N-PX 1 fdp_npx.txt VOTING SUMMARY UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act File No. 811-09235 First Defined Portfolio Fund, LLC ------------------------------------------------------------- Exact Name of Registrant as Specified in Declaration of Trust 120 East Liberty Drive, Suite 400, Wheaton, Illinois 60187 ------------------------------------------------------------------------------ Address of Principal Executive Offices (Number, Street, City, State, Zip Code) W. Scott Jardine First Trust Portfolios L.P. 120 East Liberty Drive, Suite 400 Wheaton, Illinois 60187 ----------------------------------------------------------------------------- Name and Address (Number, Street, City, State, Zip Code) of Agent for Service (630) 765-8000 -------------------------------------------------- Registrant's Telephone Number, including Area Code Date of fiscal year end: December 31 ----------- Date of reporting period: July 1, 2012 - June 30, 2013 ---------------------------- Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles. A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, N.E., Washington D.C. 20549. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. Section 3507. Item 1. Proxy Voting Record
------------------------------------------------------------------------------------------------------------------------------------ TARGET MANAGED VIP PORTFOLIO ------------------------------------------------------------------------------------------------------------------------------------ MEETING DATE COMPANY TICKER SECURITY ID 07/10/12 The Coca-Cola Company KO 191216100 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1 Approve Stock Split For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 07/11/12 BT Group plc BT 05577E101 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1 Accept Financial Statements and Statutory Reports For For Mgmt 2 Approve Remuneration Report For For Mgmt 3 Approve Final Dividend For For Mgmt 4 Re-elect Sir Michael Rake as Director For For Mgmt 5 Re-elect Ian Livingston as Director For For Mgmt 6 Re-elect Tony Chanmugam as Director For For Mgmt 7 Re-elect Gavin Patterson as Director For For Mgmt 8 Re-elect Tony Ball as Director For For Mgmt 9 Re-elect Patricia Hewitt as Director For For Mgmt 10 Re-elect Phil Hodkinson as Director For For Mgmt 11 Re-elect Nick Rose as Director For For Mgmt 12 Re-elect Jasmine Whitbread as Director For For Mgmt 13 Elect Karen Richardson as Director For For Mgmt 14 Reappoint PricewaterhouseCoopers LLP as Auditors For For Mgmt 15 Authorise Board to Fix Remuneration of Auditors For For Mgmt 16 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt 17 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt 18 Authorise Market Purchase of Ordinary Shares For For Mgmt 19 Authorise the Company to Call EGM with Two Weeks' Notice For For Mgmt 20 Approve EU Political Donations and Expenditure For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 07/16/12 Eni Spa E 26874R108 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1 Approve Elimination of Shares' Par Value and Cancellation of Treasury Shares For For Mgmt 1 Authorize Share Repurchase Program For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 07/19/12 Triumph Group, Inc. TGI 896818101 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Paul Bourgon For For Mgmt 1.2 Elect Director Elmer L. Doty For For Mgmt 1.3 Elect Director Ralph E. Eberhart For For Mgmt 1.4 Elect Director Jeffry D. Frisby For For Mgmt 1.5 Elect Director Richard C. Gozon For For Mgmt 1.6 Elect Director Richard C. Ill For For Mgmt 1.7 Elect Director Adam J. Palmer For For Mgmt 1.8 Elect Director Joseph M. Silvestri For For Mgmt 1.9 Elect Director George Simpson For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Eliminate Cumulative Voting For For Mgmt 4 Ratify Auditors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 07/24/12 8x8, Inc. EGHT 282914100 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Guy L. Hecker, Jr. For For Mgmt 1.2 Elect Director Bryan R. Martin For For Mgmt 1.3 Elect Director Mansour Salame For Withhold Mgmt 1.4 Elect Director Eric Salzman For For Mgmt 1.5 Elect Director Vikram Verma For For Mgmt 2 Ratify Auditors For For Mgmt 3 Approve Omnibus Stock Plan For For Mgmt 4 Increase Authorized Common Stock For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 07/30/12 National Grid plc NGG 636274300 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1 Accept Financial Statements and Statutory Reports For For Mgmt 2 Approve Final Dividend For For Mgmt 3 Elect Sir Peter Gershon as Director For For Mgmt 4 Re-elect Steve Holliday as Director For For Mgmt 5 Re-elect Andrew Bonfield as Director For For Mgmt 6 Re-elect Tom King as Director For For Mgmt 7 Re-elect Nick Winser as Director For For Mgmt 8 Re-elect Ken Harvey as Director For For Mgmt 9 Re-elect Linda Adamany as Director For For Mgmt 10 Re-elect Philip Aiken as Director For For Mgmt 11 Elect Nora Brownell as Director For For Mgmt 12 Elect Paul Golby as Director For For Mgmt 13 Elect Ruth Kelly as Director For For Mgmt 14 Re-elect Maria Richter as Director For For Mgmt 15 Re-elect George Rose as Director For For Mgmt 16 Reappoint PricewaterhouseCoopers LLP as Auditors For For Mgmt 17 Authorise Board to Fix Remuneration of Auditors For For Mgmt 18 Approve Remuneration Report For For Mgmt 19 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt 20 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt 21 Authorise Market Purchase of Ordinary Shares For For Mgmt 22 Authorise the Company to Call EGM with Two Weeks' Notice For For Mgmt 23 Amend Articles of Association For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 08/01/12 World Acceptance Corporation WRLD 981419104 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director A. Alexander McLean, III For For Mgmt 1.2 Elect Director James R. Gilreath For For Mgmt 1.3 Elect Director William S. Hummers, III For For Mgmt 1.4 Elect Director Charles D. Way For For Mgmt 1.5 Elect Director Ken R. Bramlett, Jr. For For Mgmt 1.6 Elect Director Scott J. Vassalluzzo For For Mgmt 1.7 Elect Director Darrell E. Whitaker For For Mgmt 2 Ratify Auditors For For Mgmt 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 08/15/12 Forest Laboratories, Inc. FRX 345838106 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Howard Solomon For Do Not Vote Mgmt 1.2 Elect Director Nesli Basgoz For Do Not Vote Mgmt 1.3 Elect Director Christopher J. Coughlin For Do Not Vote Mgmt 1.4 Elect Director Dan L. Goldwasser For Do Not Vote Mgmt 1.5 Elect Director Kenneth E. Goodman For Do Not Vote Mgmt 1.6 Elect Director Gerald M. Lieberman For Do Not Vote Mgmt 1.7 Elect Director Lawrence S. Olanoff For Do Not Vote Mgmt 1.8 Elect Director Lester B. Salans For Do Not Vote Mgmt 1.9 Elect Director Brenton L. Saunders For Do Not Vote Mgmt 1.10 Elect Director Peter J. Zimetbaum For Do Not Vote Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For Do Not Vote Mgmt 3 Ratify Auditors For Do Not Vote Mgmt 4 Adopt Proxy Access Right Against Do Not Vote ShrHlder 5 Repeal Any Bylaws Amendments Implemented on or after June 18, 2012 Against Do Not Vote ShrHlder 1.1 Elect Director Eric J. Ende For Withhold ShrHlder 1.2 Elect Director Pierre Legault For For ShrHlder 1.3 Elect Director Andrew J. Fromkin For Withhold ShrHlder 1.4 Elect Director Daniel A. Ninivaggi For For ShrHlder 1.5 Management Nominee - Howard Solomon For For ShrHlder 1.6 Management Nominee - Nesli Basgoz For For ShrHlder 1.7 Management Nominee - Christopher J. Coughlin For For ShrHlder 1.8 Management Nominee - Gerald M. Lieberman For For ShrHlder 1.9 Management Nominee - Brenton L. Saunders For For ShrHlder 1.10 Management Nominee - Peter J. Zimetbaum For For ShrHlder MEETING DATE COMPANY TICKER SECURITY ID 09/10/12 OPNET Technologies, Inc. OPNT 683757108 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Marc A. Cohen For For Mgmt 1.2 Elect Director William F. Stasior For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Ratify Auditors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 09/11/12 The Advisory Board Company ABCO 00762W107 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Sanju K. Bansal For For Mgmt 1.2 Elect Director Peter J. Grua For For Mgmt 1.3 Elect Director Kelt Kindick For For Mgmt 1.4 Elect Director Robert W. Musslewhite For For Mgmt 1.5 Elect Director Mark R. Neaman For For Mgmt 1.6 Elect Director Leon D. Shapiro For For Mgmt 1.7 Elect Director Frank J. Williams For For Mgmt 1.8 Elect Director LeAnne M. Zumwalt For For Mgmt 2 Ratify Auditors For For Mgmt 3 Increase Authorized Common Stock For For Mgmt 4 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 09/14/12 Casey's General Stores, Inc. CASY 147528103 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Kenneth H. Haynie For Withhold Mgmt 1.2 Elect Director William C. Kimball For Withhold Mgmt 1.3 Elect Director Richard A. Wilkey For Withhold Mgmt 2 Ratify Auditors For For Mgmt 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 09/19/12 Smithfield Foods, Inc. SFD 832248108 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Joseph W. Luter, III For For Mgmt 1.2 Elect Director C. Larry Pope For For Mgmt 1.3 Elect Director Wendell H. Murphy, Sr. For For Mgmt 1.4 Elect Director Paul S. Trible, Jr. For For Mgmt 2a Declassify the Board of Directors For For Mgmt 2b Reduce Supermajority Vote Requirement For For Mgmt 3 Ratify Auditors For For Mgmt 4 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 10/16/12 Cintas Corporation CTAS 172908105 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1a Elect Director Gerald S. Adolph For For Mgmt 1b Elect Director John F. Barrett For For Mgmt 1c Elect Director Melanie W. Barstad For For Mgmt 1d Elect Director Richard T. Farmer For For Mgmt 1e Elect Director Scott D. Farmer For For Mgmt 1f Elect Director James J. Johnson For For Mgmt 1g Elect Director Robert J. Kohlhepp For For Mgmt 1h Elect Director Joseph Scaminace For For Mgmt 1i Elect Director Ronald W. Tysoe For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Ratify Auditors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 10/23/12 Buckeye Technologies Inc. BKI 118255108 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Red Cavaney For For Mgmt 1.2 Elect Director John B. Crowe For For Mgmt 1.3 Elect Director David B. Ferraro For For Mgmt 2 Ratify Auditors For For Mgmt 3 Declassify the Board of Directors For For Mgmt 4 Adopt Majority Voting for Uncontested Election of Directors For For Mgmt 5 Amend Omnibus Stock Plan For For Mgmt 6 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt Page 1 MEETING DATE COMPANY TICKER SECURITY ID 10/24/12 Seagate Technology plc STX G7945J104 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1a Elect Director Stephen J. Luczo For For Mgmt 1b Elect Director Frank J. Biondi, Jr. For For Mgmt 1c Elect Director Michael R. Cannon For For Mgmt 1d Elect Director Mei-Wei Cheng For For Mgmt 1e Elect Director William T. Coleman For For Mgmt 1f Elect Director Jay L. Geldmacher For For Mgmt 1g Elect Director Seh-Woong Jeong For For Mgmt 1h Elect Director Lydia M. Marshall For For Mgmt 1i Elect Director Kristen M. Onken For For Mgmt 1j Elect Director Chong Sup Park For For Mgmt 1k Elect Director Gregorio Reyes For For Mgmt 1l Elect Director Edward J. Zander For For Mgmt 2 Amend Employee Stock Purchase Plan For For Mgmt 3 Determine Price Range for Reissuance of Treasury Shares For For Mgmt 4 Authorize the Holding of the 2013 AGM at a Location Outside Ireland For For Mgmt 5 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 6 Ratify Auditors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 10/26/12 Peet's Coffee & Tea, Inc. PEET 705560100 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1 Approve Merger Agreement For For Mgmt 2 Advisory Vote on Golden Parachutes For For Mgmt 3 Adjourn Meeting For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 11/07/12 Elizabeth Arden, Inc. RDEN 28660G106 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director E. Scott Beattie For For Mgmt 1.2 Elect Director Fred Berens For For Mgmt 1.3 Elect Director Maura J. Clark For For Mgmt 1.4 Elect Director Richard C.W. Mauran For For Mgmt 1.5 Elect Director William M. Tatham For For Mgmt 1.6 Elect Director J. W. Nevil Thomas For For Mgmt 1.7 Elect Director A. Salman Amin For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Ratify Auditors For For Mgmt 4 Report on Animal Testing and Alternatives Against Against ShrHlder MEETING DATE COMPANY TICKER SECURITY ID 11/07/12 Hi-Tech Pharmacal Co., Inc. HITK 42840B101 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director David S. Seltzer For For Mgmt 1.2 Elect Director Reuben Seltzer For For Mgmt 1.3 Elect Director Martin M. Goldwyn For For Mgmt 1.4 Elect Director Yashar Hirshaut For For Mgmt 1.5 Elect Director Jack van Hulst For For Mgmt 1.6 Elect Director Anthony J. Puglisi For For Mgmt 1.7 Elect Director Bruce W. Simpson For For Mgmt 2 Approve Omnibus Stock Plan For Against Mgmt 3 Ratify Auditors For For Mgmt 4 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 5 Other Business For Against Mgmt MEETING DATE COMPANY TICKER SECURITY ID 11/07/12 KLA-Tencor Corporation KLAC 482480100 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Robert P. Akins For Withhold Mgmt 1.2 Elect Director Robert T. Bond For For Mgmt 1.3 Elect Director Kiran M. Patel For For Mgmt 1.4 Elect Director David C. Wang For For Mgmt 2 Ratify Auditors For For Mgmt 3 Declassify the Board of Directors For For Mgmt 4 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 11/14/12 ZYGO CORPORATION ZIGO 989855101 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Stephen D. Fantone For For Mgmt 1.2 Elect Director Samuel H. Fuller For For Mgmt 1.3 Elect Director Chris L. Koliopoulos For For Mgmt 1.4 Elect Director Seymour E. Liebman For Withhold Mgmt 1.5 Elect Director Robert B. Taylor For For Mgmt 1.6 Elect Director Carol P. Wallace For For Mgmt 1.7 Elect Director Gary K. Willis For Withhold Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Ratify Auditors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 11/28/12 Microsoft Corporation MSFT 594918104 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1 Elect Director Steven A. Ballmer For For Mgmt 2 Elect Director Dina Dublon For For Mgmt 3 Elect Director William H. Gates, III For For Mgmt 4 Elect Director Maria M. Klawe For For Mgmt 5 Elect Director Stephen J. Luczo For For Mgmt 6 Elect Director David F. Marquardt For For Mgmt 7 Elect Director Charles H. Noski For For Mgmt 8 Elect Director Helmut Panke For For Mgmt 9 Elect Director John W. Thompson For For Mgmt 10 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 11 Approve Qualified Employee Stock Purchase Plan For For Mgmt 12 Ratify Auditors For For Mgmt 13 Provide for Cumulative Voting Against For ShrHlder MEETING DATE COMPANY TICKER SECURITY ID 12/03/12 Air Methods Corporation AIRM 009128307 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1 Increase Authorized Preferred and Common Stock For Against Mgmt 2 Amend Omnibus Stock Plan For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 12/12/12 AUTOZONE, INC. AZO 053332102 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Sue E. Gove For For Mgmt 1.2 Elect Director Earl G. Graves, Jr. For For Mgmt 1.3 Elect Director Enderson Guimaraes For For Mgmt 1.4 Elect Director J. R. Hyde, III For For Mgmt 1.5 Elect Director W. Andrew McKenna For For Mgmt 1.6 Elect Director George R. Mrkonic, Jr. For For Mgmt 1.7 Elect Director Luis P. Nieto For For Mgmt 1.8 Elect Director William C. Rhodes, III For For Mgmt 2 Ratify Auditors For For Mgmt 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 12/12/12 OSI Systems, Inc. OSIS 671044105 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Deepak Chopra For For Mgmt 1.2 Elect Director Ajay Mehra For For Mgmt 1.3 Elect Director Steven C. Good For For Mgmt 1.4 Elect Director Meyer Luskin For For Mgmt 1.5 Elect Director David T. Feinberg For For Mgmt 1.6 Elect Director William F. Ballhaus For For Mgmt 2 Approve Omnibus Stock Plan For For Mgmt 3 Ratify Auditors For For Mgmt 4 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 02/27/13 Apple Inc. AAPL 037833100 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director William Campbell For For Mgmt 1.2 Elect Director Timothy Cook For For Mgmt 1.3 Elect Director Millard Drexler For For Mgmt 1.4 Elect Director Al Gore For For Mgmt 1.5 Elect Director Robert Iger For For Mgmt 1.6 Elect Director Andrea Jung For For Mgmt 1.7 Elect Director Arthur Levinson For For Mgmt 1.8 Elect Director Ronald Sugar For For Mgmt 2 Amend Articles of Incorporation For For Mgmt 3 Ratify Auditors For For Mgmt 4 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Mgmt 5 Stock Retention/Holding Period Against For ShrHlder 6 Establish Board Committee on Human Rights Against Against ShrHlder MEETING DATE COMPANY TICKER SECURITY ID 03/13/13 Franklin Resources, Inc. BEN 354613101 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1a Elect Director Samuel H. Armacost For For Mgmt 1b Elect Director Peter K. Barker For For Mgmt 1c Elect Director Charles Crocker For For Mgmt 1d Elect Director Charles B. Johnson For For Mgmt 1e Elect Director Gregory E. Johnson For For Mgmt 1f Elect Director Rupert H. Johnson, Jr. For For Mgmt 1g Elect Director Mark C. Pigott For For Mgmt 1h Elect Director Chutta Ratnathicam For For Mgmt 1i Elect Director Laura Stein For For Mgmt 1j Elect Director Anne M. Tatlock For For Mgmt 1k Elect Director Geoffrey Y. Yang For For Mgmt 2 Ratify Auditors For For Mgmt 3 Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity Against Against ShrHlder Page 2 MEETING DATE COMPANY TICKER SECURITY ID 04/04/13 Swisscom AG SCMWY 871013108 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Accept Financial Statements and Statutory Reports For For Mgmt 1.2 Approve Remuneration Report For For Mgmt 2 Approve Allocation of Income and Dividends of CHF 22 per Share For For Mgmt 3 Approve Discharge of Board and Senior Management For For Mgmt 4.1 Reelect Hansueli Loosli as Director For For Mgmt 4.2 Reelect Michel Gobet as Director For For Mgmt 4.3 Reelect Torsten Kreindl as Director For For Mgmt 4.4 Reelect Richard Roy as Director For For Mgmt 4.5 Reelect Theophil Schlatter as Director For For Mgmt 5 Ratify KPMG AG as Auditors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 04/10/13 Lennar Corporation LEN 526057104 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Irving Bolotin For For Mgmt 1.2 Elect Director Steven L. Gerard For For Mgmt 1.3 Elect Director Theron I. (Tig) Gilliam For For Mgmt 1.4 Elect Director Sherrill W. Hudson For For Mgmt 1.5 Elect Director R. Kirk Landon For For Mgmt 1.6 Elect Director Sidney Lapidus For For Mgmt 1.7 Elect Director Stuart A. Miller For For Mgmt 1.8 Elect Director Jeffrey Sonnenfeld For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Mgmt 3 Ratify Auditors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 04/10/13 Metals USA Holdings Corp. MUSA 59132A104 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1 Approve Merger Agreement For For Mgmt 2 Advisory Vote on Golden Parachutes For For Mgmt 3 Adjourn Meeting For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 04/11/13 BP plc BP 055622104 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1 Accept Financial Statements and Statutory Reports For For Mgmt 2 Approve Remuneration Report For For Mgmt 3 Re-elect Bob Dudley as Director For For Mgmt 4 Re-elect Iain Conn as Director For For Mgmt 5 Re-elect Dr Brian Gilvary as Director For For Mgmt 6 Re-elect Paul Anderson as Director For For Mgmt 7 Re-elect Frank Bowman as Director For For Mgmt 8 Re-elect Antony Burgmans as Director For For Mgmt 9 Re-elect Cynthia Carroll as Director For For Mgmt 10 Re-elect George David as Director For For Mgmt 11 Re-elect Ian Davis as Director For For Mgmt 12 Re-elect Dame Ann Dowling as Director For For Mgmt 13 Re-elect Brendan Nelson as Director For For Mgmt 14 Re-elect Phuthuma Nhleko as Director For For Mgmt 15 Re-elect Andrew Shilston as Director For For Mgmt 16 Re-elect Carl-Henric Svanberg as Director For For Mgmt 17 Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration For For Mgmt 18 Authorise Market Purchase of Ordinary Shares For For Mgmt 19 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt 20 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt 21 Authorise the Company to Call EGM with Two Weeks' Notice For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 04/15/13 A. O. Smith Corporation AOS 831865209 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Gloster B. Current, Jr. For For Mgmt 1.2 Elect Director William P. Greubel For For Mgmt 1.3 Elect Director Idelle K. Wolf For For Mgmt 1.4 Elect Director Gene C. Wulf For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Ratify Auditors For For Mgmt 4 Increase Authorized Common Stock For For Mgmt 5 Reduce Authorized Class A Common Stock For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 04/17/13 Asbury Automotive Group, Inc. ABG 043436104 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Thomas C. DeLoach, Jr. For For Mgmt 1.2 Elect Director Michael S. Kearney For For Mgmt 1.3 Elect Director Philip F. Maritz For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Ratify Auditors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 04/17/13 C. R. Bard, Inc. BCR 067383109 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director David M. Barrett For For Mgmt 1.2 Elect Director Anthony Welters For For Mgmt 1.3 Elect Director Tony L. White For For Mgmt 2 Ratify Auditors For For Mgmt 3 Amend Omnibus Stock Plan For For Mgmt 4 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 5 Report on Sustainability Against For ShrHlder 6 Require Independent Board Chairman Against For ShrHlder MEETING DATE COMPANY TICKER SECURITY ID 04/17/13 Discover Financial Services DFS 254709108 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Jeffrey S. Aronin For For Mgmt 1.2 Elect Director Mary K. Bush For For Mgmt 1.3 Elect Director Gregory C. Case For For Mgmt 1.4 Elect Director Cynthia A. Glassman For For Mgmt 1.5 Elect Director Richard H. Lenny For For Mgmt 1.6 Elect Director Thomas G. Maheras For For Mgmt 1.7 Elect Director Michael H. Moskow For For Mgmt 1.8 Elect Director David W. Nelms For For Mgmt 1.9 Elect Director E. Follin Smith For For Mgmt 1.10 Elect Director Mark A. Thierer For For Mgmt 1.11 Elect Director Lawrence A. Weinbach For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Ratify Auditors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 04/17/13 The Sherwin-Williams Company SHW 824348106 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Arthur F. Anton For For Mgmt 1.2 Elect Director Christopher M. Connor For For Mgmt 1.3 Elect Director David F. Hodnik For For Mgmt 1.4 Elect Director Thomas G. Kadien For For Mgmt 1.5 Elect Director Richard J. Kramer For For Mgmt 1.6 Elect Director Susan J. Kropf For For Mgmt 1.7 Elect Director Richard K. Smucker For For Mgmt 1.8 Elect Director John M. Stropki For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Adopt Majority Voting for Uncontested Election of Directors For For Mgmt 4 Ratify Auditors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 04/18/13 RWE AG RWEOY 74975E303 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1 Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting) Mgmt 2 Approve Allocation of Income and Dividends of EUR 2.00 per Share For For Mgmt 3 Approve Discharge of Management Board