-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Vnoor5tWzTHAvuW+STles2PSXyS/7/rtzUYyiifREqcsBIbcbSNOA6LbA3w9WHq3 5zm3V7ciGX74v3KvjN2RyA== 0001006196-00-000003.txt : 20000214 0001006196-00-000003.hdr.sgml : 20000214 ACCESSION NUMBER: 0001006196-00-000003 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000211 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AUDIBLE INC CENTRAL INDEX KEY: 0001077926 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 223407945 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-57711 FILM NUMBER: 534412 BUSINESS ADDRESS: STREET 1: 65 EILLOWBROOK BOULEVARD CITY: WAYNE STATE: NJ ZIP: 07470 BUSINESS PHONE: 9738904070 MAIL ADDRESS: STREET 1: 65 WILLOWBROOK BLVD CITY: WAYNE STATE: NJ ZIP: 07470 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: AT&T VENTURE FUND II LP CENTRAL INDEX KEY: 0001101424 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 943245398 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 295 NORTH MAPLE AVE STREET 2: ROOM 3354A2 CITY: BASKING RIDGE STATE: NJ ZIP: 07920 BUSINESS PHONE: 9082216610 SC 13G 1 SCHEDULE 13 G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Audible, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 05069A104 (CUSIP Number) December 31, 1999 (Date of Event Which Requires Filing of this Statement) - ------------------------------------------------------------------------------------------------------------------ Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |_| Rule 13d-1(b) |_| Rule 13d-1(c) |X| Rule 13d-1(d)
Page 1 of 9 Pages - -------------------------------------- ------------------------------------- --------------------------------------- CUSIP No. 05069A104 Schedule 13G Page 9 of 9 Pages - -------------------------------------- ------------------------------------- ---------------------------------------
- -------- ----------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON: AT&T Venture Fund II, L.P. S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY): - -------- ----------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) |X| - -------- ----------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - -------- ----------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware
- --------------------- ----- ---------------------------------------------------------------------------------------- 5 SOLE VOTING POWER ----- ---------------------------------------------------------------------------------------- NUMBER 6 SHARED VOTING POWER OF SHARES BENEFICIALLY 1,392,202 OWNED BY ----- ---------------------------------------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING PERSON WITH ----- ---------------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 1,392,202
- -------- ----------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,392,202 - -------- ----------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - -------- ----------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.4% - -------- ----------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - -------- -----------------------------------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT! - -------- ----------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON: Neal Douglas S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY): - -------- ----------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) |X| - -------- ----------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - -------- ----------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION USA
- --------------------- ----- ---------------------------------------------------------------------------------------- 5 SOLE VOTING POWER ----- ---------------------------------------------------------------------------------------- NUMBER 6 SHARED VOTING POWER OF SHARES BENEFICIALLY 1,546,891 OWNED BY ----- ---------------------------------------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING PERSON WITH ----- ---------------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 1,546,891
- -------- ----------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,546,891 - -------- ----------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - -------- ----------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 6.0% - -------- ----------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------- -----------------------------------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT! - -------- ----------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON: Richard Bodman S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY): - -------- ----------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) |X| - -------- ----------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - -------- ----------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION USA
- --------------------- ----- ---------------------------------------------------------------------------------------- 5 SOLE VOTING POWER ----- ---------------------------------------------------------------------------------------- NUMBER 6 SHARED VOTING POWER OF SHARES BENEFICIALLY 1,546,891 OWNED BY ----- ---------------------------------------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING PERSON WITH ----- ---------------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 1,546,891
