0001078635-12-000002.txt : 20120125
0001078635-12-000002.hdr.sgml : 20120125
20120125145231
ACCESSION NUMBER: 0001078635-12-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111231
FILED AS OF DATE: 20120125
DATE AS OF CHANGE: 20120125
EFFECTIVENESS DATE: 20120125
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: WINDWARD CAPITAL MANAGEMENT CO /CA
CENTRAL INDEX KEY: 0001078635
IRS NUMBER: 954553859
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11829
FILM NUMBER: 12544608
BUSINESS ADDRESS:
STREET 1: 11111 SANTA MONICA BLVD.
STREET 2: SUITE 1200
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
BUSINESS PHONE: 310 893-3000
MAIL ADDRESS:
STREET 1: 11111 SANTA MONICA BLVD.
STREET 2: SUITE 1200
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
13F-HR
1
inftable1211.txt
WINDWARD CAPITAL MANAGMENT CO 12/31/2012
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 2011
Check here if Amendment
| |; Amendment Number:
This Amendment (Check only one.): | | is a restatement.
| | adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Windward Capital Management Company
Address: 11111 Santa Monica Blvd., Suite 1200
Form 13F File Number: 28-11829
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Stephan R. Pene
Title: Chief Financial Officer
Phone: 310 893-3006
Signature, Place, and Date of Signing:
/s/ Stephan R. Pene Los Angeles, CA January 24, 2012
Report Type (Check only one.):
|X| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
|_| 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
|_| 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 117
Form 13F Information Table Value Total: $231,529,000
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
ACCENTURE LTD CL A COM G1151C101 5342 100359 SH SOLE 100359
83 1560 SH DEFINED 1560
AGILENT TECHNOLOGIES COM 00846u101 277 7938 SH SOLE 7938
AGRIUM INC COM COM 008916108 825 12300 SH SOLE 12300
AIR PRODS & CHEMS INC COM COM 009158106 269 3154 SH SOLE 3154
AMAZON COM INC COM COM 023135106 10592 61190 SH SOLE 61190
148 855 SH DEFINED 855
ANADARKO PETE CORP COM COM 032511107 1038 13600 SH SOLE 13600
ANHEUSER BUSCH COS COM 03524A108 493 8090 SH SOLE 8090
APPLE INC COM 037833100 17179 42417 SH SOLE 42417
227 560 SH DEFINED 560
BARRICK GOLD CORP COM 067901108 3526 77929 SH SOLE 77929
58 1290 SH DEFINED 1290
BRISTOL MYERS COM 110122108 444 12600 SH SOLE 12600
CANADIAN NATL RY CO COM COM 136375102 4254 54148 SH SOLE 54148
71 905 SH DEFINED 905
CATERPILLAR INC COM 149123101 4907 54158 SH SOLE 54158
77 850 SH DEFINED 850
CF INDS HLDGS INC COM COM 125269100 1000 6900 SH SOLE 6900
CHIPOTLE MEXICAN GRILL CL A COM 169656105 10133 30002 SH SOLE 30002
133 395 SH DEFINED 395
CITRIX SYS INC COM COM 177376100 983 16183 SH SOLE 16183
COGNIZANT TECH SOLUTNS CL A COM 192446102 228 3553 SH SOLE 3553
CONCHO RESOURCES INC COM 20605p101 211 2253 SH SOLE 2253
CONSOL ENERGY INC COM COM 228 6200 SH SOLE 6200
COSTCO COMPANIES INC COM 22160K105 5152 61838 SH SOLE 61838
79 953 SH DEFINED 953
CREDIT SUISSE NASSAU B VIX SHT COM 22542d761 292 9150 SH SOLE 9150
CUMMINS INC COM COM 231021106 3425 38910 SH SOLE 38910
42 475 SH DEFINED 475
CVS/CAREMARK CORPORATION COM 126650100 7930 194469 SH SOLE 194469
126 3089 SH DEFINED 3089
DECKERS OUTDOOR CORP COM COM 243537107 930 12302 SH SOLE 12302
DEERE & CO COM COM 244199105 201 2605 SH SOLE 2605
DIREXION SHS ETF TR DLY ENRGY COM 25459w342 140 12400 SH SOLE 12400
DISNEY (WALT) COM 254687106 225 6008 SH SOLE 6008
DOW CHEM CO COM 260543103 4420 153696 SH SOLE 153696
76 2635 SH DEFINED 2635
EXPRESS SCRIPTS INC COM 302182100 245 5485 SH SOLE 5485
EXXON MOBIL CORP COM 30231g102 3056 36050 SH SOLE 36050
