0001076809-11-000011.txt : 20111114
0001076809-11-000011.hdr.sgml : 20111111
20111114163845
ACCESSION NUMBER: 0001076809-11-000011
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20111114
DATE AS OF CHANGE: 20111114
EFFECTIVENESS DATE: 20111114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GLAZER CAPITAL, LLC
CENTRAL INDEX KEY: 0001076809
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11674
FILM NUMBER: 111203386
BUSINESS ADDRESS:
STREET 1: 237 PARK AVE
STREET 2: STE 900
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-808-7394
MAIL ADDRESS:
STREET 1: 237 PARK AVE
STREET 2: STE 900
CITY: NEW YORK
STATE: NY
ZIP: 10017
FORMER COMPANY:
FORMER CONFORMED NAME: GLAZER CAPITAL MANAGEMENT LP
DATE OF NAME CHANGE: 19990114
13F-HR
1
q32011.txt
2011 Q3 13F
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 09/30/11
Check here if Amendment: |_|; Amendment Number: ____
This Amendment (Check only one): |_| is a restatement.
|_| adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Glazer Capital, LLC
Address:623 Fifth Ave, Suite 2502,
New York, NY 10022
Form 13F File Number: 028-11674
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Paul Glazer
Title: President, CEO Glazer Capital, LLC
Phone: (212) 808-7394
Signature, Place, and Date of Signing:
Paul J Glazer New York, NY 14 November 2011
--------------------- --------------------------- -------------------
[Signature] [City, State] [Date]
Report Type (Check one only):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager:
NONE
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 126,587,706
Form 13F Information Table Value Total: $ 378,004,419
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings
and list entries.]
NONE
09/30/2011 1
USD
ITEM1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 SHARED
NAME OF ISSUER TITLE CUSIP FAIR MKT SHRS OR SOLE SHARED OTHER
CLASS NUMBER VALUE PRIN AMOUNT (A) (B) (C)
ADVANCED ANALOGIC TECHNOLOGI COM 00752J 10 8 2,696,473 622,742 X
ARCH CHEMICALS INC COM 03937R 10 2 12,593,750 268,409 X
AUSTRALIA ACQUISITION CORP SHS G06368 10 7 968,650 96,962 X
BJ'S WHOLESALE CLUB INC COM 05548J 10 6 20,781,055 405,484 X
BLACKBOARD INC CALL 091935 90 2 66,878 723 X
BLACKBOARD INC COM 091935 50 2 133,980 3,000 X
CALIPER LIFE SCIENCES INC COM 130872 10 4 2,094 200 X
CEPHALON INC CALL 156708 90 9 1,128,500 1,850 X
CEPHALON INC COM 156708 10 9 21,185,929 262,527 X
CEPHALON INC NOTE 2.0% 6/0 156708 AP 4 527,025 300,000 X
CEPHALON INC NOTE 2.5% 5/0 156708 AR 0 34,216,875 27,650,000 X
CHINA FIRE & SEC GROUP INC COM 16938R 10 3 2,649,259 302,082 X
CONSTELLATION ENERGY GROUP I COM 210371 10 0 13,374,969 351,418 X
CSR PLC CALL 12640Y 90 5 30,000 200 X
DPL INC COM 233293 10 9 6,028 200 X
FPIC INS GROUP INC COM 302563 10 1 52,133 1,246 X
GLOBAL CROSSING LTD SHS NEW G3921A 17 5 2,391 100 X
GLOBAL INDS LTD COM 379336 10 0 19,867,676 2,508,545 X
GLOBAL INDS LTD DBCV 2.75% 8/0 379336 AE 0 42,656,250 43,750,000 X
GOODRICH INC COM 382388 10 6 3,547,992 29,400 X
KINETIC CONCEPTS INC COM NEW 49460W 20 8 35,912,620 545,039 X
LOOPNET INC COM 543524 30 0 10,711,714 625,319 X
M&F WORLDWIDE INC COM 552541 10 4 1,430,324 58,096 X
MEDCO HEALTH SOLUTIONS INC COM 58405U 10 2 14,943,843 318,700 X
MOTOROLA MOBILITY HLDINGS INC COM NEW 620076 30 7 5,379,872 142,400 X
NATIONAL SEMICONDUCTOR CORP CALL 637640 10 3 500,000 2,000 X
NESS TECHNOLOGIES INC COM 64104X 10 8 2,708,132 353,542 X
NETLOGIC MICROSYSTEMS INC COM 64118B 10 0 14,919,269 310,043 X
PAETEC HOLDING CORP COM 695459 10 7 4,303,240 813,467 X
PROMOTORA DE INFORMATIONES S ADR CL A SHA 74343G 20 4 2,490,431 562,174 X
RENAISSANCE LEARNING INC COM 75968L 10 5 1,678 100 X
SANOFI RIGHT 12/31/20 80105N 11 3 31,800 30,000 X
SOUTHERN UN CO NEW COM 844030 10 6 7,099,628 174,997 X
SUNPOWER CORP COM CL A 867652 10 9 809 100 X
SUNPOWER CORP DBCV 1.25% 2/1 867652 AA 7 44,192,025 44,865,000 X
TEMPLE INLAND INC COM 879868 10 7 20,876,735 665,500 X
VARIAN SEMICOND EQUIPMN CALL 922207 90 5 1,521,450 2,070 X
VARIAN SEMICOND EQUIPMN COM 922207 10 5 34,492,942 564,071 X
$ 378,004,419 126,587,706