-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MvQykJ1SSmqYChXsTvn8HkSPOmURz6IjWr8/37KhTGFchqmaRLNKMdopXN07iCnR s+UjG+54/WNEnjfSBSmD3g== 0000950123-08-013769.txt : 20081029 0000950123-08-013769.hdr.sgml : 20081029 20081029115719 ACCESSION NUMBER: 0000950123-08-013769 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080930 FILED AS OF DATE: 20081029 DATE AS OF CHANGE: 20081029 EFFECTIVENESS DATE: 20081029 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHAVEN MANAGEMENT INC/FA CENTRAL INDEX KEY: 0001078975 IRS NUMBER: 133811355 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06119 FILM NUMBER: 081146907 BUSINESS ADDRESS: STREET 1: 200 PARK AVE 9TH FL CITY: NEW YORK STATE: NY ZIP: 10166 BUSINESS PHONE: 2128087341 MAIL ADDRESS: STREET 1: 200 PARK AVENUE STREET 2: 39TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10166 13F-HR 1 y72187e13fvhr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended 9/30/08 Check here if Amendment [ ]; Amendment Number: ---- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries Institutional Investment Manager Filing this Report: Name: NORTHAVEN MANAGEMENT, INC. Address: 375 PARK AVE SUITE 2709 NEW YORK, NY 10152 Form 13F File Number: 28- ------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: ADENA PLESMID Title: CONTROLLER Phone: 212 798 0305 Signature, Place, and Date of Signing: /s/ Adena Plesmid NEW YORK, NY 10/28/08 - ------------------------------- ------------- ------------- [Signature] [City, State] [Date] Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28- --------------------------- ----------------------------- [Repeat as necessary.] FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: NONE Form 13F Information Table Entry Total: 31 Form 13F Information Table Value Total: 94,396 (thousands) List of Other Included Managers: NONE [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name ___ 28 - _______________ ____________________ 9/30/2008 USD
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 - ------------------------------ -------- --------- ----------- --------- ------------------- -------- --------------------- INVEST. DISC. VOTING AUTHORITY SHARES OF ------------------- --------------------- TITLE OF FAIR MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE NAME OF ISSUER CLASS CUSIP # VALUE AMOUNT A B C MANAGERS A B C - ------------------------------ -------- --------- ----------- --------- ---- ------ ----- -------- ------ ------ ---- ACNB CORP OTC EQ 000868109 2,628,908 181,304 N X NORT 181304 0 0 ARGO GROUP INTERNATIONAL OTC EQ G0464B107 3,132,250 85,000 N X NORT 85000 0 0 ALLSTATE CORP COMMON 020002101 4,773,420 103,500 N X NORT 103500 0 0 CAPITALSOURCE INC COMMON 14055X102 3,690,000 300,000 N X NORT 300000 0 0 COMERICA INC COMMON 200340107 2,951,100 90,000 N X NORT 90000 0 0 COMMUNITY BANKERS TRUST CORP COMMON 203612106 3,465,524 866,381 N X NORT 866381 0 0 CONNECTICUT BANK & TRUST C OTC EQ 207546102 1,899,436 352,400 N X NORT 352400 0 0 WTS DIME BANCORP INC NEW OTC EQ 25429Q110 37,240 413,775 N X NORT 413775 0 0 MERIDIAN INTERSTATE BANCOR OTC EQ 58964Q104 3,924,724 384,400 N X NORT 384400 0 0 EASTERN INSURANCE HOLDINGS OTC EQ 276534104 6,957,844 515,205 N X NORT 515205 0 0 EASTERN VIRGINIA BANKSHARE OTC EQ 277196101 2,085,602 163,705 N X NORT 163705 0 0 EAST WEST BANCORP INC OTC EQ 27579R104 1,849,500 135,000 N X NORT 135000 0 0 FIRST HORIZON NATIONAL CORP COMMON 320517105 5,241,600 560,000 N X NORT 560000 0 0 FISERV INC OTC EQ 337738108 6,230,057 131,658 N X NORT 131658 0 0 GALLAGHER(ARTHUR J.)& CO COMMON 363576109 3,849,000 150,000 N X NORT 150000 0 0 HAMPSHIRE FIRST BANK (NH) OTC EQ 408853109 2,215,688 292,500 N X NORT 292500 0 0 HERITAGE COMMERCE CORP COMMON 426927109 628,327 41,283 N X NORT 41283 0 0 HUNTINGTON BANCSHARES INC COMMON 446150104 1,558,050 195,000 N X NORT 195000 0 0 LENDER PROCESSING SERVICES INC COMMON 52602E102 4,120,200 135,000 N X NORT 135000 0 0 METROCORP BANCSHARES INC COMMON 591650106 118,322 9,372 N X NORT 9372 0 0 NARA BANCORP INC COMMON 63080P105 1,537,760 137,300 N X NORT 137300 0 0 NEW ENGLAND BANCSHARES INC OTC EQ 643863202 2,180,500 249,200 N X NORT 249200 0 0 PACWEST BANCORP COMMON 695263103 3,842,496 134,400 N X NORT 134400 0 0 PARTNERRE LTD COMMON G6852T105 4,085,400 60,000 N X NORT 60000 0 0 PMA CAPITAL CORP OTC EQ 693419202 4,801,608 544,400 N X NORT 544400 0 0 RAM HLDGS LTD OTC EQ G7368R104 438,789 261,184 N X NORT 261184 0 0 SEACOAST BANKING CORPORATI OTC EQ 811707306 1,180,300 110,000 N X NORT 110000 0 0 SOUTH FINL GROUP INC COMMON 837841105 549,750 75,000 N X NORT 75000 0 0 STATE BANCORP INC NY OTC EQ 855716106 3,996,225 268,203 N X NORT 268203 0 0 WESTERN ALLICANCE BANCORP COMMON 957638109 6,862,694 443,900 N X NORT 443900 0 0 ZIONS BANCORP COMMON 989701107 3,563,806 92,088 N X NORT 92088 0 0
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