for Fiscal 2012 For For Mgmt 4 Approve Discharge of Supervisory Board for Fiscal 2012 For For Mgmt 5 Approve Remuneration System for Management Board Members For Against Mgmt 6 Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2013 For For Mgmt 7 Ratify PricewaterhouseCoopers AG as Auditors for the Half Year Financial Report 2013 For For Mgmt 8 By-elections to the Supervisory Board For For Mgmt 9 Approve Remuneration of Supervisory Board For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 04/18/13 eBay Inc. EBAY 278642103 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1a Elect Director David M. Moffett For For Mgmt 1b Elect Director Richard T. Schlosberg, III For For Mgmt 1c Elect Director Thomas J. Tierney For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Mgmt 3 Report on Lobbying Payments and Policy Against For ShrHlder 4 Report on Privacy and Data Security Against Against ShrHlder 5 Ratify Auditors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 04/23/13 Coca-Cola Enterprises, Inc. CCE 19122T109 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Jan Bennink For For Mgmt 1.2 Elect Director John F. Brock For For Mgmt 1.3 Elect Director Calvin Darden For For Mgmt 1.4 Elect Director L. Phillip Humann For For Mgmt 1.5 Elect Director Orrin H. Ingram, II For For Mgmt 1.6 Elect Director Thomas H. Johnson For For Mgmt 1.7 Elect Director Suzanne B. Labarge For For Mgmt 1.8 Elect Director Veronique Morali For For Mgmt 1.9 Elect Director Andrea L. Saia For For Mgmt 1.10 Elect Director Garry Watts For For Mgmt 1.11 Elect Director Curtis R. Welling For For Mgmt 1.12 Elect Director Phoebe A. Wood For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Ratify Auditors For For Mgmt Page 3 MEETING DATE COMPANY TICKER SECURITY ID 04/23/13 Domino's Pizza, Inc. DPZ 25754A201 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director J. Patrick Doyle For For Mgmt 1.2 Elect Director James A. Goldman For For Mgmt 1.3 Elect Director Gregory A. Trojan For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Adopt Policy to Require Suppliers to Eliminate Cattle Dehorning Against Against ShrHlder 4 Ratify Auditors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 04/23/13 FMC Corporation FMC 302491303 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Pierre Brondeau For For Mgmt 1.2 Elect Director Dirk A. Kempthorne For For Mgmt 1.3 Elect Director Robert C. Pallash For For Mgmt 2 Ratify Auditors For For Mgmt 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 4 Declassify the Board of Directors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 04/23/13 GDF Suez GDFZY 36160B105 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1 Approve Financial Statements and Statutory Reports For For Mgmt 2 Approve Consolidated Financial Statements and Statutory Reports For For Mgmt 3 Approve Allocation of Income and Dividends of EUR 1.50 per Share For For Mgmt 4 Approve Auditors' Special Report on Related-Party Transactions Regarding New Transactions For For Mgmt 5 Authorize Repurchase of Up to 10 Percent of Issued Share Capital For For Mgmt 6 Ratify Appointment of Ann-Kristin Achleitner as Director For For Mgmt 7 Elect Jonathan Reynolds as Representative of Employee Shareholders to the Board None Against Mgmt 8 Elect Caroline Simon as Representative of Employee Shareholders to the Board None Against Mgmt 9 Approve Employee Stock Purchase Plan For For Mgmt 10 Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries For For Mgmt 11 Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plan For For Mgmt 12 Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plan Reserved for A few Employees and Corporate Officers For For Mgmt 13 Amend Article 13.3 of Bylaws Re: Representative of Employee Shareholders Length of Term For For Mgmt 14 Authorize Filing of Required Documents/Other Formalities For For Mgmt A Approve Dividends of EUR 0.83 per Share Against Against ShrHlder MEETING DATE COMPANY TICKER SECURITY ID 04/24/13 AMN Healthcare Services, Inc. AHS 001744101 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Mark G. Foletta For For Mgmt 1.2 Elect Director R. Jeffrey Harris For For Mgmt 1.3 Elect Director Michael M.E. Johns For For Mgmt 1.4 Elect Director Martha H. Marsh For For Mgmt 1.5 Elect Director Susan R. Salka For For Mgmt 1.6 Elect Director Andrew M. Stern For For Mgmt 1.7 Elect Director Paul E. Weaver For For Mgmt 1.8 Elect Director Douglas D. Wheat For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Ratify Auditors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 04/24/13 Marathon Petroleum Corporation MPC 56585A102 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Evan Bayh For For Mgmt 1.2 Elect Director William L. Davis For For Mgmt 1.3 Elect Director Thomas J. Usher For For Mgmt 2 Ratify Auditors For For Mgmt 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 4 Declassify the Board of Directors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 04/25/13 AstraZeneca plc AZN 046353108 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1 Accept Financial Statements and Statutory Reports For For Mgmt 2 Approve Dividends For For Mgmt 3 Reappoint KPMG Audit plc as Auditors For For Mgmt 4 Authorise Board to Fix Remuneration of Auditors For For Mgmt 5(a) Re-elect Leif Johansson as Director For For Mgmt 5(b) Elect Pascal Soriot as Director For For Mgmt 5(c) Re-elect Simon Lowth as Director For For Mgmt 5(d) Re-elect Genevieve Berger as Director For For Mgmt 5(e) Re-elect Bruce Burlington as Director For For Mgmt 5(f) Re-elect Graham Chipchase as Director For For Mgmt 5(g) Re-elect Jean-Philippe Courtois as Director For For Mgmt 5(h) Re-elect Rudy Markham as Director For For Mgmt 5(i) Re-elect Nancy Rothwell as Director For For Mgmt 5(j) Re-elect Shriti Vadera as Director For For Mgmt 5(k) Re-elect John Varley as Director For For Mgmt 5(l) Re-elect Marcus Wallenberg as Director For For Mgmt 6 Approve Remuneration Report For For Mgmt 7 Authorise EU Political Donations and Expenditure For For Mgmt 8 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt 9 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt 10 Authorise Market Purchase of Ordinary Shares For For Mgmt 11 Authorise the Company to Call EGM with Two Weeks' Notice For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 04/25/13 NewMarket Corporation NEU 651587107 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Phyllis L. Cothran For For Mgmt 1.2 Elect Director Mark M. Gambill For For Mgmt 1.3 Elect Director Bruce C. Gottwald For For Mgmt 1.4 Elect Director Thomas E. Gottwald For For Mgmt 1.5 Elect Director Patrick D. Hanley For For Mgmt 1.6 Elect Director James E. Rogers For For Mgmt 1.7 Elect Director Charles B. Walker For For Mgmt 2 Ratify Auditors For For Mgmt 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 04/25/13 Pfizer Inc. PFE 717081103 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Dennis A. Ausiello For For Mgmt 1.2 Elect Director M. Anthony Burns For For Mgmt 1.3 Elect Director W. Don Cornwell For For Mgmt 1.4 Elect Director Frances D. Fergusson For For Mgmt 1.5 Elect Director William H. Gray, III For For Mgmt 1.6 Elect Director Helen H. Hobbs For For Mgmt 1.7 Elect Director Constance J. Horner For For Mgmt 1.8 Elect Director James M. Kilts For For Mgmt 1.9 Elect Director George A. Lorch For For Mgmt 1.10 Elect Director Suzanne Nora Johnson For For Mgmt 1.11 Elect Director Ian C. Read For For Mgmt 1.12 Elect Director Stephen W. Sanger For For Mgmt 1.13 Elect Director Marc Tessier-Lavigne For For Mgmt 2 Ratify Auditors For For Mgmt 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 4 Stock Retention/Holding Period Against For ShrHlder 5 Provide Right to Act by Written Consent Against For ShrHlder MEETING DATE COMPANY TICKER SECURITY ID 04/26/13 Badger Meter, Inc. BMI 056525108 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Ronald H. Dix For For Mgmt 1.2 Elect Director Thomas J. Fischer For For Mgmt 1.3 Elect Director Gale E. Klappa For For Mgmt 1.4 Elect Director Gail A. Lione For For Mgmt 1.5 Elect Director Richard A. Meeusen For For Mgmt 1.6 Elect Director Andrew J. Policano For For Mgmt 1.7 Elect Director Steven J. Smith For For Mgmt 1.8 Elect Director Todd J. Teske For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Ratify Auditors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 04/26/13 Lithia Motors, Inc. LAD 536797103 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Sidney B. DeBoer For For Mgmt 1.2 Elect Director Thomas R. Becker For For Mgmt 1.3 Elect Director Susan O. Cain For For Mgmt 1.4 Elect Director Bryan B. DeBoer For For Mgmt 1.5 Elect Director M.L. Dick Heimann For For Mgmt 1.6 Elect Director Kenneth E. Roberts For For Mgmt 1.7 Elect Director William J. Young For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Amend Omnibus Stock Plan For For Mgmt 4 Approve Executive Incentive Bonus Plan For For Mgmt 5 Ratify Auditors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 04/30/13 EPL Oil & Gas, Inc. EPL 26883D108 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Charles O. Buckner For For Mgmt 1.2 Elect Director Scott A. Griffiths For For Mgmt 1.3 Elect Director Gary C. Hanna For For Mgmt 1.4 Elect Director Marc McCarthy For For Mgmt 1.5 Elect Director Steven J. Pully For For Mgmt 1.6 Elect Director William F. Wallace For For Mgmt 2 Amend Omnibus Stock Plan For For Mgmt 3 Ratify Auditors For For Mgmt 4 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt Page 4 MEETING DATE COMPANY TICKER SECURITY ID 04/30/13 International Business Machines Corporation IBM 459200101 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Alain J.P. Belda For For Mgmt 1.2 Elect Director William R. Brody For For Mgmt 1.3 Elect Director Kenneth I. Chenault For For Mgmt 1.4 Elect Director Michael L. Eskew For For Mgmt 1.5 Elect Director David N. Farr For For Mgmt 1.6 Elect Director Shirley Ann Jackson For For Mgmt 1.7 Elect Director Andrew N. Liveris For For Mgmt 1.8 Elect Director W. James McNerney, Jr. For For Mgmt 1.9 Elect Director James W. Owens For For Mgmt 1.10 Elect Director Virginia M. Rometty For For Mgmt 1.11 Elect Director Joan E. Spero For For Mgmt 1.12 Elect Director Sidney Taurel For For Mgmt 1.13 Elect Director Lorenzo H. Zambrano For For Mgmt 2 Ratify Auditors For For Mgmt 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 4 Report on Lobbying Payments and Policy Against For ShrHlder 5 Provide Right to Act by Written Consent Against For ShrHlder 6 Require Independent Board Chairman Against For ShrHlder 7 Stock Retention/Holding Period Against For ShrHlder MEETING DATE COMPANY TICKER SECURITY ID 04/30/13 Medidata Solutions, Inc. MDSO 58471A105 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Tarek A. Sherif For For Mgmt 1.2 Elect Director Glen M. de Vries For For Mgmt 1.3 Elect Director Carlos Dominguez For For Mgmt 1.4 Elect Director Neil M. Kurtz For For Mgmt 1.5 Elect Director George W. McCulloch For For Mgmt 1.6 Elect Director Lee A. Shapiro For For Mgmt 1.7 Elect Director Robert B. Taylor For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Amend Omnibus Stock Plan For Against Mgmt 4 Ratify Auditors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 05/01/13 GlaxoSmithKline plc GSK 37733W105 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1 Accept Financial Statements and Statutory Reports For For Mgmt 2 Approve Remuneration Report For For Mgmt 3 Elect Lynn Elsenhans as Director For For Mgmt 4 Elect Jing Ulrich as Director For For Mgmt 5 Elect Hans Wijers as Director For For Mgmt 6 Re-elect Sir Christopher Gent as Director For For Mgmt 7 Re-elect Sir Andrew Witty as Director For For Mgmt 8 Re-elect Sir Roy Anderson as Director For For Mgmt 9 Re-elect Dr Stephanie Burns as Director For For Mgmt 10 Re-elect Stacey Cartwright as Director For For Mgmt 11 Re-elect Simon Dingemans as Director For For Mgmt 12 Re-elect Judy Lewent as Director For For Mgmt 13 Re-elect Sir Deryck Maughan as Director For For Mgmt 14 Re-elect Dr Daniel Podolsky as Director For For Mgmt 15 Re-elect Dr Moncef Slaoui as Director For For Mgmt 16 Re-elect Tom de Swaan as Director For For Mgmt 17 Re-elect Sir Robert Wilson as Director For For Mgmt 18 Reappoint PricewaterhouseCoopers LLP as Auditors For For Mgmt 19 Authorise the Audit & Risk Committee to Fix Remuneration of Auditors For For Mgmt 20 Authorise EU Political Donations and Expenditure For For Mgmt 21 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt 22 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt 23 Authorise Market Purchase of Ordinary Shares For For Mgmt 24 Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports For For Mgmt 25 Authorise the Company to Call EGM with Two Weeks' Notice For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 05/01/13 Papa John's International, Inc. PZZA 698813102 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1a Elect Director Norborne P. Cole, Jr. For For Mgmt 1b Elect Director Christopher L. Coleman For For Mgmt 2 Ratify Auditors For For Mgmt 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 4 Adopt Policy to Require Suppliers to Eliminate Cattle Dehorning Against Against ShrHlder MEETING DATE COMPANY TICKER SECURITY ID 05/02/13 DIRECTV DTV 25490A309 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1a Elect Director Neil Austrian For For Mgmt 1b Elect Director Ralph Boyd, Jr. For For Mgmt 1c Elect Director Abelardo Bru For For Mgmt 1d Elect Director David Dillon For For Mgmt 1e Elect Director Samuel DiPiazza, Jr. For For Mgmt 1f Elect Director Dixon Doll For For Mgmt 1g Elect Director Charles Lee For For Mgmt 1h Elect Director Peter Lund For For Mgmt 1i Elect Director Nancy Newcomb For For Mgmt 1j Elect Director Lorrie Norrington For For Mgmt 1k Elect Director Michael White For For Mgmt 2 Ratify Auditors For For Mgmt 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 4 Pro-rata Vesting of Equity Awards Against For ShrHlder 5 Require Independent Board Chairman Against Against ShrHlder 6 Provide Right to Act by Written Consent Against For ShrHlder MEETING DATE COMPANY TICKER SECURITY ID 05/03/13 Illinois Tool Works Inc. ITW 452308109 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1a Elect Director Daniel J. Brutto For For Mgmt 1b Elect Director Susan Crown For For Mgmt 1c Elect Director Don H. Davis, Jr. For For Mgmt 1d Elect Director James W. Griffith For For Mgmt 1e Elect Director Robert C. McCormack For For Mgmt 1f Elect Director Robert S. Morrison For For Mgmt 1g Elect Director E. Scott Santi For For Mgmt 1h Elect Director James A. Skinner For For Mgmt 1i Elect Director David B. Smith, Jr. For For Mgmt 1j Elect Director Pamela B. Strobel For For Mgmt 1k Elect Director Kevin M. Warren For For Mgmt 1l Elect Director Anre D. Williams For For Mgmt 2 Ratify Auditors For For Mgmt 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 4 Reduce Supermajority Vote Requirement Against For ShrHlder MEETING DATE COMPANY TICKER SECURITY ID 05/03/13 Rogers Corporation ROG 775133101 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Michael F. Barry For For Mgmt 1.2 Elect Director Charles M. Brennan, III For For Mgmt 1.3 Elect Director Bruce D. Hoechner For For Mgmt 1.4 Elect Director Gregory B. Howey For For Mgmt 1.5 Elect Director Carol R. Jensen For For Mgmt 1.6 Elect Director William E. Mitchell For For Mgmt 1.7 Elect Director Robert G. Paul For For Mgmt 1.8 Elect Director Peter C. Wallace For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Ratify Auditors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 05/08/13 Gilead Sciences, Inc. GILD 375558103 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director John F. Cogan For For Mgmt 1.2 Elect Director Etienne F. Davignon For For Mgmt 1.3 Elect Director Carla A. Hills For For Mgmt 1.4 Elect Director Kevin E. Lofton For For Mgmt 1.5 Elect Director John W. Madigan For For Mgmt 1.6 Elect Director John C. Martin For For Mgmt 1.7 Elect Director Nicholas G. Moore For For Mgmt 1.8 Elect Director Richard J. Whitley For For Mgmt 1.9 Elect Director Gayle E. Wilson For For Mgmt 1.10 Elect Director Per Wold-Olsen For For Mgmt 2 Ratify Auditors For For Mgmt 3 Amend Omnibus Stock Plan For For Mgmt 4 Increase Authorized Common Stock For For Mgmt 5 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 6 Require Independent Board Chairman Against Against ShrHlder 7 Provide Right to Act by Written Consent Against For ShrHlder MEETING DATE COMPANY TICKER SECURITY ID 05/08/13 Philip Morris International Inc. PM 718172109 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Harold Brown For For Mgmt 1.2 Elect Director Mathis Cabiallavetta For For Mgmt 1.3 Elect Director Andre Calantzopoulos For For Mgmt 1.4 Elect Director Louis C. Camilleri For For Mgmt 1.5 Elect Director J. Dudley Fishburn For For Mgmt 1.6 Elect Director Jennifer Li For For Mgmt 1.7 Elect Director Graham Mackay For For Mgmt 1.8 Elect Director Sergio Marchionne For For Mgmt 1.9 Elect Director Kalpana Morparia For For Mgmt 1.10 Elect DirectorLucio A. Noto For For Mgmt 1.11 Elect Director Robert B. Polet For For Mgmt 1.12 Elect Director Carlos Slim Helu For For Mgmt 1.13 Elect Director Stephen M. Wolf For For Mgmt 2 Ratify Auditors For For Mgmt 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt Page 5 MEETING DATE COMPANY TICKER SECURITY ID 05/08/13 Phillips 66 PSX 718546104 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1a Elect Director Greg C. Garland For For Mgmt 1b Elect Director John E. Lowe For For Mgmt 2 Ratify Auditors For For Mgmt 3 Approve Omnibus Stock Plan For For Mgmt 4 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 5 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt MEETING DATE COMPANY TICKER SECURITY ID 05/09/13 Gentiva Health Services, Inc. GTIV 37247A102 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Robert S. Forman, Jr. For For Mgmt 1.2 Elect Director Victor F. Ganzi For Against Mgmt 1.3 Elect Director Philip R. Lochner, Jr. For For Mgmt 1.4 Elect Director Stuart Olsten For Against Mgmt 1.5 Elect Director Sheldon M. Retchin For For Mgmt 1.6 Elect Director Tony Strange For For Mgmt 1.7 Elect Director Raymond S. Troubh For Against Mgmt 1.8 Elect Director Rodney D. Windley For For Mgmt 2 Ratify Auditors For For Mgmt 3 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Mgmt 4 Amend Omnibus Stock Plan For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 05/09/13 Hanger, Inc. HGR 41043F208 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Vinit K. Asar For For Mgmt 1.2 Elect Director Thomas P. Cooper For For Mgmt 1.3 Elect Director Cynthia L. Feldmann For For Mgmt 1.4 Elect Director Eric A. Green For For Mgmt 1.5 Elect Director Stephen E. Hare For For Mgmt 1.6 Elect Director Isaac Kaufman For For Mgmt 1.7 Elect Director Thomas F. Kirk For For Mgmt 1.8 Elect Director Patricia B. Shrader For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Ratify Auditors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 05/09/13 TriMas Corporation TRS 896215209 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Marshall A. Cohen For For Mgmt 1.2 Elect Director David M. Wathen For For Mgmt 2 Ratify Auditors For For Mgmt 3 Amend Omnibus Stock Plan For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 05/10/13 Eni S.p.A. E 26874R108 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1 Accept Financial Statements and Statutory Reports For For Mgmt 2 Approve Allocation of Income For For Mgmt 3 Approve Remuneration Report For For Mgmt 4 Authorize Share Repurchase Program For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 05/10/13 Mattel, Inc. MAT 577081102 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1a Elect Director Michael J. Dolan For For Mgmt 1b Elect Director Trevor A. Edwards For For Mgmt 1c Elect Director Frances D. Fergusson For For Mgmt 1d Elect Director Dominic Ng For For Mgmt 1e Elect Director Vasant M. Prabhu For For Mgmt 1f Elect Director Andrea L. Rich For For Mgmt 1g Elect Director Dean A. Scarborough For For Mgmt 1h Elect Director Christopher A. Sinclair For For Mgmt 1i Elect Director Bryan G. Stockton For For Mgmt 1j Elect Director Dirk Van de Put For For Mgmt 1k Elect DirectorKathy White Loyd For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Ratify Auditors For For Mgmt 4 Require Independent Board Chairman Against Against ShrHlder MEETING DATE COMPANY TICKER SECURITY ID 05/14/13 Aegion Corporation AEGN 00770F104 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director J. Joseph Burgess For For Mgmt 1.2 Elect Director Stephen P. Cortinovis For For Mgmt 1.3 Elect Director Stephanie A. Cuskley For For Mgmt 1.4 Elect Director John P. Dubinsky For For Mgmt 1.5 Elect Director Charles R. Gordon For For Mgmt 1.6 Elect Director Juanita H. Hinshaw For For Mgmt 1.7 Elect Director M. Richard Smith For For Mgmt 1.8 Elect Director Alfred L. Woods For For Mgmt 1.9 Elect Director Phillip D. Wright For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Approve Omnibus Stock Plan For For Mgmt 4 Ratify Auditors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 05/14/13 CF Industries Holdings, Inc. CF 125269100 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1 Declassify the Board of Directors For For Mgmt 2a Elect Director Robert C. Arzbaecher For For Mgmt 2b Elect Director Stephen J. Hagge For For Mgmt 2c Elect Director Edward A. Schmitt For For Mgmt 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 4 Ratify Auditors For For Mgmt 5 Reduce Supermajority Vote Requirement Against For ShrHlder 6 Adopt Policy and Report on Board Diversity Against For ShrHlder 7 Report on Political Contributions Against For ShrHlder 8 Report on Sustainability Against For ShrHlder MEETING DATE COMPANY TICKER SECURITY ID 05/14/13 Discovery Communications, Inc. DISCA 25470F104 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Paul A. Gould For Withhold Mgmt 1.2 Elect Director John S. Hendricks For Withhold Mgmt 1.3 Elect Director M. LaVoy Robison For For Mgmt 2 Ratify Auditors For For Mgmt 3 Approve Omnibus Stock Plan For Against Mgmt MEETING DATE COMPANY TICKER SECURITY ID 05/14/13 Dorman Products, Inc. DORM 258278100 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Steven L. Berman For For Mgmt 1.2 Elect Director Paul R. Lederer For For Mgmt 1.3 Elect Director Edgar W. Levin For For Mgmt 1.4 Elect Director Robert M. Lynch For For Mgmt 1.5 Elect Director Richard T. Riley For For Mgmt 2 Ratify Auditors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 05/15/13 Comcast Corporation CMCSA 20030N101 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Kenneth J. Bacon For For Mgmt 1.2 Elect Director Sheldon M. Bonovitz For For Mgmt 1.3 Elect Director Joseph J. Collins For For Mgmt 1.4 Elect Director J. Michael Cook For For Mgmt 1.5 Elect Director Gerald L. Hassell For For Mgmt 1.6 Elect Director Jeffrey A. Honickman For For Mgmt 1.7 Elect Director Eduardo G. Mestre For For Mgmt 1.8 Elect Director Brian L. Roberts For For Mgmt 1.9 Elect Director Ralph J. Roberts For For Mgmt 1.10 Elect Director Johnathan A. Rodgers For For Mgmt 1.11 Elect Director Judith Rodin For For Mgmt 2 Ratify Auditors For For Mgmt 3 Pro-rata Vesting of Equity Awards Against For ShrHlder 4 Approve Recapitalization Plan for all Stock to Have One-vote per Share Against For ShrHlder MEETING DATE COMPANY TICKER SECURITY ID 05/15/13 Northrop Grumman Corporation NOC 666807102 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Wesley G. Bush For For Mgmt 1.2 Elect Director Victor H. Fazio For For Mgmt 1.3 Elect Director Donald E. Felsinger For For Mgmt 1.4 Elect Director Stephen