-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PkXRRMc2b704ESz9ch1uni5Hq115091QaogY7+hSxeMyOpldE3ITTiIakCCLtznI J7z3B8+dzXBJk8etUJ4TSQ== 0001076809-09-000036.txt : 20091116 0001076809-09-000036.hdr.sgml : 20091116 20091116160017 ACCESSION NUMBER: 0001076809-09-000036 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091116 DATE AS OF CHANGE: 20091116 EFFECTIVENESS DATE: 20091116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GLAZER CAPITAL, LLC CENTRAL INDEX KEY: 0001076809 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11674 FILM NUMBER: 091186704 BUSINESS ADDRESS: STREET 1: 237 PARK AVE STREET 2: STE 900 CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-808-7394 MAIL ADDRESS: STREET 1: 237 PARK AVE STREET 2: STE 900 CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: GLAZER CAPITAL MANAGEMENT LP DATE OF NAME CHANGE: 19990114 13F-HR 1 q32009.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 09/30/09 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement. |_| adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Glazer Capital, LLC Address:237 Park Avenue, Suite 900, New York, NY 10017 Form 13F File Number: 028-11674 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Paul Glazer Title: President, CEO Glazer Capital, LLC Phone: (212) 808-7394 Signature, Place, and Date of Signing: Paul J Glazer New York, NY 16 August 2009 - --------------------- --------------------------- ------------------- [Signature] [City, State] [Date] Report Type (Check one only): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 25,028,272 Form 13F Information Table Value Total: $ 211,869,114 List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] NONE 06/30/2009 1 USD ITEM1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 SHARED NAME OF ISSUER TITLE CUSIP FAIR MKT SHRS OR SOLE SHARED OTHER CLASS NUMBER VALUE PRIN AMOUNT (A) (B) (C) BANKRATE INC COM 06646V108 5,700,000 200,000 X BJ SVCS CO COM 055482103 4,313,460 222,000 X CAPITOL ACQUISITION CORP DEL COM 14055E104 3,296,230 333,640 X CHARLOTTE RUSSE HLDG INC COM 161048103 8,904,910 508,852 X CITIZENS REPUBLIC BANCORP IN COM 174420109 3,450,115 4,539,625 X EASTMAN KODAK CO NOTE 3.375%10/1 277461BE8 3,910,086 3,914,000 X ENTERPRISE ACQUISITION CORP COM 29365R108 11,016,412 1,109,407 X FIRST NIAGARA FINL GP INC COM 33582V108 1,039,789 84,330 X GENTEK INC COM NEW 37245X203 2,183,496 57,400 X GLOBAL BRANDS ACQUISITION CO COM 378982102 2,042,384 206,510 X GLOBAL CONSUMER ACQST CORP COM 378983100 8,346,376 851,671 X HIGHLANDS ACQUISITION CORP COM 430880104 2,825,670 286,870 X INTER ATLANTIC FINANCIAL INC COM 45890H100 618,399 78,777 X LIBERTY ACQUISITION HLDGS CO COM 53015Y107 5,230,862 550,617 X LIBERTY MEDIA CORP NEW ENT COM SER A 53071M500 9,149,482 294,101 X MERCK & CO INC PUT 589331957 274,340 946 X MERCK & CO INC PUT 589331957 54,740 238 X MSC SOFTWARE CORP COM 553531104 9,548,857 1,135,417 X OMNITURE INC COM 68212S109 864,032 40,300 X ON2 TECHNOLOGIES INC COM 68338A107 1,266,879 2,147,252 X PARALLEL PETE CORP DEL COM 699157103 1,244,165 392,481 X PEPSICO INC COM 713448108 3,374,475 57,526 X PEROT SYS CORP CALL 714265905 591,000 600 X PEROT SYS CORP CALL 714265905 292,500 300 X PEROT SYS CORP CALL 714265905 9,850 10 X PEROT SYS CORP CL A 714265105 13,525,321 455,398 X PROSPECT ACQUISITION CORP COM 74347T103 4,969,760 501,996 X SAPPHIRE INDUSTRIALS CORP COM 80306T109 7,393,138 745,276 X SCHERING PLOUGH CORP PFD CONV MAN07 806605705 5,839,362 24,060 X SECURE AMER ACQUISITION CORP COM 81372L103 521,892 66,146 X SEPRACOR INC CALL 817315904 114,450 210 X SEPRACOR INC COM 817315104 19,087,287 833,506 X SP ACQUISITION HOLDINGS INC COM 78470A104 13,854,240 1,413,698 X SPORTS PPTYS ACQUISITION COM 84920F107 5,209,561 528,353 X SPSS INC COM 78462K102 2,901,177 58,070 X SUN MICROSYSTEMS INC COM NEW 866810203 2,600,649 286,100 X TRIAN ACQUISITION I CORP COM 89582E108 754,756 77,570 X TRIPLECROWN ACQUISITION CORP COM 89677G109 12,831,936 1,322,880 X TWEEN BRANDS INC COM 901166108 4,650,233 554,259 X UNITED REFINING ENERGY CORP COM 911360105 7,187,273 722,339 X VARIAN INC COM 922206107 4,257,536 83,383 X WYETH COM 983024100 16,622,036 342,158 X $211,869,114 25,028,272 -----END PRIVACY-ENHANCED MESSAGE-----