0001144204-13-065466.txt : 20131204 0001144204-13-065466.hdr.sgml : 20131204 20131204102439 ACCESSION NUMBER: 0001144204-13-065466 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131202 FILED AS OF DATE: 20131204 DATE AS OF CHANGE: 20131204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEOGENOMICS INC CENTRAL INDEX KEY: 0001077183 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-TESTING LABORATORIES [8734] IRS NUMBER: 742897368 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12701 COMMONWEALTH DRIVE STREET 2: SUITE 9 CITY: FORT MYERS STATE: FL ZIP: 33913 BUSINESS PHONE: 9419231949 MAIL ADDRESS: STREET 1: 12701 COMMONWEALTH DRIVE STREET 2: SUITE 9 CITY: FORT MYERS STATE: FL ZIP: 33913 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN COMMUNICATIONS ENTERPRISES INC DATE OF NAME CHANGE: 19990120 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GASPARINI ROBERT P CENTRAL INDEX KEY: 0001518647 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35756 FILM NUMBER: 131256157 MAIL ADDRESS: STREET 1: 12701 COMMONWEALTH DRIVE STREET 2: SUITE 9 CITY: FORT MYERS STATE: FL ZIP: 33913 4 1 form463838_20131204102313-.xml X0306 4 2013-12-02 0 0001077183 NEOGENOMICS INC NEO 0001518647 GASPARINI ROBERT P C/O NEOGENOMICS, INC. 12701 COMMONWEALTH DRIVE SUITE 9 FORT MYERS FL US 33913 0 1 0 0 Chief Science Officer Common Stock 2013-12-02 4 A 0 100000 0.25 A 110000 D Common Stock 2013-12-02 4 S 0 1746 3.7 D 108254 D Common Stock 2013-12-02 4 S 0 8254 3.63 D 100000 D Common Stock 2013-12-03 4 S 0 22146 3.68 D 77854 D Stock Option (Right to buy) 0.25 2013-12-02 4 X 0 100000 0.25 A 2005-01-03 2015-01-03 Common Stock 0 425000 D Stock Option (Right to buy) 1.47 2007-02-13 2017-02-13 Common Stock 0 100000 D Stock Option (Right to buy) 0.8 2008-03-12 2015-03-12 Common Stock 0 584000 D Stock Option (Right to buy) 0.62 2009-12-31 2016-02-01 Common Stock 0 150000 D On March 12, 2008 Mr. Gasparini was granted an option to purchase 784,000 shares. The first vesting and exercisable date was March 12, 2008. On this date 24,000 options vested and then there was to be 45 additional monthly vesting of 8,000 shares for a total of 384,000 options. Included in this grant were 400,000 non-qualified options with an initial vesting on March 12, 2008. From this grant 200,000 options were cancelled. In terms of the remaining 200,000 non-qualified options, 100,000 options are vested and exercisable. On February 2, 2009 Mr. Gasparini was granted an option to purchase 200,000 shares. These were performance options which vest based on various milestones. To date 50,000 shares are vested and exercisable, 50,000 shares have been cancelled and 100,000 shares are unvested. /s/ Robert P. Gasparini 2013-12-04