E. Frank For For Mgmt 1.5 Elect Director Bruce S. Gordon For For Mgmt 1.6 Elect Director Madeleine A. Kleiner For For Mgmt 1.7 Elect Director Karl J. Krapek For For Mgmt 1.8 Elect Director Richard B. Myers For For Mgmt 1.9 Elect Director Aulana L. Peters For For Mgmt 1.10 Elect Director Gary Roughead For For Mgmt 1.11 Elect Director Thomas M. Schoewe For For Mgmt 1.12 Elect Director Kevin W. Sharer For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Ratify Auditors For For Mgmt 4 Report on Lobbying Payments and Policy Against Against ShrHlder 5 Require Independent Board Chairman Against Against ShrHlder Page 6 MEETING DATE COMPANY TICKER SECURITY ID 05/16/13 Deutsche Telekom AG DTEGY 251566105 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1 Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting) Mgmt 2 Approve Allocation of Income and Dividends of EUR 0.70 per Share For For Mgmt 3 Approve Discharge of Management Board for Fiscal 2012 For For Mgmt 4 Approve Discharge of Supervisory Board for Fiscal 2012 For For Mgmt 5 Ratify PricewaterhouseCoopers as Auditors for Fiscal 2013 For For Mgmt 6 Elect Sari Baldauf to the Supervisory Board For Against Mgmt 7 Elect Ulrich Lehner to the Supervisory Board For Against Mgmt 8 Ammend Articles Re: Supervisory Board Remuneration For For Mgmt 9 Approve Cancellation of Conditional Capital Authorization For For Mgmt 10 Approve Creation of EUR 2.2 Billion Pool of Capital without Preemptive Rights For For Mgmt 11 Approve Affiliation Agreement with PASM Power and Air Condition Solution Management GmbH For For Mgmt 12 Ammend Affiliation Agreement with GMG Generalmietgesellschaft mbH For For Mgmt 13 Ammend Affiliation Agreement with DeTeMedien, Deutsche Telekom Medien GmbH For For Mgmt 14 Ammend Affiliation Agreement with GMG Generalmietgesellschaft mbH For For Mgmt 15 Ammend Affiliation Agreement with DeTeMedien, Deutsche Telekom Medien GmbH For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 05/16/13 Grand Canyon Education, Inc. LOPE 38526M106 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Brent D. Richardson For For Mgmt 1.2 Elect Director Brian E. Mueller For For Mgmt 1.3 Elect Director David J. Johnson For For Mgmt 1.4 Elect Director Jack A. Henry For For Mgmt 1.5 Elect Director Bradley A. Casper For For Mgmt 1.6 Elect Director Kevin F. Warren For For Mgmt 1.7 Elect Director Sara R. Dial For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Ratify Auditors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 05/16/13 Lumber Liquidators Holdings, Inc. LL 55003T107 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Macon F. Brock, Jr. For For Mgmt 1.2 Elect Director John M. Presley For For Mgmt 1.3 Elect Director Thomas D. Sullivan For For Mgmt 2 Ratify Auditors For For Mgmt 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 05/16/13 Manhattan Associates, Inc. MANH 562750109 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director John J. Huntz For For Mgmt 1.2 Elect Director Dan J. Lautenbach For For Mgmt 1.3 Elect Director Thomas E. Noonan For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Ratify Auditors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 05/16/13 ViewPoint Financial Group, Inc. VPFG 92672A101 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1 Elect Director Bruce W. Hunt For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Ratify Auditors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 05/17/13 Total SA TOT 89151E109 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1 Approve Financial Statements and Statutory Reports For For Mgmt 2 Approve Consolidated Financial Statements and Statutory Reports For For Mgmt 3 Approve Allocation of Income and Dividends of EUR 2.34 per Share For For Mgmt 4 Authorize Repurchase of Up to 10 Percent of Issued Share Capital For For Mgmt 5 Reelect Thierry Desmarest as Director For For Mgmt 6 Reelect Gunnar Brock as Director For For Mgmt 7 Reelect Gerard Lamarche as Director For For Mgmt 8 Elect Charles Keller and Philippe Marchandise as Representative of Employee Shareholders to the Board For For Mgmt 9 Approve Remuneration of Directors in the Aggregate Amount of EUR 1.40 Million For For Mgmt 10 Authorize up to 0.75 Percent of Issued Capital for Use in Stock Option Plan For Against Mgmt 11 Approve Employee Stock Purchase Plan For For Mgmt 12 Approve the Establishment of an Independent Ethics Committee Against Against ShrHlder 13 Approve to Link Remuneration to Positive Safety Indicators Against Against ShrHlder 14 Acquire the Diversity Label Against Against ShrHlder 15 Approve Nomination of Employees Representative to the Remuneration Committee Against Against ShrHlder 16 Allow Loyalty Dividends to Long-Term Registered Shareholders Against Against ShrHlder MEETING DATE COMPANY TICKER SECURITY ID 05/21/13 Interval Leisure Group, Inc. IILG 46113M108 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Craig M. Nash For For Mgmt 1.2 Elect Director David Flowers For For Mgmt 1.3 Elect Director Victoria L. Freed For For Mgmt 1.4 Elect Director Gary S. Howard For For Mgmt 1.5 Elect Director Lewis J. Korman For For Mgmt 1.6 Elect Director Thomas J. Kuhn For For Mgmt 1.7 Elect Director Thomas J. McInerney For For Mgmt 1.8 Elect Director Thomas P. Murphy, Jr. For For Mgmt 1.9 Elect Director Avy H. Stein For For Mgmt 2 Approve Omnibus Stock Plan For For Mgmt 3 Ratify Auditors For For Mgmt 4 Other Business For Against Mgmt MEETING DATE COMPANY TICKER SECURITY ID 05/21/13 Pinnacle Entertainment, Inc. PNK 723456109 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1a Elect Director Stephen C. Comer For For Mgmt 1b Elect Director Richard J. Goeglein For For Mgmt 1c Elect Director Bruce A. Leslie For For Mgmt 1d Elect Director James L. Martineau For For Mgmt 1e Elect Director Desiree Rogers For For Mgmt 1f Elect Director Anthony M. Sanfilippo For For Mgmt 1g Elect Director Jaynie M. Studenmund For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Amend Omnibus Stock Plan For For Mgmt 4 Ratify Auditors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 05/21/13 Sirius XM Radio Inc. SIRI 82967N108 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Joan L. Amble For For Mgmt 1.2 Elect Director Mark D. Carleton For For Mgmt 1.3 Elect Director David J.A. Flowers For Withhold Mgmt 1.4 Elect Director Eddy W. Hartenstein For For Mgmt 1.5 Elect Director James P. Holden For For Mgmt 1.6 Elect Director Gregory B. Maffei For Withhold Mgmt 1.7 Elect Director Evan D. Malone For For Mgmt 1.8 Elect Director James E. Meyer For For Mgmt 1.9 Elect Director James F. Mooney For For Mgmt 1.10 Elect Director Robin S. Pringle For For Mgmt 1.11 Elect Director Carl E. Vogel For For Mgmt 1.12 Elect Director Vanessa A. Wittman For For Mgmt 1.13 Elect Director David Zaslav For For Mgmt 2 Ratify Auditors For For Mgmt 3 Adopt Policy on Succession Planning Against For ShrHlder MEETING DATE COMPANY TICKER SECURITY ID 05/21/13 Susser Holdings Corporation SUSS 869233106 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Armand S. Shapiro For For Mgmt 1.2 Elect Director Sam L. Susser For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Ratify Auditors For For Mgmt 4 Approve Omnibus Stock Plan For For Mgmt 5 Approve Executive Incentive Bonus Plan For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 05/21/13 The Allstate Corporation ALL 020002101 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1a Elect Director F. Duane Ackerman For For Mgmt 1b Elect Director Robert D. Beyer For For Mgmt 1c Elect Director Kermit R. Crawford For For Mgmt 1d Elect Director Jack M. Greenberg For For Mgmt 1e Elect Director Herbert L. Henkel For For Mgmt 1f Elect Director Ronald T. LeMay For For Mgmt 1g Elect Director Andrea Redmond For For Mgmt 1h Elect Director H. John Riley, Jr. For For Mgmt 1i Elect Director John W. Rowe For For Mgmt 1j Elect Director Judith A. Sprieser For For Mgmt 1k Elect Director Mary Alice Taylor For For Mgmt 1l Elect Director Thomas J. Wilson For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Amend Omnibus Stock Plan For For Mgmt 4 Ratify Auditors For For Mgmt 5 Stock Retention/Holding Period Against For ShrHlder 6 Report on Lobbying Payments and Policy Against Against ShrHlder Page 7 MEETING DATE COMPANY TICKER SECURITY ID 05/21/13 The Gap, Inc. GPS 364760108 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1a Elect Director Adrian D. P. Bellamy For For Mgmt 1b Elect Director Domenico De Sole For For Mgmt 1c Elect Director Robert J. Fisher For Against Mgmt 1d Elect Director William S. Fisher For For Mgmt 1e Elect Director Isabella D. Goren For For Mgmt 1f Elect Director Bob L. Martin For For Mgmt 1g Elect Director Jorge P. Montoya For For Mgmt 1h Elect Director Glenn K. Murphy For For Mgmt 1i Elect Director Mayo A. Shattuck, III For For Mgmt 1j Elect Director Katherine Tsang For For Mgmt 2 Ratify Auditors For For Mgmt 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 05/21/13 Western Alliance Bancorporation WAL 957638109 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Cary Mack For For Mgmt 1.2 Elect Director Todd Marshall For For Mgmt 1.3 Elect Director M. Nafees Nagy For For Mgmt 1.4 Elect Director James E. Nave For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Ratify Auditors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 05/22/13 AFC Enterprises, Inc. AFCE 00104Q107 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Krishnan Anand For Withhold Mgmt 1.2 Elect Director Victor Arias, Jr. For For Mgmt 1.3 Elect Director Cheryl A. Bachelder For For Mgmt 1.4 Elect Director Carolyn Hogan Byrd For For Mgmt 1.5 Elect Director John M. Cranor, III For For Mgmt 1.6 Elect Director R. William Ide, III For For Mgmt 1.7 Elect Director Kelvin J. Pennington For For Mgmt 2 Ratify Auditors For For Mgmt 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 05/22/13 Amgen Inc. AMGN 031162100 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director David Baltimore For For Mgmt 1.2 Elect Director Frank J. Biondi, Jr. For For Mgmt 1.3 Elect Director Robert A. Bradway For For Mgmt 1.4 Elect Director Francois de Carbonnel For For Mgmt 1.5 Elect Director Vance D. Coffman For For Mgmt 1.6 Elect Director Robert A. Eckert For For Mgmt 1.7 Elect Director Rebecca M. Henderson For For Mgmt 1.8 Elect Director Frank C. Herringer For For Mgmt 1.9 Elect Director Tyler Jacks For For Mgmt 1.10 Elect Director Gilbert S. Omenn For For Mgmt 1.11 Elect Director Judith C. Pelham For For Mgmt 1.12 Elect Director Leonard D. Schaeffer For For Mgmt 1.13 Elect Director Ronald D. Sugar For For Mgmt 2 Ratify Auditors For For Mgmt 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 4 Amend Omnibus Stock Plan For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 05/22/13 Carriage Services, Inc. CSV 143905107 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director L. William Heiligbrodt For For Mgmt 1.2 Elect Director Barry K. Fingerhut For For Mgmt 2 Approve Omnibus Stock Plan For Against Mgmt 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 4 Ratify Auditors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 05/22/13 Horace Mann Educators Corporation HMN 440327104 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1a Elect Director Mary H. Futrell For For Mgmt 1b Elect Director Stephen J. Hasenmiller For For Mgmt 1c Elect Director Peter H. Heckman For For Mgmt 1d Elect Director Ronald J. Helow For For Mgmt 1e Elect Director Beverley J. McClure For For Mgmt 1f Elect Director Gabriel L. Shaheen For For Mgmt 1g Elect Director Roger J. Steinbecker For For Mgmt 1h Elect Director Robert Stricker For For Mgmt 1i Elect Director Charles R. Wright For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Ratify Auditors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 05/22/13 LyondellBasell Industries NV LYB N53745100 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Jacques Aigrain For For Mgmt 1.2 Elect Director Scott M. Kleinman For For Mgmt 1.3 Elect Director Bruce A. Smith For For Mgmt 2 Adopt Financial Statements and Statutory Reports For For Mgmt 3 Approve Discharge of Management Board For For Mgmt 4 Approve Discharge of Supervisory Board For For Mgmt 5 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt 6 Ratify PricewaterhouseCoopers as Auditors For For Mgmt 7 Approve Remuneration of Supervisory Board For For Mgmt 8 Approve Dividends of USD 4.20 Per Share For For Mgmt 9 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 10 Authorize Repurchase of Up to 10 Percent of Issued Share Capital For For Mgmt 11 Approve Cancellation of up to 10 Percent of Issued Share Capital in Treasury Account For For Mgmt 12 Amend Articles of Association For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 05/22/13 The Travelers Companies, Inc. TRV 89417E109 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1a Elect Director Alan L. Beller For For Mgmt 1b Elect Director John H. Dasburg For For Mgmt 1c Elect Director Janet M. Dolan For For Mgmt 1d Elect Director Kenneth M. Duberstein For For Mgmt 1e Elect Director Jay S. Fishman For For Mgmt 1f Elect Director Patricia L. Higgins For For Mgmt 1g Elect Director Thomas R. Hodgson For For Mgmt 1h Elect Director William J. Kane For For Mgmt 1i Elect Director Cleve L. Killingsworth, Jr. For For Mgmt 1j Elect Director Donald J. Shepard For For Mgmt 1k Elect Director Laurie J. Thomsen For For Mgmt 2 Ratify Auditors For For Mgmt 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 4 Authorize New Class of Preferred Stock For For Mgmt 5 Report on Political Contributions Against For ShrHlder MEETING DATE COMPANY TICKER SECURITY ID 05/23/13 Flowserve Corporation FLS 34354P105 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Gayla J. Delly For For Mgmt 1.2 Elect Director Rick J. Mills For For Mgmt 1.3 Elect Director Charles M. Rampacek For For Mgmt 1.4 Elect Director William C. Rusnack For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Increase Authorized Common Stock For For Mgmt 4 Ratify Auditors For For Mgmt 5 Provide Right to Act by Written Consent Against For ShrHlder MEETING DATE COMPANY TICKER SECURITY ID 05/23/13 PrivateBancorp, Inc. PVTB 742962103 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1 Declassify the Board of Directors For For Mgmt 2.1 Elect Director Robert F. Coleman For For Mgmt 2.2 Elect Director James M. Guyette For For Mgmt 2.3 Elect Director Collin E. Roche For For Mgmt 2.4 Elect Director William R. Rybak For For Mgmt 3 Ratify Auditors For For Mgmt 4 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 5 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt MEETING DATE COMPANY TICKER SECURITY ID 05/23/13 The Home Depot, Inc. HD 437076102 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1a Elect Director F. Duane Ackerman For For Mgmt 1b Elect Director Francis S. Blake For For Mgmt 1c Elect Director Ari Bousbib For For Mgmt 1d Elect Director Gregory D. Brenneman For For Mgmt 1e Elect Director J. Frank Brown For For Mgmt 1f Elect Director Albert P. Carey For For Mgmt 1g Elect Director Armando Codina For For Mgmt 1h Elect Director Bonnie G. Hill For For Mgmt 1i Elect Director Karen L. Katen For For Mgmt 1j Elect Director Mark Vadon For For Mgmt 2 Ratify Auditors For For Mgmt 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 4 Approve Executive Incentive Bonus Plan For For Mgmt 5 Amend Omnibus Stock Plan For For Mgmt 6 Prepare Employment Diversity Report Against For ShrHlder 7 Adopt Stormwater Run-off Management Policy Against Against ShrHlder Page 8 MEETING DATE COMPANY TICKER SECURITY ID 05/24/13 Mylan Inc. MYL 628530107 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Heather Bresch For For Mgmt 1.2 Elect Director Wendy Cameron For For Mgmt 1.3 Elect Director Robert J. Cindrich For For Mgmt 1.4 Elect Director Robert J. Coury For For Mgmt 1.5 Elect Director Neil Dimick For For Mgmt 1.6 Elect Director Melina Higgins For For Mgmt 1.7 Elect Director Douglas J. Leech For For Mgmt 1.8 Elect Director Rajiv Malik For For Mgmt 1.9 Elect Director Joseph C. Maroon For For Mgmt 1.10 Elect Director Mark W. Parrish For For Mgmt 1.11 Elect Director Rodney L. Piatt For For Mgmt 1.12 Elect Director C.B. Todd For For Mgmt 1.13 Elect Director Randall L. (Pete) Vanderveen For For Mgmt 2 Ratify Auditors For For Mgmt 3 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Mgmt 4 Require Independent Board Chairman Against For ShrHlder MEETING DATE COMPANY TICKER SECURITY ID 05/28/13 France Telecom FTE 35177Q105 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1 Approve Financial Statements and Statutory Reports For For Mgmt 2 Approve Consolidated Financial Statements and Statutory Reports For For Mgmt 3 Approve Treatment of Losses and Dividends of EUR 0.78 per Share For For Mgmt 4 Approve Transaction with Thales and Caisse des Depots et Consignations Re: Creation of a new Company, "Cloudwatt" For For Mgmt 5 Elect Fonds Strategique d'Investissement as Director For Against Mgmt 6 Authorize Repurchase of Up to 10 Percent of Issued Share Capital For For Mgmt 7 Change Company Name to Orange and Amend Articles 1 and 3 of Bylaws Accordingly For For Mgmt 8 Amend Article 13 of Bylaws Re: Directors' Mandates For For Mgmt 9 Amend Article 13.2 of Bylaws Re: Election of Representative of Employee For For Mgmt 10 Amend Article 13.3 of Bylaws Re: Election of Representative of Employee Shareholders For For Mgmt 11 Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion For For Mgmt 12 Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.5 Billion For For Mgmt 13 Approve Issuance of Equity or Equity-Linked Securities for a Private Placement, up to Aggregate Nominal Amount of EUR 1.5 Billion For For Mgmt 14 Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 11 to 13 For For Mgmt 15 Authorize Capital Increase of Up to EUR 1.5 Billion for Future Exchange Offers For For Mgmt 16 Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions For For Mgmt 17 Authorize Capital Increase of up to EUR 1 Million to Holders of Orange Holding SA Stock Options or Shares in Connection with France Telecom Liquidity Agreement For For Mgmt 18 Set Total Limit for Capital Increase to Result from All Issuance Requests Under Items 11 to 17 at EUR 3.5 Billion For For Mgmt 19 Authorize Capitalization of Reserves of Up to EUR 2 Billion for Bonus Issue or Increase in Par Value For For Mgmt 20 Approve Employee Stock Purchase Plan For For Mgmt 21 Authorize Decrease in Share Capital via Cancellation of Repurchased Shares For For Mgmt 22 Authorize Filing of Required Documents/Other Formalities For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 05/28/13 Urban Outfitters, Inc. URBN 917047102 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Scott A. Belair For Withhold Mgmt 1.2 Elect Director Robert H. Strouse For For Mgmt 1.3 Elect Director Margaret A. Hayne For Withhold Mgmt 2 Amend Omnibus Stock Plan For Against Mgmt 3 Eliminate Cumulative Voting and Adopt Majority Vote Standard For For Mgmt 4 Ratify Auditors For For Mgmt 5 Require Independent Board Chairman Against For ShrHlder 6 Adopt Policy and Report on Board Diversity Against For ShrHlder MEETING DATE COMPANY TICKER SECURITY ID 05/29/13 Exxon Mobil Corporation XOM 30231G102 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director M.J. Boskin For For Mgmt 1.2 Elect Director P. Brabeck-Letmathe For For Mgmt 1.3 Elect Director U.M. Burns For For Mgmt 1.4 Elect Director L.R. Faulkner For For Mgmt 1.5 Elect Director J.S. Fishman For For Mgmt 1.6 Elect Director H.H. Fore For For Mgmt 1.7 Elect Director K.C. Frazier For For Mgmt 1.8 Elect Director W.W. George For For Mgmt 1.9 Elect Director S.J. Palmisano For For Mgmt 1.10 Elect Director S.S. Reinemund For For Mgmt 1.11 Elect Director R.W. Tillerson For For Mgmt 1.12 Elect Director W.C. Weldon For For Mgmt 1.13 Elect Director E.E. Whitacre, Jr. For For Mgmt 2 Ratify Auditors For For Mgmt 3 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Mgmt 4 Require Independent Board Chairman Against For ShrHlder 5 Require a Majority Vote for the Election of Directors Against For ShrHlder 6 Limit Directors to a Maximum of Three Board Memberships in Companies with Sales over $500 Million Annually Against Against ShrHlder 7 Report on Lobbying Payments and Policy Against For ShrHlder 8 Study Feasibility of Prohibiting Political Contributions Against Against ShrHlder 9 Adopt Sexual Orientation Anti-bias Policy Against Against ShrHlder 10 Report on Management of Hydraulic Fracturing Risks and Opportunities Against For ShrHlder 11 Adopt Quantitative GHG Goals for Products and Operations Against For ShrHlder MEETING DATE COMPANY TICKER SECURITY ID 05/30/13 Williams-Sonoma, Inc. WSM 969904101 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Laura J. Alber For For Mgmt 1.2 Elect Director Adrian D.P. Bellamy For For Mgmt 1.3 Elect Director Rose Marie Bravo For For Mgmt 1.4 Elect Director Mary Ann Casati For For Mgmt 1.5 Elect Director Patrick J. Connolly For For Mgmt 1.6 Elect Director Adrian T. Dillon For For Mgmt 1.7 Elect Director Anthony A. Greener For For Mgmt 1.8 Elect Director Ted W. Hall For For Mgmt 1.9 Elect Director Michael R. Lynch For For Mgmt 1.10 Elect Director Lorraine Twohill For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Ratify Auditors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 06/03/13 UnitedHealth Group Incorporated UNH 91324P102 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1a Elect Director William C. Ballard, Jr. For For Mgmt 1b Elect Director Edson Bueno For For Mgmt 1c Elect Director Richard T. Burke For For Mgmt 1d Elect Director Robert J. Darretta For For Mgmt 1e Elect Director Stephen J. Hemsley For For Mgmt 1f Elect Director Michele J. Hooper For For Mgmt 1g Elect Director Rodger A. Lawson For For Mgmt 1h Elect Director Douglas W. Leatherdale For For Mgmt 1i Elect Director Glenn M. Renwick For For Mgmt 1j Elect Director Kenneth I. Shine For For Mgmt 1k Elect Director Gail R. Wilensky For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Ratify Auditors For For Mgmt 4 Report on Lobbying Payments and Policy Against For ShrHlder MEETING DATE COMPANY TICKER SECURITY ID 06/04/13 Liberty Media Corporation LMCA 531229102 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director John C. Malone For For Mgmt 1.2 Elect Director Robert R. Bennett For For Mgmt 1.3 Elect Director M. Ian G. Gilchrist For Withhold Mgmt 2 Approve Omnibus Stock Plan For Against Mgmt 3 Approve Non-Employee Director Omnibus Stock Plan For Against Mgmt 4 Ratify Auditors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 06/04/13 Virgin Media Inc. VMED 92769L101 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1 Approve Merger Agreement For For Mgmt 2 Advisory Vote on Golden Parachutes For For Mgmt 3 Adjourn Meeting For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 06/05/13 American Vanguard Corporation AVD 030371108 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Lawrence S. Clark For For Mgmt 1.2 Elect Director Debra F. Edwards For For Mgmt 1.3 Elect Director Alfred F. Ingulli For For Mgmt 1.4 Elect Director John L. Killmer For For Mgmt 1.5 Elect Director Carl R. Soderlind For For Mgmt 1.6 Elect Director Irving J. Thau For For Mgmt 1.7 Elect Director Eric G. Wintemute For For Mgmt 1.8 Elect Director M. Esmail Zirakparvar For For Mgmt 2 Ratify Auditors For For Mgmt 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 4 Amend Omnibus Stock Plan For For Mgmt Page 9 MEETING DATE COMPANY TICKER SECURITY ID 06/06/13 Sourcefire, Inc. FIRE 83616T108 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director