0001140361-16-083472.txt : 20161025 0001140361-16-083472.hdr.sgml : 20161025 20161025115330 ACCESSION NUMBER: 0001140361-16-083472 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161025 DATE AS OF CHANGE: 20161025 EFFECTIVENESS DATE: 20161025 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HOWARD CAPITAL MANAGEMENT CENTRAL INDEX KEY: 0001078658 IRS NUMBER: 132786101 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-07476 FILM NUMBER: 161949725 BUSINESS ADDRESS: STREET 1: 45 ROCKEFELLER PLZ CITY: NEW YORK STATE: NY ZIP: 10111 BUSINESS PHONE: 3104759100 MAIL ADDRESS: STREET 1: 10990 WILSHIRE BLVD STREET 2: SUITE 1280 CITY: LOS ANGELES STATE: CA ZIP: 90024 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001078658 XXXXXXXX 09-30-2016 09-30-2016 HOWARD CAPITAL MANAGEMENT

10990 WILSHIRE BLVD SUITE 1280 LOS ANGELES CA 90024

13F HOLDINGS REPORT 028-07476 N Jason Kaplan 310-473-9100 /s/ Jason Kaplan Los Angeles CA 10-24-2016 0 108 550395 false INFORMATION TABLE 2 form13fInfoTable.xml ROCHE HLDG LTD ADR ADR 771195104 6978 224560 SH SOLE 160900 0 63660 ROYAL DUTCH SHELL CL A ADR 780259206 533 10636 SH SOLE 0 0 10636 SAP SPONSORED ADR ADR 803054204 10912 119376 SH SOLE 87176 0 32200 3M CO COM 88579Y101 1143 6487 SH SOLE 837 0 5650 ACCENTURE PLC COM g1151c101 13443 110033 SH SOLE 82228 0 27805 ALPHABET INC CLASS A COM 02079K305 12643 15724 SH SOLE 11806 0 3918 ALPHABET INC CLASS C COM 02079K107 5932 7632 SH SOLE 5581 0 2051 ALTRIA GROUP INC COM 02209S103 2641 41763 SH SOLE 16238 0 25525 AMAZON COM INC COM COM 023135106 18072 21583 SH SOLE 15851 0 5732 AMERICAN EXPRESS COMPANY COM 025816109 313 4892 SH SOLE 3642 0 1250 AMGEN INC COM 031162100 1025 6144 SH SOLE 6144 0 0 APPLE COMPUTER INC COM 037833100 18830 166559 SH SOLE 121653 0 44906 APTARGROUP INC COM 038336103 8895 114902 SH SOLE 83937 0 30965 AT&T COM 00206r102 1244 30622 SH SOLE 27207 0 3415 BANK OF AMERICA CORP COM 060505104 357 22782 SH SOLE 22782 0 0 BELIEVING TODAY INC COM COM 07784V108 0 10000 SH SOLE 10000 0 0 BERKSHIRE HATHAWAY INC CL B COM 084670702 1016 7036 SH SOLE 6914 0 122 BION ENVIRNMNTL TECH COM 09061Q307 32 37500 SH SOLE 0 0 37500 BLACKROCK INC CL A COM 09247X101 10127 27940 SH SOLE 19535 0 8405 BRISTOL MYERS SQUIBB CO COM 110122108 8466 157017 SH SOLE 90196 0 66821 CHECK POINT SOFTWARE ORD COM M22465104 11486 147990 SH SOLE 105660 0 42330 CHEVRON CORP COM 166764100 14009 136115 SH SOLE 88513 0 47602 CISCO SYSTEMS INC COM 17275R102 1097 34582 SH SOLE 2482 0 32100 COCA COLA CO COM 191216100 9714 229535 SH SOLE 151633 0 77902 CORE MARK HOLDING COMPANY INC COM 218681104 295 8252 SH SOLE 8252 0 0 CUMMINS INC COM 231021106 12244 95542 SH SOLE 69097 0 26445 CVS CORP COM 126650100 10744 120736 SH SOLE 85981 0 