0000950123-11-090873.txt : 20111020
0000950123-11-090873.hdr.sgml : 20111020
20111020112449
ACCESSION NUMBER: 0000950123-11-090873
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20111020
DATE AS OF CHANGE: 20111020
EFFECTIVENESS DATE: 20111020
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: TEXAS CAPITAL BANCSHARES INC/TX
CENTRAL INDEX KEY: 0001077428
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 752679109
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11275
FILM NUMBER: 111149540
BUSINESS ADDRESS:
STREET 1: 2000 MCKINNEY AVE
STREET 2: SUITE 700
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 2149326600
MAIL ADDRESS:
STREET 1: 2000 MCKINNEY AVE
STREET 2: SUITE 700
CITY: DALLAS
STATE: TX
ZIP: 75201
13F-HR
1
d85115e13fvhr.txt
13F-HR
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 09/30/2011
Check here if Amendment [ ] Amendment Number:
This Amendment [ ] is a restatement
Institutional Investment Manager Filing this Report:
Name: TEXAS CAPITAL BANCSHARES
Address: 2000 MCKINNEY AVE, STE 700
DALLAS, TX 75201
13F File Number: 028-11275
The institutional investment Manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: DAVID A. FOLZ
Title: EXECUTIVE VICE PRESIDENT
Phone: 214-932-6625
Signature, Place, and Date of Signing:
/s/ David A. Folz Dallas, TX 10/03/2011
Report Type (Check only one)
[X] 13F HOLDINGS REPORT
[ ] 13F COMBINATION REPORT
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 164
Form 13F Information Table Value Total: $ 91,867
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment Managers with respect to which this report is filed,
other than the Manager filing this report.
NONE
Page 2
FORM 13F INFORMATION TABLE
VALUE SHS VOTING AUTHORITY
NAME OF ISSUER TITLE X PRN SH PUT INVSTMT OTHER -------------------------
SECURITY NAME OF CLASS CUSIP $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE
----------------- ------------- --------- ------ ------- ---- ----- -------- -------- ----- ------- -----
ABB LTD SPONSORED COMMON STOCK 000375204 334 19580 SH SOLE 19580
ADR
AFLAC INC COM COMMON STOCK 001055102 329 9412 SH SOLE 9412
ABBOTT LABS COMMON STOCK 002824100 415 8115 SH SOLE 775
SOLE 5682
SOLE 1658
15 295 SH OTHER 295
ADECCO S.A. COMMON STOCK 006754204 198 10019 SH SOLE 10019
ADIDAS AG ADR COMMON STOCK 00687A107 324 10645 SH SOLE 10645
AETNA INC NEW COM COMMON STOCK 00817Y108 281 7721 SH SOLE 28
SOLE 7693
15 415 SH OTHER 415
AIR LIQUIDE ADR COMMON STOCK 009126202 250 10720 SH SOLE 10720
ALLIANZ SE SP ADR FOREIGN STOCK 018805101 302 32372 SH SOLE 32372
1/10 SH
APACHE CORP COM COMMON STOCK 037411105 390 4855 SH SOLE 15
SOLE 4840
20 245 SH OTHER 245
APPLIED MATLS INC COMMON STOCK 038222105 359 34675 SH SOLE 120
COM SOLE 34555
19 1850 SH OTHER 1850
ARCHER DANIELS COMMON STOCK 039483102 427 17225 SH SOLE 60
MIDLAND CO SOLE 17165
22 895 SH OTHER 895
COLUMN TOTALS 3700
Page 3
FORM 13F INFORMATION TABLE
VALUE SHS VOTING AUTHORITY
NAME OF ISSUER TITLE X PRN SH PUT INVSTMT OTHER -------------------------
SECURITY NAME OF CLASS CUSIP $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE
