0001078635-11-000008.txt : 20110712 0001078635-11-000008.hdr.sgml : 20110712 20110711173215 ACCESSION NUMBER: 0001078635-11-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110712 DATE AS OF CHANGE: 20110711 EFFECTIVENESS DATE: 20110712 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WINDWARD CAPITAL MANAGEMENT CO /CA CENTRAL INDEX KEY: 0001078635 IRS NUMBER: 954553859 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11829 FILM NUMBER: 11962550 BUSINESS ADDRESS: STREET 1: 11111 SANTA MONICA BLVD. STREET 2: SUITE 1200 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 310 893-3000 MAIL ADDRESS: STREET 1: 11111 SANTA MONICA BLVD. STREET 2: SUITE 1200 CITY: LOS ANGELES STATE: CA ZIP: 90025 13F-HR 1 inftable0611.txt WINDWARD CAPITAL MANAGMENT 06-30-2011 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2011 Check here if Amendment | |; Amendment Number: This Amendment (Check only one.): | | is a restatement. | | adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Windward Capital Management Company Address: 11111 Santa Monica Blvd., Suite 1200 Form 13F File Number: 28-11829 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Stephan R. Pene Title: Chief Financial Officer Phone: 310 893-3006 Signature, Place, and Date of Signing: /s/ Stephan R. Pene Los Angeles, CA July 11, 2011 Report Type (Check only one.): |X| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) |_| 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) |_| 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 128 Form 13F Information Table Value Total: $86,018,000 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ABERCROMBIE & FITCH CO CL A COM 002896207 482 7200 SH SOLE 7200 ACCENTURE LTD CL A COM G1151C101 6538 108214 SH SOLE 108214 88 1455 SH DEFINED 1455 AGILENT TECHNOLOGIES COM 00846u101 417 8155 SH SOLE 8155 AGNICO EAGLE MINES LTD COM COM 008474108 439 6960 SH SOLE 6960 AGRIUM INC COM COM 008916108 1079 12300 SH SOLE 12300 AIR PRODS & CHEMS INC COM COM 009158106 310 3247 SH SOLE 3247 AKAMAI TECHNOLOGIES COM COM 00971t101 217 6900 SH SOLE 6900 ALPHA NAT RES INC COM COM 02076x102 424 9327 SH SOLE 9327 AMAZON COM INC COM COM 023135106 13704 67017 SH SOLE 67017 157 770 SH DEFINED 770 ANADARKO PETE CORP COM COM 032511107 1205 15700 SH SOLE 15700 APACHE CORP COM COM 037411105 531 4300 SH SOLE 4300 APPLE INC COM 037833100 19783 58935 SH SOLE 58935 236 703 SH DEFINED 703 BAKER HUGHES INC. COM 057224107 1487 20500 SH SOLE 20500 BARRICK GOLD CORP COM 067901108 3594 79359 SH SOLE 79359 53 1160 SH DEFINED 1160 BRIGHAM EXPLORATION COM COM 109178103 374 12500 SH SOLE 12500 CANADIAN NATL RY CO COM COM 136375102 4400 55065 SH SOLE 55065 65 815 SH DEFINED 815 CATERPILLAR INC COM 149123101 7402 69531 SH SOLE 69531 81 765 SH DEFINED 765 CF INDS HLDGS INC COM COM 125269100 978 6900 SH SOLE 6900 CHICAGO BRIDGE & IRON N Y REGI COM 167250109 389 10000 SH SOLE 10000 CHIPOTLE MEXICAN GRILL CL A COM 169656105 10075 32691 SH SOLE 32691 109 355 SH DEFINED 355 CITRIX SYS INC COM COM 177376100 1303 16290 SH SOLE 16290 CLIFFS NATURAL RESOURCES INC COM 18683k101 2228 24100 SH SOLE 24100 COGNIZANT TECH SOLUTNS CL A COM 192446102 268 3660 SH SOLE 3660 CONCHO RESOURCES INC COM 20605p101 527 5742 SH SOLE 5742 CONSOL ENERGY INC COM COM 412 8500 SH SOLE 8500 COSTCO COMPANIES INC COM 22160K105 5108 62880 SH SOLE 62880 73 899 SH DEFINED 899 CUMMINS INC COM COM 231021106 4078 39401 SH SOLE 39401 45 