John C. Becker For For Mgmt 1.2 Elect Director Kevin M. Klausmeyer For For Mgmt 1.3 Elect Director Arnold L. Punaro For For Mgmt 2 Approve Executive Incentive Bonus Plan For For Mgmt 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 4 Ratify Auditors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 06/06/13 Starz STRZA 85571Q102 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Gregory B. Maffei For Withhold Mgmt 1.2 Elect Director Irving L. Azoff For For Mgmt 1.3 Elect Director Susan M. Lyne For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Mgmt 3 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt 4 Amend Charter to Recapitalize the Company by Deleting Provisions Relating to the Company's Capital and Starz Tracking Stock Groups For For Mgmt 5 Authorize a New Class of Common Stock For For Mgmt 6 Reclassify Each Share of Each Series of the Company's Existing Liberty Capital Common Stock Into One Share of the Corresponding Series of the Company's Common Stock For For Mgmt 7 Amend Charter to Make Certain Conforming Changes that Will be Necessary as a Result of the Charter Proposals For For Mgmt 8 Ratify Auditors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 06/07/13 On Assignment, Inc. ASGN 682159108 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director William E. Brock For For Mgmt 1.2 Elect Director Edwin A. Sheridan, IV For Withhold Mgmt 1.3 Elect Director Brian J. Callaghan For Withhold Mgmt 2 Amend Omnibus Stock Plan For For Mgmt 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 4 Ratify Auditors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 06/11/13 The TJX Companies, Inc. TJX 872540109 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Zein Abdalla For For Mgmt 1.2 Elect Director Jose B. Alvarez For For Mgmt 1.3 Elect Director Alan M. Bennett For For Mgmt 1.4 Elect Director Bernard Cammarata For For Mgmt 1.5 Elect Director David T. Ching For For Mgmt 1.6 Elect Director Michael F. Hines For For Mgmt 1.7 Elect Director Amy B. Lane For For Mgmt 1.8 Elect Director Dawn G. Lepore For For Mgmt 1.9 Elect Director Carol Meyrowitz For For Mgmt 1.10 Elect Director John F. O'Brien For For Mgmt 1.11 Elect Director Willow B. Shire For For Mgmt 2 Ratify Auditors For For Mgmt 3 Amend Omnibus Stock Plan For For Mgmt 4 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 06/13/13 Monolithic Power Systems, Inc. MPWR 609839105 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Herbert Chang For For Mgmt 1.2 Elect Director Eugen Elmiger For For Mgmt 1.3 Elect Director Michael R. Hsing For For Mgmt 2 Ratify Auditors For For Mgmt 3 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Mgmt 4 Approve Omnibus Stock Plan For Against Mgmt 5 Approve Executive Incentive Bonus Plan For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 06/13/13 Movado Group, Inc. MOV 624580106 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Margaret Hayes Adame For For Mgmt 1.2 Elect Director Richard Cote For For Mgmt 1.3 Elect Director Efraim Grinberg For For Mgmt 1.4 Elect Director Alan H. Howard For For Mgmt 1.5 Elect Director Richard Isserman For For Mgmt 1.6 Elect Director Nathan Leventhal For For Mgmt 1.7 Elect Director Alex Grinberg For For Mgmt 1.8 Elect Director Maurice Reznik For For Mgmt 2 Ratify Auditors For For Mgmt 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 4 Amend Omnibus Stock Plan For For Mgmt 5 Amend Deferred Share Bonus Plan For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 06/13/13 Stage Stores, Inc. SSI 85254C305 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Alan J. Barocas For For Mgmt 1.2 Elect Director Diane M. Ellis For For Mgmt 1.3 Elect Director Michael L. Glazer For For Mgmt 1.4 Elect Director Gabrielle E. Greene For For Mgmt 1.5 Elect Director Earl J. Hesterberg For For Mgmt 1.6 Elect Director Lisa R. Kranc For For Mgmt 1.7 Elect Director William J. Montgoris For For Mgmt 1.8 Elect Director C. Clayton Reasor For For Mgmt 1.9 Elect Director David Y. Schwartz For For Mgmt 1.10 Elect Director Ralph P. Scozzafava For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Ratify Auditors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 06/14/13 Regeneron Pharmaceuticals, Inc. REGN 75886F107 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Michael S. Brown For Withhold Mgmt 1.2 Elect Director Leonard S. Schleifer For Withhold Mgmt 1.3 Elect Director Eric M. Shooter For Withhold Mgmt 1.4 Elect Director George D. Yancopoulos For Withhold Mgmt 2 Ratify Auditors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 06/18/13 Krispy Kreme Doughnuts, Inc. KKD 501014104 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Charles A. Blixt For Withhold Mgmt 1.2 Elect Director Lynn Crump-Caine For Withhold Mgmt 1.3 Elect Director Robert S. McCoy, Jr. For Withhold Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Amend Securities Transfer Restrictions For For Mgmt 4 Ratify Auditors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 06/18/13 NetSpend Holdings, Inc. NTSP 64118V106 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1 Approve Merger Agreement For For Mgmt 2 Adjourn Meeting For For Mgmt 3 Advisory Vote on Golden Parachutes For Against Mgmt MEETING DATE COMPANY TICKER SECURITY ID 06/19/13 Ixia XXIA 45071R109 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Victor Alston For For Mgmt 1.2 Elect Director Laurent Asscher For For Mgmt 1.3 Elect Director Jonathan Fram For For Mgmt 1.4 Elect Director Errol Ginsberg For For Mgmt 1.5 Elect Director Gail Hamilton For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Amend Omnibus Stock Plan For For Mgmt 4 Amend Qualified Employee Stock Purchase Plan For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 06/20/13 DXP Enterprises, Inc. DXPE 233377407 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director David R. Little For For Mgmt 1.2 Elect Director Cletus Davis For For Mgmt 1.3 Elect Director Timothy P. Halter For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 06/20/13 InnerWorkings, Inc. INWK 45773Y105 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Eric D. Belcher For For Mgmt 1.2 Elect Director Jack M. Greenberg For For Mgmt 1.3 Elect Director Linda S. Wolf For For Mgmt 1.4 Elect Director Charles K. Bobrinskoy For For Mgmt 1.5 Elect Director J. Patrick Gallagher, Jr. For For Mgmt 1.6 Elect Director David Fisher For For Mgmt 1.7 Elect Director Julie M. Howard For For Mgmt 2 Ratify Auditors For For Mgmt Page 10 MEETING DATE COMPANY TICKER SECURITY ID 06/25/13 Yahoo! Inc. YHOO 984332106 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director John D. Hayes For For Mgmt 1.2 Elect Director Susan M. James For For Mgmt 1.3 Elect Director Max R. Levchin For For Mgmt 1.4 Elect Director Peter Liguori For For Mgmt 1.5 Elect Director Daniel S. Loeb For For Mgmt 1.6 Elect Director Marissa A. Mayer For For Mgmt 1.7 Elect Director Thomas J. McInerney For For Mgmt 1.8 Elect Director Maynard G. Webb, Jr. For For Mgmt 1.9 Elect Director Harry J. Wilson For For Mgmt 1.10 Elect Director Michael J. Wolf For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Ratify Auditors For For Mgmt 4 Report on Sustainability Against For ShrHlder 5 Report on Political Contributions Against For ShrHlder MEETING DATE COMPANY TICKER SECURITY ID 06/26/13 Apogee Enterprises, Inc. APOG 037598109 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Jerome L. Davis For For Mgmt 1.2 Elect Director Sara L. Hays For For Mgmt 1.3 Elect Director Richard V. Reynolds For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Ratify Auditors For For Mgmt ------------------------------------------------------------------------------------------------------------------------------------ THE DOW(R) DART 10 PORTFOLIO ------------------------------------------------------------------------------------------------------------------------------------ MEETING DATE COMPANY TICKER SECURITY ID 03/20/13 Hewlett-Packard Company HPQ 428236103 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Marc L. Andreessen For For Mgmt 1.2 Elect Director Shumeet Banerji For For Mgmt 1.3 Elect Director Rajiv L. Gupta For For Mgmt 1.4 Elect Director John H. Hammergren For Against Mgmt 1.5 Elect Director Raymond J. Lane For Against Mgmt 1.6 Elect Director Ann M. Livermore For For Mgmt 1.7 Elect Director Gary M. Reiner For For Mgmt 1.8 Elect Director Patricia F. Russo For For Mgmt 1.9 Elect Director G. Kennedy Thompson For Against Mgmt 1.10 Elect Director Margaret C. Whitman For For Mgmt 1.11 Elect Director Ralph V. Whitworth For For Mgmt 2 Ratify Auditors For For Mgmt 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 4 Provide Proxy Access Right For For Mgmt 5 Amend Omnibus Stock Plan For For Mgmt 6 Establish Environmental/Social Issue Board Committee Against Against ShrHlder 7 Amend Human Rights Policies Against Against ShrHlder 8 Stock Retention/Holding Period Against For ShrHlder MEETING DATE COMPANY TICKER SECURITY ID 04/25/13 Pfizer Inc. PFE 717081103 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Dennis A. Ausiello For For Mgmt 1.2 Elect Director M. Anthony Burns For For Mgmt 1.3 Elect Director W. Don Cornwell For For Mgmt 1.4 Elect Director Frances D. Fergusson For For Mgmt 1.5 Elect Director William H. Gray, III For For Mgmt 1.6 Elect Director Helen H. Hobbs For For Mgmt 1.7 Elect Director Constance J. Horner For For Mgmt 1.8 Elect Director James M. Kilts For For Mgmt 1.9 Elect Director George A. Lorch For For Mgmt 1.10 Elect Director Suzanne Nora Johnson For For Mgmt 1.11 Elect Director Ian C. Read For For Mgmt 1.12 Elect Director Stephen W. Sanger For For Mgmt 1.13 Elect Director Marc Tessier-Lavigne For For Mgmt 2 Ratify Auditors For For Mgmt 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 4 Stock Retention/Holding Period Against For ShrHlder 5 Provide Right to Act by Written Consent Against For ShrHlder MEETING DATE COMPANY TICKER SECURITY ID 04/26/13 AT&T Inc. T 00206R102 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Randall L. Stephenson For For Mgmt 1.2 Elect Director Gilbert F. Amelio For For Mgmt 1.3 Elect Director Reuben V. Anderson For For Mgmt 1.4 Elect Director James H. Blanchard For For Mgmt 1.5 Elect Director Jaime Chico Pardo For For Mgmt 1.6 Elect Director Scott T. Ford For For Mgmt 1.7 Elect Director James P. Kelly For For Mgmt 1.8 Elect Director Jon C. Madonna For For Mgmt 1.9 Elect Director Michael B. McCallister For For Mgmt 1.10 Elect Director John B. McCoy For For Mgmt 1.11 Elect Director Joyce M. Roche For For Mgmt 1.12 Elect Director Matthew K. Rose For For Mgmt 1.13 Elect Director Laura D'Andrea Tyson For For Mgmt 2 Ratify Auditors For For Mgmt 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 4 Amend Stock Purchase and Deferral Plan For For Mgmt 5 Report on Political Contributions Against For ShrHlder 6 Report on Reducing Lead Battery Health Hazards Against For ShrHlder 7 Submit Severance Agreement (Change-in-Control) to Shareholder Vote Against For ShrHlder 8 Require Independent Board Chairman Against Against ShrHlder MEETING DATE COMPANY TICKER SECURITY ID 04/29/13 American Express Company AXP 025816109 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Charlene Barshefsky For For Mgmt 1.2 Elect Director Ursula M. Burns For For Mgmt 1.3 Elect Director Kenneth I. Chenault For For Mgmt 1.4 Elect Director Peter Chernin For For Mgmt 1.5 Elect Director Anne Lauvergeon For For Mgmt 1.6 Elect Director Theodore J. Leonsis For For Mgmt 1.7 Elect Director Richard C. Levin For For Mgmt 1.8 Elect Director Richard A. McGinn For For Mgmt 1.9 Elect Director Samuel J. Palmisano For For Mgmt 1.10 Elect Director Steven S Reinemund For For Mgmt 1.11 Elect Director Daniel L. Vasella For For Mgmt 1.12 Elect Director Robert D. Walter For For Mgmt 1.13 Elect Director Ronald A. Williams For For Mgmt 2 Ratify Auditors For For Mgmt 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 4 Require Independent Board Chairman Against Against ShrHlder MEETING DATE COMPANY TICKER SECURITY ID 04/30/13 International Business Machines Corporation IBM 459200101 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Alain J.P. Belda For For Mgmt 1.2 Elect Director William R. Brody For For Mgmt 1.3 Elect Director Kenneth I. Chenault For For Mgmt 1.4 Elect Director Michael L. Eskew For For Mgmt 1.5 Elect Director David N. Farr For For Mgmt 1.6 Elect Director Shirley Ann Jackson For For Mgmt 1.7 Elect Director Andrew N. Liveris For For Mgmt 1.8 Elect Director W. James McNerney, Jr. For For Mgmt 1.9 Elect Director James W. Owens For For Mgmt 1.10 Elect Director Virginia M. Rometty For For Mgmt 1.11 Elect Director Joan E. Spero For For Mgmt 1.12 Elect Director Sidney Taurel For For Mgmt 1.13 Elect Director Lorenzo H. Zambrano For For Mgmt 2 Ratify Auditors For For Mgmt 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 4 Report on Lobbying Payments and Policy Against For ShrHlder 5 Provide Right to Act by Written Consent Against For ShrHlder 6 Require Independent Board Chairman Against For ShrHlder 7 Stock Retention/Holding Period Against For ShrHlder MEETING DATE COMPANY TICKER SECURITY ID 05/16/13 Intel Corporation INTC 458140100 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1a Elect Director Charlene Barshefsky For For Mgmt 1b Elect Director Andy D. Bryant For For Mgmt 1c Elect Director Susan L. Decker For For Mgmt 1d Elect Director John J. Donahoe For For Mgmt 1e Elect Director Reed E. Hundt For For Mgmt 1f Elect Director James D. Plummer For For Mgmt 1g Elect Director David S. Pottruck For For Mgmt 1h Elect Director Frank D. Yeary For For Mgmt 1i Elect Director David B. Yoffie For For Mgmt 2 Ratify Auditors For For Mgmt 3 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Mgmt 4 Amend Omnibus Stock Plan For For Mgmt 5 Stock Retention/Holding Period Against For ShrHlder MEETING DATE COMPANY TICKER SECURITY ID 05/22/13 The Travelers Companies, Inc. TRV 89417E109 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1a Elect Director Alan L. Beller For For Mgmt 1b Elect Director John H. Dasburg For For Mgmt 1c Elect Director Janet M. Dolan For For Mgmt 1d Elect Director Kenneth M. Duberstein For For Mgmt 1e Elect Director Jay S. Fishman For For Mgmt 1f Elect Director Patricia L. Higgins For For Mgmt 1g Elect Director Thomas R. Hodgson For For Mgmt 1h Elect Director William J. Kane For For Mgmt 1i Elect Director Cleve L. Killingsworth, Jr. For For Mgmt 1j Elect Director Donald J. Shepard For For Mgmt 1k Elect Director Laurie J. Thomsen For For Mgmt 2 Ratify Auditors For For Mgmt 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 4 Authorize New Class of Preferred Stock For For Mgmt 5 Report on Political Contributions Against For ShrHlder Page 11 MEETING DATE COMPANY TICKER SECURITY ID 05/23/13 McDonald's Corporation MCD 580135101 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1a Elect Director Walter E. Massey For For Mgmt 1b Elect Director John W. Rogers, Jr. For For Mgmt 1c Elect Director Roger W. Stone For For Mgmt 1d Elect Director Miles D. White For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Ratify Auditors For For Mgmt 4 Report on Pay Disparity Against Against ShrHlder 5 Stock Retention/Holding Period Against For ShrHlder 6 Report on Human Rights Risk Assessment Process Against For ShrHlder 7 Report on Nutrition Initiatives and Childhood Obesity Concerns Against Against ShrHlder MEETING DATE COMPANY TICKER SECURITY ID 05/29/13 Exxon Mobil Corporation XOM 30231G102 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director M.J. Boskin For For Mgmt 1.2 Elect Director P. Brabeck-Letmathe For For Mgmt 1.3 Elect Director U.M. Burns For For Mgmt 1.4 Elect Director L.R. Faulkner For For Mgmt 1.5 Elect Director J.S. Fishman For For Mgmt 1.6 Elect Director H.H. Fore For For Mgmt 1.7 Elect Director K.C. Frazier For For Mgmt 1.8 Elect Director W.W. George For For Mgmt 1.9 Elect Director S.J. Palmisano For For Mgmt 1.10 Elect Director S.S. Reinemund For For Mgmt 1.11 Elect Director R.W. Tillerson For For Mgmt 1.12 Elect Director W.C. Weldon For For Mgmt 1.13 Elect Director E.E. Whitacre, Jr. For For Mgmt 2 Ratify Auditors For For Mgmt 3 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Mgmt 4 Require Independent Board Chairman Against For ShrHlder 5 Require a Majority Vote for the Election of Directors Against For ShrHlder 6 Limit Directors to a Maximum of Three Board Memberships in Companies with Sales over $500 Million Annually Against Against ShrHlder 7 Report on Lobbying Payments and Policy Against For ShrHlder 8 Study Feasibility of Prohibiting Political Contributions Against Against ShrHlder 9 Adopt Sexual Orientation Anti-bias Policy Against Against ShrHlder 10 Report on Management of Hydraulic Fracturing Risks and Opportunities Against For ShrHlder 11 Adopt Quantitative GHG Goals for Products and Operations Against For ShrHlder MEETING DATE COMPANY TICKER SECURITY ID 06/03/13 UnitedHealth Group Incorporated UNH 91324P102 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1a Elect Director William C. Ballard, Jr. For For Mgmt 1b Elect Director Edson Bueno For For Mgmt 1c Elect Director Richard T. Burke For For Mgmt 1d Elect Director Robert J. Darretta For For Mgmt 1e Elect Director Stephen J. Hemsley For For Mgmt 1f Elect Director Michele J. Hooper For For Mgmt 1g Elect Director Rodger A. Lawson For For Mgmt 1h Elect Director Douglas W. Leatherdale For For Mgmt 1i Elect Director Glenn M. Renwick For For Mgmt 1j Elect Director Kenneth I. Shine For For Mgmt 1k Elect Director Gail R. Wilensky For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Ratify Auditors For For Mgmt 4 Report on Lobbying Payments and Policy Against For ShrHlder ------------------------------------------------------------------------------------------------------------------------------------ THE DOW(R) TARGET DIVIDEND PORTFOLIO ------------------------------------------------------------------------------------------------------------------------------------ MEETING DATE COMPANY TICKER SECURITY ID 01/25/13 Commercial Metals Company CMC 201723103 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Rhys J. Best For For Mgmt 1.2 Elect Director Richard B. Kelson For For Mgmt 1.3 Elect Director Rick J. Mills For For Mgmt 2 Ratify Auditors For For Mgmt 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 4 Approve Executive Incentive Bonus Plan For For Mgmt 5 Approve Omnibus Stock Plan For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 04/05/13 FirstMerit Corporation FMER 337915102 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1 Approve Merger Agreement For For Mgmt 2 Issue Shares in Connection with Acquisition For For Mgmt 3 Advisory Vote on Golden Parachutes For For Mgmt 4 Adjourn Meeting For For Mgmt 5.1 Elect Director Steven H. Baer For For Mgmt 5.2 Elect Director Karen S. Belden For For Mgmt 5.3 Elect Director R. Cary Blair For For Mgmt 5.4 Elect Director John C. Blickle For For Mgmt 5.5 Elect Director Robert W. Briggs For For Mgmt 5.6 Elect Director Richard Colella For For Mgmt 5.7 Elect Director Gina D. France For For Mgmt 5.8 Elect Director Paul G. Greig For For Mgmt 5.9 Elect Director Terry L. Haines For For Mgmt 5.10 Elect Director J. Michael Hochschwender For For Mgmt 5.11 Elect Director Clifford J. Isroff For For Mgmt 5.12 Elect Director Philip A. Lloyd, II For For Mgmt 5.13 Elect Director Russ M. Strobel For For Mgmt 6 Ratify Auditors For For Mgmt 7 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Mgmt 8 Approve Executive Incentive Bonus Plan For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 04/16/13 Public Service Enterprise Group Incorporated PEG 744573106 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Albert R. Gamper, Jr. For For Mgmt 1.2 Elect Director William V. Hickey For For Mgmt 1.3 Elect Director Ralph Izzo For For Mgmt 1.4 Elect Director Shirley Ann Jackson For For Mgmt 1.5 Elect Director David Lilley For For Mgmt 1.6 Elect Director Thomas A. Renyi For For Mgmt 1.7 Elect Director Hak Cheol Shin For For Mgmt 1.8 Elect Director Richard J. Swift For For Mgmt 1.9 Elect Director Susan Tomasky For For Mgmt 1.10 Elect Director Alfred W. Zollar For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Amend Omnibus Stock Plan For For Mgmt 4 Amend Nonqualified Employee Stock Purchase Plan For For Mgmt 5 Ratify Auditors For For Mgmt 6 Reduce Supermajority Vote Requirement Against For ShrHlder MEETING DATE COMPANY TICKER SECURITY ID 04/18/13 People's United Financial, Inc. PBCT 712704105 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Kevin T. Bottomley For For Mgmt 1.2 Elect Director John K. Dwight For For Mgmt 1.3 Elect Director Janet M. Hansen For For Mgmt 1.4 Elect Director Mark W. Richards For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Declassify the Board of Directors For For Mgmt 4 Ratify Auditors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 04/23/13 BB&T Corporation BBT 054937107 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1 Amend Articles of Incorporation of BB&T to Change the Payment Dates of its Preferred Stock Dividends to Conform with the Payment Date of its Common Stock Dividends and Conform Preferred Stock Record Dates For For Mgmt 1.1 Elect Director John A. Allison, IV For For Mgmt 2 Adjourn Meeting For For Mgmt 1.2 Elect Director Jennifer S. Banner For For Mgmt 1.3 Elect Director K. David Boyer, Jr. For For Mgmt 1.4 Elect Director Anna R. Cablik For For Mgmt 1.5 Elect Director Ronald E. Deal For For Mgmt 1.6 Elect Director James A. Faulkner For For Mgmt 1.7 Elect Director I. Patricia Henry For For Mgmt 1.8 Elect Director John P. Howe, III For For Mgmt 1.9 Elect Director Eric C. Kendrick For For Mgmt 1.10 Elect Director Kelly S. King For For Mgmt 1.11 Elect Director Louis B. Lynn For For Mgmt 1.12 Elect Director Edward C. Milligan For Withhold Mgmt 1.13 Elect Director Charles A. Patton For For Mgmt 1.14 Elect Director Nido R. Qubein For For Mgmt 1.15 Elect Director Tollie W. Rich, Jr. For For Mgmt 1.16 Elect Director Thomas E. Skains For For Mgmt 1.17 Elect Director Thomas N. Thompson For For Mgmt 1.18 Elect Director Edwin H. Welch For For Mgmt 1.19 Elect Director Stephen T. Williams For For Mgmt 2 Ratify Auditors For For Mgmt 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 4 Report on Political Contributions and Lobbying Expenditures Against For ShrHlder 5 Require a Majority Vote for the Election of Directors Against For ShrHlder MEETING DATE COMPANY TICKER SECURITY ID 04/23/13 Black Hills Corporation BKH 092113109 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Jack W. Eugster For For Mgmt 1.2 Elect Director Gary L. Pechota For For Mgmt 1.3 Elect Director Thomas J. Zeller For For Mgmt 2 Ratify Auditors For For Mgmt 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt Page 12 MEETING DATE COMPANY TICKER SECURITY ID 04/24/13 First Niagara Financial Group, Inc. FNFG 33582V108 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Roxanne J. Coady For For Mgmt 1.2 Elect Director Carl A. Florio For For Mgmt 1.3 Elect Director Nathaniel D. Woodson For For Mgmt 1.4 Elect Director Carlton L. Highsmith For For Mgmt 1.5 Elect Director George M. Philip For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Ratify Auditors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 04/27/13 Cincinnati Financial Corporation CINF 172062101 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director William F. Bahl For For Mgmt 1.2 Elect Director Gregory T. Bier For For Mgmt 1.3 Elect Director Linda Clement-Holmes For For Mgmt 1.4 Elect Director Dirk J. Debbink For For Mgmt 1.5 Elect Director Steven