- -------- ----------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,546,891 - -------- ----------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - -------- ----------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 6.0% - -------- ----------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------- -----------------------------------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT! - -------- ----------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON: Brad Burnham S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY): - -------- ----------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) |X| - -------- ----------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - -------- ----------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION USA
- --------------------- ----- ---------------------------------------------------------------------------------------- 5 SOLE VOTING POWER ----- ---------------------------------------------------------------------------------------- NUMBER 6 SHARED VOTING POWER OF SHARES BENEFICIALLY 1,546,891 OWNED BY ----- ---------------------------------------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING PERSON WITH ----- ---------------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 1,546,891
- -------- ----------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,546,891 - -------- ----------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - -------- ----------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 6.0% - -------- ----------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------- -----------------------------------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT! Item 1. (a) Name of Issuer Audible, Inc. (b) Address of Issuer's Principal Executive Offices 65 Willowbrook Boulevard Wayne, N.J. 07470 Item 2. (a) Name of Person Filing The persons listed on Exhibit A (b) Address of Principal Business Office or, if none, Residence c/o AT&T Ventures 295 North Maple Avenue Room 3354A2 Basking Ridge, NJ 07920 (c) Citizenship AT&T Venture Fund II is a limited partnerships organized in the State of Delaware. Neal Douglas, Richard Bodman and Brad Burnham are citizens of the United States of America. (d) Title of Class of Securities Common Stock (e) CUSIP Number 05069A104 Item 3.* If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b), check whether the person filing is a: Not applicable Item 4. Ownership Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount of beneficially owned: ** (b) Percent of class: ** (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote. ** (ii) Shared power to vote or to direct the vote. ** (iii) Sole power to dispose or to direct the disposition of. ** (iv) Shared power to dispose or to direct the disposition of. **
** Lines 5-11 of pages 2-5 of this Schedule are incorporated herein by reference and show, respectively, the ownership of each reporting person. As of December 31, 1999, AT&T Venture Fund II, LP owned 1,392,202 shares of Audible, Inc. common stock. The general partner of AT&T Venture Fund II, LP is Venture Management LLC. Messrs. Douglas, Bodman and Burnham are the managers of Venture Management LLC and, as a result, may be deemed to share the power to vote and dispose of the shares held by AT&T Venture Fund II, LP. Each reporting person disclaims beneficial ownership of shares owned by the partnerships, except to the extent of their interest in the partnerships. As of December 31, 1999, Venture Fund I, LP owned 154,689 shares of Audible, Inc. common stock. The general partner of Venture Fund I, LP is Venture Management I. Messrs. Douglas, Bodman and Burnham are the general partners of Venture Management I and, as a result, m ay be deemed to share the power to vote and dispose of the shares held by Venture Fund I, LP. Subsequent to December 31, 1999, both AT&T Venture Fund II and Venture Fund I made pro-rata distributions of a ll of their holdings of Audible, Inc. common stock to their general and limited partners. Item 5. Ownership of Five Percent or Less of a Class Not applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company Not applicable. Item 8. Identification and Classification of Members of the Group Not applicable. Item 9. Notice of Dissolution of Group Not applicable. Item 10. Certification Not applicable.
SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Statement is true, complete and correct. The parties agree that this statement is filed on behalf of each of them. Dated: February 11, 2000 AT&T VENTURE FUND II, L.P. BY: Venture Management LLC, its General Partner By: /s/ Brad Burnham ----------------------------- Name: Brad Burnham Title: Manager /s/ Neal Douglas -------------------------------- Neal Douglas /s/ Richard Bodman -------------------------------- Richard Bodman /s/ Brad Burnham -------------------------------- Brad Burnham EXHIBIT A AGREEMENT FOR JOINT FILING OF SCHEDULE 13G THE UNDERSIGNED PERSONS agree to file with the Securities and Exchange Commission a joint Schedule 13G on behalf of each of the undersigned with respect to their ownership of shares of Common Stock of Audible, Inc. AT&T VENTURE FUND II, L.P. BY: Venture Management LLC, Its General Partner By:/s/ Brad Burnham -------------------------- Name: Brad Burnham Title: Manager /s/ Neal Douglas -------------------------------- Neal Douglas /s/ Richard Bodman -------------------------------- Richard Bodman /s/ Brad Burnham -------------------------------- Brad Burnham -----END PRIVACY-ENHANCED MESSAGE-----