0001078635-11-000011.txt : 20111021 0001078635-11-000011.hdr.sgml : 20111021 20111021130105 ACCESSION NUMBER: 0001078635-11-000011 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111021 DATE AS OF CHANGE: 20111021 EFFECTIVENESS DATE: 20111021 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WINDWARD CAPITAL MANAGEMENT CO /CA CENTRAL INDEX KEY: 0001078635 IRS NUMBER: 954553859 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11829 FILM NUMBER: 111151938 BUSINESS ADDRESS: STREET 1: 11111 SANTA MONICA BLVD. STREET 2: SUITE 1200 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 310 893-3000 MAIL ADDRESS: STREET 1: 11111 SANTA MONICA BLVD. STREET 2: SUITE 1200 CITY: LOS ANGELES STATE: CA ZIP: 90025 13F-HR 1 inftable0911.txt WINDWARD CAPITAL MANAGEMENT CO 09/30/2011 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 Check here if Amendment | |; Amendment Number: This Amendment (Check only one.): | | is a restatement. | | adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Windward Capital Management Company Address: 11111 Santa Monica Blvd., Suite 1200 Form 13F File Number: 28-11829 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Stephan R. Pene Title: Chief Financial Officer Phone: 310 893-3006 Signature, Place, and Date of Signing: /s/ Stephan R. Pene Los Angeles, CA October 20, 2011 Report Type (Check only one.): |X| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) |_| 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) |_| 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 109 Form 13F Information Table Value Total: $218,991,000 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ABERCROMBIE & FITCH CO CL A COM 002896207 443 7200 SH SOLE 7200 ACCENTURE LTD CL A COM G1151C101 5388 102279 SH SOLE 102279 82 1560 SH DEFINED 1560 AGILENT TECHNOLOGIES COM 00846u101 255 8150 SH SOLE 8150 AGNICO EAGLE MINES LTD COM COM 008474108 414 6960 SH SOLE 6960 AGRIUM INC COM COM 008916108 820 12300 SH SOLE 12300 AIR PRODS & CHEMS INC COM COM 009158106 248 3247 SH SOLE 3247 AMAZON COM INC COM COM 023135106 13936 64450 SH SOLE 64450 185 855 SH DEFINED 855 ANADARKO PETE CORP COM COM 032511107 990 15700 SH SOLE 15700 APACHE CORP COM COM 037411105 345 4300 SH SOLE 4300 APPLE INC COM 037833100 16056 42106 SH SOLE 42106 214 560 SH DEFINED 560 BAKER HUGHES INC. COM 057224107 946 20500 SH SOLE 20500 BARRICK GOLD CORP COM 067901108 3699 79294 SH SOLE 79294 60 1290 SH DEFINED 1290 CANADIAN NATL RY CO COM COM 136375102 3671 55133 SH SOLE 55133 60 905 SH DEFINED 905 CATERPILLAR INC COM 149123101 4540 61479 SH SOLE 61479 63 850 SH DEFINED 850 CF INDS HLDGS INC COM COM 125269100 851 6900 SH SOLE 6900 CHICAGO BRIDGE & IRON N Y REGI COM 167250109 286 10000 SH SOLE 10000 CHIPOTLE MEXICAN GRILL CL A COM 169656105 9406 31048 SH SOLE 31048 120 395 SH DEFINED 395 CITRIX SYS INC COM COM 177376100 888 16285 SH SOLE 16285 COGNIZANT TECH SOLUTNS CL A COM 192446102 229 3655 SH SOLE 3655 CONSOL ENERGY INC COM COM 221 6500 SH SOLE 6500 COSTCO COMPANIES INC COM 22160K105 5168 62928 SH SOLE 62928 78 953 SH DEFINED 953 CUMMINS INC COM COM 231021106 3214 39363 SH SOLE 39363 39 475 SH DEFINED 475 CVS/CAREMARK CORPORATION COM 126650100 6349 189019 SH SOLE 189019 104 3089 SH DEFINED 3089 DECKERS OUTDOOR CORP COM COM 243537107 1183 12702 SH SOLE 12702 DEVON ENERGY CORP COM COM 25179m103 310 5600 SH SOLE 5600 DISNEY (WALT) COM 