J. Johnston For For Mgmt 1.6 Elect Director Kenneth C. Lichtendahl For For Mgmt 1.7 Elect Director W. Rodney McMullen For For Mgmt 1.8 Elect Director Gretchen W. Price For For Mgmt 1.9 Elect Director John J. Schiff, Jr. For For Mgmt 1.10 Elect Director Thomas R. Schiff For For Mgmt 1.11 Elect Director Douglas S. Skidmore For For Mgmt 1.12 Elect Director Kenneth W. Stecher For For Mgmt 1.13 Elect Director John F. Steele, Jr. For For Mgmt 1.14 Elect Director Larry R. Webb For For Mgmt 1.15 Elect Director E. Anthony Woods For For Mgmt 2 Ratify Auditors For For Mgmt 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 4 Report on Sustainability Against For ShrHlder MEETING DATE COMPANY TICKER SECURITY ID 05/07/13 Trustmark Corporation TRMK 898402102 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Adolphus B. Baker For For Mgmt 1.2 Elect Director Toni D. Cooley For For Mgmt 1.3 Elect Director Daniel A. Grafton For For Mgmt 1.4 Elect Director Gerard R. Host For For Mgmt 1.5 Elect Director David H. Hoster, II For For Mgmt 1.6 Elect Director John M. McCullouch For For Mgmt 1.7 Elect Director Richard H. Puckett For For Mgmt 1.8 Elect Director R. Michael Summerford For For Mgmt 1.9 Elect Director LeRoy G. Walker, Jr. For For Mgmt 1.10 Elect Director William G. Yates, III For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Ratify Auditors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 05/08/13 MERCURY GENERAL CORPORATION MCY 589400100 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director George Joseph For For Mgmt 1.2 Elect Director Martha E. Marcon For For Mgmt 1.3 Elect Director Donald R. Spuehler For For Mgmt 1.4 Elect Director Richard E. Grayson For For Mgmt 1.5 Elect Director Donald P. Newell For For Mgmt 1.6 Elect Director Bruce A. Bunner For For Mgmt 1.7 Elect Director Christopher Graves For For Mgmt 1.8 Elect Director Michael D. Curtius For For Mgmt 1.9 Elect Director Gabriel Tirador For For Mgmt 2 Approve Executive Incentive Bonus Plan For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 05/09/13 Republic Services, Inc. RSG 760759100 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1a Elect Director James W. Crownover For For Mgmt 1b Elect Director William J. Flynn For For Mgmt 1c Elect Director Michael Larson For For Mgmt 1d Elect Director Nolan Lehmann For For Mgmt 1e Elect Director W. Lee Nutter For For Mgmt 1f Elect Director Ramon A. Rodriguez For For Mgmt 1g Elect Director Donald W. Slager For For Mgmt 1h Elect Director Allan C. Sorensen For For Mgmt 1i Elect Director John M. Trani For For Mgmt 1j Elect Director Michael W. Wickham For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Ratify Auditors For For Mgmt 4 Amend Omnibus Stock Plan For For Mgmt 5 Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives Against For ShrHlder 6 Report on Political Contributions Against Against ShrHlder MEETING DATE COMPANY TICKER SECURITY ID 05/15/13 F.N.B. Corporation FNB 302520101 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director William B. Campbell For For Mgmt 1.2 Elect Director James D. Chiafullo For For Mgmt 1.3 Elect Director Vincent J. Delie, Jr. For For Mgmt 1.4 Elect Director Laura E. Ellsworth For For Mgmt 1.5 Elect Director Robert B. Goldstein For For Mgmt 1.6 Elect Director Stephen J. Gurgovits For For Mgmt 1.7 Elect Director David J. Malone For For Mgmt 1.8 Elect Director D. Stephen Martz For For Mgmt 1.9 Elect Director Robert J. McCarthy, Jr. For For Mgmt 1.10 Elect Director Arthur J. Rooney, II For For Mgmt 1.11 Elect Director John W. Rose For For Mgmt 1.12 Elect Director John S. Stanik For For Mgmt 1.13 Elect Director William J. Strimbu For For Mgmt 1.14 Elect Director Earl K. Wahl, Jr. For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Ratify Auditors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 05/15/13 Northrop Grumman Corporation NOC 666807102 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Wesley G. Bush For For Mgmt 1.2 Elect Director Victor H. Fazio For For Mgmt 1.3 Elect Director Donald E. Felsinger For For Mgmt 1.4 Elect Director Stephen E. Frank For For Mgmt 1.5 Elect Director Bruce S. Gordon For For Mgmt 1.6 Elect Director Madeleine A. Kleiner For For Mgmt 1.7 Elect Director Karl J. Krapek For For Mgmt 1.8 Elect Director Richard B. Myers For For Mgmt 1.9 Elect Director Aulana L. Peters For For Mgmt 1.10 Elect Director Gary Roughead For For Mgmt 1.11 Elect Director Thomas M. Schoewe For For Mgmt 1.12 Elect Director Kevin W. Sharer For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Ratify Auditors For For Mgmt 4 Report on Lobbying Payments and Policy Against Against ShrHlder 5 Require Independent Board Chairman Against Against ShrHlder MEETING DATE COMPANY TICKER SECURITY ID 05/15/13 Pinnacle West Capital Corporation PNW 723484101 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Edward N. Basha, Jr. For For Mgmt 1.2 Elect Director Donald E. Brandt For For Mgmt 1.3 Elect Director Susan Clark-Johnson For For Mgmt 1.4 Elect Director Denis A. Cortese For For Mgmt 1.5 Elect Director Michael L. Gallagher For For Mgmt 1.6 Elect Director Roy A. Herberger, Jr. For For Mgmt 1.7 Elect Director Dale E. Klein For For Mgmt 1.8 Elect Director Humberto S. Lopez For For Mgmt 1.9 Elect Director Kathryn L. Munro For For Mgmt 1.10 Elect Director Bruce J. Nordstrom For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Ratify Auditors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 05/20/13 UNITED BANKSHARES, INC. UBSI 909907107 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Richard M. Adams For For Mgmt 1.2 Elect Director Robert G. Astorg For For Mgmt 1.3 Elect Director W. Gaston Caperton, III For For Mgmt 1.4 Elect Director Lawrence K. Doll For For Mgmt 1.5 Elect Director Theodore J. Georgelas For For Mgmt 1.6 Elect Director F. T. Graff, Jr. For For Mgmt 1.7 Elect Director Douglas J. Leech For For Mgmt 1.8 Elect Director John M. McMahon For For Mgmt 1.9 Elect Director J. Paul McNamara For For Mgmt 1.10 Elect Director Mark R. Nesselroad For For Mgmt 1.11 Elect Director William C. Pitt, III For For Mgmt 1.12 Elect Director Donald L. Unger For For Mgmt 1.13 Elect Director Mary K. Weddle For For Mgmt 1.14 Elect Director Gary G. White For For Mgmt 1.15 Elect Director P. Clinton Winter, Jr. For For Mgmt 2 Ratify Auditors For For Mgmt 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt Page 13 MEETING DATE COMPANY TICKER SECURITY ID 05/21/13 FirstEnergy Corp. FE 337932107 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Paul T. Addison For For Mgmt 1.2 Elect Director Anthony J. Alexander For For Mgmt 1.3 Elect Director Michael J. Anderson For For Mgmt 1.4 Elect Director Carol A. Cartwright For For Mgmt 1.5 Elect Director William T. Cottle For For Mgmt 1.6 Elect Director Robert B. Heisler, Jr. For Withhold Mgmt 1.7 Elect Director Julia L. Johnson For For Mgmt 1.8 Elect Director Ted J. Kleisner For Withhold Mgmt 1.9 Elect Director Donald T. Misheff For For Mgmt 1.10 Elect Director Ernest J. Novak, Jr. For For Mgmt 1.11 Elect Director Christopher D. Pappas For Withhold Mgmt 1.12 Elect Director Catherine A. Rein For Withhold Mgmt 1.13 Elect Director George M. Smart For For Mgmt 1.14 Elect Director Wes M. Taylor For Withhold Mgmt 2 Ratify Auditors For For Mgmt 3 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Mgmt 4 Reduce Supermajority Vote Requirement For For Mgmt 5 Cease CEO Compensation Benchmarking Policy Against Against ShrHlder 6 Submit SERP to Shareholder Vote Against For ShrHlder 7 Stock Retention/Holding Period Against For ShrHlder 8 Require a Majority Vote for the Election of Directors Against For ShrHlder 9 Provide Right to Act by Written Consent Against For ShrHlder MEETING DATE COMPANY TICKER SECURITY ID 05/21/13 Mondelez International, Inc. MDLZ 609207105 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1a Elect Director Stephen F. Bollenbach For For Mgmt 1b Elect Director Lewis W.K. Booth For For Mgmt 1c Elect Director Lois D. Juliber For For Mgmt 1d Elect Director Mark D. Ketchum For For Mgmt 1e Elect Director Jorge S. Mesquita For For Mgmt 1f Elect Director Fredric G. Reynolds For For Mgmt 1g Elect Director Irene B. Rosenfeld For For Mgmt 1h Elect Director Patrick T. Siewert For For Mgmt 1i Elect Director Ruth J. Simmons For For Mgmt 1j Elect Director Ratan N. Tata For For Mgmt 1k Elect Director Jean-Francois M. L. van Boxmeer For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Ratify Auditors For For Mgmt 4 Report on Adopting Extended Producer Responsibility Policy Against Against ShrHlder MEETING DATE COMPANY TICKER SECURITY ID 05/21/13 The Allstate Corporation ALL 020002101 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1a Elect Director F. Duane Ackerman For For Mgmt 1b Elect Director Robert D. Beyer For For Mgmt 1c Elect Director Kermit R. Crawford For For Mgmt 1d Elect Director Jack M. Greenberg For For Mgmt 1e Elect Director Herbert L. Henkel For For Mgmt 1f Elect Director Ronald T. LeMay For For Mgmt 1g Elect Director Andrea Redmond For For Mgmt 1h Elect Director H. John Riley, Jr. For For Mgmt 1i Elect Director John W. Rowe For For Mgmt 1j Elect Director Judith A. Sprieser For For Mgmt 1k Elect Director Mary Alice Taylor For For Mgmt 1l Elect Director Thomas J. Wilson For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Amend Omnibus Stock Plan For For Mgmt 4 Ratify Auditors For For Mgmt 5 Stock Retention/Holding Period Against For ShrHlder 6 Report on Lobbying Payments and Policy Against Against ShrHlder MEETING DATE COMPANY TICKER SECURITY ID 06/06/13 New York Community Bancorp, Inc. NYCB 649445103 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1a Elect Director Michael J. Levine For Against Mgmt 1b Elect Director John M. Tsimbinos For For Mgmt 1c Elect Director Ronald A. Rosenfeld For For Mgmt 1d Elect Director Lawrence J. Savarese For For Mgmt 2 Ratify Auditors For For Mgmt ------------------------------------------------------------------------------------------------------------------------------------ GLOBAL DIVIDEND TARGET 15 PORTFOLIO ------------------------------------------------------------------------------------------------------------------------------------ MEETING DATE COMPANY TICKER SECURITY ID 07/16/12 Logica plc LOG.LN G55552106 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1 Approve Cash Acquisition of Logica plc by CGI Group Holdings Europe Limited For For Mgmt 1 Approve Scheme of Arrangement For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 07/24/12 Vodafone Group plc VOD.LN G93882135 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1 Accept Financial Statements and Statutory Reports For For Mgmt 2 Re-elect Gerard Kleisterlee as Director For For Mgmt 3 Re-elect Vittorio Colao as Director For For Mgmt 4 Re-elect Andy Halford as Director For For Mgmt 5 Re-elect Stephen Pusey as Director For For Mgmt 6 Re-elect Renee James as Director For For Mgmt 7 Re-elect Alan Jebson as Director For For Mgmt 8 Re-elect Samuel Jonah as Director For For Mgmt 9 Re-elect Nick Land as Director For For Mgmt 10 Re-elect Anne Lauvergeon as Director For For Mgmt 11 Re-elect Luc Vandevelde as Director For For Mgmt 12 Re-elect Anthony Watson as Director For For Mgmt 13 Re-elect Philip Yea as Director For For Mgmt 14 Approve Final Dividend For For Mgmt 15 Approve Remuneration Report For For Mgmt 16 Reappoint Deloitte LLP as Auditors For For Mgmt 17 Authorise the Audit and Risk Committee to Fix Remuneration of Auditors For For Mgmt 18 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt 19 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt 20 Authorise Market Purchase of Ordinary Shares For For Mgmt 21 Authorise EU Political Donations and Expenditure For For Mgmt 22 Authorise the Company to Call EGM with Two Weeks' Notice For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 10/17/12 Man Group plc EMG.LN G5790V156 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1 Approve Introduction of Man Strategic Holdings plc as a New Holding Company of the Group For For Mgmt 2 Amend Articles of Association For For Mgmt 1 Approve Scheme of Arrangement For For Mgmt 3 Approve Change of Company Name to Man Strategic Holdings plc For For Mgmt 4 Approve Reduction of Share Capital For For Mgmt 5 Approve 2012 Long-Term Incentive Plan For For Mgmt 6 Approve 2012 Executive Share Option Plan For For Mgmt 7 Approve 2012 Sharesave Scheme For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 10/25/12 Bank of China Limited 3988.HK Y0698A107 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1 Approve Remuneration Plan for the Chairman, Executive Directors, Chairman of the Board of Supervisors and Shareholder Representative Supervisors of 2011 For For Mgmt 2 Appoint Ernst & Young Hua Ming as Auditors and Authorize Board to Fix Their Remuneration For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 11/05/12 Industrial and Commercial Bank of China Limited 1398.HK Y3990B112 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1 Amend Articles of Association For Not Voted Mgmt 2 Approve Capital Planning for 2012-2014 For Not Voted Mgmt 3 Appoint KPMG Huazhen as Auditors and Authorize Board to Fix Their Remuneration For Not Voted Mgmt MEETING DATE COMPANY TICKER SECURITY ID 11/21/12 New World Development Co. Ltd. 17.HK Y63084126 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1 Accept Financial Statements and Statutory Reports For Not Voted Mgmt 2 Approve Final Dividend For Not Voted Mgmt 3a Reelect Chen Guanzhan as Director For Not Voted Mgmt 3b Reelect Ki Man-Fung, Leonie as Director For Not Voted Mgmt 3c Reelect Cheng Chi-Heng as Director For Not Voted Mgmt 3d Reelect Cheng Chi-Man, Sonia as Director For Not Voted Mgmt 3e Reelect Cheng Kar-Shing, Peter as Director For Not Voted Mgmt 3f Reelect Ho Hau-Hay, Hamilton as Director For Not Voted Mgmt 3g Reelect Lee Luen-Wai, John as Director For Not Voted Mgmt 3h Authorize Board to Fix Remuneration of Directors For Not Voted Mgmt 4 Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration For Not Voted Mgmt 5 Authorize Repurchase of Up to Ten Percent of Issued Share Capital For Not Voted Mgmt 6 Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights For Not Voted Mgmt 7 Authorize Reissuance of Repurchased Shares For Not Voted Mgmt MEETING DATE COMPANY TICKER SECURITY ID 11/29/12 Cosco Pacific Limited 1199.HK G2442N104 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1 Approve Finance Leasing Master Agreement and Related Transactions For For Mgmt 2 Approve COSCO Shipping Services and Terminal Services Master Agreement and Related Transactions For For Mgmt 3 Approve China COSCO Shipping Services and Terminal Services Master Agreement and Related Transactions For For Mgmt 4 Approve APM Shipping Services Master Agreement and Related Transactions For For Mgmt 5 Approve Florens-APM Container Purchasing and Related Services Master Agreement and Related Transactions For For Mgmt 6 Approve Nansha Container Terminal Services Master Agreement and Related Transactions For For Mgmt 7 Approve Yangzhou Terminal Services Master Agreement and Related Transactions For For Mgmt Page 14 MEETING DATE COMPANY TICKER SECURITY ID 03/20/13 Hewlett-Packard Company HPQ 428236103 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Marc L. Andreessen For For Mgmt 1.2 Elect Director Shumeet Banerji For For Mgmt 1.3 Elect Director Rajiv L. Gupta For For Mgmt 1.4 Elect Director John H. Hammergren For Against Mgmt 1.5 Elect Director Raymond J. Lane For Against Mgmt 1.6 Elect Director Ann M. Livermore For For Mgmt 1.7 Elect Director Gary M. Reiner For For Mgmt 1.8 Elect Director Patricia F. Russo For For Mgmt 1.9 Elect Director G. Kennedy Thompson For Against Mgmt 1.10 Elect Director Margaret C. Whitman For For Mgmt 1.11 Elect Director Ralph V. Whitworth For For Mgmt 2 Ratify Auditors For For Mgmt 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 4 Provide Proxy Access Right For For Mgmt 5 Amend Omnibus Stock Plan For For Mgmt 6 Establish Environmental/Social Issue Board Committee Against Against ShrHlder 7 Amend Human Rights Policies Against Against ShrHlder 8 Stock Retention/Holding Period Against For ShrHlder MEETING DATE COMPANY TICKER SECURITY ID 03/20/13 Industrial and Commercial Bank of China Limited 1398.HK Y3990B112 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1 Elect Malcolm Christopher McCarthy as Independent Non-Executive Director For Not Voted Mgmt 2 Elect Kenneth Patrick Chung as Independent Non-Executive Director For Not Voted Mgmt 3 Approve 2013 Fixed Assets Investment Budget For Not Voted Mgmt 4 Approve Issue of Eligible Tier-2 Capital Instruments For Not Voted Mgmt MEETING DATE COMPANY TICKER SECURITY ID 03/26/13 Bank of China Limited 3988.HK Y0698A107 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1 Elect Wang Shiqiang as Non-executive Director For Not Voted Mgmt 2 Approve Downward Adjustment to the Conversion Price of the A Share Convertible Bonds For Not Voted Mgmt 3 Amend Articles of Association For Not Voted Mgmt MEETING DATE COMPANY TICKER SECURITY ID 04/24/13 General Electric Company GE 369604103 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1 Elect Director W. Geoffrey Beattie For For Mgmt 2 Elect Director John J. Brennan For For Mgmt 3 Elect Director James I. Cash, Jr. For For Mgmt 4 Elect Director Francisco D'Souza For For Mgmt 5 Elect Director Marijn E. Dekkers For For Mgmt 6 Elect Director Ann M. Fudge For For Mgmt 7 Elect Director Susan Hockfield For For Mgmt 8 Elect Director Jeffrey R. Immelt For For Mgmt 9 Elect Director Andrea Jung For For Mgmt 10 Elect Director Robert W. Lane For For Mgmt 11 Elect Director Ralph S. Larsen For For Mgmt 12 Elect Director Rochelle B. Lazarus For For Mgmt 13 Elect Director James J. Mulva For For Mgmt 14 Elect Director Mary L. Schapiro For For Mgmt 15 Elect Director Robert J. Swieringa For For Mgmt 16 Elect Director James S. Tisch For For Mgmt 17 Elect Director Douglas A. Warner, III For For Mgmt 18 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 19 Ratify Auditors For For Mgmt 20 Cessation of All Stock Options and Bonuses Against Against ShrHlder 21 Establish Term Limits for Directors Against Against ShrHlder 22 Require Independent Board Chairman Against Against ShrHlder 23 Provide Right to Act by Written Consent Against Against ShrHlder 24 Stock Retention/Holding Period Against For ShrHlder 25 Require More Director Nominations Than Open Seats Against Against ShrHlder MEETING DATE COMPANY TICKER SECURITY ID 04/25/13 Pfizer Inc. PFE 717081103 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Dennis A. Ausiello For For Mgmt 1.2 Elect Director M. Anthony Burns For For Mgmt 1.3 Elect Director W. Don Cornwell For For Mgmt 1.4 Elect Director Frances D. Fergusson For For Mgmt 1.5 Elect Director William H. Gray, III For For Mgmt 1.6 Elect Director Helen H. Hobbs For For Mgmt 1.7 Elect Director Constance J. Horner For For Mgmt 1.8 Elect Director James M. Kilts For For Mgmt 1.9 Elect Director George A. Lorch For For Mgmt 1.10 Elect Director Suzanne Nora Johnson For For Mgmt 1.11 Elect Director Ian C. Read For For Mgmt 1.12 Elect Director Stephen W. Sanger For For Mgmt 1.13 Elect Director Marc Tessier-Lavigne For For Mgmt 2 Ratify Auditors For For Mgmt 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 4 Stock Retention/Holding Period Against For ShrHlder 5 Provide Right to Act by Written Consent Against For ShrHlder MEETING DATE COMPANY TICKER SECURITY ID 04/26/13 AT&T Inc. T 00206R102 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Randall L. Stephenson For For Mgmt 1.2 Elect Director Gilbert F. Amelio For For Mgmt 1.3 Elect Director Reuben V. Anderson For For Mgmt 1.4 Elect Director James H. Blanchard For For Mgmt 1.5 Elect Director Jaime Chico Pardo For For Mgmt 1.6 Elect Director Scott T. Ford For For Mgmt 1.7 Elect Director James P. Kelly For For Mgmt 1.8 Elect Director Jon C. Madonna For For Mgmt 1.9 Elect Director Michael B. McCallister For For Mgmt 1.10 Elect Director John B. McCoy For For Mgmt 1.11 Elect Director Joyce M. Roche For For Mgmt 1.12 Elect Director Matthew K. Rose For For Mgmt 1.13 Elect Director Laura D'Andrea Tyson For For Mgmt 2 Ratify Auditors For For Mgmt 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 4 Amend Stock Purchase and Deferral Plan For For Mgmt 5 Report on Political Contributions Against For ShrHlder 6 Report on Reducing Lead Battery Health Hazards Against For ShrHlder 7 Submit Severance Agreement (Change-in-Control) to Shareholder Vote Against For ShrHlder 8 Require Independent Board Chairman Against Against ShrHlder MEETING DATE COMPANY TICKER SECURITY ID 05/01/13 Ladbrokes plc LAD.LN G5337D107 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1 Accept Financial Statements and Statutory Reports For For Mgmt 2 Approve Final Dividend For For Mgmt 3 Elect Christine Hodgson as Director For For Mgmt 4 Elect Richard Moross as Director For For Mgmt 5 Re-elect Peter Erskine as Director For For Mgmt 6 Re-elect Richard Glynn as Director For For Mgmt 7 Re-elect Ian Bull as Director For For Mgmt 8 Re-elect Sly Bailey as Director For For Mgmt 9 Re-elect John Jarvis as Director For For Mgmt 10 Re-elect John Kelly as Director For For Mgmt 11 Re-elect Darren Shapland as Director For For Mgmt 12 Reappoint Ernst & Young LLP as Auditors For For Mgmt 13 Authorise Board to Fix Remuneration of Auditors For For Mgmt 14 Approve Remuneration Report For For Mgmt 15 Authorise EU Political Donations and Expenditure For For Mgmt 16 Authorise Market Purchase of Ordinary Shares For For Mgmt 17 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt 18 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt 19 Authorise the Company to Call EGM with Two Weeks' Notice For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 05/03/13 Man Group Plc EMG.LN G5790V156 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1 Accept Financial Statements and Statutory Reports For For Mgmt 2 Approve Remuneration Report For For Mgmt 3 Approve Final Dividend For For Mgmt 4 Re-elect Jon Aisbitt as Director For For Mgmt 5 Re-elect Phillip Colebatch as Director For For Mgmt 6 Re-elect Frederic Jolly as Director For For Mgmt 7 Re-elect Matthew Lester as Director For For Mgmt 8 Re-elect Patrick O'Sullivan as Director For For Mgmt 9 Re-elect Emmanuel Roman as Director For For Mgmt 10 Re-elect Nina Shapiro as Director For For Mgmt 11 Elect Jonathan Sorrell Director For For Mgmt 12 Reappoint PricewaterhouseCoopers LLP as Auditors For For Mgmt 13 Authorise Board to Fix Remuneration of Auditors For For Mgmt 14 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt 15 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt 16 Authorise Market Purchase of Ordinary Shares For For Mgmt 17 Authorise the Company to Call EGM with Two Weeks' Notice For For Mgmt Page 15 MEETING DATE COMPANY TICKER SECURITY ID 05/15/13 RSA Insurance Group plc RSA.LN G7705H116 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1 Accept Financial Statements and Statutory Reports For For Mgmt 2 Approve Final Dividend For For Mgmt 3 Approve Remuneration Report For For Mgmt 4 Elect Martin Scicluna as Director For For Mgmt 5 Re-elect Edward Lea as Director For For Mgmt 6 Re-elect Adrian Brown as Director For For Mgmt 7 Elect Richard Houghton as Director For For Mgmt 8 Re-elect Simon Lee as Director For For Mgmt 9 Re-elect Alastair Barbour as Director For For Mgmt 10 Re-elect Malcolm Le May as Director For For Mgmt 11 Elect Hugh Mitchell as Director For For Mgmt 12 Re-elect Joseph Streppel as Director For For Mgmt 13 Re-elect Johanna Waterous as Director For For