SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
TRAGER SCOTT

(Last) (First) (Middle)
601 WEST MARKET STREET

(Street)
LOUISVILLE KY 40202

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
REPUBLIC BANCORP INC /KY/ [ RBCAA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
X Officer (give title below) Other (specify below)
Vice Chairman
3. Date of Earliest Transaction (Month/Day/Year)
11/14/2018
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 11/14/2018 F 887 D $44.82 167,858.023(1) D
Class A Common Stock 35,918.304(2) I By 401(k) Plan
Class A Common Stock 1,985.052(5) I By Jaytee Properties Limited Partnership(3)
Class A Common Stock 18,962.307(6) I By Teebank Family Limited Partnership(4)
Class A Common Stock 51,697 I By Trager Family Irrevocable Trust(9)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (right to buy) $24.47 04/24/2019 04/24/2020 Class A Common Stock 2,750 2,750 D
Employee Stock Option (right to buy) $24.47 04/24/2020 04/24/2021 Class A Common Stock 2,750 2,750 D
Class B Common Stock (10) (11) (12) Class A Common Stock 29,488 29,488 D
Class B Common Stock (10) (11) (12) Class A Common Stock 1,190 1,190 I By 401(k) Plan
Class B Common Stock (10) (11) (12) Class A Common Stock 444.787 444.787(7) I By Jaytee Properties Limited Partnership(3)
Class B Common Stock (10) (11) (12) Class A Common Stock 2,486.252 2,486.252(8) I By Teebank Family Limited Partnership(4)
Class B Common Stock (10) (11) (12) Class A Common Stock 4,107 4,107 I By Trager Family Irrevocable Trust(9)
Explanation of Responses:
1. Includes 121.681 shares acquired under the Issuer's dividend reinvestment plan.
2. Reflects additions to and change in value of shares held under the Issuer's 401(k) plan since the date of the reporting person's last ownership report.
3. Jaytee Properties Limited Partnership is a family limited partnership of which the reporting person is a limited partner.
4. Teebank Family Limited Partnership is a family limited partnership of which the reporting person is a limited partner.
5. Reflects an additional 4.500 Class A shares represented by Jaytee limited partnership units resulting from a redemption of a former limited partner's Jaytee and Teebank interests for cash (the "LP Redemption").
6. Reflects an additional 42.990 Class A shares represented by Teebank limited partnership units resulting from the LP Redemption.
7. Reflects an additional 1.009 Class B shares represented by Jaytee limited partnership units resulting from the LP Redemption.
8. Reflects an additional 5.637 Class B shares represented by Teebank limited partnership units resulting from the LP Redemption.
9. Trager Family Irrevocable Trust is a family trust of which the reporting person is a co-trustee and a beneficiary.
10. Conversion from Class B Common Stock to Class A Common Stock is on a share for share basis.
11. Immediate.
12. None.
/s/ Scott Trager 11/16/2018
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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