1
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NAMES OF REPORTING PERSONS
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I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
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Norman H. Pessin
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)
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☑
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(b)
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☐
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3
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SEC USE ONLY
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4
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SOURCE OF FUNDS (SEE INSTRUCTIONS)
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PF
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5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
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☐
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION
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United States
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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7
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SOLE VOTING POWER
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1,272,990
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8
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SHARED VOTING POWER
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9
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SOLE DISPOSITIVE POWER
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1,272,990
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10
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SHARED DISPOSITIVE POWER
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11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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1,272,990
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12
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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☐
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13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
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1) 5.3%
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14
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TYPE OF REPORTING PERSON
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IN
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1
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NAMES OF REPORTING PERSONS
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I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
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Brian Pessin
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|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☑
|
||
(b)
|
☐
|
||||
|
|
||||
3
|
SEC USE ONLY
|
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||
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|||
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|
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4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
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|
|
||
PF
|
|
|
|||
|
|
||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
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CITIZENSHIP OR PLACE OF ORGANIZATION
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United States
|
|
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|||
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||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
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512,469
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8
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SHARED VOTING POWER
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9
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SOLE DISPOSITIVE POWER
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512,469
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|||
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10
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SHARED DISPOSITIVE POWER
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11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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512,469
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|
|
|||
|
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
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2.1%
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14
|
TYPE OF REPORTING PERSON
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IN
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Item 1. | Security and Issuer |
Item 2. | Identity and Background |
Name and Address:
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1)
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Norman H. Pessin
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366 Madison Avenue, 14th Floor
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New York, NY 10017
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2)
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Brian Pessin
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310 East 75th Street, Apt. 2A
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New York, NY 10021
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Principal Occupation:
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1)
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Investor
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2)
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Investor
|
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Criminal Convictions:
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1)
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None
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2)
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None
|
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Civil Proceedings:
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1)
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None
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2)
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None
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Citizenship:
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1)
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United States
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2)
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United States
|
Item 3. | Source and Amount of Funds or Other Consideration |
Item 4. | Purpose of Transaction |
Item 5. | Interest in Securities of the Issuer |
Item 6.
|
Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer
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Item 7.
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Material to Be Filed as Exhibits
|
/s/ Norman H. Pessin
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Norman H. Pessin
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/s/ Brian Pessin
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Brian Pessin
|
Shares of Common
Stock Bought
|
Price Per
Share ($)
|
Date of
Purchase
|
Norman H. Pessin
|
||
4,900
|
0.65
|
2/9/15
|
10,000
|
0.65
|
2/10/15
|
35,100
|
0.64
|
2/11/15
|
9,601
|
0.65
|
2/12/15
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10,000
|
0.65
|
2/13/15
|
26,700
|
0.64
|
2/18/15
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20,000
|
0.49
|
3/5/15
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10,000
|
0.50
|
3/6/15
|
522
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0.48
|
3/10/15
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33,920
|
0.45
|
3/12/15
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35,000
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0.45
|
3/20/15
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75,000
|
0.46
|
3/23/15
|
19,740
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0.59
|
3/30/15
|
36,000
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0.58
|
3/31/15
|
54,000
|
0.58
|
4/2/15
|
41,000
|
0.54
|
4/6/15
|
21,400
|
0.58
|
4/8/15
|
Brian Pessin
|
||
15,000
|
0.64
|
2/19/15
|
25,000
|
0.46
|
3/23/15
|
30,000
|
0.47
|
3/23/15
|
22,500
|
0.46
|
3/24/15
|