0001078635-11-000008.txt : 20110712
0001078635-11-000008.hdr.sgml : 20110712
20110711173215
ACCESSION NUMBER: 0001078635-11-000008
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110630
FILED AS OF DATE: 20110712
DATE AS OF CHANGE: 20110711
EFFECTIVENESS DATE: 20110712
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: WINDWARD CAPITAL MANAGEMENT CO /CA
CENTRAL INDEX KEY: 0001078635
IRS NUMBER: 954553859
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11829
FILM NUMBER: 11962550
BUSINESS ADDRESS:
STREET 1: 11111 SANTA MONICA BLVD.
STREET 2: SUITE 1200
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
BUSINESS PHONE: 310 893-3000
MAIL ADDRESS:
STREET 1: 11111 SANTA MONICA BLVD.
STREET 2: SUITE 1200
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
13F-HR
1
inftable0611.txt
WINDWARD CAPITAL MANAGMENT 06-30-2011
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 2011
Check here if Amendment
| |; Amendment Number:
This Amendment (Check only one.): | | is a restatement.
| | adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Windward Capital Management Company
Address: 11111 Santa Monica Blvd., Suite 1200
Form 13F File Number: 28-11829
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Stephan R. Pene
Title: Chief Financial Officer
Phone: 310 893-3006
Signature, Place, and Date of Signing:
/s/ Stephan R. Pene Los Angeles, CA July 11, 2011
Report Type (Check only one.):
|X| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
|_| 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
|_| 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 128
Form 13F Information Table Value Total: $86,018,000
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
ABERCROMBIE & FITCH CO CL A COM 002896207 482 7200 SH SOLE 7200
ACCENTURE LTD CL A COM G1151C101 6538 108214 SH SOLE 108214
88 1455 SH DEFINED 1455
AGILENT TECHNOLOGIES COM 00846u101 417 8155 SH SOLE 8155
AGNICO EAGLE MINES LTD COM COM 008474108 439 6960 SH SOLE 6960
AGRIUM INC COM COM 008916108 1079 12300 SH SOLE 12300
AIR PRODS & CHEMS INC COM COM 009158106 310 3247 SH SOLE 3247
AKAMAI TECHNOLOGIES COM COM 00971t101 217 6900 SH SOLE 6900
ALPHA NAT RES INC COM COM 02076x102 424 9327 SH SOLE 9327
AMAZON COM INC COM COM 023135106 13704 67017 SH SOLE 67017
157 770 SH DEFINED 770
ANADARKO PETE CORP COM COM 032511107 1205 15700 SH SOLE 15700
APACHE CORP COM COM 037411105 531 4300 SH SOLE 4300
APPLE INC COM 037833100 19783 58935 SH SOLE 58935
236 703 SH DEFINED 703
BAKER HUGHES INC. COM 057224107 1487 20500 SH SOLE 20500
BARRICK GOLD CORP COM 067901108 3594 79359 SH SOLE 79359
53 1160 SH DEFINED 1160
BRIGHAM EXPLORATION COM COM 109178103 374 12500 SH SOLE 12500
CANADIAN NATL RY CO COM COM 136375102 4400 55065 SH SOLE 55065
65 815 SH DEFINED 815
CATERPILLAR INC COM 149123101 7402 69531 SH SOLE 69531
81 765 SH DEFINED 765
CF INDS HLDGS INC COM COM 125269100 978 6900 SH SOLE 6900
CHICAGO BRIDGE & IRON N Y REGI COM 167250109 389 10000 SH SOLE 10000
CHIPOTLE MEXICAN GRILL CL A COM 169656105 10075 32691 SH SOLE 32691
109 355 SH DEFINED 355
CITRIX SYS INC COM COM 177376100 1303 16290 SH SOLE 16290
CLIFFS NATURAL RESOURCES INC COM 18683k101 2228 24100 SH SOLE 24100
COGNIZANT TECH SOLUTNS CL A COM 192446102 268 3660 SH SOLE 3660
CONCHO RESOURCES INC COM 20605p101 527 5742 SH SOLE 5742
CONSOL ENERGY INC COM COM 412 8500 SH SOLE 8500
COSTCO COMPANIES INC COM 22160K105 5108 62880 SH SOLE 62880
73 899 SH DEFINED 899
CUMMINS INC COM COM 231021106 4078 39401 SH SOLE 39401
45 430 SH DEFINED 430
CVS/CAREMARK CORPORATION COM 126650100 7099 188899 SH SOLE 188899
105 2784 SH DEFINED 2784
DECKERS OUTDOOR CORP COM COM 243537107 1378 15632 SH SOLE 15632
DEERE & CO COM COM 244199105 674 8175 SH SOLE 8175
DENDREON CORP COM COM 24823q107 1197 30355 SH SOLE 30355
DEVON ENERGY CORP COM COM 25179m103 441 5600 SH SOLE 5600
DISNEY (WALT) COM 254687106 648 16598 SH SOLE 16598
DOW CHEM CO COM 260543103 6235 173203 SH SOLE 173203
