0001078635-12-000010.txt : 20120726 0001078635-12-000010.hdr.sgml : 20120726 20120726121731 ACCESSION NUMBER: 0001078635-12-000010 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120630 FILED AS OF DATE: 20120726 DATE AS OF CHANGE: 20120726 EFFECTIVENESS DATE: 20120726 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WINDWARD CAPITAL MANAGEMENT CO /CA CENTRAL INDEX KEY: 0001078635 IRS NUMBER: 954553859 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-11829 FILM NUMBER: 12986712 BUSINESS ADDRESS: STREET 1: 11111 SANTA MONICA BLVD. STREET 2: SUITE 1200 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 310 893-3000 MAIL ADDRESS: STREET 1: 11111 SANTA MONICA BLVD. STREET 2: SUITE 1200 CITY: LOS ANGELES STATE: CA ZIP: 90025 13F-HR/A 1 inftable0612.txt WINDWARD CAPIRTAL MANAGEMENT CO 06/30/2012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2012 Check here if Amendment | |; Amendment Number: This Amendment (Check only one.): | | is a restatement. | | adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Windward Capital Management Company Address: 11111 Santa Monica Blvd., Suite 1200 Form 13F File Number: 28-11829 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Stephan R. Pene Title: Chief Financial Officer Phone: 310 893-3006 Signature, Place, and Date of Signing: /s/ Stephan R. Pene Los Angeles, CA July 26, 2012 Report Type (Check only one.): |X| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) |_| 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) |_| 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 118 Form 13F Information Table Value Total: $244,905,000 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ACCENTURE LTD CL A COM G1151C101 5908 98316 SH SOLE 98316 495 144 2390 SH DEFINED 495 1895 AGILENT TECHNOLOGIES COM 00846u101 309 7884 SH SOLE 7884 AGRIUM INC COM COM 008916108 1088 12300 SH SOLE 12300 AIR PRODS & CHEMS INC COM COM 009158106 253 3128 SH SOLE 3128 AMAZON COM INC COM COM 023135106 15187 66506 SH SOLE 66506 270 299 1310 SH DEFINED 270 1040 ANADARKO PETE CORP COM COM 032511107 967 14600 SH SOLE 14600 APACHE CORP COM COM 037411105 325 3700 SH SOLE 3700 APPLE INC COM 037833100 21012 35979 SH SOLE 35979 143 397 680 SH DEFINED 143 537 BARRICK GOLD CORP COM 067901108 2874 76508 SH SOLE 76508 405 74 1965 SH DEFINED 405 1560 BRISTOL MYERS COM 110122108 453 12600 SH SOLE 12600 CANADIAN NATL RY CO COM COM 136375102 4473 53007 SH SOLE 53007 282 116 1372 SH DEFINED 282 1090 CATERPILLAR INC COM 149123101 5273 62098 SH SOLE 62098 272 111 1312 SH DEFINED 272 1040 CF INDS HLDGS INC COM COM 125269100 1802 9300 SH SOLE 9300 CHIPOTLE MEXICAN GRILL CL A COM 169656105 9436 24834 SH SOLE 24834 118 227 598 SH DEFINED 118 480 CITRIX SYS INC COM COM 177376100 1356 16153 SH SOLE 16153 COGNIZANT TECH SOLUTNS CL A COM 192446102 211 3519 SH SOLE 3519 COSTCO COMPANIES INC COM 22160K105 5770 60733 SH SOLE 60733 305 139 1458 SH DEFINED 305 1153 CUMMINS INC COM COM 231021106 3819 39403 SH SOLE 39403 145 69 715 SH DEFINED 145 570 CVS/CAREMARK CORPORATION COM 126650100 8921 190907 SH SOLE 190907 982 221 4736 SH DEFINED 982 3754 DEERE & CO COM COM 244199105 209 2588 SH SOLE 2588 DISNEY (WALT) COM 254687106 289 5968 SH SOLE 5968 DOW CHEM CO COM 260543103 4746 150675 SH SOLE 150675 820 126 4000 SH DEFINED 820 3180 EXPRESS SCRIPTS HOLDING COMPAN COM 30219G108 304 5449 SH SOLE 5449 EXXON MOBIL CORP COM 30231g102 3017 35256 SH SOLE 35256 288 106 1243 SH DEFINED 288 955 FEDEX CORP COM 31428x106 3308 36109 SH SOLE 36109 200 88 956 SH DEFINED 200 756 FORD MOTOR COM 345370860 192 20000 SH SOLE 20000 FREEPORT MCMORAN COPPER & G COM 35671d857 3571 104799 SH SOLE 104799 563 93 2720 SH DEFINED 563 2157 GOOGLE INC CL A COM 38259p508 5794 9989 SH SOLE 9989 48 138 238 SH DEFINED 48 190 HERSHEY FOODS COM 