0001078635-13-000004.txt : 20130418 0001078635-13-000004.hdr.sgml : 20130418 20130417181937 ACCESSION NUMBER: 0001078635-13-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130418 DATE AS OF CHANGE: 20130417 EFFECTIVENESS DATE: 20130418 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WINDWARD CAPITAL MANAGEMENT CO /CA CENTRAL INDEX KEY: 0001078635 IRS NUMBER: 954553859 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11829 FILM NUMBER: 13767843 BUSINESS ADDRESS: STREET 1: 11111 SANTA MONICA BLVD. STREET 2: SUITE 1200 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 310 893-3000 MAIL ADDRESS: STREET 1: 11111 SANTA MONICA BLVD. STREET 2: SUITE 1200 CITY: LOS ANGELES STATE: CA ZIP: 90025 13F-HR 1 inftable0313.txt WINDWARD CAPITAL MANAGMENT CO 03/31/13 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2013 Check here if Amendment | |; Amendment Number: This Amendment (Check only one.): | | is a restatement. | | adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Windward Capital Management Company Address: 11111 Santa Monica Blvd., Suite 1200 Form 13F File Number: 28-11829 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Stephan R. Pene Title: Chief Financial Officer Phone: 310 893-3006 Signature, Place, and Date of Signing: /s/ Stephan R. Pene Los Angeles, CA April 17, 2013 Report Type (Check only one.): |X| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) |_| 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) |_| 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 116 Form 13F Information Table Value Total: $270,071,000 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3-D SYSTEMS CORP COM 88554d205 3974 123262 SH SOLE 123262 655 106 3273 SH DEFINED 655 2618 ACCENTURE LTD CL A COM G1151C101 7331 96498 SH SOLE 96498 496 188 2476 SH DEFINED 496 1980 ACTAVIS INC COM COM 00507K103 388 4212 SH SOLE 4212 AGILENT TECHNOLOGIES COM 00846u101 310 7376 SH SOLE 7376 AIR PRODS & CHEMS INC COM COM 009158106 256 2942 SH SOLE 2942 AMAZON COM INC COM COM 023135106 17710 66457 SH SOLE 66457 274 363 1364 SH DEFINED 274 1090 AMERICAN INTL GROUP COM 026874784 2325 59889 SH SOLE 59889 311 61 1563 SH DEFINED 311 1252 ANADARKO PETE CORP COM COM 032511107 1242 14200 SH SOLE 14200 APACHE CORP COM COM 037411105 285 3700 SH SOLE 3700 APPLE INC COM 037833100 16923 38230 SH SOLE 38230 143 315 712 SH DEFINED 143 569 BLACKROCK INC COM COM 09247X101 6881 26788 SH SOLE 26788 150 190 740 SH DEFINED 150 590 BRISTOL MYERS COM 110122108 700 17000 SH SOLE 17000 CANADIAN NATL RY CO COM COM 136375102 7222 72000 SH SOLE 72000 397 198 1973 SH DEFINED 397 1576 CATERPILLAR INC COM 149123101 304 3500 SH SOLE 3500 CHIPOTLE MEXICAN GRILL CL A COM 169656105 7961 24430 SH SOLE 24430 122 202 621 SH DEFINED 122 499 CITRIX SYS INC COM COM 177376100 1112 15418 SH SOLE 15418 COMCAST CORP CL A COM 20030n101 2416 57552 SH SOLE 57552 292 61 1460 SH DEFINED 292 1168 CONCHO RESOURCES INC COM 20605p101 206 2118 SH SOLE 2118 CONTINENTAL RESOURCES INC COM 212015101 4046 46541 SH SOLE 46541 274 118 1363 SH DEFINED 274 1089 COSTCO COMPANIES INC COM 