34755 DATALOGIC INTL INC COM 23804q102 0 22000 SH SOLE 22000 0 0 DEERE & CO COM COM 244199105 1437 16836 SH SOLE 0 0 16836 DISNEY WALT CO COM 254687106 20655 222431 SH SOLE 127947 0 94484 EXPRESS SCRIPTS INC COM COM 30219g108 366 5185 SH SOLE 5185 0 0 EXXON MOBIL CORP COM 30231G102 7516 86116 SH SOLE 19064 0 67052 FACEBOOK INC COM 30303m102 16798 130956 SH SOLE 98941 0 32015 FEDEX CORP COM COM 31428X106 13348 76413 SH SOLE 55603 0 20810 FIFTH STREET SENIOR FLOATING R COM 31679f101 86 10000 SH SOLE 10000 0 0 FLUOR CORP NEW COM COM 343412102 8850 172440 SH SOLE 124365 0 48075 GABRIEL TECHNOLOGIES COM *SUSP COM 362447104 0 25000 SH SOLE 25000 0 0 GENERAL ELECTRIC CO COM 369604103 16977 573174 SH SOLE 361268 0 211906 GENERAL MILLS INC COM 370334104 1290 20200 SH SOLE 1000 0 19200 GOLDMAN SACHS GROUP INC COM 38141G104 10542 65369 SH SOLE 47224 0 18145 HONEYWELL INTL INC COM 438516106 888 7615 SH SOLE 615 0 7000 INTEL CORP COM 458140100 10752 284821 SH SOLE 194653 0 90168 INTERCONTINENTAL EXCHANGE COM 45866F104 7752 28780 SH SOLE 21745 0 7035 INTERNATIONAL BUSINESS MACHINE COM 459200101 1517 9552 SH SOLE 266 0 9286 INTUITIVE SURGICAL INC COM COM 46120e602 217 300 SH SOLE 300 0 0 J P MORGAN CHASE AND CO COM 46625H100 9971 149743 SH SOLE 99048 0 50695 JOHNSON AND JOHNSON CO COM 478160104 17950 151948 SH SOLE 96504 0 55444 KIMBERLY CLARK CORP COM 494368103 11087 87897 SH SOLE 57472 0 30425 KRAFT HEINZ CO COM 500754106 547 6110 SH SOLE 0 0 6110 KROGER CO COM 501044101 6824 229920 SH SOLE 168575 0 61345 MANNKIND CORP COM COM 56400P201 16 25000 SH SOLE 25000 0 0 MCDONALDS CORP COM 580135101 2116 18342 SH SOLE 942 0 17400 MERCK AND CO INC COM 58933y105 16324 261560 SH SOLE 126548 0 135012 MICROSOFT CORP COM 594918104 18535 321795 SH SOLE 160451 0 161344 MONDELEZ INTERNATIONAL, INC. COM 609207105 824 18765 SH SOLE 1000 0 17765 MUSCLEPHARM CORP COM COM 627335201 20 10000 SH SOLE 10000 0 0 NIKE INC-CL B COM 654106103 13258 251820 SH SOLE 176389 0 75431 NXP SEMICONDUCTORS NV COM N6596X109 9746 95540 SH SOLE 71055 0 24485 OMNICOM GROUP INC COM 681919106 290 3412 SH SOLE 3412 0 0 OPKO HEALTH INC COM 68375N103 212 20000 SH SOLE 20000 0 0 PENN WEST PETROLEUM LTD COM 707887105 25 14000 SH SOLE 14000 0 0 PEPSICO INC COM 713448108 1286 11819 SH SOLE 769 0 11050 PFIZER INC COM 717081103 2887 85241 SH SOLE 9183 0 76058 PHILIP MORRIS INTL INC COM COM 718172109 3053 31405 SH SOLE 7630 0 23775 PROCTER AND GAMBLE CO COM 742718109 1421 15834 SH SOLE 1729 0 14105 QUALCOMM INC COM 747525103 1099 16050 SH SOLE 8050 0 8000 RIO TINTO PLC COM 767204100 209 6244 SH SOLE 0 0 6244 SCHLUMBERGER LTD COM 806857108 12959 164786 SH SOLE 109089 0 55697 SEALED AIR CORP NEW COM 81211K100 816 17800 SH SOLE 0 0 17800 SOUTHERN CO COM 