SEC Form 5
FORM 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0362
Estimated average burden
hours per response: 1.0
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
  
Form 3 Holdings Reported.
  
Form 4 Transactions Reported.
1. Name and Address of Reporting Person*
TRAGER STEVE

(Last) (First) (Middle)
601 WEST MARKET STREET

(Street)
LOUISVILLE KY 40202

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
REPUBLIC BANCORP INC /KY/ [ RBCAA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
X Officer (give title below) Other (specify below)
President and CEO
3. Statement for Issuer's Fiscal Year Ended (Month/Day/Year)
12/31/2011
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned at end of Issuer's Fiscal Year (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Amount (A) or (D) Price
Class A Common Stock 11/29/2011 G 4,125 D $0 81,276 D
Class A Common Stock 1,733,949.506 I By Teebank Family Limited Partnership(1)
Class A Common Stock 08/01/2011 G(3) 58,317.709 A $0 239,834.674 I By Jaytee Properties Limited Partnership(2)
Class A Common Stock 08/01/2011 G(3) 58,317.709 A $0 298,152.383 I By Jaytee Properties Limited Partnership(2)
Class A Common Stock 11/01/2011 G(3) 862.581 A $0 299,014.964 I By Jaytee Properties Limited Partnership(2)
Class A Common Stock 11/01/2011 G(3) 1,068.845 A $0 300,083.809 I By Jaytee Properties Limited Partnership(2)
Class A Common Stock 11/01/2011 G(3) 1,068.845 A $0 301,152.654 I By Jaytee Properties Limited Partnership(2)
Class A Common Stock 11/01/2011 G(4) 2,137.69 D $0 299,014.964 I By Jaytee Properties Limited Partnership(2)
Class A Common Stock 11/01/2011 G(4) 1,068.845 A $0 300,083.809 I By Jaytee Properties Limited Partnership(2)
Class A Common Stock 11/01/2011 G(4) 1,068.845 A $0 301,152.654 I By Jaytee Properties Limited Partnership(2)
Class A Common Stock 7,748 I By spouse(5)
Class A Common Stock 7,573 I By 401(k) Plan
Class A Common Stock 4,341.7304 I By ESOP
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
(A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Class B Common Stock (6) (7) (8) Class A Common Stock 227,347.59 227,347.59 I By Teebank Family Limited Partnership(1)
Class B Common Stock (6) 08/01/2011 G(3) 13,067.132 (7) (8) Class A Common Stock 13,067.132 $0 53,739.272 I By Jaytee Properties Limited Partnership(2)
Class B Common Stock (6) 08/01/2011 G(3) 13,067.132 (7) (8) Class A Common Stock 13,067.132 $0 66,806.404 I By Jaytee Properties Limited Partnership(2)
Class B Common Stock (6) 11/01/2011 G(3) 193.275 (7) (8) Class A Common Stock 193.275 $0 66,999.679 I By Jaytee Properties Limited Partnership(2)
Class B Common Stock (6) 11/01/2011 G(3) 239.494 (7) (8) Class A Common Stock 239.494 $0 67,239.173 I By Jaytee Properties Limited Partnership(2)
Class B Common Stock (6) 11/01/2011 G(3) 239.494 (7) (8) Class A Common Stock 239.494 $0 67,478.667 I By Jaytee Properties Limited Partnership(2)
Class B Common Stock (6) 11/01/2011 G(4) 478.988 (7) (8) Class A Common Stock 478.988 $0 66,999.679 I By Jaytee Properties Limited Partnership(2)
Class B Common Stock (6) 11/01/2011 G(4) 239.494 (7) (8) Class A Common Stock 239.494 $0 67,239.173 I By Jaytee Properties Limited Partnership(2)
Class B Common Stock (6) 11/01/2011 G(4) 239.494 (7) (8) Class A Common Stock 239.494 $0 67,478.667 I By Jaytee Properties Limited Partnership(2)
Class B Common Stock (6) (7) (8) Class A Common Stock 17,014 17,014 D
Class B Common Stock (6) (7) (8) Class A Common Stock 1,214.5 1,214.5 I By 401(k) Plan
Explanation of Responses:
1. Teebank Family Limited Partnership ("Teebank") is a family limited partnership of which the reporting person is general partner and a limited partner and of which trusts for the benefit of, among others, the reporting person and the reporting person's two children are limited partners. The reporting person disclaims beneficial ownership of the reported securites except to the extent of his pecuniary interest therein.
2. Jaytee Properties Limited Partnership ("Jaytee") is a family limited partnership of which the reporting person is general partner and a limited partner and of which trusts for the benefit of, among others, the reporting person and the reporting person's two children are limited partners. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
3. Gifts reported herein consisted of units representing an interest in the assets of Jaytee.
4. The reporting person gifted partnership units representing an interest in the assets of Jaytee to irrevocable trusts for the benefit of his two children.
5. The reporting person disclaims beneficial ownership of these securities, and the report shall not be deemed an admission that the reporting person is the beneficial owner of such securities.
6. Conversion from Class B Common Stock to Class A Common Stock is on a share for share basis.
7. Immediate.
8. None.
Remarks:
/s/ Steven E. Trager 02/14/2012
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.