Mgmt 14 Appoint KPMG LLP as Auditors For For Mgmt 15 Authorise Board to Fix Remuneration of Auditors For For Mgmt 16 Authorise EU Political Donations and Expenditure For For Mgmt 17 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt 18 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt 19 Authorise Market Purchase of Ordinary Shares For For Mgmt 20 Authorise the Company to Call EGM with Two Weeks' Notice For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 05/16/13 CITIC Pacific Ltd 267.HK Y1639J116 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1 Accept Financial Statements and Statutory Reports For For Mgmt 2 Declare Final Dividend For For Mgmt 3a Elect Chang Zhenming as Director For For Mgmt 3b Elect Vernon Francis Moore as Director For For Mgmt 3c Elect Liu Jifu as Director For For Mgmt 3d Elect Yin Ke as Director For For Mgmt 3e Elect Xu Jinwu as Director For For Mgmt 4 Approve KPMG as Auditors and Authorize Board to Fix Their Remuneration For For Mgmt 5 Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights For Against Mgmt 6 Authorize Repurchase of Up to 10 Percent of Issued Share Capital For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 05/16/13 Intel Corporation INTC 458140100 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1a Elect Director Charlene Barshefsky For For Mgmt 1b Elect Director Andy D. Bryant For For Mgmt 1c Elect Director Susan L. Decker For For Mgmt 1d Elect Director John J. Donahoe For For Mgmt 1e Elect Director Reed E. Hundt For For Mgmt 1f Elect Director James D. Plummer For For Mgmt 1g Elect Director David S. Pottruck For For Mgmt 1h Elect Director Frank D. Yeary For For Mgmt 1i Elect Director David B. Yoffie For For Mgmt 2 Ratify Auditors For For Mgmt 3 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Mgmt 4 Amend Omnibus Stock Plan For For Mgmt 5 Stock Retention/Holding Period Against For ShrHlder MEETING DATE COMPANY TICKER SECURITY ID 05/29/13 Bank of China Limited 3988.HK Y0698A107 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1 Approve 2012 Work Report of Board of Directors For For Mgmt 2 Approve 2012 Work Report of Board of Supervisors For For Mgmt 3 Approve 2012 Annual Financial Statements For For Mgmt 4 Approve 2012 Profit Distribution Plan For For Mgmt 5 Approve 2013 Annual Budget Report For For Mgmt 6 Appoint Ernst & Young Hua Ming as Auditors For For Mgmt 7a Elect Li Lihui as Director For For Mgmt 7b Elect Li Zaohang as Director For Against Mgmt 7c Elect Jiang Yansong as Director For Against Mgmt 7d Elect Chow Man Yiu, Paul as Director For For Mgmt 8a Elect Lu Zhengfei as Director For For Mgmt 8b Elect Leung Cheuk Yan as Director For For Mgmt 9a Elect Li Jun as Shareholder Representative Supervisor For For Mgmt 9b Elect Wang Xueqiang as Shareholder Representative Supervisor For For Mgmt 9c Elect Liu Wanming as Shareholder Representative Supervisor For For Mgmt 10a Elect Tian Guoli as Director None Against ShrHlder 10b Elect Wang Yong as Director None Against ShrHlder 11a Elect Sun Zhijun as Director None Against ShrHlder 11b Elect Liu Lina as Director None Against ShrHlder 12 Approve Issuance of the Qualified Write-down Tier-2 Capital Instruments None For ShrHlder MEETING DATE COMPANY TICKER SECURITY ID 05/29/13 China Petroleum & Chemical Corp. 386.HK Y15010104 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1 Approve Report of the Board of Directors For For Mgmt 2 Approve Report of Supervisors For For Mgmt 1 Approve Profit Distribution Proposal for the Year 2012 For For Mgmt 3 Accept Financial Statements and Statutory Reports For For Mgmt 4 Approve Interim Profit Distribution Plan for the Year 2013 For For Mgmt 5 Appoint PricewaterhouseCoopers and PricewaterhouseCoopers Zhong Tian CPA's Limited Company as External Auditors and Authorize Board to Fix Their Remuneration For For Mgmt 6 Approve Profit Distribution Plan for the Year Ended Dec. 31, 2012 For For Mgmt 7 Amend Articles of Association For For Mgmt 8 Approve Extension of Validity Period of the Resolution in Relation to the Issuance of A Share Convertible Corporate Bonds and Other Related Matters For For Mgmt 9 Authorize Board to Determine the Proposed Pan for the Issuance of Debt Financing Instruments For Against Mgmt 10 Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights For Against Mgmt MEETING DATE COMPANY TICKER SECURITY ID 06/06/13 China Construction Bank Corporation 939.HK Y1397N101 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1 Approve 2012 Report of Board of Directors For For Mgmt 2 Approve 2012 Report of Board of Supervisors For For Mgmt 3 Approve 2012 Final Financial Accounts For For Mgmt 4 Approve 2012 Profit Distribution Plan For For Mgmt 5 Approve Budget of 2013 Fixed Assets Investment For For Mgmt 6 Appoint Auditors For For Mgmt 7a Elect Zhang Jianguo as Director For For Mgmt 7b Elect Zhao Xijun as Director For For Mgmt 7c Elect Chen Yuanling as Director For For Mgmt 7d Elect Zhu Hongbo as Director For For Mgmt 7e Elect Hu Zheyi as Director For For Mgmt 7f Elect Chung Shui Ming Timpson as Director For Against Mgmt 7g Elect Margaret Leung Ko May Yee as Director For For Mgmt 7h Elect Wim Kok as Director For For Mgmt 7i Elect Murray Horn as Director For For Mgmt 7j Elect Xu Tie as Director For For Mgmt 7k Elect Qi Shouyin as Director For For Mgmt 7l Approve Terms of Office of Proposed Directors For For Mgmt 8a Elect Zhang Furong as Shareholder Representative Supervisor For For Mgmt 8b Elect Liu Jin as Shareholder Representative Supervisor For For Mgmt 8c Elect Li Xiaoling as Shareholder Representative Supervisor For For Mgmt 8d Elect Bai Jianjun as External Supervisor For For Mgmt 8e Elect Wang Xinmin as External Supervisor None For ShrHlder 9 Approve Issuance of Write-Down Type Eligible Capital Instruments For For Mgmt 10 Approve Revisions to the Article of Association For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 06/07/13 Industrial and Commercial Bank of China Limited 1398.HK Y3990B112 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1 Accept 2012 Work Report of Board of Directors For For Mgmt 2 Accept 2012 Work Report of Board of Supervisors For For Mgmt 3 Accept Bank's 2012 Audited Accounts For For Mgmt 4 Approve 2012 Profit Distribution Plan For For Mgmt 5 Approve Proposal on Launching the Engagement of Accounting Firm for 2013 For For Mgmt 6 Elect Yi Huiman as Director None For ShrHlder 7 Elect Luo Xi as Director None For ShrHlder 8 Elect Liu Lixian as Director None For ShrHlder MEETING DATE COMPANY TICKER SECURITY ID 06/28/13 Tesco plc TSCO.LN G87621101 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1 Accept Financial Statements and Statutory Reports For For Mgmt 2 Approve Remuneration Report For For Mgmt 3 Approve Final Dividend For For Mgmt 4 Elect Olivia Garfield as Director For For Mgmt 5 Re-elect Sir Richard Broadbent as Director For For Mgmt 6 Re-elect Philip Clarke as Director For For Mgmt 7 Re-elect Gareth Bullock as Director For For Mgmt 8 Re-elect Patrick Cescau as Director For For Mgmt 9 Re-elect Stuart Chambers as Director For For Mgmt 10 Re-elect Ken Hanna as Director For For Mgmt 11 Re-elect Laurie Mcllwee as Director For For Mgmt 12 Re-elect Deanna Oppenheimer as Director For For Mgmt 13 Re-elect Jacqueline Tammenoms Bakker as Director For For Mgmt 14 Reappoint PricewaterhouseCoopers LLP as Auditors For For Mgmt 15 Authorise Board to Fix Remuneration of Auditors For For Mgmt 16 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt 17 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt 18 Authorise Market Purchase of Ordinary Shares For For Mgmt 19 Authorise EU Political Donations and Expenditure For For Mgmt 20 Authorise the Company to Call EGM with Two Weeks' Notice For For Mgmt Page 16 ------------------------------------------------------------------------------------------------------------------------------------ S&P(R) TARGET 24 PORTFOLIO ------------------------------------------------------------------------------------------------------------------------------------ MEETING DATE COMPANY TICKER SECURITY ID 07/10/12 The Coca-Cola Company KO 191216100 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1 Approve Stock Split For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 08/15/12 Forest Laboratories, Inc. FRX 345838106 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Howard Solomon For Do Not Vote Mgmt 1.2 Elect Director Nesli Basgoz For Do Not Vote Mgmt 1.3 Elect Director Christopher J. Coughlin For Do Not Vote Mgmt 1.4 Elect Director Dan L. Goldwasser For Do Not Vote Mgmt 1.5 Elect Director Kenneth E. Goodman For Do Not Vote Mgmt 1.6 Elect Director Gerald M. Lieberman For Do Not Vote Mgmt 1.7 Elect Director Lawrence S. Olanoff For Do Not Vote Mgmt 1.8 Elect Director Lester B. Salans For Do Not Vote Mgmt 1.9 Elect Director Brenton L. Saunders For Do Not Vote Mgmt 1.10 Elect Director Peter J. Zimetbaum For Do Not Vote Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For Do Not Vote Mgmt 3 Ratify Auditors For Do Not Vote Mgmt 4 Adopt Proxy Access Right Against Do Not Vote ShrHlder 5 Repeal Any Bylaws Amendments Implemented on or after June 18, 2012 Against Do Not Vote ShrHlder 1.1 Elect Director Eric J. Ende For Withhold ShrHlder 1.2 Elect Director Pierre Legault For For ShrHlder 1.3 Elect Director Andrew J. Fromkin For Withhold ShrHlder 1.4 Elect Director Daniel A. Ninivaggi For For ShrHlder 1.5 Management Nominee - Howard Solomon For For ShrHlder 1.6 Management Nominee - Nesli Basgoz For For ShrHlder 1.7 Management Nominee - Christopher J. Coughlin For For ShrHlder 1.8 Management Nominee - Gerald M. Lieberman For For ShrHlder 1.9 Management Nominee - Brenton L. Saunders For For ShrHlder 1.10 Management Nominee - Peter J. Zimetbaum For For ShrHlder MEETING DATE COMPANY TICKER SECURITY ID 10/16/12 Cintas Corporation CTAS 172908105 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1a Elect Director Gerald S. Adolph For For Mgmt 1b Elect Director John F. Barrett For For Mgmt 1c Elect Director Melanie W. Barstad For For Mgmt 1d Elect Director Richard T. Farmer For For Mgmt 1e Elect Director Scott D. Farmer For For Mgmt 1f Elect Director James J. Johnson For For Mgmt 1g Elect Director Robert J. Kohlhepp For For Mgmt 1h Elect Director Joseph Scaminace For For Mgmt 1i Elect Director Ronald W. Tysoe For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Ratify Auditors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 12/12/12 AUTOZONE, INC. AZO 053332102 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Sue E. Gove For For Mgmt 1.2 Elect Director Earl G. Graves, Jr. For For Mgmt 1.3 Elect Director Enderson Guimaraes For For Mgmt 1.4 Elect Director J. R. Hyde, III For For Mgmt 1.5 Elect Director W. Andrew McKenna For For Mgmt 1.6 Elect Director George R. Mrkonic, Jr. For For Mgmt 1.7 Elect Director Luis P. Nieto For For Mgmt 1.8 Elect Director William C. Rhodes, III For For Mgmt 2 Ratify Auditors For For Mgmt 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 03/13/13 Franklin Resources, Inc. BEN 354613101 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1a Elect Director Samuel H. Armacost For For Mgmt 1b Elect Director Peter K. Barker For For Mgmt 1c Elect Director Charles Crocker For For Mgmt 1d Elect Director Charles B. Johnson For For Mgmt 1e Elect Director Gregory E. Johnson For For Mgmt 1f Elect Director Rupert H. Johnson, Jr. For For Mgmt 1g Elect Director Mark C. Pigott For For Mgmt 1h Elect Director Chutta Ratnathicam For For Mgmt 1i Elect Director Laura Stein For For Mgmt 1j Elect Director Anne M. Tatlock For For Mgmt 1k Elect Director Geoffrey Y. Yang For For Mgmt 2 Ratify Auditors For For Mgmt 3 Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity Against Against ShrHlder MEETING DATE COMPANY TICKER SECURITY ID 04/17/13 C. R. Bard, Inc. BCR 067383109 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director David M. Barrett For For Mgmt 1.2 Elect Director Anthony Welters For For Mgmt 1.3 Elect Director Tony L. White For For Mgmt 2 Ratify Auditors For For Mgmt 3 Amend Omnibus Stock Plan For For Mgmt 4 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 5 Report on Sustainability Against For ShrHlder 6 Require Independent Board Chairman Against For ShrHlder MEETING DATE COMPANY TICKER SECURITY ID 04/17/13 Discover Financial Services DFS 254709108 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Jeffrey S. Aronin For For Mgmt 1.2 Elect Director Mary K. Bush For For Mgmt 1.3 Elect Director Gregory C. Case For For Mgmt 1.4 Elect Director Cynthia A. Glassman For For Mgmt 1.5 Elect Director Richard H. Lenny For For Mgmt 1.6 Elect Director Thomas G. Maheras For For Mgmt 1.7 Elect Director Michael H. Moskow For For Mgmt 1.8 Elect Director David W. Nelms For For Mgmt 1.9 Elect Director E. Follin Smith For For Mgmt 1.10 Elect Director Mark A. Thierer For For Mgmt 1.11 Elect Director Lawrence A. Weinbach For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Ratify Auditors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 04/17/13 The Sherwin-Williams Company SHW 824348106 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Arthur F. Anton For For Mgmt 1.2 Elect Director Christopher M. Connor For For Mgmt 1.3 Elect Director David F. Hodnik For For Mgmt 1.4 Elect Director Thomas G. Kadien For For Mgmt 1.5 Elect Director Richard J. Kramer For For Mgmt 1.6 Elect Director Susan J. Kropf For For Mgmt 1.7 Elect Director Richard K. Smucker For For Mgmt 1.8 Elect Director John M. Stropki For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Adopt Majority Voting for Uncontested Election of Directors For For Mgmt 4 Ratify Auditors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 04/23/13 Coca-Cola Enterprises, Inc. CCE 19122T109 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Jan Bennink For For Mgmt 1.2 Elect Director John F. Brock For For Mgmt 1.3 Elect Director Calvin Darden For For Mgmt 1.4 Elect Director L. Phillip Humann For For Mgmt 1.5 Elect Director Orrin H. Ingram, II For For Mgmt 1.6 Elect Director Thomas H. Johnson For For Mgmt 1.7 Elect Director Suzanne B. Labarge For For Mgmt 1.8 Elect Director Veronique Morali For For Mgmt 1.9 Elect Director Andrea L. Saia For For Mgmt 1.10 Elect Director Garry Watts For For Mgmt 1.11 Elect Director Curtis R. Welling For For Mgmt 1.12 Elect Director Phoebe A. Wood For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Ratify Auditors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 04/23/13 FMC Corporation FMC 302491303 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Pierre Brondeau For For Mgmt 1.2 Elect Director Dirk A. Kempthorne For For Mgmt 1.3 Elect Director Robert C. Pallash For For Mgmt 2 Ratify Auditors For For Mgmt 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 4 Declassify the Board of Directors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 04/24/13 Marathon Petroleum Corporation MPC 56585A102 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Evan Bayh For For Mgmt 1.2 Elect Director William L. Davis For For Mgmt 1.3 Elect Director Thomas J. Usher For For Mgmt 2 Ratify Auditors For For Mgmt 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 4 Declassify the Board of Directors For For Mgmt Page 17 MEETING DATE COMPANY TICKER SECURITY ID 05/02/13 DIRECTV DTV 25490A309 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1a Elect Director Neil Austrian For For Mgmt 1b Elect Director Ralph Boyd, Jr. For For Mgmt 1c Elect Director Abelardo Bru For For Mgmt 1d Elect Director David Dillon For For Mgmt 1e Elect Director Samuel DiPiazza, Jr. For For Mgmt 1f Elect Director Dixon Doll For For Mgmt 1g Elect Director Charles Lee For For Mgmt 1h Elect Director Peter Lund For For Mgmt 1i Elect Director Nancy Newcomb For For Mgmt 1j Elect Director Lorrie Norrington For For Mgmt 1k Elect Director Michael White For For Mgmt 2 Ratify Auditors For For Mgmt 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 4 Pro-rata Vesting of Equity Awards Against For ShrHlder 5 Require Independent Board Chairman Against Against ShrHlder 6 Provide Right to Act by Written Consent Against For ShrHlder MEETING DATE COMPANY TICKER SECURITY ID 05/03/13 Illinois Tool Works Inc. ITW 452308109 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1a Elect Director Daniel J. Brutto For For Mgmt 1b Elect Director Susan Crown For For Mgmt 1c Elect Director Don H. Davis, Jr. For For Mgmt 1d Elect Director James W. Griffith For For Mgmt 1e Elect Director Robert C. McCormack For For Mgmt 1f Elect Director Robert S. Morrison For For Mgmt 1g Elect Director E. Scott Santi For For Mgmt 1h Elect Director James A. Skinner For For Mgmt 1i Elect Director David B. Smith, Jr. For For Mgmt 1j Elect Director Pamela B. Strobel For For Mgmt 1k Elect Director Kevin M. Warren For For Mgmt 1l Elect Director Anre D. Williams For For Mgmt 2 Ratify Auditors For For Mgmt 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 4 Reduce Supermajority Vote Requirement Against For ShrHlder MEETING DATE COMPANY TICKER SECURITY ID 05/08/13 Philip Morris International Inc. PM 718172109 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Harold Brown For For Mgmt 1.2 Elect Director Mathis Cabiallavetta For For Mgmt 1.3 Elect Director Andre Calantzopoulos For For Mgmt 1.4 Elect Director Louis C. Camilleri For For Mgmt 1.5 Elect Director J. Dudley Fishburn For For Mgmt 1.6 Elect Director Jennifer Li For For Mgmt 1.7 Elect Director Graham Mackay For For Mgmt 1.8 Elect Director Sergio Marchionne For For Mgmt 1.9 Elect Director Kalpana Morparia For For Mgmt 1.10 Elect DirectorLucio A. Noto For For Mgmt 1.11 Elect Director Robert B. Polet For For Mgmt 1.12 Elect Director Carlos Slim Helu For For Mgmt 1.13 Elect Director Stephen M. Wolf For For Mgmt 2 Ratify Auditors For For Mgmt 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 05/08/13 Phillips 66 PSX 718546104 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1a Elect Director Greg C. Garland For For Mgmt 1b Elect Director John E. Lowe For For Mgmt 2 Ratify Auditors For For Mgmt 3 Approve Omnibus Stock Plan For For Mgmt 4 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 5 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt MEETING DATE COMPANY TICKER SECURITY ID 05/14/13 CF Industries Holdings, Inc. CF 125269100 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1 Declassify the Board of Directors For For Mgmt 2a Elect Director Robert C. Arzbaecher For For Mgmt 2b Elect Director Stephen J. Hagge For For Mgmt 2c Elect Director Edward A. Schmitt For For Mgmt 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 4 Ratify Auditors For For Mgmt 5 Reduce Supermajority Vote Requirement Against For ShrHlder 6 Adopt Policy and Report on Board Diversity Against For ShrHlder 7 Report on Political Contributions Against For ShrHlder 8 Report on Sustainability Against For ShrHlder MEETING DATE COMPANY TICKER SECURITY ID 05/15/13 Northrop Grumman Corporation NOC 666807102 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Wesley G. Bush For For Mgmt 1.2 Elect Director Victor H. Fazio For For Mgmt 1.3 Elect Director Donald E. Felsinger For For Mgmt 1.4 Elect Director Stephen E. Frank For For Mgmt 1.5 Elect Director Bruce S. Gordon For For Mgmt 1.6 Elect Director Madeleine A. Kleiner For For Mgmt 1.7 Elect Director Karl J. Krapek For For Mgmt 1.8 Elect Director Richard B. Myers For For Mgmt 1.9 Elect Director Aulana L. Peters For For Mgmt 1.10 Elect Director Gary Roughead For For Mgmt 1.11 Elect Director Thomas M. Schoewe For For Mgmt 1.12 Elect Director Kevin W. Sharer For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Ratify Auditors For For Mgmt 4 Report on Lobbying Payments and Policy Against Against ShrHlder 5 Require Independent Board Chairman Against Against ShrHlder MEETING DATE COMPANY TICKER SECURITY ID 05/21/13 The Allstate Corporation ALL 020002101 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1a Elect Director F. Duane Ackerman For For Mgmt 1b Elect Director Robert D. Beyer For For Mgmt 1c Elect Director Kermit R. Crawford For For Mgmt 1d Elect Director Jack M. Greenberg For For Mgmt 1e Elect Director Herbert L. Henkel For For Mgmt 1f Elect Director Ronald T. LeMay For For Mgmt 1g Elect Director Andrea Redmond For For Mgmt 1h Elect Director H. John Riley, Jr. For For Mgmt 1i Elect Director John W. Rowe For For Mgmt 1j Elect Director Judith A. Sprieser For For Mgmt 1k Elect Director Mary Alice Taylor For For Mgmt 1l Elect Director Thomas J. Wilson For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Amend Omnibus Stock Plan For For Mgmt 4 Ratify Auditors For For Mgmt 5 Stock Retention/Holding Period Against For ShrHlder 6 Report on Lobbying Payments and Policy Against Against ShrHlder MEETING DATE COMPANY TICKER SECURITY ID 05/22/13 Amgen Inc. AMGN 031162100 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director David Baltimore For For Mgmt 1.2 Elect Director Frank J. Biondi, Jr. For For Mgmt 1.3 Elect Director Robert A. Bradway For For Mgmt 1.4 Elect Director Francois de Carbonnel For For Mgmt 1.5 Elect Director Vance D. Coffman For For Mgmt 1.6 Elect Director Robert A. Eckert For For Mgmt 1.7 Elect Director Rebecca M. Henderson For For Mgmt 1.8 Elect Director Frank C. Herringer For For Mgmt 1.9 Elect Director Tyler Jacks For For Mgmt 1.10 Elect Director Gilbert S. Omenn For For Mgmt 1.11 Elect Director Judith C. Pelham For For Mgmt 1.12 Elect Director Leonard D. Schaeffer For For Mgmt 1.13 Elect Director Ronald D. Sugar For For Mgmt 2 Ratify Auditors For For Mgmt 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 4 Amend Omnibus Stock Plan For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 05/23/13 Flowserve Corporation FLS 34354P105 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Gayla J. Delly For For Mgmt 1.2 Elect Director Rick J. Mills For For Mgmt 1.3 Elect Director Charles M. Rampacek For For Mgmt 1.4 Elect Director William C. Rusnack For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Increase Authorized Common Stock For For Mgmt 4 Ratify Auditors For For Mgmt 5 Provide Right to Act by Written Consent Against For ShrHlder Page 18 MEETING DATE COMPANY TICKER SECURITY ID 05/29/13 Exxon Mobil Corporation XOM 30231G102 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director M.J. Boskin For For Mgmt 1.2 Elect Director P. Brabeck-Letmathe For For Mgmt 1.3 Elect Director U.M. Burns For For Mgmt 1.4 Elect Director L.R. Faulkner For For Mgmt 1.5 Elect Director J.S. Fishman For For Mgmt 1.6 Elect Director H.H. Fore For For Mgmt 1.7 Elect Director K.C. Frazier For For Mgmt 1.8 Elect Director W.W. George For For Mgmt 1.9 Elect Director S.J. Palmisano For For Mgmt 1.10 Elect Director S.S. Reinemund For For Mgmt 1.11 Elect Director R.W. Tillerson For For Mgmt 1.12 Elect Director W.C. Weldon For For Mgmt 1.13 Elect Director E.E. Whitacre, Jr. For For Mgmt 2 Ratify Auditors For For Mgmt 3 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Mgmt 4 Require Independent Board Chairman Against For ShrHlder 5 Require a Majority Vote for the Election of Directors Against For ShrHlder 6 Limit Directors to a Maximum of Three Board Memberships in Companies with Sales over $500 Million Annually Against Against ShrHlder 7 Report on Lobbying Payments and Policy Against For ShrHlder 8 Study Feasibility of Prohibiting Political Contributions Against Against ShrHlder 9 Adopt Sexual Orientation Anti-bias Policy Against Against ShrHlder 10 Report on Management of Hydraulic Fracturing Risks and Opportunities Against For ShrHlder 11 Adopt Quantitative GHG Goals for Products and Operations Against For ShrHlder