0001078635-11-000011.txt : 20111021
0001078635-11-000011.hdr.sgml : 20111021
20111021130105
ACCESSION NUMBER: 0001078635-11-000011
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20111021
DATE AS OF CHANGE: 20111021
EFFECTIVENESS DATE: 20111021
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: WINDWARD CAPITAL MANAGEMENT CO /CA
CENTRAL INDEX KEY: 0001078635
IRS NUMBER: 954553859
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11829
FILM NUMBER: 111151938
BUSINESS ADDRESS:
STREET 1: 11111 SANTA MONICA BLVD.
STREET 2: SUITE 1200
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
BUSINESS PHONE: 310 893-3000
MAIL ADDRESS:
STREET 1: 11111 SANTA MONICA BLVD.
STREET 2: SUITE 1200
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
13F-HR
1
inftable0911.txt
WINDWARD CAPITAL MANAGEMENT CO 09/30/2011
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2011
Check here if Amendment
| |; Amendment Number:
This Amendment (Check only one.): | | is a restatement.
| | adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Windward Capital Management Company
Address: 11111 Santa Monica Blvd., Suite 1200
Form 13F File Number: 28-11829
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Stephan R. Pene
Title: Chief Financial Officer
Phone: 310 893-3006
Signature, Place, and Date of Signing:
/s/ Stephan R. Pene Los Angeles, CA October 20, 2011
Report Type (Check only one.):
|X| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
|_| 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
|_| 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 109
Form 13F Information Table Value Total: $218,991,000
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
ABERCROMBIE & FITCH CO CL A COM 002896207 443 7200 SH SOLE 7200
ACCENTURE LTD CL A COM G1151C101 5388 102279 SH SOLE 102279
82 1560 SH DEFINED 1560
AGILENT TECHNOLOGIES COM 00846u101 255 8150 SH SOLE 8150
AGNICO EAGLE MINES LTD COM COM 008474108 414 6960 SH SOLE 6960
AGRIUM INC COM COM 008916108 820 12300 SH SOLE 12300
AIR PRODS & CHEMS INC COM COM 009158106 248 3247 SH SOLE 3247
AMAZON COM INC COM COM 023135106 13936 64450 SH SOLE 64450
185 855 SH DEFINED 855
ANADARKO PETE CORP COM COM 032511107 990 15700 SH SOLE 15700
APACHE CORP COM COM 037411105 345 4300 SH SOLE 4300
APPLE INC COM 037833100 16056 42106 SH SOLE 42106
214 560 SH DEFINED 560
BAKER HUGHES INC. COM 057224107 946 20500 SH SOLE 20500
BARRICK GOLD CORP COM 067901108 3699 79294 SH SOLE 79294
60 1290 SH DEFINED 1290
CANADIAN NATL RY CO COM COM 136375102 3671 55133 SH SOLE 55133
60 905 SH DEFINED 905
CATERPILLAR INC COM 149123101 4540 61479 SH SOLE 61479
63 850 SH DEFINED 850
CF INDS HLDGS INC COM COM 125269100 851 6900 SH SOLE 6900
CHICAGO BRIDGE & IRON N Y REGI COM 167250109 286 10000 SH SOLE 10000
CHIPOTLE MEXICAN GRILL CL A COM 169656105 9406 31048 SH SOLE 31048
120 395 SH DEFINED 395
CITRIX SYS INC COM COM 177376100 888 16285 SH SOLE 16285
COGNIZANT TECH SOLUTNS CL A COM 192446102 229 3655 SH SOLE 3655
CONSOL ENERGY INC COM COM 221 6500 SH SOLE 6500
COSTCO COMPANIES INC COM 22160K105 5168 62928 SH SOLE 62928
78 953 SH DEFINED 953
CUMMINS INC COM COM 231021106 3214 39363 SH SOLE 39363
39 475 SH DEFINED 475
CVS/CAREMARK CORPORATION COM 126650100 6349 189019 SH SOLE 189019
104 3089 SH DEFINED 3089
DECKERS OUTDOOR CORP COM COM 243537107 1183 12702 SH SOLE 12702
DEVON ENERGY CORP COM COM 25179m103 310 5600 SH SOLE 5600