----------------- ------------- --------- ------ ------- ---- ----- -------- -------- ----- ------- -----
AXA SPONSORED ADR COMMON STOCK 054536107 275 20906 SH SOLE 20906
BASF-SE COMMON STOCK 055262505 252 4138 SH SOLE 4138
BG PLC ADR FIN COMMON STOCK 055434203 389 4075 SH SOLE 4075
INST N
BSD MED CORP DEL COMMON STOCK 055662100 209 78470 SH SOLE 78470
COM
BAKER HUGHES INC COMMON STOCK 057224107 270 5845 SH SOLE 20
COM SOLE 5825
15 320 SH OTHER 320
BANCO BILBAO VIZ COMMON STOCK 05946K101 210 25773 SH SOLE 25773
CAYA
BANCO SANTANDER COMMON STOCK 05965X109 396 5394 SH SOLE 5394
CHILE NEW SP ADR
BANK OF NEW YORK COMMON STOCK 064058100 293 15765 SH SOLE 60
MELLON CORPCOM SOLE 15705
16 850 SH OTHER 850
BARCLAYS BK PLC MASTER LIMITED 06738C778 15739 377079 PRN SOLE 376781
PARTNERSHIPS SOLE 298
495 11870 PRN OTHER 11118
OTHER 752
BARCLAYS PLC COMMON STOCK 06738E204 262 26775 SH SOLE 26775
BARRICK GOLD CORP COMMON STOCK 067901108 372 7981 SH SOLE 7981
COM
BAXTER INTL INC COMMON STOCK 071813109 313 5575 SH SOLE 20
COM SOLE 5555
16 290 SH OTHER 290
BAYER A G COMMON STOCK 072730302 233 4244 SH SOLE 4244
SPONSORED ADR
COLUMN TOTALS 19755
Page 4
FORM 13F INFORMATION TABLE
VALUE SHS VOTING AUTHORITY
NAME OF ISSUER TITLE X PRN SH PUT INVSTMT OTHER --------------------------
SECURITY NAME OF CLASS CUSIP $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE
----------------- ------------- --------- ------ ------- ---- ----- -------- -------- ------- ------- -----
BHP BILLITON LTD COMMON STOCK 088606108 358 5383 SH SOLE 5383
SPONSORED ADR
BRITISH AMERN TOB COMMON STOCK 110448107 327 3857 SH SOLE 3857
PLC SPONSORED
CSL LIMITED ADR COMMON STOCK 12637N105 257 18126 SH SOLE 18126
CVS COMMON STOCK 126650100 434 12915 SH SOLE 50
SOLE 12865
23 695 SH OTHER 695
CANADIAN NATURAL COMMON STOCK 136385101 220 7521 SH SOLE 7521
RESOURCES
CANON INC ADR COMMON STOCK 138006309 390 8607 SH SOLE 8607
CHEVRON CORP COM COMMON STOCK 166764100 523 5650 SH SOLE 412
SOLE 4443
SOLE 795
22 235 SH OTHER 50
OTHER 185
CLP HOLDINGS LTD COMMON STOCK 18946Q101 232 25847 SH SOLE 25847
SPONSORED ADR
COCA COLA COMMON STOCK 1912EP104 296 16534 SH SOLE 16534
HELLENIC BTTLG CO
AMBEV-CIA DE PREFERRED STOCK 20441W203 336 10977 SH SOLE 10977
BEBIDAS DAS
CORNING INC COM COMMON STOCK 219350105 368 29810 SH SOLE 90
SOLE 29720
19 1560 SH OTHER 1560
CRUSADER ENERGY COMMON STOCK 228834107 1 1110725 SH SOLE 1110725
COLUMN TOTALS 3806
Page 5
FORM 13F INFORMATION TABLE
VALUE SHS VOTING AUTHORITY
NAME OF ISSUER TITLE X PRN SH PUT INVSTMT OTHER --------------------------
SECURITY NAME OF CLASS CUSIP $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE
----------------- ------------- --------- ------ ------- ---- ----- -------- -------- ------- ------- -----
CRUSADER ENERGY COMMON STOCK 228834107 1 1110725 SH
DANONE SPONSORED COMMON STOCK 23636T100 202 16233 SH SOLE 16233
ADR
DASSAULT SYS S A COMMON STOCK 237545108 328 4630 SH SOLE 4630
SPONSORED ADR
DEVON ENERGY CORP COMMON STOCK 25179M103 407 7338 SH SOLE 23
NEW COM SOLE 7315
21 380 SH OTHER 380
