-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Lg9bjnEKWmzCfzwS2eFOZD+ydai/deArApQMdZSyQYLeTUaalr2SsZgVX5RkSGiD mVYs8oB6JOalqy2+1YY7rA== 0000950123-08-008622.txt : 20080731 0000950123-08-008622.hdr.sgml : 20080731 20080731142020 ACCESSION NUMBER: 0000950123-08-008622 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080630 FILED AS OF DATE: 20080731 DATE AS OF CHANGE: 20080731 EFFECTIVENESS DATE: 20080731 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHAVEN MANAGEMENT INC/FA CENTRAL INDEX KEY: 0001078975 IRS NUMBER: 133811355 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06119 FILM NUMBER: 08981369 BUSINESS ADDRESS: STREET 1: 200 PARK AVE 9TH FL CITY: NEW YORK STATE: NY ZIP: 10166 BUSINESS PHONE: 2128087341 MAIL ADDRESS: STREET 1: 200 PARK AVENUE STREET 2: 39TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10166 13F-HR 1 y64359e13fvhr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended 6/30/08 Check here if Amendment [ ]; Amendment Number: ---- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries Institutional Investment Manager Filing this Report: Name: NORTHAVEN MANAGEMENT, INC. Address: 375 PARK AVE SUITE 2709 NEW YORK, NY 10152 Form 13F File Number: 28- ------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: ADENA PLESMID Title: CONTROLLER Phone: 212 798-0305 Signature, Place, and Date of Signing: /s/ Adena Plesmid NEW YORK, NY 7/30/08 - ------------------------------- -------------------------- ------------ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28- --------------------------- ----------------------------- [Repeat as necessary.] FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: NONE Form 13F Information Table Entry Total: 35 Form 13F Information Table Value Total: 103,317 (thousands) List of Other Included Managers: _____________ [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name ___ 28 - _______________ ____________________ 6/30/2008 USD
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 - --------------------------- -------- --------- ----------- --------- ---- ------ ----- -------- ------ ------ ---- INVEST. DISC. VOTING AUTHORITY SHARES OF ----------------- ------------------ TITLE OF FAIR MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE NAME OF ISSUER CLASS CUSIP # VALUE AMOUNT A B C MANAGERS A B C - --------------------------- -------- --------- ----------- --------- ---- ------ ----- -------- ------ ------ ---- ACNB CORP OTC EQ 868109 2,728,174 178,312 N X NORT 178312 0 0 ARES CAPITAL CORP COMMON 04010L103 2,822,400 280,000 N X NORT 280000 0 0 ARGO GROUP INTERNATIONAL OTC EQ G0464B107 6,376,400 190,000 N X NORT 190000 0 0 ALLSTATE CORP COMMON 20002101 7,522,350 165,000 N X NORT 165000 0 0 ANNALY MORTAGE MANAGEMENT COMMON 35710409 1,551,000 100,000 N X NORT 100000 0 0 CAPITALSOURCE INC COMMON 14055X102 3,650,860 329,500 N X NORT 329500 0 0 CATHAY GENERAL BANCORP COMMON 149150104 271,750 25,000 N X NORT 25000 0 0 COMMUNITY BANKERS TRUST CORP COMMON 203612106 3,609,886 748,939 N X NORT 748939 0 0 CONNECTICUT BANK & TRUST C OTC EQ 207546102 1,934,560 342,400 N X NORT 342400 0 0 WTS DIME BANCORP INC NEW OTC EQ 25429Q110 122,271 413,775 N X NORT 413775 0 0 MERIDIAN INTERSTATE BANCOR OTC EQ 58964Q104 4,626,720 476,000 N X NORT 476000 0 0 EASTERN INSURANCE HOLDINGS OTC EQ 276534104 8,037,198 515,205 N X NORT 515205 0 0 EASTERN VIRGINIA BANKSHARE OTC EQ 277196101 2,501,952 156,372 N X NORT 156372 0 0 EAST WEST BANCORP INC OTC EQ 27579R104 247,100 35,000 N X NORT 35000 0 0 FIDELITY NATIONAL INFORMAT COMMON 31620M106 5,351,950 145,000 N X NORT 145000 0 0 FIRST HORIZON NATIONAL CORP COMMON 320517105 3,900,750 525,000 N X NORT 525000 0 0 FISERV INC OTC EQ 337738108 4,839,073 106,658 N X NORT 106658 0 0 GENWORTH FINANCIAL INC COMMON 37247D106 1,335,750 75,000 N X NORT 75000 0 0 HAMPSHIRE FIRST BANK (NH) OTC EQ 408853109 2,544,750 292,500 N X NORT 292500 0 0 HARTFORD FINANCIAL SERVICES GRP INC COMMON 416515104 4,358,475 67,500 N X NORT 67500 0 0 INDEPENDENT BANK CORP-MASS OTC EQ 453836108 907,422 38,063 N X NORT 38063 0 0 LINCOLN NATIONAL CORP COMMON 534187109 6,458,100 142,500 N X NORT 142500 0 0 NARA BANCORP INC COMMON 63080P105 273,615 25,500 N X NORT 25500 0 0 NEW ENGLAND BANCSHARES INC OTC EQ 643863202 2,516,375 245,500 N X NORT 245500 0 0 PACWEST BANCORP COMMON 695263103 1,488,000 100,000 N X NORT 100000 0 0 PEOPLES UTD FINL INC OTC EQ 712704105 2,340,000 150,000 N X NORT 150000 0 0 PMA CAPITAL CORP - CL A OTC EQ 693419202 4,218,180 458,000 N X NORT 458000 0 0 PRUDNETIAL FINANCIAL INC COMMON 744320102 4,480,500 75,000 N X NORT 75000 0 0 SEACOAST BANKING CORPORATI OTC EQ 811707306 696,282 89,727 N X NORT 89727 0 0 CHARLES SCHWAB CORP NEW OTC EQ 808513105 2,670,200 130,000 N X NORT 130000 0 0 SLM CORPORATION COMMON 78442P106 1,499,625 77,500 N X NORT 77500 0 0 STATE BANCORP INC NY OTC EQ 855716106 2,841,913 227,353 N X NORT 227353 0 0 STERLING BANCORP-N.Y. COMMON 859158107 2,025,525 169,500 N X NORT 169500 0 0 WEBSTER FINANCIAL CORP COMMON 947890109 651,000 35,000 N X NORT 35000 0 0 WESTERN ALLICANCE BANCORP COMMON 957638109 1,916,852 247,017 N X NORT 247017 0 0
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