MEETING DATE COMPANY TICKER SECURITY ID 06/11/13 The TJX Companies, Inc. TJX 872540109 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Zein Abdalla For For Mgmt 1.2 Elect Director Jose B. Alvarez For For Mgmt 1.3 Elect Director Alan M. Bennett For For Mgmt 1.4 Elect Director Bernard Cammarata For For Mgmt 1.5 Elect Director David T. Ching For For Mgmt 1.6 Elect Director Michael F. Hines For For Mgmt 1.7 Elect Director Amy B. Lane For For Mgmt 1.8 Elect Director Dawn G. Lepore For For Mgmt 1.9 Elect Director Carol Meyrowitz For For Mgmt 1.10 Elect Director John F. O'Brien For For Mgmt 1.11 Elect Director Willow B. Shire For For Mgmt 2 Ratify Auditors For For Mgmt 3 Amend Omnibus Stock Plan For For Mgmt 4 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 06/25/13 Yahoo! Inc. YHOO 984332106 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director John D. Hayes For For Mgmt 1.2 Elect Director Susan M. James For For Mgmt 1.3 Elect Director Max R. Levchin For For Mgmt 1.4 Elect Director Peter Liguori For For Mgmt 1.5 Elect Director Daniel S. Loeb For For Mgmt 1.6 Elect Director Marissa A. Mayer For For Mgmt 1.7 Elect Director Thomas J. McInerney For For Mgmt 1.8 Elect Director Maynard G. Webb, Jr. For For Mgmt 1.9 Elect Director Harry J. Wilson For For Mgmt 1.10 Elect Director Michael J. Wolf For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Ratify Auditors For For Mgmt 4 Report on Sustainability Against For ShrHlder 5 Report on Political Contributions Against For ShrHlder ------------------------------------------------------------------------------------------------------------------------------------ NASDAQ(R) TARGET 15 PORTFOLIO ------------------------------------------------------------------------------------------------------------------------------------ MEETING DATE COMPANY TICKER SECURITY ID 11/07/12 KLA-Tencor Corporation KLAC 482480100 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Robert P. Akins For Withhold Mgmt 1.2 Elect Director Robert T. Bond For For Mgmt 1.3 Elect Director Kiran M. Patel For For Mgmt 1.4 Elect Director David C. Wang For For Mgmt 2 Ratify Auditors For For Mgmt 3 Declassify the Board of Directors For For Mgmt 4 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 11/28/12 Microsoft Corporation MSFT 594918104 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1 Elect Director Steven A. Ballmer For For Mgmt 2 Elect Director Dina Dublon For For Mgmt 3 Elect Director William H. Gates, III For For Mgmt 4 Elect Director Maria M. Klawe For For Mgmt 5 Elect Director Stephen J. Luczo For For Mgmt 6 Elect Director David F. Marquardt For For Mgmt 7 Elect Director Charles H. Noski For For Mgmt 8 Elect Director Helmut Panke For For Mgmt 9 Elect Director John W. Thompson For For Mgmt 10 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 11 Approve Qualified Employee Stock Purchase Plan For For Mgmt 12 Ratify Auditors For For Mgmt 13 Provide for Cumulative Voting Against For ShrHlder MEETING DATE COMPANY TICKER SECURITY ID 02/27/13 Apple Inc. AAPL 037833100 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director William Campbell For For Mgmt 1.2 Elect Director Timothy Cook For For Mgmt 1.3 Elect Director Millard Drexler For For Mgmt 1.4 Elect Director Al Gore For For Mgmt 1.5 Elect Director Robert Iger For For Mgmt 1.6 Elect Director Andrea Jung For For Mgmt 1.7 Elect Director Arthur Levinson For For Mgmt 1.8 Elect Director Ronald Sugar For For Mgmt 2 Amend Articles of Incorporation For For Mgmt 3 Ratify Auditors For For Mgmt 4 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Mgmt 5 Stock Retention/Holding Period Against For ShrHlder 6 Establish Board Committee on Human Rights Against Against ShrHlder MEETING DATE COMPANY TICKER SECURITY ID 04/18/13 eBay Inc. EBAY 278642103 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1a Elect Director David M. Moffett For For Mgmt 1b Elect Director Richard T. Schlosberg, III For For Mgmt 1c Elect Director Thomas J. Tierney For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Mgmt 3 Report on Lobbying Payments and Policy Against For ShrHlder 4 Report on Privacy and Data Security Against Against ShrHlder 5 Ratify Auditors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 05/08/13 Gilead Sciences, Inc. GILD 375558103 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director John F. Cogan For For Mgmt 1.2 Elect Director Etienne F. Davignon For For Mgmt 1.3 Elect Director Carla A. Hills For For Mgmt 1.4 Elect Director Kevin E. Lofton For For Mgmt 1.5 Elect Director John W. Madigan For For Mgmt 1.6 Elect Director John C. Martin For For Mgmt 1.7 Elect Director Nicholas G. Moore For For Mgmt 1.8 Elect Director Richard J. Whitley For For Mgmt 1.9 Elect Director Gayle E. Wilson For For Mgmt 1.10 Elect Director Per Wold-Olsen For For Mgmt 2 Ratify Auditors For For Mgmt 3 Amend Omnibus Stock Plan For For Mgmt 4 Increase Authorized Common Stock For For Mgmt 5 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 6 Require Independent Board Chairman Against Against ShrHlder 7 Provide Right to Act by Written Consent Against For ShrHlder MEETING DATE COMPANY TICKER SECURITY ID 05/10/13 Mattel, Inc. MAT 577081102 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1a Elect Director Michael J. Dolan For For Mgmt 1b Elect Director Trevor A. Edwards For For Mgmt 1c Elect Director Frances D. Fergusson For For Mgmt 1d Elect Director Dominic Ng For For Mgmt 1e Elect Director Vasant M. Prabhu For For Mgmt 1f Elect Director Andrea L. Rich For For Mgmt 1g Elect Director Dean A. Scarborough For For Mgmt 1h Elect Director Christopher A. Sinclair For For Mgmt 1i Elect Director Bryan G. Stockton For For Mgmt 1j Elect Director Dirk Van de Put For For Mgmt 1k Elect DirectorKathy White Loyd For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Ratify Auditors For For Mgmt 4 Require Independent Board Chairman Against Against ShrHlder MEETING DATE COMPANY TICKER SECURITY ID 05/14/13 Discovery Communications, Inc. DISCA 25470F104 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Paul A. Gould For Withhold Mgmt 1.2 Elect Director John S. Hendricks For Withhold Mgmt 1.3 Elect Director M. LaVoy Robison For For Mgmt 2 Ratify Auditors For For Mgmt 3 Approve Omnibus Stock Plan For Against Mgmt Page 19 MEETING DATE COMPANY TICKER SECURITY ID 05/15/13 Comcast Corporation CMCSA 20030N101 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Kenneth J. Bacon For For Mgmt 1.2 Elect Director Sheldon M. Bonovitz For For Mgmt 1.3 Elect Director Joseph J. Collins For For Mgmt 1.4 Elect Director J. Michael Cook For For Mgmt 1.5 Elect Director Gerald L. Hassell For For Mgmt 1.6 Elect Director Jeffrey A. Honickman For For Mgmt 1.7 Elect Director Eduardo G. Mestre For For Mgmt 1.8 Elect Director Brian L. Roberts For For Mgmt 1.9 Elect Director Ralph J. Roberts For For Mgmt 1.10 Elect Director Johnathan A. Rodgers For For Mgmt 1.11 Elect Director Judith Rodin For For Mgmt 2 Ratify Auditors For For Mgmt 3 Pro-rata Vesting of Equity Awards Against For ShrHlder 4 Approve Recapitalization Plan for all Stock to Have One-vote per Share Against For ShrHlder MEETING DATE COMPANY TICKER SECURITY ID 05/21/13 Sirius XM Radio Inc. SIRI 82967N108 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Joan L. Amble For For Mgmt 1.2 Elect Director Mark D. Carleton For For Mgmt 1.3 Elect Director David J.A. Flowers For Withhold Mgmt 1.4 Elect Director Eddy W. Hartenstein For For Mgmt 1.5 Elect Director James P. Holden For For Mgmt 1.6 Elect Director Gregory B. Maffei For Withhold Mgmt 1.7 Elect Director Evan D. Malone For For Mgmt 1.8 Elect Director James E. Meyer For For Mgmt 1.9 Elect Director James F. Mooney For For Mgmt 1.10 Elect Director Robin S. Pringle For For Mgmt 1.11 Elect Director Carl E. Vogel For For Mgmt 1.12 Elect Director Vanessa A. Wittman For For Mgmt 1.13 Elect Director David Zaslav For For Mgmt 2 Ratify Auditors For For Mgmt 3 Adopt Policy on Succession Planning Against For ShrHlder MEETING DATE COMPANY TICKER SECURITY ID 05/24/13 Mylan Inc. MYL 628530107 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Heather Bresch For For Mgmt 1.2 Elect Director Wendy Cameron For For Mgmt 1.3 Elect Director Robert J. Cindrich For For Mgmt 1.4 Elect Director Robert J. Coury For For Mgmt 1.5 Elect Director Neil Dimick For For Mgmt 1.6 Elect Director Melina Higgins For For Mgmt 1.7 Elect Director Douglas J. Leech For For Mgmt 1.8 Elect Director Rajiv Malik For For Mgmt 1.9 Elect Director Joseph C. Maroon For For Mgmt 1.10 Elect Director Mark W. Parrish For For Mgmt 1.11 Elect Director Rodney L. Piatt For For Mgmt 1.12 Elect Director C.B. Todd For For Mgmt 1.13 Elect Director Randall L. (Pete) Vanderveen For For Mgmt 2 Ratify Auditors For For Mgmt 3 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Mgmt 4 Require Independent Board Chairman Against For ShrHlder MEETING DATE COMPANY TICKER SECURITY ID 06/04/13 Liberty Media Corporation LMCA 531229102 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director John C. Malone For For Mgmt 1.2 Elect Director Robert R. Bennett For For Mgmt 1.3 Elect Director M. Ian G. Gilchrist For Withhold Mgmt 2 Approve Omnibus Stock Plan For Against Mgmt 3 Approve Non-Employee Director Omnibus Stock Plan For Against Mgmt 4 Ratify Auditors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 06/04/13 Virgin Media Inc. VMED 92769L101 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1 Approve Merger Agreement For For Mgmt 2 Advisory Vote on Golden Parachutes For For Mgmt 3 Adjourn Meeting For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 06/06/13 Starz STRZA 85571Q102 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Gregory B. Maffei For Withhold Mgmt 1.2 Elect Director Irving L. Azoff For For Mgmt 1.3 Elect Director Susan M. Lyne For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Mgmt 3 Advisory Vote on Say on Pay Frequency Three Years One Year Mgmt 4 Amend Charter to Recapitalize the Company by Deleting Provisions Relating to the Company's Capital and Starz Tracking Stock Groups For For Mgmt 5 Authorize a New Class of Common Stock For For Mgmt 6 Reclassify Each Share of Each Series of the Company's Existing Liberty Capital Common Stock Into One Share of the Corresponding Series of the Company's Common Stock For For Mgmt 7 Amend Charter to Make Certain Conforming Changes that Will be Necessary as a Result of the Charter Proposals For For Mgmt 8 Ratify Auditors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 06/14/13 Regeneron Pharmaceuticals, Inc. REGN 75886F107 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Michael S. Brown For Withhold Mgmt 1.2 Elect Director Leonard S. Schleifer For Withhold Mgmt 1.3 Elect Director Eric M. Shooter For Withhold Mgmt 1.4 Elect Director George D. Yancopoulos For Withhold Mgmt 2 Ratify Auditors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 06/25/13 Yahoo! Inc. YHOO 984332106 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director John D. Hayes For For Mgmt 1.2 Elect Director Susan M. James For For Mgmt 1.3 Elect Director Max R. Levchin For For Mgmt 1.4 Elect Director Peter Liguori For For Mgmt 1.5 Elect Director Daniel S. Loeb For For Mgmt 1.6 Elect Director Marissa A. Mayer For For Mgmt 1.7 Elect Director Thomas J. McInerney For For Mgmt 1.8 Elect Director Maynard G. Webb, Jr. For For Mgmt 1.9 Elect Director Harry J. Wilson For For Mgmt 1.10 Elect Director Michael J. Wolf For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Ratify Auditors For For Mgmt 4 Report on Sustainability Against For ShrHlder 5 Report on Political Contributions Against For ShrHlder ------------------------------------------------------------------------------------------------------------------------------------ VALUE LINE(R) TARGET 25 PORTFOLIO ------------------------------------------------------------------------------------------------------------------------------------ MEETING DATE COMPANY TICKER SECURITY ID 07/11/12 BT Group plc BT 05577E101 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1 Accept Financial Statements and Statutory Reports For For Mgmt 2 Approve Remuneration Report For For Mgmt 3 Approve Final Dividend For For Mgmt 4 Re-elect Sir Michael Rake as Director For For Mgmt 5 Re-elect Ian Livingston as Director For For Mgmt 6 Re-elect Tony Chanmugam as Director For For Mgmt 7 Re-elect Gavin Patterson as Director For For Mgmt 8 Re-elect Tony Ball as Director For For Mgmt 9 Re-elect Patricia Hewitt as Director For For Mgmt 10 Re-elect Phil Hodkinson as Director For For Mgmt 11 Re-elect Nick Rose as Director For For Mgmt 12 Re-elect Jasmine Whitbread as Director For For Mgmt 13 Elect Karen Richardson as Director For For Mgmt 14 Reappoint PricewaterhouseCoopers LLP as Auditors For For Mgmt 15 Authorise Board to Fix Remuneration of Auditors For For Mgmt 16 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt 17 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt 18 Authorise Market Purchase of Ordinary Shares For For Mgmt 19 Authorise the Company to Call EGM with Two Weeks' Notice For For Mgmt 20 Approve EU Political Donations and Expenditure For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 07/19/12 Triumph Group, Inc. TGI 896818101 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Paul Bourgon For For Mgmt 1.2 Elect Director Elmer L. Doty For For Mgmt 1.3 Elect Director Ralph E. Eberhart For For Mgmt 1.4 Elect Director Jeffry D. Frisby For For Mgmt 1.5 Elect Director Richard C. Gozon For For Mgmt 1.6 Elect Director Richard C. Ill For For Mgmt 1.7 Elect Director Adam J. Palmer For For Mgmt 1.8 Elect Director Joseph M. Silvestri For For Mgmt 1.9 Elect Director George Simpson For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Eliminate Cumulative Voting For For Mgmt 4 Ratify Auditors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 09/14/12 Casey's General Stores, Inc. CASY 147528103 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Kenneth H. Haynie For Withhold Mgmt 1.2 Elect Director William C. Kimball For Withhold Mgmt 1.3 Elect Director Richard A. Wilkey For Withhold Mgmt 2 Ratify Auditors For For Mgmt 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt Page 20 MEETING DATE COMPANY TICKER SECURITY ID 09/19/12 Smithfield Foods, Inc. SFD 832248108 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Joseph W. Luter, III For For Mgmt 1.2 Elect Director C. Larry Pope For For Mgmt 1.3 Elect Director Wendell H. Murphy, Sr. For For Mgmt 1.4 Elect Director Paul S. Trible, Jr. For For Mgmt 2a Declassify the Board of Directors For For Mgmt 2b Reduce Supermajority Vote Requirement For For Mgmt 3 Ratify Auditors For For Mgmt 4 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 10/24/12 Seagate Technology plc STX G7945J104 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1a Elect Director Stephen J. Luczo For For Mgmt 1b Elect Director Frank J. Biondi, Jr. For For Mgmt 1c Elect Director Michael R. Cannon For For Mgmt 1d Elect Director Mei-Wei Cheng For For Mgmt 1e Elect Director William T. Coleman For For Mgmt 1f Elect Director Jay L. Geldmacher For For Mgmt 1g Elect Director Seh-Woong Jeong For For Mgmt 1h Elect Director Lydia M. Marshall For For Mgmt 1i Elect Director Kristen M. Onken For For Mgmt 1j Elect Director Chong Sup Park For For Mgmt 1k Elect Director Gregorio Reyes For For Mgmt 1l Elect Director Edward J. Zander For For Mgmt 2 Amend Employee Stock Purchase Plan For For Mgmt 3 Determine Price Range for Reissuance of Treasury Shares For For Mgmt 4 Authorize the Holding of the 2013 AGM at a Location Outside Ireland For For Mgmt 5 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 6 Ratify Auditors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 11/14/12 ZYGO CORPORATION ZIGO 989855101 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Stephen D. Fantone For For Mgmt 1.2 Elect Director Samuel H. Fuller For For Mgmt 1.3 Elect Director Chris L. Koliopoulos For For Mgmt 1.4 Elect Director Seymour E. Liebman For Withhold Mgmt 1.5 Elect Director Robert B. Taylor For For Mgmt 1.6 Elect Director Carol P. Wallace For For Mgmt 1.7 Elect Director Gary K. Willis For Withhold Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Ratify Auditors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 04/10/13 Lennar Corporation LEN 526057104 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Irving Bolotin For For Mgmt 1.2 Elect Director Steven L. Gerard For For Mgmt 1.3 Elect Director Theron I. (Tig) Gilliam For For Mgmt 1.4 Elect Director Sherrill W. Hudson For For Mgmt 1.5 Elect Director R. Kirk Landon For For Mgmt 1.6 Elect Director Sidney Lapidus For For Mgmt 1.7 Elect Director Stuart A. Miller For For Mgmt 1.8 Elect Director Jeffrey Sonnenfeld For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Mgmt 3 Ratify Auditors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 04/15/13 A. O. Smith Corporation AOS 831865209 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Gloster B. Current, Jr. For For Mgmt 1.2 Elect Director William P. Greubel For For Mgmt 1.3 Elect Director Idelle K. Wolf For For Mgmt 1.4 Elect Director Gene C. Wulf For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Ratify Auditors For For Mgmt 4 Increase Authorized Common Stock For For Mgmt 5 Reduce Authorized Class A Common Stock For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 04/23/13 Domino's Pizza, Inc. DPZ 25754A201 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director J. Patrick Doyle For For Mgmt 1.2 Elect Director James A. Goldman For For Mgmt 1.3 Elect Director Gregory A. Trojan For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Adopt Policy to Require Suppliers to Eliminate Cattle Dehorning Against Against ShrHlder 4 Ratify Auditors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 04/24/13 AMN Healthcare Services, Inc. AHS 001744101 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Mark G. Foletta For For Mgmt 1.2 Elect Director R. Jeffrey Harris For For Mgmt 1.3 Elect Director Michael M.E. Johns For For Mgmt 1.4 Elect Director Martha H. Marsh For For Mgmt 1.5 Elect Director Susan R. Salka For For Mgmt 1.6 Elect Director Andrew M. Stern For For Mgmt 1.7 Elect Director Paul E. Weaver For For Mgmt 1.8 Elect Director Douglas D. Wheat For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Ratify Auditors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 04/25/13 NewMarket Corporation NEU 651587107 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Phyllis L. Cothran For For Mgmt 1.2 Elect Director Mark M. Gambill For For Mgmt 1.3 Elect Director Bruce C. Gottwald For For Mgmt 1.4 Elect Director Thomas E. Gottwald For For Mgmt 1.5 Elect Director Patrick D. Hanley For For Mgmt 1.6 Elect Director James E. Rogers For For Mgmt 1.7 Elect Director Charles B. Walker For For Mgmt 2 Ratify Auditors For For Mgmt 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 05/03/13 Rogers Corporation ROG 775133101 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Michael F. Barry For For Mgmt 1.2 Elect Director Charles M. Brennan, III For For Mgmt 1.3 Elect Director Bruce D. Hoechner For For Mgmt 1.4 Elect Director Gregory B. Howey For For Mgmt 1.5 Elect Director Carol R. Jensen For For Mgmt 1.6 Elect Director William E. Mitchell For For Mgmt 1.7 Elect Director Robert G. Paul For For Mgmt 1.8 Elect Director Peter C. Wallace For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Ratify Auditors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 05/14/13 Dorman Products, Inc. DORM 258278100 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Steven L. Berman For For Mgmt 1.2 Elect Director Paul R. Lederer For For Mgmt 1.3 Elect Director Edgar W. Levin For For Mgmt 1.4 Elect Director Robert M. Lynch For For Mgmt 1.5 Elect Director Richard T. Riley For For Mgmt 2 Ratify Auditors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 05/16/13 Lumber Liquidators Holdings, Inc. LL 55003T107 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Macon F. Brock, Jr. For For Mgmt 1.2 Elect Director John M. Presley For For Mgmt 1.3 Elect Director Thomas D. Sullivan For For Mgmt 2 Ratify Auditors For For Mgmt 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 05/16/13 Manhattan Associates, Inc. MANH 562750109 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director John J. Huntz For For Mgmt 1.2 Elect Director Dan J. Lautenbach For For Mgmt 1.3 Elect Director Thomas E. Noonan For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Ratify Auditors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 05/21/13 The Gap, Inc. GPS 364760108 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1a Elect Director Adrian D. P. Bellamy For For Mgmt 1b Elect Director Domenico De Sole For For Mgmt 1c Elect Director Robert J. Fisher For Against Mgmt 1d Elect Director William S. Fisher For For Mgmt 1e Elect Director Isabella D. Goren For For Mgmt 1f Elect Director Bob L. Martin For For Mgmt 1g Elect Director Jorge P. Montoya For For Mgmt 1h Elect Director Glenn K. Murphy For For Mgmt 1i Elect Director Mayo A. Shattuck, III For For Mgmt 1j Elect Director Katherine Tsang For For Mgmt 2 Ratify Auditors For For Mgmt 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt Page 21 MEETING DATE COMPANY TICKER SECURITY ID 05/22/13 AFC Enterprises, Inc. AFCE 00104Q107 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Krishnan Anand For Withhold Mgmt 1.2 Elect Director Victor Arias, Jr. For For Mgmt 1.3 Elect Director Cheryl A. Bachelder For For Mgmt 1.4 Elect Director Carolyn Hogan Byrd For For Mgmt 1.5 Elect Director John M. Cranor, III For For Mgmt 1.6 Elect Director R. William Ide, III For For Mgmt 1.7 Elect Director Kelvin J. Pennington For For Mgmt 2 Ratify Auditors For For Mgmt 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 05/22/13 Carriage Services, Inc. CSV 143905107 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director L. William Heiligbrodt For For Mgmt 1.2 Elect Director Barry K. Fingerhut For For Mgmt 2 Approve Omnibus Stock Plan For Against Mgmt 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 4 Ratify Auditors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 05/23/13 Flowserve Corporation FLS 34354P105 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Gayla J. Delly For For Mgmt 1.2 Elect Director Rick J. Mills For For Mgmt 1.3 Elect Director Charles M. Rampacek For For Mgmt 1.4 Elect Director William C. Rusnack For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Increase Authorized Common Stock For For Mgmt 4 Ratify Auditors For For Mgmt 5 Provide Right to Act by Written Consent Against For ShrHlder MEETING DATE COMPANY TICKER SECURITY ID 05/23/13 The Home Depot, Inc. HD 437076102 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1a Elect Director F. Duane Ackerman For For Mgmt 1b Elect Director Francis S. Blake For For Mgmt 1c Elect Director Ari Bousbib For For Mgmt 1d Elect Director Gregory D. Brenneman For For Mgmt 1e Elect Director J. Frank Brown For For Mgmt 1f Elect Director Albert P. Carey For For Mgmt 1g Elect Director Armando Codina For For Mgmt 1h Elect Director Bonnie G. Hill For For Mgmt 1i Elect Director Karen L. Katen For For Mgmt 1j Elect Director Mark Vadon For For Mgmt 2 Ratify Auditors For For Mgmt 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 4 Approve Executive Incentive Bonus Plan For For Mgmt 5 Amend Omnibus Stock Plan For For Mgmt 6 Prepare Employment Diversity Report Against For ShrHlder 7 Adopt Stormwater Run-off Management Policy Against Against ShrHlder MEETING DATE COMPANY TICKER SECURITY ID 05/28/13 Urban Outfitters, Inc. URBN 917047102 