-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QRX7PHmTr45sFPJMBL8km/TkpGFNwiVVdwQxM9dYIAXlkNaGwcmtYuBJVoTGr5e2 5ojMwFQqY132NcV8ioBdsg== 0001076809-10-000008.txt : 20101115 0001076809-10-000008.hdr.sgml : 20101115 20101115165813 ACCESSION NUMBER: 0001076809-10-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101115 DATE AS OF CHANGE: 20101115 EFFECTIVENESS DATE: 20101115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GLAZER CAPITAL, LLC CENTRAL INDEX KEY: 0001076809 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11674 FILM NUMBER: 101193527 BUSINESS ADDRESS: STREET 1: 237 PARK AVE STREET 2: STE 900 CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-808-7394 MAIL ADDRESS: STREET 1: 237 PARK AVE STREET 2: STE 900 CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: GLAZER CAPITAL MANAGEMENT LP DATE OF NAME CHANGE: 19990114 13F-HR 1 q32010.txt 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 09/30/10 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement. |_| adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Glazer Capital, LLC Address:623 Fifth Avenue, Suite 2502, New York, NY 10022 Form 13F File Number: 028-11674 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Paul Glazer Title: President, CEO Glazer Capital, LLC Phone: (212) 808-7394 Signature, Place, and Date of Signing: Paul J Glazer New York, NY 15 November 2010 - --------------------- --------------------------- ------------------- [Signature] [City, State] [Date] Report Type (Check one only): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 55,372,822 Form 13F Information Table Value Total: $ 373,556,268 List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] NONE 09/30/2010 1 USD ITEM1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 SHARED NAME OF ISSUER TITLE CUSIP FAIR MKT SHRS OR SOLE SHARED OTHER CLASS NUMBER VALUE PRIN AMOUNT (A) (B) (C) 3PAR INC COM 88580F 10 9 226,540 6,869 X ADC TELECOMMUNICATIONS NOTE 3.500% 7/1 000886 AE 1 12,985,375 13,100,000 X ADC TELECOMMUNICATIONS COM NEW 000886 30 9 7,131,487 562,864 X AIRTRAN HLDGS INC COM 00949P 10 8 5,009,760 681,600 X AMERICAN OIL & GAS INC NEW COM 028723 10 4 10,529,206 1,299,902 X AMERICAN PHYSICIANS CAPITAL COM 028884 10 4 6,977,096 168,285 X AMERICREDIT CORP NOTE 2.125% 9/1 03060R AR 2 5,960,400 6,000,000 X AMERICREDIT CORP COM 03060R 10 1 27,003,655 1,102,190 X APACHE CORP COM 037411 10 5 8,191,408 83,791 X ARCSIGHT INC COM 039666 10 2 3,183,322 73,100 X ATC TECHNOLOGY CORP COM 00211W 10 4 10,493,718 424,160 X BELL MICROPRODUCTS INC NOTE3.750%3/0 078137 AC 0 15,483,000 15,483,000 X BERKSHIRE HATHAWAY INC DEL CL A 084670 10 8 35,109,000 282 X BURGER KING HLDGS INC COM 121208 20 1 13,725,054 574,751 X CELLU TISSUE HLDGS INC COM 151169 10 9 7,628,197 639,413 X COGENT INC COM 19239Y 10 8 3,479,280 327,000 X DIAMOND MGMT & TECHNOLOGY CO COM 25269L 10 6 6,797,500 543,800 X DIAMOND MGMT & TECHNOLOGY CO CALL 25269L 90 6 334,163 1,407 X DIAMOND MGMT & TECHNOLOGY CO CALL 25269L 90 6 25,350 195 X DIVX INC COM 255413 10 6 2,714,068 284,792 X DYNEGY INC DEL COM 26817G 30 0 95,939 19,700 X DYNEGY INC DEL CALL 26817G 90 0 7,363 31 X DYNEGY INC DEL CALL 26817G 90 0 14,438 77 X EXPRESSJET HOLDINGS INC COM NEW 30218U 30 6 2,959,012 443,630 X GLG PARTNERS INC COM 37929X 10 7 5,742,000 1,276,000 X HALLIBURTON CO COM 406216 10 1 5,373,147 162,478 X HEWITT ASSOCS INC COM 42822Q 10 0 12,068,958 239,321 X L-1 IDENTITY SOLUTIONS INC NOTE3.750%5/1 50212AAB2 1,747,813 1,750,000 X L-1 IDENTITY SOLUTIONS INC COM 50212A 10 6 6,052,680 516,000 X LIBERTY ACQUISITION HLDGS CO COM 53015Y 10 7 26,406,352 2,566,215 X MCAFEE INC COM 579064 10 6 35,473,356 750,600 X MCAFEE INC CALL 579064 90 6 183,000 100 X MCAFEE INC CALL 579064 90 6 173,000 100 X MCAFEE INC CALL 579064 90 6 150,000 200 X MCAFEE INC CALL 579064 90 6 206,115 273 X MCAFEE INC CALL 579064 90 6 13,375 50 X MICROTUNE INC DEL COM 59514P 10 9 892,052 307,604 X NBTY INC COM 628782 10 4 13,771,665 250,485 X NU HORIZONS ELECTRS CORP COM 669908 10 5 3,023,987 435,106 X NYMAGIC INC COM 629484 10 6 6,721,587 261,846 X PACTIV CORP COM 695257 10 5 20,727,534 628,488 X PACTIV CORP PUT 695257 95 5 13 1 X PACTIV CORP CALL 695257 90 5 94,500 300 X PHOENIX TECHNOLOGY LTD COM 719153 10 8 134,519 34,492 X PROSPECT MEDICAL HOLDINGS IN COM 743494 10 6 165,368 19,455 X PSYCHIATRIC SOLUTIONS INC COM 74439H 10 8 7,816,647 232,985 X QWEST COMMUNICATIONS INTL IN COM 749121 10 9 16,683,843 2,660,900 X SALARY COM INC COM 794006 10 6 1,549,579 380,732 X TALECRIS BIOTHERAPEUTICS HLD CALL 874227 90 1 1,035 9 X UNICA CORP COM 904583 10 1 22,061,309 1,051,540 X VALEANT PHARMACEUTICALS INTL COM 91911X 10 4 25 1 X ZIONS BANCORPORATION PUT 989701 95 7 1,980 440 X ZIONS BANCORPORATION PUT 989701 95 7 2,025 162 X ZYMOGENETICS INC COM 98985T 10 9 254,475 26,100 X $373,556,268 55,372,822 -----END PRIVACY-ENHANCED MESSAGE-----