86 2375 SH DEFINED 2375
EXPRESS SCRIPTS INC COM 302182100 304 5625 SH SOLE 5625
F5 NETWORKS INC COM COM 315616102 684 6200 SH SOLE 6200
FEDEX CORP COM 31428x106 3557 37501 SH SOLE 37501
53 561 SH DEFINED 561
FREEPORT MCMORAN COPPER & G COM 35671d857 8082 152777 SH SOLE 152777
85 1602 SH DEFINED 1602
GOOGLE INC CL A COM 38259p508 3843 7590 SH SOLE 7590
55 109 SH DEFINED 109
HALLIBURTON CO COM 406216101 1132 22200 SH SOLE 22200
IBM COM 459200101 8704 50735 SH SOLE 50735
133 773 SH DEFINED 773
ILLUMINA INC COM 452327109 622 8275 SH SOLE 8275
ISHARES SILVER TRUST ISHARES COM 46428q109 4552 134520 SH SOLE 134520
47 1400 SH DEFINED 1400
JOHNSON & JOHNSON COM 478160104 3314 49816 SH SOLE 49816
49 743 SH DEFINED 743
JOY GLOBAL INC COM 481165108 1057 11100 SH SOLE 11100
LAS VEGAS SANDS CORP COM COM 517834107 1346 31895 SH SOLE 31895
LIFE TECHNOLOGIES CORP COM COM 53217v109 290 5570 SH SOLE 5570
MCDONALD'S CORP COM 580135101 5756 68265 SH SOLE 68265
87 1027 SH DEFINED 1027
MOLYCORP INC DEL COM COM 608753109 1221 20000 SH SOLE 20000
MOSAIC COMPANY NEW COM 61945c103 1179 17410 SH SOLE 17410
NATIONAL-OILWELL VARCO INC COM 637071101 2166 27700 SH SOLE 27700
NETAPP INC COM COM 64110d104 251 4750 SH SOLE 4750
NETFLIX INC COM COM 64110l106 11060 42102 SH SOLE 42102
122 465 SH DEFINED 465
NEWMONT MINING CORP COM 651639106 383 7100 SH SOLE 7100
NIKE INC CL B COM 654106103 1920 21342 SH SOLE 21342
30 335 SH DEFINED 335
NOBLE DRILLING CORP COM COM h5833n103 591 15000 SH SOLE 15000
OPENTABLE INC COM COM 68372a104 316 3800 SH SOLE 3800
ORACLE CORP COM 68389X105 6853 208239 SH SOLE 208239
108 3280 SH DEFINED 3280
PEABODY ENERGY CORP COM 704549104 7662 130070 SH SOLE 130070
103 1740 SH DEFINED 1740
PEPSICO INC COM 713448108 5242 74431 SH SOLE 74431
90 1281 SH DEFINED 1281
PFIZER INC COM 717081103 4698 228054 SH SOLE 228054
70 3405 SH DEFINED 3405
PHILIP MORRIS INTL INC COM COM 718172109 5428 81298 SH SOLE 81298
68 1011 SH DEFINED 1011
POTASH CORP SASK INC COM COM 73755L107 7218 126657 SH SOLE 126657
78 1365 SH DEFINED 1365
PRAXAIR INC COM 74005P104 9610 88660 SH SOLE 88660
136 1255 SH DEFINED 1255
PRICELINE COM INC COM NEW COM 741503403 410 800 SH SOLE 800
PROCTER & GAMBLE CO COM 742718109 5345 84088 SH SOLE 84088
88 1379 SH DEFINED 1379
PROSHARES TR II ULTRA SILVER COM 74347w841 330 2000 SH SOLE 2000
QEP RES INC COM COM 74733v100 3421 81774 SH SOLE 81774
51 1215 SH DEFINED 1215
ROPER INDUSTRIES COM 776696106 682 8190 SH SOLE 8190
SALESFORCE COM INC COM COM 79466l302 9848 66104 SH SOLE 66104
108 725 SH DEFINED 725
SANDISK CORP COM COM 80004c101 423 10200 SH SOLE 10200
SOUTHERN COPPER CORPORATION COM 84265v105 215 6535 SH SOLE 6535
SPDR GOLD TRUST SHARE COM 78463v107 5518 37791 SH SOLE 37791
66 455 SH DEFINED 455
STERICYCLE INC COM COM 858912108 964 10815 SH SOLE 10815
TRANSOCEAN SEDCO COM h8817h100 3681 57024 SH SOLE 57024
51 790 SH DEFINED 790
UNION PAC CORP COM COM 907818108 836 8010 SH SOLE 8010
UNITED STATES STL CORP NEW COM 912909108 847 18400 SH SOLE 18400
UNITED TECHNOLOGIES CORP COM 913017109 6502 73455 SH SOLE 73455
84 946 SH DEFINED 946
VMWARE INC CL A COM COM 928563402 9694 96717 SH SOLE 96717
116 1160 SH DEFINED 1160
WATSON PHARMACEUTICALS COM 942683103 285 4140 SH SOLE 4140
WHITING PETE CORP NEW COM COM 966387102 313 5500 SH SOLE 5500
WYNN RESORTS LTD COM COM 983134107 6740 46955 SH SOLE 46955
77 535 SH DEFINED 535
YUM BRANDS COM 988498101 236 4270 SH SOLE 4270
ARM HLDGS PLC SPONSORED ADR ADR 042068106 593 20850 SH SOLE 20850
BAIDU INC SPON ADR REP A ADR 056752108 2917 20813 SH SOLE 20813
COMPANHIA DE BEBIDAS SPON ADR ADR 20441w203 2103 62350 SH SOLE 62350
31 910 SH DEFINED 910
NESTLE S A SPONSORED ADR ADR 641069406 2010 32398 SH SOLE 32398
30 490 SH DEFINED 490
RANDGOLD RES LTD ADR ADR 752344309 1101 13100 SH SOLE 13100
SIEMENS A G SPONSORED ADR ADR 826197501 3160 22979 SH SOLE 22979
47 340 SH DEFINED 340
VALE S A ADR ADR 91912e105 216 6775 SH SOLE 6775