430 SH DEFINED 430 CVS/CAREMARK CORPORATION COM 126650100 7099 188899 SH SOLE 188899 105 2784 SH DEFINED 2784 DECKERS OUTDOOR CORP COM COM 243537107 1378 15632 SH SOLE 15632 DEERE & CO COM COM 244199105 674 8175 SH SOLE 8175 DENDREON CORP COM COM 24823q107 1197 30355 SH SOLE 30355 DEVON ENERGY CORP COM COM 25179m103 441 5600 SH SOLE 5600 DISNEY (WALT) COM 254687106 648 16598 SH SOLE 16598 DOW CHEM CO COM 260543103 6235 173203 SH SOLE 173203 86 2375 SH DEFINED 2375 EXPRESS SCRIPTS INC COM 302182100 304 5625 SH SOLE 5625 F5 NETWORKS INC COM COM 315616102 684 6200 SH SOLE 6200 FEDEX CORP COM 31428x106 3557 37501 SH SOLE 37501 53 561 SH DEFINED 561 FREEPORT MCMORAN COPPER & G COM 35671d857 8082 152777 SH SOLE 152777 85 1602 SH DEFINED 1602 GOOGLE INC CL A COM 38259p508 3843 7590 SH SOLE 7590 55 109 SH DEFINED 109 HALLIBURTON CO COM 406216101 1132 22200 SH SOLE 22200 IBM COM 459200101 8704 50735 SH SOLE 50735 133 773 SH DEFINED 773 ILLUMINA INC COM 452327109 622 8275 SH SOLE 8275 ISHARES SILVER 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68389X105 6853 208239 SH SOLE 208239 108 3280 SH DEFINED 3280 PEABODY ENERGY CORP COM 704549104 7662 130070 SH SOLE 130070 103 1740 SH DEFINED 1740 PEPSICO INC COM 713448108 5242 74431 SH SOLE 74431 90 1281 SH DEFINED 1281 PFIZER INC COM 717081103 4698 228054 SH SOLE 228054 70 3405 SH DEFINED 3405 PHILIP MORRIS INTL INC COM COM 718172109 5428 81298 SH SOLE 81298 68 1011 SH DEFINED 1011 POTASH CORP SASK INC COM COM 73755L107 7218 126657 SH SOLE 126657 78 1365 SH DEFINED 1365 PRAXAIR INC COM 74005P104 9610 88660 SH SOLE 88660 136 1255 SH DEFINED 1255 PRICELINE COM INC COM NEW COM 741503403 410 800 SH SOLE 800 PROCTER & GAMBLE CO COM 742718109 5345 84088 SH SOLE 84088 88 1379 SH DEFINED 1379 PROSHARES TR II ULTRA SILVER COM 74347w841 330 2000 SH SOLE 2000 QEP RES INC COM COM 74733v100 3421 81774 SH SOLE 81774 51 1215 SH DEFINED 1215 ROPER INDUSTRIES COM 776696106 682 8190 SH SOLE 8190 SALESFORCE COM INC COM COM 79466l302 9848 66104 SH SOLE 66104 108 725 SH DEFINED 725 SANDISK CORP COM COM 80004c101 423 10200 SH SOLE 10200 SOUTHERN COPPER CORPORATION COM 84265v105 215 6535 SH SOLE 6535 SPDR GOLD TRUST SHARE COM 78463v107 5518 37791 SH SOLE 37791 66 455 SH DEFINED 455 STERICYCLE INC COM COM 858912108 964 10815 SH SOLE 10815 TRANSOCEAN SEDCO COM h8817h100 3681 57024 SH SOLE 57024 51 790 SH DEFINED 790 UNION PAC CORP COM COM 907818108 836 8010 SH SOLE 8010 UNITED STATES STL CORP NEW COM 912909108 847 18400 SH SOLE 18400 UNITED TECHNOLOGIES CORP COM 913017109 6502 73455 SH SOLE 73455 84 946 SH DEFINED 946 VMWARE INC CL A COM COM 928563402 9694 96717 SH SOLE 96717 116 1160 SH DEFINED 1160 WATSON PHARMACEUTICALS COM 942683103 285 4140 SH SOLE 4140 WHITING PETE CORP NEW COM COM 966387102 313 5500 SH SOLE 5500 WYNN RESORTS LTD COM COM 983134107 6740 46955 SH SOLE 46955 77 535 SH DEFINED 535 YUM BRANDS COM 988498101 236 4270 SH SOLE 4270 ARM HLDGS PLC SPONSORED ADR ADR 042068106 593 20850 SH SOLE 20850 BAIDU INC SPON ADR REP A ADR 056752108 2917 20813 SH SOLE 20813 COMPANHIA DE BEBIDAS SPON ADR ADR 20441w203 2103 62350 SH SOLE 62350 31 910 SH DEFINED 910 NESTLE S A SPONSORED ADR ADR 641069406 2010 32398 SH SOLE 32398 30 490 SH DEFINED 490 RANDGOLD RES LTD ADR ADR 752344309 1101 13100 SH SOLE 13100 SIEMENS A G SPONSORED ADR ADR 826197501 3160 22979 SH SOLE 22979 47 340 SH DEFINED 340 VALE S A ADR ADR 91912e105 216 6775 SH SOLE 6775