254687106 344 11393 SH SOLE 11393 DOW CHEM CO COM 260543103 3510 156291 SH SOLE 156291 59 2635 SH DEFINED 2635 EXPRESS SCRIPTS INC COM 302182100 208 5620 SH SOLE 5620 FEDEX CORP COM 31428x106 2536 37471 SH SOLE 37471 42 621 SH DEFINED 621 FREEPORT MCMORAN COPPER & G COM 35671d857 4280 140542 SH SOLE 140542 54 1787 SH DEFINED 1787 GOOGLE INC CL A COM 38259p508 3762 7305 SH SOLE 7305 62 120 SH DEFINED 120 HALLIBURTON CO COM 406216101 678 22200 SH SOLE 22200 IBM COM 459200101 8873 50743 SH SOLE 50743 150 858 SH DEFINED 858 ISHARES SILVER TRUST ISHARES COM 46428q109 4606 159305 SH SOLE 159305 45 1560 SH DEFINED 1560 JOHNSON & JOHNSON COM 478160104 3180 49929 SH SOLE 49929 51 803 SH DEFINED 803 JOY GLOBAL INC COM 481165108 692 11100 SH SOLE 11100 LAS VEGAS SANDS CORP COM COM 517834107 1223 31895 SH SOLE 31895 LIFE TECHNOLOGIES CORP COM COM 53217v109 214 5560 SH SOLE 5560 MARKET VECTORS ETF TR GOLD MIN COM 57060u100 1325 24000 SH SOLE 24000 MCDONALD'S CORP COM 580135101 6758 76955 SH SOLE 76955 100 1142 SH DEFINED 1142 MEAD JOHNSON NUTRUTION CO COM 582839106 201 2918 SH SOLE 2918 MOLYCORP INC DEL COM COM 608753109 657 20000 SH SOLE 20000 MOSAIC COMPANY NEW COM 61945c103 853 17410 SH SOLE 17410 NATIONAL-OILWELL VARCO INC COM 637071101 850 16600 SH SOLE 16600 NIKE INC CL B COM 654106103 4381 51233 SH SOLE 51233 67 778 SH DEFINED 778 ORACLE CORP COM 68389X105 5980 208087 SH SOLE 208087 97 3369 SH DEFINED 3369 PEABODY ENERGY CORP COM 704549104 3959 116843 SH SOLE 116843 66 1945 SH DEFINED 1945 PEPSICO INC COM 713448108 4614 74534 SH SOLE 74534 77 1252 SH DEFINED 1252 PFIZER INC COM 717081103 4039 228424 SH SOLE 228424 67 3785 SH DEFINED 3785 PHILIP MORRIS INTL INC COM COM 718172109 4674 74921 SH SOLE 74921 70 1121 SH DEFINED 1121 POTASH CORP SASK INC COM COM 73755L107 4975 115100 SH SOLE 115100 66 1520 SH DEFINED 1520 PRAXAIR INC COM 74005P104 7905 84563 SH SOLE 84563 124 1330 SH DEFINED 1330 PROCTER & GAMBLE CO COM 742718109 5303 83936 SH SOLE 83936 86 1363 SH DEFINED 1363 PROSHARES TR II ULTRA SILVER COM 74347w841 311 3000 SH SOLE 3000 QEP RES INC COM COM 74733v100 2215 81809 SH SOLE 81809 37 1350 SH DEFINED 1350 ROPER INDUSTRIES COM 776696106 213 3085 SH SOLE 3085 SALESFORCE COM INC COM COM 79466l302 6838 59832 SH SOLE 59832 92 805 SH DEFINED 805 SANDISK CORP COM COM 80004c101 391 9700 SH SOLE 9700 SPDR GOLD TRUST SHARE COM 78463v107 5977 37816 SH SOLE 37816 79 500 SH DEFINED 500 STERICYCLE INC COM COM 858912108 590 7310 SH SOLE 7310 TRANSOCEAN SEDCO COM h8817h100 2509 52549 SH SOLE 52549 42 880 SH DEFINED 880 UNITED TECHNOLOGIES CORP COM 913017109 4629 65795 SH SOLE 65795 74 1051 SH DEFINED 1051 VMWARE INC CL A COM COM 928563402 7764 96587 SH SOLE 96587 104 1290 SH DEFINED 1290 WATSON PHARMACEUTICALS COM 942683103 314 4605 SH SOLE 4605 WYNN RESORTS LTD COM COM 983134107 5226 45413 SH SOLE 45413 67 585 SH DEFINED 585 YUM BRANDS COM 988498101 211 4265 SH SOLE 4265 ARM HLDGS PLC SPONSORED ADR ADR 042068106 266 10425 SH SOLE 10425 BAIDU INC SPON ADR REP A ADR 056752108 1969 18413 SH SOLE 18413 COMPANHIA DE BEBIDAS SPON ADR ADR 20441w203 1908 62255 SH SOLE 62255 31 1010 SH DEFINED 1010 NESTLE S A SPONSORED ADR ADR 641069406 1789 32438 SH SOLE 32438 30 550 SH DEFINED 550 RANDGOLD RES LTD ADR ADR 752344309 493 5100 SH SOLE 5100 SIEMENS A G SPONSORED ADR ADR 826197501 2066 23004 SH SOLE 23004 34 382 SH DEFINED 382