAL FINANCIAL GROUP INC COM 74251V102 3467602 144243 SH SOLE 144243 PMA CAPITAL CORP CL A 693419202 2281570 362154 SH SOLE 362154 PARTNERRE LTD COM G6852T105 2613100 35000 SH SOLE 35000 PLATINUM UNDERWRITERS HOLDINGS LTD COM G7127P100 2513968 65656 SH SOLE 65656 STATE BANCORP INC COM 855716106 3722476 523555 SH SOLE 523555 TRAVELERS COMPANIES INC COM 89417E109 2991600 60000 SH SOLE 60000 UMPQUA HOLDINGS CORP COM 904214103 915903 68300 SH SOLE 68300 US BANCORP (DEL) COM NEW 902973304 4078294 181177 SH SOLE 181177 UNIVEST CORP OF PENNSYLVANIA COM 915271100 2322725 132500 SH SOLE 132500 WESTERN ALLIANCE BANCORP COM 957638109 737100 195000 SH SOLE 195000 WEBSTER FINANCIAL CORP COM 947890109 890250 75000 SH SOLE 75000 WILLIS GROUP HOLDINGS LTD SHS G96655108 1809668 68600 SH SOLE 68600 DIME BANCORP INC OTC EQ 25429Q110 37240 413775 SH SOLE 413775
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