427866108 349 4850 SH SOLE 4850 HOME DEPOT COM 437076102 290 5475 SH SOLE 5475 IBM COM 459200101 9626 49217 SH SOLE 49217 274 257 1316 SH DEFINED 274 1042 ISHARES SILVER TRUST ISHARES COM 46428q109 2966 111287 SH SOLE 111287 500 64 2395 SH DEFINED 500 1895 ISHARES TR S&P NTL AMTFREE COM 464288414 242 2200 SH SOLE 2200 JOHNSON & JOHNSON COM 478160104 3245 48034 SH SOLE 48034 292 85 1260 SH DEFINED 292 968 JOY GLOBAL INC COM 481165108 686 12100 SH SOLE 12100 LAS VEGAS SANDS CORP COM COM 517834107 1424 32739 SH SOLE 32739 LIFE TECHNOLOGIES CORP COM COM 53217v109 241 5349 SH SOLE 5349 MCDONALD'S CORP COM 580135101 6074 68612 SH SOLE 68612 353 153 1730 SH DEFINED 353 1377 MEAD JOHNSON NUTRUTION CO COM 582839106 339 4214 SH SOLE 4214 MORGAN STANLEY SHRT EUR ETN20 COM 617480280 301 6375 SH SOLE 6375 MOSAIC COMPANY NEW COM 61945c103 202 3693 SH SOLE 3693 NATIONAL-OILWELL VARCO INC COM 637071101 896 13900 SH SOLE 13900 NIKE INC CL B COM 654106103 5572 63475 SH SOLE 63475 330 143 1628 SH DEFINED 330 1298 ORACLE CORP COM 68389X105 5969 200968 SH SOLE 200968 1060 152 5134 SH DEFINED 1060 4074 PEABODY ENERGY CORP COM 704549104 2284 93129 SH SOLE 93129 610 73 2975 SH DEFINED 610 2365 PENNEY J C INC COM COM 708160106 1151 49397 SH SOLE 49397 272 31 1342 SH DEFINED 272 1070 PEPSICO INC COM 713448108 5431 76866 SH SOLE 76866 395 135 1907 SH DEFINED 395 1512 PFIZER INC COM 717081103 7520 326952 SH SOLE 326952 1670 187 8130 SH DEFINED 1670 6460 PHILIP MORRIS INTL INC COM COM 718172109 8051 92266 SH SOLE 92266 467 198 2271 SH DEFINED 467 1804 POTASH CORP SASK INC COM COM 73755L107 4026 92156 SH SOLE 92156 485 102 2330 SH DEFINED 485 1845 POWERSHS DB US DOLLAR DOLL IND COM 73936d107 270 12000 SH SOLE 12000 PRAXAIR INC COM 74005P104 9104 83733 SH SOLE 83733 420 220 2020 SH DEFINED 420 1600 PRICE T ROWE GROUP INC COM COM 74144T108 258 4100 SH SOLE 4100 PROCTER & GAMBLE CO COM 742718109 5221 85240 SH SOLE 85240 432 128 2085 SH DEFINED 432 1653 PROSHARES TR ULSH MSCI EURP COM 74348a301 205 5250 SH SOLE 5250 PROSHARES TR ULTRA 20YR TRE COM 74347r172 295 4050 SH SOLE 4050 QEP RES INC COM COM 74733v100 2363 78846 SH SOLE 78846 425 62 2060 SH DEFINED 425 1635 ROPER INDUSTRIES COM 776696106 553 5605 SH SOLE 5605 SALESFORCE COM INC COM COM 79466l302 7073 51156 SH SOLE 51156 210 139 1005 SH DEFINED 210 795 SELECT SECTOR SPDR TR SBI INT- COM 81369y605 258 17600 SH SOLE 17600 SOUTHERN COPPER CORPORATION COM 84265v105 201 6378 SH SOLE 6378 SPDR GOLD TRUST SHARE COM 78463v107 5233 33722 SH SOLE 33722 145 113 725 SH DEFINED 145 580 STARBUCKS COM 855244109 247 4638 SH SOLE 4638 STERICYCLE INC COM COM 858912108 339 3703 SH SOLE 3703 TRANSOCEAN SEDCO COM h8817h100 2270 50753 SH SOLE 50753 282 60 1352 SH DEFINED 282 1070 UNION PAC CORP COM COM 907818108 645 5402 SH SOLE 5402 UNITED TECHNOLOGIES CORP COM 913017109 5096 67475 SH SOLE 67475 329 121 1606 SH DEFINED 329 1277 USG CORP (FORMERLY US GYPSUM) COM 903293405 324 17000 SH SOLE 17000 VMWARE INC CL A COM COM 928563402 5600 61511 SH SOLE 61511 252 113 1242 SH DEFINED 252 990 WATSON PHARMACEUTICALS COM 942683103 333 4497 SH SOLE 4497 WYNN RESORTS LTD COM COM 983134107 4457 42972 SH SOLE 42972 185 93 900 SH DEFINED 185 715 YUM BRANDS COM 988498101 346 5374 SH SOLE 5374 ANHEUSER-BUSCH INBEV SPN ADR ADR 03524a108 642 8060 SH SOLE 8060 ARM HLDGS PLC SPONSORED ADR ADR 042068106 269 11300 SH SOLE 11300 BAIDU INC SPON ADR REP A ADR 056752108 1854 16124 SH SOLE 16124 COMPANHIA DE BEBIDAS SPON ADR ADR 20441w203 4290 111917 SH SOLE 111917 563 105 2743 SH DEFINED 563 2180 NESTLE S A SPONSORED ADR ADR 641069406 1888 31600 SH SOLE 31600 170 50 830 SH DEFINED 170 660 RANDGOLD RES LTD ADR ADR 752344309 451 5010 SH SOLE 5010 SIEMENS A G SPONSORED ADR ADR 826197501 1888 22454 SH SOLE 22454 118 49 585 SH DEFINED 118 467