68 800 SH DEFINED 800
FEDEX CORP COM 31428x106 3085 36936 SH SOLE 36936
52 621 SH DEFINED 621
FREEPORT MCMORAN COPPER & G COM 35671d857 3934 106932 SH SOLE 106932
66 1787 SH DEFINED 1787
GOOGLE INC CL A COM 38259p508 6221 9631 SH SOLE 9631
99 154 SH DEFINED 154
HERSHEY FOODS COM 427866108 300 4850 SH SOLE 4850
IBM COM 459200101 9215 50113 SH SOLE 50113
158 858 SH DEFINED 858
ISHARES SILVER TRUST ISHARES COM 46428q109 3981 147770 SH SOLE 147770
42 1560 SH DEFINED 1560
JOHNSON & JOHNSON COM 478160104 3213 48999 SH SOLE 48999
53 803 SH DEFINED 803
JOY GLOBAL INC COM 481165108 832 11100 SH SOLE 11100
LAS VEGAS SANDS CORP COM COM 517834107 1358 31777 SH SOLE 31777
LIFE TECHNOLOGIES CORP COM COM 53217v109 210 5397 SH SOLE 5397
MARKET VECTORS ETF TR GOLD MIN COM 57060u100 1234 24000 SH SOLE 24000
MCDONALD'S CORP COM 580135101 7032 70085 SH SOLE 70085
115 1142 SH DEFINED 1142
MEAD JOHNSON NUTRUTION CO COM 582839106 292 4242 SH SOLE 4242
MORGAN STANLEY SHRT EUR ETN20 COM 617480280 291 6375 SH SOLE 6375
NATIONAL-OILWELL VARCO INC COM 637071101 945 13900 SH SOLE 13900
NIKE INC CL B COM 654106103 6107 63371 SH SOLE 63371
102 1063 SH DEFINED 1063
ORACLE CORP COM 68389X105 5260 205080 SH SOLE 205080
86 3369 SH DEFINED 3369
PACCAR INC COM 693718108 413 11017 SH SOLE 11017
PEABODY ENERGY CORP COM 704549104 3160 95441 SH SOLE 95441
64 1945 SH DEFINED 1945
PEPSICO INC COM 713448108 5175 77999 SH SOLE 77999
83 1252 SH DEFINED 1252
PFIZER INC COM 717081103 7179 331741 SH SOLE 331741
116 5340 SH DEFINED 5340
PHILIP MORRIS INTL INC COM COM 718172109 7352 93683 SH SOLE 93683
117 1491 SH DEFINED 1491
POTASH CORP SASK INC COM COM 73755L107 4699 113840 SH SOLE 113840
63 1520 SH DEFINED 1520
POWERSHS DB US DOLLAR DOLL IND COM 73936d107 270 12000 SH SOLE 12000
PRAXAIR INC COM 74005P104 9122 85330 SH SOLE 85330
142 1330 SH DEFINED 1330
PROCTER & GAMBLE CO COM 742718109 5803 86991 SH SOLE 86991
91 1363 SH DEFINED 1363
PROSHARES TR PSHS ULSHRUS2000 COM 74348a202 237 6150 SH SOLE 6150
PROSHARES TR PSHS ULSHT SP500 COM 74347r883 240 12450 SH SOLE 12450
PROSHARES TR PSHS ULTSHT FINL COM 74347x146 240 4050 SH SOLE 4050
PROSHARES TR ULSH MSCI EURP COM 74348a301 245 5250 SH SOLE 5250
PROSHARES TR ULTRA 20YR TRE COM 74347r172 274 2025 SH SOLE 2025
QEP RES INC COM COM 74733v100 2355 80374 SH SOLE 80374
40 1350 SH DEFINED 1350
ROPER INDUSTRIES COM 776696106 489 5631 SH SOLE 5631
SALESFORCE COM INC COM COM 79466l302 4940 48688 SH SOLE 48688
66 655 SH DEFINED 655
SPDR GOLD TRUST SHARE COM 78463v107 5223 34363 SH SOLE 34363
76 500 SH DEFINED 500
STARBUCKS COM 855244109 215 4665 SH SOLE 4665
STERICYCLE INC COM COM 858912108 290 3728 SH SOLE 3728
TRANSOCEAN SEDCO COM h8817h100 1989 51814 SH SOLE 51814
34 880 SH DEFINED 880
UNION PAC CORP COM COM 907818108 539 5092 SH SOLE 5092
UNITED TECHNOLOGIES CORP COM 913017109 5015 68610 SH SOLE 68610
77 1051 SH DEFINED 1051
VMWARE INC CL A COM COM 928563402 5170 62149 SH SOLE 62149
67 810 SH DEFINED 810
WATSON PHARMACEUTICALS COM 942683103 273 4520 SH SOLE 4520
WYNN RESORTS LTD COM COM 983134107 4806 43493 SH SOLE 43493
65 585 SH DEFINED 585
YUM BRANDS COM 988498101 319 5413 SH SOLE 5413
ARM HLDGS PLC SPONSORED ADR ADR 042068106 313 11300 SH SOLE 11300
BAIDU INC SPON ADR REP A ADR 056752108 1880 16143 SH SOLE 16143
COMPANHIA DE BEBIDAS SPON ADR ADR 20441w203 4119 114140 SH SOLE 114140
65 1805 SH DEFINED 1805
NESTLE S A SPONSORED ADR ADR 641069406 1849 32018 SH SOLE 32018
32 550 SH DEFINED 550
RANDGOLD RES LTD ADR ADR 752344309 513 5025 SH SOLE 5025
SIEMENS A G SPONSORED ADR ADR 826197501 2169 22691 SH SOLE 22691
37 382 SH DEFINED 382