DISNEY (WALT) COM 254687106 344 11393 SH SOLE 11393
DOW CHEM CO COM 260543103 3510 156291 SH SOLE 156291
59 2635 SH DEFINED 2635
EXPRESS SCRIPTS INC COM 302182100 208 5620 SH SOLE 5620
FEDEX CORP COM 31428x106 2536 37471 SH SOLE 37471
42 621 SH DEFINED 621
FREEPORT MCMORAN COPPER & G COM 35671d857 4280 140542 SH SOLE 140542
54 1787 SH DEFINED 1787
GOOGLE INC CL A COM 38259p508 3762 7305 SH SOLE 7305
62 120 SH DEFINED 120
HALLIBURTON CO COM 406216101 678 22200 SH SOLE 22200
IBM COM 459200101 8873 50743 SH SOLE 50743
150 858 SH DEFINED 858
ISHARES SILVER TRUST ISHARES COM 46428q109 4606 159305 SH SOLE 159305
45 1560 SH DEFINED 1560
JOHNSON & JOHNSON COM 478160104 3180 49929 SH SOLE 49929
51 803 SH DEFINED 803
JOY GLOBAL INC COM 481165108 692 11100 SH SOLE 11100
LAS VEGAS SANDS CORP COM COM 517834107 1223 31895 SH SOLE 31895
LIFE TECHNOLOGIES CORP COM COM 53217v109 214 5560 SH SOLE 5560
MARKET VECTORS ETF TR GOLD MIN COM 57060u100 1325 24000 SH SOLE 24000
MCDONALD'S CORP COM 580135101 6758 76955 SH SOLE 76955
100 1142 SH DEFINED 1142
MEAD JOHNSON NUTRUTION CO COM 582839106 201 2918 SH SOLE 2918
MOLYCORP INC DEL COM COM 608753109 657 20000 SH SOLE 20000
MOSAIC COMPANY NEW COM 61945c103 853 17410 SH SOLE 17410
NATIONAL-OILWELL VARCO INC COM 637071101 850 16600 SH SOLE 16600
NIKE INC CL B COM 654106103 4381 51233 SH SOLE 51233
67 778 SH DEFINED 778
ORACLE CORP COM 68389X105 5980 208087 SH SOLE 208087
97 3369 SH DEFINED 3369
PEABODY ENERGY CORP COM 704549104 3959 116843 SH SOLE 116843
66 1945 SH DEFINED 1945
PEPSICO INC COM 713448108 4614 74534 SH SOLE 74534
77 1252 SH DEFINED 1252
PFIZER INC COM 717081103 4039 228424 SH SOLE 228424
67 3785 SH DEFINED 3785
PHILIP MORRIS INTL INC COM COM 718172109 4674 74921 SH SOLE 74921
70 1121 SH DEFINED 1121
POTASH CORP SASK INC COM COM 73755L107 4975 115100 SH SOLE 115100
66 1520 SH DEFINED 1520
PRAXAIR INC COM 74005P104 7905 84563 SH SOLE 84563
124 1330 SH DEFINED 1330
PROCTER & GAMBLE CO COM 742718109 5303 83936 SH SOLE 83936
86 1363 SH DEFINED 1363
PROSHARES TR II ULTRA SILVER COM 74347w841 311 3000 SH SOLE 3000
QEP RES INC COM COM 74733v100 2215 81809 SH SOLE 81809
37 1350 SH DEFINED 1350
ROPER INDUSTRIES COM 776696106 213 3085 SH SOLE 3085
SALESFORCE COM INC COM COM 79466l302 6838 59832 SH SOLE 59832
92 805 SH DEFINED 805
SANDISK CORP COM COM 80004c101 391 9700 SH SOLE 9700
SPDR GOLD TRUST SHARE COM 78463v107 5977 37816 SH SOLE 37816
79 500 SH DEFINED 500
STERICYCLE INC COM COM 858912108 590 7310 SH SOLE 7310
TRANSOCEAN SEDCO COM h8817h100 2509 52549 SH SOLE 52549
42 880 SH DEFINED 880
UNITED TECHNOLOGIES CORP COM 913017109 4629 65795 SH SOLE 65795
74 1051 SH DEFINED 1051
VMWARE INC CL A COM COM 928563402 7764 96587 SH SOLE 96587
104 1290 SH DEFINED 1290
WATSON PHARMACEUTICALS COM 942683103 314 4605 SH SOLE 4605
WYNN RESORTS LTD COM COM 983134107 5226 45413 SH SOLE 45413
67 585 SH DEFINED 585
YUM BRANDS COM 988498101 211 4265 SH SOLE 4265
ARM HLDGS PLC SPONSORED ADR ADR 042068106 266 10425 SH SOLE 10425
BAIDU INC SPON ADR REP A ADR 056752108 1969 18413 SH SOLE 18413
COMPANHIA DE BEBIDAS SPON ADR ADR 20441w203 1908 62255 SH SOLE 62255
31 1010 SH DEFINED 1010
NESTLE S A SPONSORED ADR ADR 641069406 1789 32438 SH SOLE 32438
30 550 SH DEFINED 550
RANDGOLD RES LTD ADR ADR 752344309 493 5100 SH SOLE 5100
SIEMENS A G SPONSORED ADR ADR 826197501 2066 23004 SH SOLE 23004
34 382 SH DEFINED 382