EDAP TMS S. A. COMMON STOCK 268311107 18 10000 SH SOLE 10000
EATON CORP COM COMMON STOCK 278058102 314 8855 SH SOLE 30
SOLE 8825
16 440 SH OTHER 440
ENBRIDGE INC COM COMMON STOCK 29250N105 464 14519 SH SOLE 14519
ERICSSON L M TEL COMMON STOCK 294821608 271 28360 SH SOLE 28360
CO ADR B SEK 10
ERSTE BK DER COMMON STOCK 296036304 214 16428 SH SOLE 16428
EXXON COMMON STOCK 30231G102 2513 34603 SH SOLE 7139
SOLE 1650
SOLE 25814
3172 43675 SH OTHER 1000
OTHER 42675
FANUC CORP COMMON STOCK 307305102 519 22398 SH SOLE 22398
FRESENIUS COMMON STOCK 358029106 349 5164 SH SOLE 5164
GIVAUDAN S. A. F COMMON STOCK 37636P108 216 13794 SH SOLE 13794
GLAXOSMITHKLINE COMMON STOCK 37733W105 294 7129 SH SOLE 925
PLC SPONSORED SOLE 4219
SOLE 1985
COLUMN TOTALS 9318
Page 6
FORM 13F INFORMATION TABLE
VALUE SHS VOTING AUTHORITY
NAME OF ISSUER TITLE X PRN SH PUT INVSTMT OTHER --------------------------
SECURITY NAME OF CLASS CUSIP $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE
----------------- ------------- --------- ------ ------- ---- ----- -------- -------- ------- ------- -----
GLAXOSMITHKLINE COMMON STOCK 37733W105 294 7129 SH
GRUPO TELEVISA SA COMMON STOCK 40049J206 298 16209 SH SOLE 16209
DE CV SP ADR
HSBC HLDGS PLC COMMON STOCK 404280406 347 9110 SH SOLE 9110
HALLIBURTON CO COMMON STOCK 406216101 371 12170 SH SOLE 40
COM SOLE 12130
18 605 SH OTHER 605
HENKEL LTD COMMON STOCK 42550U208 295 5474 SH SOLE 5474
PARTNERSHIP SPON
HENNES & MAURITZ COMMON STOCK 425883105 356 60207 SH SOLE 60207
AB ADR
HESS CORP COM COMMON STOCK 42809H107 473 9020 SH SOLE 30
SOLE 8990
26 490 SH OTHER 490
HONDA MOTOR LTD COMMON STOCK 438128308 475 16279 SH SOLE 16279
AMERN SHS
HONEYWELL INTL COMMON STOCK 438516106 471 10725 SH SOLE 43
SOLE 10682
26 600 SH OTHER 600
HOSPIRA INC COM COMMON STOCK 441060100 261 7064 SH SOLE 22
SOLE 7042
13 345 SH OTHER 345
ADRINDUSTRIA DED COMMON STOCK 455793109 476 27446 SH SOLE 27446
ISENOF
INFOSYS COMMON STOCK 456788108 335 6565 SH SOLE 6565
COLUMN TOTALS 4241
Page 7
FORM 13F INFORMATION TABLE
VALUE SHS VOTING AUTHORITY
NAME OF ISSUER TITLE X PRN SH PUT INVSTMT OTHER --------------------------
SECURITY NAME OF CLASS CUSIP $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE
----------------- ------------- --------- ------ ------- ---- ----- -------- -------- ------- ------- -----
INFOSYS COMMON STOCK 456788108 335 6565 SH
ISHARES INC MSCI COMMON STOCK 464286848 507 53563 SH SOLE 53563
ISHARES ETF-EQUITY 464287630 223 3907 SH SOLE 3907
ISREAL CHEM LTD COMMON STOCK 465036200 160 13879 SH SOLE 13879
J P MORGAN CHASE MASTER LIMITED 46625H365 5415 159021 PRN SOLE 158979
PARTNERSHIPS SOLE 42
211 6192 PRN OTHER 5792
OTHER 400
KBR INC COMMON STOCK 48242W106 274 11585 SH SOLE 45
SOLE 11540
15 625 SH OTHER 625
KONINKLIJKE AHOLD COMMON STOCK 500467402 154 13323 SH SOLE 13323
N V SPON ADR
KUBOTA CORP COMMON STOCK 501173207 284 7120 SH SOLE 7120
(FORMERLY KUBOTA
KYOCERA CORP COMMON STOCK 501556203 249 2989 SH SOLE 2989
LVMH MOET COMMON STOCK 502441306 381 14346 SH SOLE 14346
HENNESSY LOU VUI
LOUISIANA CENT MASTER LIMITED 546234204 130 50 PRN SOLE 50