842587107 381 7422 SH SOLE 7072 0 350 TEEKAY TANKERS LTD COM y8565n102 25 10000 SH SOLE 10000 0 0 TEXAS INSTRUMENTS INC COM 882508104 539 7679 SH SOLE 79 0 7600 TIGER X MED INC COM COM 88677A104 34 285714 SH SOLE 285714 0 0 UNION PACIFIC CORP COM 907818108 1109 11368 SH SOLE 2043 0 9325 UNITED TECHNOLOGIES CORP COM 913017109 1345 13236 SH SOLE 1819 0 11417 VERIZON COMMUNICATIONS COM 92343V104 403 7760 SH SOLE 5068 0 2692 VULCAN MATERIALS CO COM 929160109 7622 67016 SH SOLE 48071 0 18945 WAL MART STORES INC COM 931142103 451 6250 SH SOLE 4800 0 1450 WORLDWIDE MEDICAL CORP DEL COM 98159s101 0 28850 SH SOLE 28850 0 0 XYLEM INC COM 98419m100 11509 219421 SH SOLE 160580 0 58841 SAPPHIRE IND CORP UTS ESCROW DL 803esc995 0 39000 SH SOLE 39000 0 0 BIOTECHNOLOGY SECTOR ETF (IBB) ETF 464287556 18766 64832 SH SOLE 45642 0 19190 CONSUMER DISCRETIONARY SPDR (X ETF 81369y407 4655 58162 SH SOLE 40562 0 17600 CONSUMER STAPLES SECTOR ETF (X ETF 81369Y308 2174 40857 SH SOLE 28422 0 12435 ENERGY SECTOR ETF (XLE) ETF 81369Y506 3866 54757 SH SOLE 38054 0 16703 FINANCIAL SECTOR ETF (XLF) ETF 81369Y605 4234 219387 SH SOLE 151172 0 68215 HEALTHCARE SECTOR ETF (XLV) ETF 81369Y209 4647 64442 SH SOLE 44739 0 19703 INDUSTRIAL SECTOR ETF (XLI) ETF 81369Y704 3788 64885 SH SOLE 46140 0 18745 INFORMATION TECHNOLOGY SECTOR ETF 464287721 13154 110537 SH SOLE 62892 0 47645 POWERSHARES QQQ TRUST UNIT SER ETF 73935a104 276 2322 SH SOLE 2172 0 150 REAL ESTATE SELECT SECTOR SPDR ETF 81369y860 976 29783 SH SOLE 20453 0 9330 S&P 400 MIDCAP SPDRS ETF 78467y107 309 1095 SH SOLE 1095 0 0 S&P 500 EQUITY INDEX ETF (SPY) ETF 78462F103 22264 102933 SH SOLE 73203 0 29730 STANDARD & POORS GROWTH INDEX ETF 464287309 772 6345 SH SOLE 6345 0 0 TECH NETWORKING HARDWARE ETF ( ETF 464287531 412 10053 SH SOLE 8528 0 1525 WATER INFRASTRUCTURE SECTOR ET ETF 73935X575 1572 63902 SH SOLE 44587 0 19315 ABERDEEN U.S. SMALL CAP EQUITY COM 003020682 286 10939 SH SOLE 10939 0 0 AQUILA THREE PEAKS OPP GROWTH COM 03839m201 398 9931 SH SOLE 9931 0 0 FIDELITY ADVISOR NEW INSIGHTS COM 316071604 214 7590 SH SOLE 7590 0 0 HENDERSON INTNTL OPPORTUNITIES COM 425067824 318 13000 SH SOLE 13000 0 0 JANUS GLOBAL LIFE SCIENCES C S COM 471023473 294 6357 SH SOLE 6357 0 0 MFS INTERNATIONAL VALUE FUND C COM 55273e871 348 10164 SH SOLE 10164 0 0 PRINCIPAL FDS, INC. MIDCAP FD COM 74254u721 442 21369 SH SOLE 21369 0 0 PRUDENTIAL JENNISON EQUITY INC COM 74441l873 250 17996 SH SOLE 17996 0 0 TOUCHSTONE SANDS CAP SELECT GR COM 89155t839 355 23142 SH SOLE 23142 0 0 VANGUARD INDEX TRUST 500 PORTF MF 922908108 276 1378 SH SOLE 1378 0 0 WF PREMIER LARGE COMPANY GRWTH COM 94984b454 434 28825 SH SOLE 28825 0 0 HUDSON PACIFIC PPTYS INC COM RE 444097109 8840 268927 SH SOLE 268927 0 0