-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AJwajSewk9waGbXmVkVZ19GoPJhW5UqBShVYR2yPEAfWf/kqOCYGl1row5VgN8nl 1BArx9P49TF1o/GffYvYqw== 0001076809-10-000002.txt : 20100212 0001076809-10-000002.hdr.sgml : 20100212 20100212142918 ACCESSION NUMBER: 0001076809-10-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100212 DATE AS OF CHANGE: 20100212 EFFECTIVENESS DATE: 20100212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GLAZER CAPITAL, LLC CENTRAL INDEX KEY: 0001076809 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11674 FILM NUMBER: 10597824 BUSINESS ADDRESS: STREET 1: 237 PARK AVE STREET 2: STE 900 CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-808-7394 MAIL ADDRESS: STREET 1: 237 PARK AVE STREET 2: STE 900 CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: GLAZER CAPITAL MANAGEMENT LP DATE OF NAME CHANGE: 19990114 13F-HR 1 q42009.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12/31/09 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement. |_| adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Glazer Capital, LLC Address:237 Park Avenue, Suite 900, New York, NY 10017 Form 13F File Number: 028-11674 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Paul Glazer Title: President, CEO Glazer Capital, LLC Phone: (212) 808-7394 Signature, Place, and Date of Signing: Paul J Glazer New York, NY 12 February 2010 - --------------------- --------------------------- ------------------- [Signature] [City, State] [Date] Report Type (Check one only): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 23,543,055 Form 13F Information Table Value Total: $ 212,364,778 List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] NONE 06/30/2009 1 USD ITEM1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 SHARED NAME OF ISSUER TITLE CUSIP FAIR MKT SHRS OR SOLE SHARED OTHER CLASS NUMBER VALUE PRIN AMOUNT (A) (B) (C) 3COM CORP COM 885535104 6,654,870 887,316 X AIRVANA INC COM 00950V101 4,440,916 584,331 X AMICAS INC COM 001712108 2,970,071 545,969 X BJ SVCS CO COM 055482103 8,166,330 439,050 X BLACK & DECKER CORP COM 091797100 2,672,941 41,230 X BPW ACQUISITION CORP COM 055637102 1,252,017 118,900 X BURLINGTON NORTHN SANTA FE C COM 12189T104 25,926,508 262,893 X BURLINGTON NORTHN SANTA FE C CALL 12189T904 16,335 33 X BURLINGTON NORTHN SANTA FE C CALL 12189T904 72,000 100 X CALIFORNIA MICRO DEVICES COR COM 130439102 240,719 51,108 X CHATTEM INC NOTE 1.625% 5/0 162456AR8 11,517,500 8,500,000 X CHATTEM INC CALL 162456907 351,000 150 X CHATTEM INC CALL 162456907 23,400 10 X CHATTEM INC CALL 162456907 799,350 438 X CHATTEM INC CALL 162456907 66,500 50 X CHATTEM INC CALL 162456907 33,350 10 X CHATTEM INC CALL 162456907 141,750 50 X CHATTEM INC CALL 162456907 116,250 50 X CHATTEM INC CALL 162456907 166,750 50 X CHATTEM INC CALL 162456907 141,750 50 X DIEDRICH COFFEE INC COM NEW 253675201 101,623 2,916 X FGX INTERNATIONAL HLDGS LTD ORD SHS G3396L102 2,200,486 112,327 X FINANCIAL FED CORP COM 317492106 5,777,750 210,100 X I2 TECHNOLOGIES INC COM NEW 465754208 5,292,473 276,803 X ICO GLOBAL COMM HLDGS LTD DE CL A 44930K108 6,295,058 861,157 X IMS HEALTH INC COM 449934108 5,723,687 271,780 X INTERSTATE HOTELS & RESRTS I COM 46088S106 303,380 137,900 X IOWA TELECOMM SERVICES INC COM 462594201 5,850,916 349,100 X JAVELIN PHARMACEUTICALS INC COM 471894105 176,800 136,000 X LIBERTY ACQUISITION HLDGS CO COM 53015Y107 10,929,198 1,130,217 X MARVEL ENTERTAINMENT INC COM 57383T103 4,862,970 90,000 X MERRIMAC INDS INC COM 590262101 36,218 2,275 X MPS GROUP INC COM 553409103 16,428,767 1,195,689 X ON2 TECHNOLOGIES INC COM 68338A107 996,018 1,632,816 X OVERTURE ACQUISITION CORP SHS G6830P100 8,000 800 X PEPSICO INC COM 713448108 4,447,824 73,155 X QUIXOTE CORP COM 749056107 790,689 124,127 X SAPPHIRE INDUSTRIALS CORP COM 80306T109 23,947,649 2,385,224 X SPORTS PPTYS ACQUISITION COM 84920F107 7,316,900 737,442 X STARLIMS TECHNOLOGIES LTD SHS M8484K109 310,567 22,359 X SUN MICROSYSTEMS INC COM NEW 866810203 3,339,468 356,400 X SWITCH & DATA FACILITIES COM COM 871043105 5,752,595 284,641 X TALBOTS INC CALL 874161902 119,893 527 X TRIAN ACQUISITION I CORP COM 89582E108 7,459,409 758,070 X VARIAN INC COM 922206107 15,559,256 301,887 X XEROX CORP COM 984121103 2,505,006 296,100 X XTO ENERGY INC COM 98385X106 9,091,962 195,400 X ZILOG INC COM PAR $0.01 989524301 573,813 162,094 X ZIONS BANCORPORATION PUT 989701957 396,100 3,961 X $212,364,778 23,543,055 -----END PRIVACY-ENHANCED MESSAGE-----