22160K105 6323 59593 SH SOLE 59593 310 164 1545 SH DEFINED 310 1235 CUMMINS INC COM COM 231021106 3103 26796 SH SOLE 26796 145 86 744 SH DEFINED 145 599 CVS/CAREMARK CORPORATION COM 126650100 12912 234802 SH SOLE 234802 1252 344 6255 SH DEFINED 1252 5003 DEAN FOODS COMPANY COM COM 242370104 208 11500 SH SOLE 11500 DEERE & CO COM COM 244199105 209 2426 SH SOLE 2426 DISNEY (WALT) COM 254687106 605 10660 SH SOLE 10660 DOW CHEM CO COM 260543103 4728 148494 SH SOLE 148494 830 132 4156 SH DEFINED 830 3326 EBAY INC COM COM 278642103 3034 55954 SH SOLE 55954 212 57 1053 SH DEFINED 212 841 EOG RES INC COM 26875p101 1268 9900 SH SOLE 9900 EXPRESS SCRIPTS HOLDING COMPAN COM 30219G108 366 6359 SH SOLE 6359 FORD MOTOR COM 345370860 263 20000 SH SOLE 20000 GOOGLE INC CL A COM 38259p508 13691 17239 SH SOLE 17239 64 253 319 SH DEFINED 64 255 HERSHEY FOODS COM 427866108 425 4850 SH SOLE 4850 HOME DEPOT COM 437076102 382 5475 SH SOLE 5475 IBM COM 459200101 10363 48586 SH SOLE 48586 274 290 1361 SH DEFINED 274 1087 ISHARES SILVER TRUST ISHARES COM 46428q109 3004 109512 SH SOLE 109512 500 68 2488 SH DEFINED 500 1988 ISHARES TR S&P NTL AMTFREE COM 464288414 242 2200 SH SOLE 2200 JOHNSON & JOHNSON COM 478160104 3843 47133 SH SOLE 47133 294 109 1337 SH DEFINED 294 1043 JOY GLOBAL INC COM 481165108 696 11700 SH SOLE 11700 LAS VEGAS SANDS CORP COM COM 517834107 470 8337 SH SOLE 8337 LIFE TECHNOLOGIES CORP COM COM 53217v109 328 5072 SH SOLE 5072 MCDONALD'S CORP COM 580135101 299 3000 SH SOLE 3000 MEAD JOHNSON NUTRUTION CO COM 582839106 307 3966 SH SOLE 3966 MORGAN STANLEY SHRT EUR ETN20 COM 617480280 407 9000 SH SOLE 9000 NATIONAL-OILWELL VARCO INC COM 637071101 396 5600 SH SOLE 5600 NIKE INC CL B COM 654106103 7378 125034 SH SOLE 125034 665 200 3384 SH DEFINED 665 2719 OCWEN FINANCIAL CORP COM 675746309 6105 161003 SH SOLE 161003 867 165 4339 SH DEFINED 867 3472 ORACLE CORP COM 68389X105 6390 197660 SH SOLE 197660 1060 172 5324 SH DEFINED 1060 4264 PEPSICO INC COM 713448108 5965 75403 SH SOLE 75403 395 156 1976 SH DEFINED 395 1581 PFIZER INC COM 717081103 9426 326628 SH SOLE 326628 1685 244 8439 SH DEFINED 1685 6754 PHILIP MORRIS INTL INC COM COM 718172109 8380 90393 SH SOLE 90393 467 218 2347 SH DEFINED 467 1880 POWERSHS DB US DOLLAR DOLL IND COM 73936d107 271 12000 SH SOLE 12000 PRAXAIR INC COM 74005P104 9194 82432 SH SOLE 82432 420 234 2097 SH DEFINED 420 1677 PROCTER & GAMBLE CO COM 742718109 6441 83590 SH SOLE 83590 432 167 2161 SH DEFINED 432 1729 PROSHARES TR ULTRA 20YR TRE COM 74347r172 381 5800 SH SOLE 5800 ROPER INDUSTRIES COM 776696106 686 5390 SH SOLE 5390 SALESFORCE COM INC COM COM 79466L302 9617 53779 SH SOLE 53779 210 187 1045 SH DEFINED 210 835 SPDR GOLD TRUST SHARE COM 78463v107 5307 34353 SH SOLE 34353 145 115 745 SH DEFINED 145 600 STARBUCKS COM 855244109 424 7446 SH SOLE 7446 STERICYCLE INC COM COM 858912108 369 3477 SH SOLE 3477 STRATASYS LTD COM M85548101 246 3314 SH SOLE 3314 TIME WARNER INC COM 887317303 2372 41164 SH SOLE 41164 232 66 1142 SH DEFINED 232 910 TRACTOR SUPPLY CO. 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