0001078635-13-000004.txt : 20130418
0001078635-13-000004.hdr.sgml : 20130418
20130417181937
ACCESSION NUMBER: 0001078635-13-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130331
FILED AS OF DATE: 20130418
DATE AS OF CHANGE: 20130417
EFFECTIVENESS DATE: 20130418
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: WINDWARD CAPITAL MANAGEMENT CO /CA
CENTRAL INDEX KEY: 0001078635
IRS NUMBER: 954553859
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11829
FILM NUMBER: 13767843
BUSINESS ADDRESS:
STREET 1: 11111 SANTA MONICA BLVD.
STREET 2: SUITE 1200
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
BUSINESS PHONE: 310 893-3000
MAIL ADDRESS:
STREET 1: 11111 SANTA MONICA BLVD.
STREET 2: SUITE 1200
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
13F-HR
1
inftable0313.txt
WINDWARD CAPITAL MANAGMENT CO 03/31/13
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2013
Check here if Amendment
| |; Amendment Number:
This Amendment (Check only one.): | | is a restatement.
| | adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Windward Capital Management Company
Address: 11111 Santa Monica Blvd., Suite 1200
Form 13F File Number: 28-11829
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Stephan R. Pene
Title: Chief Financial Officer
Phone: 310 893-3006
Signature, Place, and Date of Signing:
/s/ Stephan R. Pene Los Angeles, CA April 17, 2013
Report Type (Check only one.):
|X| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
|_| 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
|_| 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 116
Form 13F Information Table Value Total: $270,071,000
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
3-D SYSTEMS CORP COM 88554d205 3974 123262 SH SOLE 123262 655
106 3273 SH DEFINED 655 2618
ACCENTURE LTD CL A COM G1151C101 7331 96498 SH SOLE 96498 496
188 2476 SH DEFINED 496 1980
ACTAVIS INC COM COM 00507K103 388 4212 SH SOLE 4212
AGILENT TECHNOLOGIES COM 00846u101 310 7376 SH SOLE 7376
AIR PRODS & CHEMS INC COM COM 009158106 256 2942 SH SOLE 2942
AMAZON COM INC COM COM 023135106 17710 66457 SH SOLE 66457 274
363 1364 SH DEFINED 274 1090
AMERICAN INTL GROUP COM 026874784 2325 59889 SH SOLE 59889 311
61 1563 SH DEFINED 311 1252
ANADARKO PETE CORP COM COM 032511107 1242 14200 SH SOLE 14200
APACHE CORP COM COM 037411105 285 3700 SH SOLE 3700
APPLE INC COM 037833100 16923 38230 SH SOLE 38230 143
315 712 SH DEFINED 143 569
BLACKROCK INC COM COM 09247X101 6881 26788 SH SOLE 26788 150
190 740 SH DEFINED 150 590
BRISTOL MYERS COM 110122108 700 17000 SH SOLE 17000
CANADIAN NATL RY CO COM COM 136375102 7222 72000 SH SOLE 72000 397
198 1973 SH DEFINED 397 1576
CATERPILLAR INC COM 149123101 304 3500 SH SOLE 3500
CHIPOTLE MEXICAN GRILL CL A COM 169656105 7961 24430 SH SOLE 24430 122
202 621 SH DEFINED 122 499
CITRIX SYS INC COM COM 177376100 1112 15418 SH SOLE 15418
COMCAST CORP CL A COM 20030n101 2416 57552 SH SOLE 57552 292
61 1460 SH DEFINED 292 1168
CONCHO RESOURCES INC COM 20605p101 206 2118 SH SOLE 2118
CONTINENTAL RESOURCES INC COM 212015101 4046 46541 SH SOLE 46541 274
118 1363 SH DEFINED 274 1089
COSTCO COMPANIES INC COM 22160K105 6323 59593 SH SOLE 59593 310
164 1545 SH DEFINED 310 1235
CUMMINS INC COM COM 231021106 3103 26796 SH SOLE 26796 145
86 744 SH DEFINED 145 599
CVS/CAREMARK CORPORATION COM 126650100 12912 234802 SH SOLE 234802 1252
344 6255 SH DEFINED 1252 5003
DEAN FOODS COMPANY COM COM 242370104 208 11500 SH SOLE 11500
DEERE & CO COM COM 244199105 209 2426 SH SOLE 2426
DISNEY (WALT) COM 254687106 605 10660 SH SOLE 10660
DOW CHEM CO COM 260543103 4728 148494 SH SOLE 148494 830
132 4156 SH DEFINED 830 3326
EBAY INC COM COM 278642103 3034 55954 SH SOLE 55954 212
57 1053 SH DEFINED 212 841
