0001144204-13-065466.txt : 20131204
0001144204-13-065466.hdr.sgml : 20131204
20131204102439
ACCESSION NUMBER: 0001144204-13-065466
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131202
FILED AS OF DATE: 20131204
DATE AS OF CHANGE: 20131204
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NEOGENOMICS INC
CENTRAL INDEX KEY: 0001077183
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-TESTING LABORATORIES [8734]
IRS NUMBER: 742897368
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12701 COMMONWEALTH DRIVE
STREET 2: SUITE 9
CITY: FORT MYERS
STATE: FL
ZIP: 33913
BUSINESS PHONE: 9419231949
MAIL ADDRESS:
STREET 1: 12701 COMMONWEALTH DRIVE
STREET 2: SUITE 9
CITY: FORT MYERS
STATE: FL
ZIP: 33913
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN COMMUNICATIONS ENTERPRISES INC
DATE OF NAME CHANGE: 19990120
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GASPARINI ROBERT P
CENTRAL INDEX KEY: 0001518647
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35756
FILM NUMBER: 131256157
MAIL ADDRESS:
STREET 1: 12701 COMMONWEALTH DRIVE
STREET 2: SUITE 9
CITY: FORT MYERS
STATE: FL
ZIP: 33913
4
1
form463838_20131204102313-.xml
X0306
4
2013-12-02
0
0001077183
NEOGENOMICS INC
NEO
0001518647
GASPARINI ROBERT P
C/O NEOGENOMICS, INC.
12701 COMMONWEALTH DRIVE SUITE 9
FORT MYERS
FL
US 33913
0
1
0
0
Chief Science Officer
Common Stock
2013-12-02
4
A
0
100000
0.25
A
110000
D
Common Stock
2013-12-02
4
S
0
1746
3.7
D
108254
D
Common Stock
2013-12-02
4
S
0
8254
3.63
D
100000
D
Common Stock
2013-12-03
4
S
0
22146
3.68
D
77854
D
Stock Option (Right to buy)
0.25
2013-12-02
4
X
0
100000
0.25
A
2005-01-03
2015-01-03
Common Stock
0
425000
D
Stock Option (Right to buy)
1.47
2007-02-13
2017-02-13
Common Stock
0
100000
D
Stock Option (Right to buy)
0.8
2008-03-12
2015-03-12
Common Stock
0
584000
D
Stock Option (Right to buy)
0.62
2009-12-31
2016-02-01
Common Stock
0
150000
D
On March 12, 2008 Mr. Gasparini was granted an option to purchase 784,000 shares. The first vesting and exercisable date was March 12, 2008. On this date 24,000 options vested and then there was to be 45 additional monthly vesting of 8,000 shares for a total of 384,000 options. Included in this grant were 400,000 non-qualified options with an initial vesting on March 12, 2008. From this grant 200,000 options were cancelled. In terms of the remaining 200,000 non-qualified options, 100,000 options are vested and exercisable.
On February 2, 2009 Mr. Gasparini was granted an option to purchase 200,000 shares. These were performance options which vest based on various milestones. To date 50,000 shares are vested and exercisable, 50,000 shares have been cancelled and 100,000 shares are unvested.
/s/ Robert P. Gasparini
2013-12-04