OIL & GAS CO UT PARTNERSHIPS
104 40 PRN OTHER 40
MCDONALDS CORP COMMON STOCK 580135101 212 2415 SH SOLE 750
COM SOLE 1665
MEDTRONIC COMMON STOCK 585055106 460 13852 SH SOLE 50
SOLE 13802
25 750 SH OTHER 750
COLUMN TOTALS 8804
Page 8
FORM 13F INFORMATION TABLE
VALUE SHS VOTING AUTHORITY
NAME OF ISSUER TITLE X PRN SH PUT INVSTMT OTHER --------------------------
SECURITY NAME OF CLASS CUSIP $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE
----------------- ------------- --------- ------ ------- ---- ----- -------- -------- ------- ------- -----
METLIFE INC COMMON STOCK 59156R108 424 15120 SH SOLE 50
SOLE 15070
22 795 SH OTHER 795
METTLER TOLEDO I COMMON STOCK 592688105 362 2584 SH SOLE 2584
NTERNATIONALCOM
MOL MAGYAR COMMON STOCK 608464202 205 5921 SH SOLE 5921
OLAJ-ES GAZIPARI
MOSAIC CO COMMON STOCK 61945C103 384 7850 SH SOLE 30
SOLE 7820
21 430 SH OTHER 430
MUNICH RE GROUP COMMON STOCK 626188106 363 29018 SH SOLE 29018
ADR
NII HLDGS INC CL COMMON STOCK 62913F201 213 7910 SH SOLE 7910
B NEW
NTT DOCOMO INC COMMON STOCK 62942M201 198 10824 SH SOLE 10824
SPONS ADR
NYSE EURONEXT COM COMMON STOCK 629491101 277 11935 SH SOLE 40
SOLE 11895
15 640 SH OTHER 640
NATIONAL OILWELL COMMON STOCK 637071101 391 7630 SH SOLE 20
VARCO INC COM SOLE 7610
18 345 SH OTHER 345
NAVISTAR INTL COMMON STOCK 63934E108 272 8465 SH SOLE 30
CORP NEW COM SOLE 8435
14 450 SH OTHER 450
COLUMN TOTALS 3179
Page 9
FORM 13F INFORMATION TABLE
VALUE SHS VOTING AUTHORITY
NAME OF ISSUER TITLE X PRN SH PUT INVSTMT OTHER --------------------------
SECURITY NAME OF CLASS CUSIP $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE
----------------- ------------- --------- ------ ------- ---- ----- -------- -------- ------- ------- -----
NAVISTAR INTL COMMON STOCK 63934E108 14 450 SH
NESTLE S A COMMON STOCK 641069406 358 6501 SH SOLE 6501
SPONSORED ADR
NIDEC CORP COMMON STOCK 654090109 342 17061 SH SOLE 17061
SPONSORED ADR
NITTO DENKO CORP COMMON STOCK 654802206 279 7112 SH SOLE 7112
NORFOLK SOUTHERN COMMON STOCK 655844108 413 6770 SH SOLE 30
CORP COM SOLE 6740
24 395 SH OTHER 395
NOVARTIS A G COMMON STOCK 66987V109 397 7119 SH SOLE 721
SPONSORED ADR SOLE 4928
SOLE 1470
ON SEMICONDUCTOR COMMON STOCK 682189105 300 41740 SH SOLE 150
CORP SOLE 41590
17 2310 SH OTHER 2310
PHILIP MORRIS COMMON STOCK 718172109 334 5357 SH SOLE 5357
INTL INC COM
PRUDENTIAL PLC COMMON STOCK 74435K204 341 20010 SH SOLE 20010
ADR
RECKITT BENCKISER COMMON STOCK 756255105 297 29446 SH SOLE 29446
GROUP PLC ADR
ROYAL DUTCH SHELL COMMON STOCK 780259107 802 12930 SH SOLE 605
PLC SOLE 11220
SOLE 1105
25 410 SH OTHER 410
RYANAIR HLDGS PLC COMMON STOCK 783513104 232 9017 SH SOLE 9017
SPONSORED ADR
COLUMN TOTALS 4161
Page 10
FORM 13F INFORMATION TABLE
VALUE SHS VOTING AUTHORITY
NAME OF ISSUER TITLE X PRN SH PUT INVSTMT OTHER --------------------------
SECURITY NAME OF CLASS CUSIP $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE
----------------- ------------- --------- ------ ------- ---- ----- -------- -------- ------- ------- -----
SKF AG ADR COMMON STOCK 784375404 322 16989 SH SOLE 16989