EOG RES INC COM 26875p101 1268 9900 SH SOLE 9900
EXPRESS SCRIPTS HOLDING COMPAN COM 30219G108 366 6359 SH SOLE 6359
FORD MOTOR COM 345370860 263 20000 SH SOLE 20000
GOOGLE INC CL A COM 38259p508 13691 17239 SH SOLE 17239 64
253 319 SH DEFINED 64 255
HERSHEY FOODS COM 427866108 425 4850 SH SOLE 4850
HOME DEPOT COM 437076102 382 5475 SH SOLE 5475
IBM COM 459200101 10363 48586 SH SOLE 48586 274
290 1361 SH DEFINED 274 1087
ISHARES SILVER TRUST ISHARES COM 46428q109 3004 109512 SH SOLE 109512 500
68 2488 SH DEFINED 500 1988
ISHARES TR S&P NTL AMTFREE COM 464288414 242 2200 SH SOLE 2200
JOHNSON & JOHNSON COM 478160104 3843 47133 SH SOLE 47133 294
109 1337 SH DEFINED 294 1043
JOY GLOBAL INC COM 481165108 696 11700 SH SOLE 11700
LAS VEGAS SANDS CORP COM COM 517834107 470 8337 SH SOLE 8337
LIFE TECHNOLOGIES CORP COM COM 53217v109 328 5072 SH SOLE 5072
MCDONALD'S CORP COM 580135101 299 3000 SH SOLE 3000
MEAD JOHNSON NUTRUTION CO COM 582839106 307 3966 SH SOLE 3966
MORGAN STANLEY SHRT EUR ETN20 COM 617480280 407 9000 SH SOLE 9000
NATIONAL-OILWELL VARCO INC COM 637071101 396 5600 SH SOLE 5600
NIKE INC CL B COM 654106103 7378 125034 SH SOLE 125034 665
200 3384 SH DEFINED 665 2719
OCWEN FINANCIAL CORP COM 675746309 6105 161003 SH SOLE 161003 867
165 4339 SH DEFINED 867 3472
ORACLE CORP COM 68389X105 6390 197660 SH SOLE 197660 1060
172 5324 SH DEFINED 1060 4264
PEPSICO INC COM 713448108 5965 75403 SH SOLE 75403 395
156 1976 SH DEFINED 395 1581
PFIZER INC COM 717081103 9426 326628 SH SOLE 326628 1685
244 8439 SH DEFINED 1685 6754
PHILIP MORRIS INTL INC COM COM 718172109 8380 90393 SH SOLE 90393 467
218 2347 SH DEFINED 467 1880
POWERSHS DB US DOLLAR DOLL IND COM 73936d107 271 12000 SH SOLE 12000
PRAXAIR INC COM 74005P104 9194 82432 SH SOLE 82432 420
234 2097 SH DEFINED 420 1677
PROCTER & GAMBLE CO COM 742718109 6441 83590 SH SOLE 83590 432
167 2161 SH DEFINED 432 1729
PROSHARES TR ULTRA 20YR TRE COM 74347r172 381 5800 SH SOLE 5800
ROPER INDUSTRIES COM 776696106 686 5390 SH SOLE 5390
SALESFORCE COM INC COM COM 79466L302 9617 53779 SH SOLE 53779 210
187 1045 SH DEFINED 210 835
SPDR GOLD TRUST SHARE COM 78463v107 5307 34353 SH SOLE 34353 145
115 745 SH DEFINED 145 600
STARBUCKS COM 855244109 424 7446 SH SOLE 7446
STERICYCLE INC COM COM 858912108 369 3477 SH SOLE 3477
STRATASYS LTD COM M85548101 246 3314 SH SOLE 3314
TIME WARNER INC COM 887317303 2372 41164 SH SOLE 41164 232
66 1142 SH DEFINED 232 910
TRACTOR SUPPLY CO. COM 892356106 233 2238 SH SOLE 2238
TRANSOCEAN SEDCO COM h8817h100 2588 49816 SH SOLE 49816 287
74 1422 SH DEFINED 287 1135
UNION PAC CORP COM COM 907818108 884 6208 SH SOLE 6208
UNITED TECHNOLOGIES CORP COM 913017109 6191 66267 SH SOLE 66267 329
156 1670 SH DEFINED 329 1341
VMWARE INC CL A COM COM 928563402 4805 60921 SH SOLE 60921 262
103 1307 SH DEFINED 262 1045
WHITEWAVE FOODS CO COM 966244105 293 17150 SH SOLE 17150
WISDOMTREE JAPAN HEDGED EQUITY COM 97717W851 209 4850 SH SOLE 4850
WYNN RESORTS LTD COM COM 983134107 5313 42446 SH SOLE 42446 185
117 931 SH DEFINED 185 746
YUM BRANDS COM 988498101 365 5080 SH SOLE 5080
ZOETIS INC COM 98978V103 2384 71373 SH SOLE 71373 397
75 2240 SH DEFINED 397 1843
ANHEUSER-BUSCH INBEV SPN ADR ADR 03524a108 887 8909 SH SOLE 8909
ARM HLDGS PLC SPONSORED ADR ADR 042068106 479 11300 SH SOLE 11300
BAIDU INC SPON ADR REP A ADR 056752108 1245 14200 SH SOLE 14200
COMPANHIA DE BEBIDAS SPON ADR ADR 20441w203 4631 109406 SH SOLE 109406 563
120 2842 SH DEFINED 563 2279
FOMENTO ECO MEX S A B SPON ADR ADR 344419106 2652 23363 SH SOLE 23363 110
62 546 SH DEFINED 110 436
NESTLE S A SPONSORED ADR ADR 641069406 2245 30963 SH SOLE 30963 170
62 860 SH DEFINED 170 690
RANDGOLD RES LTD ADR ADR 752344309 245 2850 SH SOLE 2850