SAB MILLER PLC COMMON STOCK 78572M105 272 8396 SH SOLE 8396
SANDVIK AB ADR COMMON STOCK 800212201 284 24607 SH SOLE 24607
SIEMENS A G COMMON STOCK 826197501 372 4146 SH SOLE 4146
SPONSORED ADR
SMITH & NEPHEW COMMON STOCK 83175M205 255 5715 SH SOLE 5715
PLC SPDN ADR NEW
SOCIEDAD QUIMICA COMMON STOCK 833635105 240 5011 SH SOLE 5011
Y MINERA DE
SPRINT NEXTEL COMMON STOCK 852061100 432 142180 SH SOLE 510
CORP COM FON SOLE 141670
23 7680 SH OTHER 7680
SVENSKA CELLULOSA COMMON STOCK 869587402 236 19442 SH SOLE 19442
SYNGENTA AG COMMON STOCK 87160A100 244 4707 SH SOLE 4707
SPONSORED ADR
TAIWAN COMMON STOCK 874039100 355 31063 SH SOLE 31063
SEMICONDUCTOR MFG
TARGET CORP COMMON STOCK 87612E106 566 11550 SH SOLE 45
SOLE 11505
30 605 SH OTHER 605
TEVA FOREIGN STOCK 881624209 560 15045 SH SOLE 23
PHARMACEUTICAL SOLE 15022
INDS LTDADR
14 375 SH OTHER 375
TEXAS CAPITAL COMMON STOCK 88224Q107 1149 50281 SH SOLE 50281
BANCSHARES, INC.
TIME WARNER INC COMMON STOCK 887317303 303 10105 SH SOLE 40
SOLE 10065
COLUMN TOTALS 5657
Page 11
FORM 13F INFORMATION TABLE
VALUE SHS VOTING AUTHORITY
NAME OF ISSUER TITLE X PRN SH PUT INVSTMT OTHER --------------------------
SECURITY NAME OF CLASS CUSIP $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE
----------------- ------------- --------- ------ ------- ---- ----- -------- -------- ------- ------- -----
TIME WARNER INC COMMON STOCK 887317303 303 10105 SH
17 565 SH OTHER 565
TORONTO DOMINION COMMON STOCK 891160509 611 8606 SH SOLE 8606
BK ONT COM NEW
UNILEVER N V N Y COMMON STOCK 904784709 409 13000 SH SOLE 1280
SHS NEW SOLE 9095
SOLE 2625
15 475 SH OTHER 475
UNION COMMON STOCK 907818108 295 3614 SH SOLE 14
SOLE 3600
16 195 SH OTHER 195
UNITED OVERSEAS COMMON STOCK 911271302 401 15815 SH SOLE 15815
BK LTD SPONSORED
VANGUARD ETF-EQUITY 922908595 882 13194 SH SOLE 13194
VANGUARD ETF-EQUITY 922908736 21566 385524 SH SOLE 385074
SOLE 450
1980 35400 SH OTHER 34457
OTHER 943
VODAFONE GROUP COMMON STOCK 92857W209 760 29616 SH SOLE 60
PLC NEW SPONS ADR SOLE 29556
23 900 SH OTHER 900
WAL MART DE COMMON STOCK 93114W107 304 13206 SH SOLE 13206
MEXICO S A B DE
WESTERN UN CO COM COMMON STOCK 959802109 430 28145 SH SOLE 100
COLUMN TOTALS 27709
Page 12
FORM 13F INFORMATION TABLE
VALUE SHS VOTING AUTHORITY
NAME OF ISSUER TITLE X PRN SH PUT INVSTMT OTHER --------------------------
SECURITY NAME OF CLASS CUSIP $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE
----------------- ------------- --------- ------ ------- ---- ----- -------- -------- ------- ------- -----
WESTERN UN CO COM COMMON STOCK 959802109 430 28145 SH SOLE 28045
23 1495 SH OTHER 1495
COOPER INDUSTRIES COMMON STOCK G24140108 280 6080 SH SOLE 20
SOLE 6060
15 315 SH OTHER 315
WILLIS GROUP COMMON STOCK G96666105 291 8465 SH SOLE 30
HOLDINGS PLC SOLE 8435
15 450 SH OTHER 450
ACE LTD SHS COMMON STOCK H0023R105 299 4933 SH SOLE 18
SOLE 4915
16 265 SH OTHER 265
FLEXTRONICS INTL COMMON STOCK Y2573F102 576 102341 SH SOLE 280
LTD ORD SOLE 102061
22 3855 SH OTHER 3855
COLUMN TOTALS 1537
AGGREGATE TOTAL 91867
Page 13