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Scott A. Belair For Withhold Mgmt 1.2 Elect Director Robert H. Strouse For For Mgmt 1.3 Elect Director Margaret A. Hayne For Withhold Mgmt 2 Amend Omnibus Stock Plan For Against Mgmt 3 Eliminate Cumulative Voting and Adopt Majority Vote Standard For For Mgmt 4 Ratify Auditors For For Mgmt 5 Require Independent Board Chairman Against For ShrHlder 6 Adopt Policy and Report on Board Diversity Against For ShrHlder MEETING DATE COMPANY TICKER SECURITY ID 05/30/13 Williams-Sonoma, Inc. WSM 969904101 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Laura J. Alber For For Mgmt 1.2 Elect Director Adrian D.P. Bellamy For For Mgmt 1.3 Elect Director Rose Marie Bravo For For Mgmt 1.4 Elect Director Mary Ann Casati For For Mgmt 1.5 Elect Director Patrick J. Connolly For For Mgmt 1.6 Elect Director Adrian T. Dillon For For Mgmt 1.7 Elect Director Anthony A. Greener For For Mgmt 1.8 Elect Director Ted W. Hall For For Mgmt 1.9 Elect Director Michael R. Lynch For For Mgmt 1.10 Elect Director Lorraine Twohill For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Ratify Auditors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 06/05/13 American Vanguard Corporation AVD 030371108 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Lawrence S. Clark For For Mgmt 1.2 Elect Director Debra F. Edwards For For Mgmt 1.3 Elect Director Alfred F. Ingulli For For Mgmt 1.4 Elect Director John L. Killmer For For Mgmt 1.5 Elect Director Carl R. Soderlind For For Mgmt 1.6 Elect Director Irving J. Thau For For Mgmt 1.7 Elect Director Eric G. Wintemute For For Mgmt 1.8 Elect Director M. Esmail Zirakparvar For For Mgmt 2 Ratify Auditors For For Mgmt 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 4 Amend Omnibus Stock Plan For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 06/13/13 Stage Stores, Inc. SSI 85254C305 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Alan J. Barocas For For Mgmt 1.2 Elect Director Diane M. Ellis For For Mgmt 1.3 Elect Director Michael L. Glazer For For Mgmt 1.4 Elect Director Gabrielle E. Greene For For Mgmt 1.5 Elect Director Earl J. Hesterberg For For Mgmt 1.6 Elect Director Lisa R. Kranc For For Mgmt 1.7 Elect Director William J. Montgoris For For Mgmt 1.8 Elect Director C. Clayton Reasor For For Mgmt 1.9 Elect Director David Y. Schwartz For For Mgmt 1.10 Elect Director Ralph P. Scozzafava For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Ratify Auditors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 06/14/13 Regeneron Pharmaceuticals, Inc. REGN 75886F107 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Michael S. Brown For Withhold Mgmt 1.2 Elect Director Leonard S. Schleifer For Withhold Mgmt 1.3 Elect Director Eric M. Shooter For Withhold Mgmt 1.4 Elect Director George D. Yancopoulos For Withhold Mgmt 2 Ratify Auditors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 06/26/13 Apogee Enterprises, Inc. APOG 037598109 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Jerome L. Davis For For Mgmt 1.2 Elect Director Sara L. Hays For For Mgmt 1.3 Elect Director Richard V. Reynolds For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Ratify Auditors For For Mgmt ------------------------------------------------------------------------------------------------------------------------------------ FIRST TRUST TARGET FOCUS FOUR PORTFOLIO ------------------------------------------------------------------------------------------------------------------------------------ MEETING DATE COMPANY TICKER SECURITY ID 07/11/12 BT Group plc BT 05577E101 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1 Accept Financial Statements and Statutory Reports For For Mgmt 2 Approve Remuneration Report For For Mgmt 3 Approve Final Dividend For For Mgmt 4 Re-elect Sir Michael Rake as Director For For Mgmt 5 Re-elect Ian Livingston as Director For For Mgmt 6 Re-elect Tony Chanmugam as Director For For Mgmt 7 Re-elect Gavin Patterson as Director For For Mgmt 8 Re-elect Tony Ball as Director For For Mgmt 9 Re-elect Patricia Hewitt as Director For For Mgmt 10 Re-elect Phil Hodkinson as Director For For Mgmt 11 Re-elect Nick Rose as Director For For Mgmt 12 Re-elect Jasmine Whitbread as Director For For Mgmt 13 Elect Karen Richardson as Director For For Mgmt 14 Reappoint PricewaterhouseCoopers LLP as Auditors For For Mgmt 15 Authorise Board to Fix Remuneration of Auditors For For Mgmt 16 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt 17 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt 18 Authorise Market Purchase of Ordinary Shares For For Mgmt 19 Authorise the Company to Call EGM with Two Weeks' Notice For For Mgmt 20 Approve EU Political Donations and Expenditure For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 07/16/12 Eni Spa E 26874R108 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1 Approve Elimination of Shares' Par Value and Cancellation of Treasury Shares For For Mgmt 1 Authorize Share Repurchase Program For For Mgmt Page 22 MEETING DATE COMPANY TICKER SECURITY ID 07/19/12 Triumph Group, Inc. TGI 896818101 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Paul Bourgon For For Mgmt 1.2 Elect Director Elmer L. Doty For For Mgmt 1.3 Elect Director Ralph E. Eberhart For For Mgmt 1.4 Elect Director Jeffry D. Frisby For For Mgmt 1.5 Elect Director Richard C. Gozon For For Mgmt 1.6 Elect Director Richard C. Ill For For Mgmt 1.7 Elect Director Adam J. Palmer For For Mgmt 1.8 Elect Director Joseph M. Silvestri For For Mgmt 1.9 Elect Director George Simpson For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Eliminate Cumulative Voting For For Mgmt 4 Ratify Auditors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 07/26/12 CoreLogic, Inc. CLGX 21871D103 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1 Elect Director J. David Chatham For For Mgmt 2 Elect Director Douglas C. Curling For For Mgmt 3 Elect Director John C. Dorman For For Mgmt 4 Elect Director Paul F. Folino For For Mgmt 5 Elect Director Anand K. Nallathambi For For Mgmt 6 Elect Director Thomas C. O'Brien For For Mgmt 7 Elect Director Jaynie Miller Studenmund For For Mgmt 8 Elect Director D. Van Skilling For For Mgmt 9 Elect Director David F. Walker For For Mgmt 10 Elect Director Mary Lee Widener For For Mgmt 11 Approve Qualified Employee Stock Purchase Plan For For Mgmt 12 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Mgmt 13 Ratify Auditors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 08/07/12 Black Box Corporation BBOX 091826107 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director William F. Andrews For For Mgmt 1.2 Elect Director R. Terry Blakemore For For Mgmt 1.3 Elect Director Richard L. Crouch For For Mgmt 1.4 Elect Director Thomas W. Golonski For For Mgmt 1.5 Elect Director Thomas G. Greig For For Mgmt 1.6 Elect Director William H. Hernandez For For Mgmt 1.7 Elect Director Edward A. Nicholson For For Mgmt 2 Ratify Auditors For For Mgmt 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 08/09/12 Electro Scientific Industries, Inc. ESIO 285229100 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Richard J. Faubert For For Mgmt 1.2 Elect Director David Nierenberg For For Mgmt 1.3 Elect Director Jon D. Tompkins For For Mgmt 2 Ratify Auditors For For Mgmt 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 4 Amend Omnibus Stock Plan For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 09/14/12 Casey's General Stores, Inc. CASY 147528103 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Kenneth H. Haynie For Withhold Mgmt 1.2 Elect Director William C. Kimball For Withhold Mgmt 1.3 Elect Director Richard A. Wilkey For Withhold Mgmt 2 Ratify Auditors For For Mgmt 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 09/18/12 Century Aluminum Company CENX 156431108 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1 Declassify the Board of Directors For For Mgmt 2 Provide Right to Call Special Meeting For For Mgmt 3.1 Elect Director Jarl Berntzen For For Mgmt 4 Ratify Auditors For For Mgmt 5 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Mgmt MEETING DATE COMPANY TICKER SECURITY ID 09/19/12 Smithfield Foods, Inc. SFD 832248108 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Joseph W. Luter, III For For Mgmt 1.2 Elect Director C. Larry Pope For For Mgmt 1.3 Elect Director Wendell H. Murphy, Sr. For For Mgmt 1.4 Elect Director Paul S. Trible, Jr. For For Mgmt 2a Declassify the Board of Directors For For Mgmt 2b Reduce Supermajority Vote Requirement For For Mgmt 3 Ratify Auditors For For Mgmt 4 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 10/10/12 AAR CORP. AIR 000361105 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Anthony K. Anderson For For Mgmt 1.2 Elect Director Michael R. Boyce For For Mgmt 1.3 Elect Director David P. Storch For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Ratify Auditors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 10/16/12 China Petroleum & Chemical Corp. SNP 16941R108 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1 Approve Connected Transaction with a Related Party For Against Mgmt 2 Approve Zhong Ke Guangdong Refinery Integration Project For For Mgmt 3 Amend Articles of Association For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 10/17/12 The Marcus Corporation MCS 566330106 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Stephen H. Marcus For For Mgmt 1.2 Elect Director Diane Marcus Gershowitz For For Mgmt 1.3 Elect Director Daniel F. McKeithan, Jr For For Mgmt 1.4 Elect Director Allan H. Selig For For Mgmt 1.5 Elect Director Timothy E. Hoeksema For For Mgmt 1.6 Elect Director Bruce J. Olson For For Mgmt 1.7 Elect Director Philip L. Milstein For For Mgmt 1.8 Elect Director Bronson J. Haase For For Mgmt 1.9 Elect Director James D. Ericson For For Mgmt 1.10 Elect Director Gregory S. Marcus For For Mgmt 1.11 Elect Director Brian J. Stark For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Ratify Auditors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 10/24/12 Seagate Technology plc STX G7945J104 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1a Elect Director Stephen J. Luczo For For Mgmt 1b Elect Director Frank J. Biondi, Jr. For For Mgmt 1c Elect Director Michael R. Cannon For For Mgmt 1d Elect Director Mei-Wei Cheng For For Mgmt 1e Elect Director William T. Coleman For For Mgmt 1f Elect Director Jay L. Geldmacher For For Mgmt 1g Elect Director Seh-Woong Jeong For For Mgmt 1h Elect Director Lydia M. Marshall For For Mgmt 1i Elect Director Kristen M. Onken For For Mgmt 1j Elect Director Chong Sup Park For For Mgmt 1k Elect Director Gregorio Reyes For For Mgmt 1l Elect Director Edward J. Zander For For Mgmt 2 Amend Employee Stock Purchase Plan For For Mgmt 3 Determine Price Range for Reissuance of Treasury Shares For For Mgmt 4 Authorize the Holding of the 2013 AGM at a Location Outside Ireland For For Mgmt 5 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 6 Ratify Auditors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 11/02/12 Avnet, Inc. AVT 053807103 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director J. Veronica Biggins For For Mgmt 1.2 Elect Director Michael A. Bradley For For Mgmt 1.3 Elect Director R. Kerry Clark For For Mgmt 1.4 Elect Director Richard Hamada For For Mgmt 1.5 Elect Director James A. Lawrence For For Mgmt 1.6 Elect Director Frank R. Noonan For For Mgmt 1.7 Elect Director Ray M. Robinson For For Mgmt 1.8 Elect Director William H. Schumann III For For Mgmt 1.9 Elect Director William P. Sullivan For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Amend Executive Incentive Bonus Plan For For Mgmt 4 Ratify Auditors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 11/14/12 ZYGO CORPORATION ZIGO 989855101 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Stephen D. Fantone For For Mgmt 1.2 Elect Director Samuel H. Fuller For For Mgmt 1.3 Elect Director Chris L. Koliopoulos For For Mgmt 1.4 Elect Director Seymour E. Liebman For Withhold Mgmt 1.5 Elect Director Robert B. Taylor For For Mgmt 1.6 Elect Director Carol P. Wallace For For Mgmt 1.7 Elect Director Gary K. Willis For Withhold Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Ratify Auditors For For Mgmt Page 23 MEETING DATE COMPANY TICKER SECURITY ID 12/20/12 Presidential Life Corporation PLFE 740884101 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1 Approve Merger Agreement For For Mgmt 2 Adjourn Meeting For For Mgmt 3 Advisory Vote on Golden Parachutes For Against Mgmt MEETING DATE COMPANY TICKER SECURITY ID 12/21/12 Vimpelcom Ltd. VIP 92719A106 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1 Fix Number of Directors at Nine For For Mgmt 2 Elect Jon Baksaas as Director None Against Mgmt 3 Elect Andrei Baranov as Director None Against Mgmt 4 Elect Augie Fabela as Director None Against Mgmt 5 Elect Mikhail Fridman as Director None Against Mgmt 6 Elect Kjell Johnsen as Director None Against Mgmt 7 Elect Hans-Peter Kohlhammer as Director None For Mgmt 8 Elect Yuri Musatov as Director None Against Mgmt 9 Elect Leonid Novoselsky as Director None For Mgmt 10 Elect Aleksey Reznikovich as Director None Against Mgmt 11 Elect Ole Sjulstad as Director None Against Mgmt 12 Elect Morten Sorby as Director None Against Mgmt 13 Elect Sergei Tesliuk as Director None Against Mgmt 14 Elect Torbjorn Wist as Director None Against Mgmt 15 Ratify Ernst & Young Accountants LLP as Auditors For For Mgmt 16 Approve Cancellation of 50 Million Authorized Unissued Ordinary Shares For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 01/25/13 Commercial Metals Company CMC 201723103 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Rhys J. Best For For Mgmt 1.2 Elect Director Richard B. Kelson For For Mgmt 1.3 Elect Director Rick J. Mills For For Mgmt 2 Ratify Auditors For For Mgmt 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 4 Approve Executive Incentive Bonus Plan For For Mgmt 5 Approve Omnibus Stock Plan For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 01/29/13 Oshkosh Corporation OSK 688239201 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Richard M. Donnelly For For Mgmt 1.2 Elect Director Michael W. Grebe For For Mgmt 1.3 Elect Director Peter B. Hamilton For For Mgmt 1.4 Elect Director Kathleen J. Hempel For For Mgmt 1.5 Elect Director Leslie F. Kenne For For Mgmt 1.6 Elect Director J. Peter Mosling, Jr. For For Mgmt 1.7 Elect Director Stephen D. Newlin For For Mgmt 1.8 Elect Director Craig P. Omtvedt For For Mgmt 1.9 Elect Director Duncan J. Palmer For For Mgmt 1.10 Elect Director John S. Shiely For For Mgmt 1.11 Elect Director Richard G. Sim For For Mgmt 1.12 Elect Director Charles L. Szews For For Mgmt 1.13 Elect Director William S. Wallace For For Mgmt 2 Ratify Auditors For For Mgmt 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 4 Adopt Retention Ratio for Executives Against For ShrHlder MEETING DATE COMPANY TICKER SECURITY ID 03/19/13 SYNNEX Corporation SNX 87162W100 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Dwight Steffensen For For Mgmt 1.2 Elect Director Kevin Murai For For Mgmt 1.3 Elect Director Fred Breidenbach For For Mgmt 1.4 Elect Director Hau Lee For For Mgmt 1.5 Elect Director Matthew Miau For For Mgmt 1.6 Elect Director Dennis Polk For For Mgmt 1.7 Elect Director Gregory Quesnel For For Mgmt 1.8 Elect Director Thomas Wurster For For Mgmt 1.9 Elect Director Duane Zitzner For For Mgmt 1.10 Elect Director Andrea Zulberti For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Approve Omnibus Stock Plan For For Mgmt 4 Ratify Auditors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 03/21/13 Banco Santander S.A. SAN 05964H105 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.A Approve Consolidated and Standalone Financial Statements For For Mgmt 1.B Approve Discharge of Board For For Mgmt 2 Approve Allocation of Income and Dividends For For Mgmt 3.A Reelect Guillermo de la Dehesa Romero as Director For For Mgmt 3.B Reelect Abel Matutes Juan as Director For For Mgmt 3.C Reelect Angel Jado Becerro de Bengoa as Director For For Mgmt 3.D Reelect Javier Botin-Sanz de Sautuola y O'Shea as Director For Against Mgmt 3.E Reelect Isabel Tocino Biscarolasaga as Director For For Mgmt 3.F Reelect Fernando de Asua Alvarez as Director For Against Mgmt 4 Renew Appointment of Deloitte as Auditor For For Mgmt 5 Approve Company's Corporate Website For For Mgmt 6 Approve Acquisition of Banco Espanol de Credito SA For For Mgmt 7 Approve Merger by Absorption of Banif Sa For For Mgmt 8.A Amend Article 58 Re: Board Remuneration For For Mgmt 8.B Amend Article 61 Re: Company's Corporate Website For For Mgmt 9 Approve Capital Raising For For Mgmt 10 Authorize Increase in Capital up to 50 Percent via Issuance of New Shares, Excluding Preemptive Rights of up to 20 Percent For For Mgmt 11.A Authorize Capitalization of Reserves for Scrip Dividends For For Mgmt 11.B Authorize Capitalization of Reserves for Scrip Dividends For For Mgmt 11.C Authorize Capitalization of Reserves for Scrip Dividends For For Mgmt 11.D Authorize Capitalization of Reserves for Scrip Dividends For For Mgmt 12.A Authorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities without Preemptive Rights up to EUR 10 Billion For For Mgmt 12.B Authorize Issuance of Non-Convertible Debt Securities up to EUR 50 Billion For For Mgmt 13.A Approve Deferred Share Bonus Plan For For Mgmt 13.B Approve Deferred Share Bonus Plan For For Mgmt 13.C Approve Employee Stock Purchase Plan For For Mgmt 14 Authorize Board to Ratify and Execute Approved Resolutions For For Mgmt 15 Advisory Vote on Remuneration Policy Report For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 03/22/13 POSCO PKX 693483109 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 6,000 per Share 2.1.1 Elect Shin Jae-Cheol as Outside Director For For Mgmt 2.1.2 Elect Lee Myung-Woo as Outside Director For For Mgmt 2.1.3 Elect Kim Ji-Hyung as Outside Director For For Mgmt 2.2 Elect Kim Ji-Hyung as Member of Audit Committee For For Mgmt 2.3.1 Elect Jang In-Hwan as Inside Director For For Mgmt 2.3.2 Elect Kim Eung-Kyu as Inside Director For For Mgmt 3 Approve Total Remuneration of Inside Directors and Outside Directors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 04/05/13 FirstMerit Corporation FMER 337915102 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1 Approve Merger Agreement For For Mgmt 2 Issue Shares in Connection with Acquisition For For Mgmt 3 Advisory Vote on Golden Parachutes For For Mgmt 4 Adjourn Meeting For For Mgmt 5.1 Elect Director Steven H. Baer For For Mgmt 5.2 Elect Director Karen S. Belden For For Mgmt 5.3 Elect Director R. Cary Blair For For Mgmt 5.4 Elect Director John C. Blickle For For Mgmt 5.5 Elect Director Robert W. Briggs For For Mgmt 5.6 Elect Director Richard Colella For For Mgmt 5.7 Elect Director Gina D. France For For Mgmt 5.8 Elect Director Paul G. Greig For For Mgmt 5.9 Elect Director Terry L. Haines For For Mgmt 5.10 Elect Director J. Michael Hochschwender For For Mgmt 5.11 Elect Director Clifford J. Isroff For For Mgmt 5.12 Elect Director Philip A. Lloyd, II For For Mgmt 5.13 Elect Director Russ M. Strobel For For Mgmt 6 Ratify Auditors For For Mgmt 7 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Mgmt 8 Approve Executive Incentive Bonus Plan For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 04/10/13 Lennar Corporation LEN 526057104 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Irving Bolotin For For Mgmt 1.2 Elect Director Steven L. Gerard For For Mgmt 1.3 Elect Director Theron I. (Tig) Gilliam For For Mgmt 1.4 Elect Director Sherrill W. Hudson For For Mgmt 1.5 Elect Director R. Kirk Landon For For Mgmt 1.6 Elect Director Sidney Lapidus For For Mgmt 1.7 Elect Director Stuart A. Miller For For Mgmt 1.8 Elect Director Jeffrey Sonnenfeld For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Mgmt 3 Ratify Auditors For For Mgmt Page 24 MEETING DATE COMPANY TICKER SECURITY ID 04/11/13 BP plc BP 055622104 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1 Accept Financial Statements and Statutory Reports For For Mgmt 2 Approve Remuneration Report For For Mgmt 3 Re-elect Bob Dudley as Director For For Mgmt 4 Re-elect Iain Conn as Director For For Mgmt 5 Re-elect Dr Brian Gilvary as Director For For Mgmt 6 Re-elect Paul Anderson as Director For For Mgmt 7 Re-elect Frank Bowman as Director For For Mgmt 8 Re-elect Antony Burgmans as Director For For Mgmt 9 Re-elect Cynthia Carroll as Director For For Mgmt 10 Re-elect George David as Director For For Mgmt 11 Re-elect Ian Davis as Director For For Mgmt 12 Re-elect Dame Ann Dowling as Director For For Mgmt 13 Re-elect Brendan Nelson as Director For For Mgmt 14 Re-elect Phuthuma Nhleko as Director For For Mgmt 15 Re-elect Andrew Shilston as Director For For Mgmt 16 Re-elect Carl-Henric Svanberg as Director For For Mgmt 17 Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration For For Mgmt 18 Authorise Market Purchase of Ordinary Shares For For Mgmt 19 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt 20 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt 21 Authorise the Company to Call EGM with Two Weeks' Notice For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 04/15/13 A. O. Smith Corporation AOS 831865209 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Gloster B. Current, Jr. For For Mgmt 1.2 Elect Director William P. Greubel For For Mgmt 1.3 Elect Director Idelle K. Wolf For For Mgmt 1.4 Elect Director Gene C. Wulf For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Ratify Auditors For For Mgmt 4 Increase Authorized Common Stock For For Mgmt 5 Reduce Authorized Class A Common Stock For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 04/16/13 Public Service Enterprise Group Incorporated PEG 744573106 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Albert R. Gamper, Jr. For For Mgmt 1.2 Elect Director William V. Hickey For For Mgmt 1.3 Elect Director Ralph Izzo For For Mgmt 1.4 Elect Director Shirley Ann Jackson For For Mgmt 1.5 Elect Director David Lilley For For Mgmt 1.6 Elect Director Thomas A. Renyi For For Mgmt 1.7 Elect Director Hak Cheol Shin For For Mgmt 1.8 Elect Director Richard J. Swift For For Mgmt 1.9 Elect Director Susan Tomasky For For Mgmt 1.10 Elect Director Alfred W. Zollar For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Amend Omnibus Stock Plan For For Mgmt 4 Amend Nonqualified Employee Stock Purchase Plan For For Mgmt 5 Ratify Auditors For For Mgmt 6 Reduce Supermajority Vote Requirement Against For ShrHlder MEETING DATE COMPANY TICKER SECURITY ID 04/18/13 People's United Financial, Inc. PBCT 712704105 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Kevin T. Bottomley For For Mgmt 1.2 Elect Director John K. Dwight For For Mgmt 1.3 Elect Director Janet M. Hansen For For Mgmt 1.4 Elect Director Mark W. Richards For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Declassify the Board of Directors For For Mgmt 4 Ratify Auditors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 04/23/13 BB&T Corporation BBT 054937107 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1 Amend Articles of Incorporation of BB&T to Change the Payment Dates of its Preferred Stock Dividends to Conform with the Payment Date of its Common Stock Dividends and Conform Preferred Stock Record Dates For For Mgmt 1.1 Elect Director John A. Allison, IV For For Mgmt 2 Adjourn Meeting For For Mgmt 1.2 Elect Director Jennifer S. Banner For For Mgmt 1.3 Elect Director K. David Boyer, Jr. For For Mgmt 1.4 Elect Director Anna R. Cablik For For Mgmt 1.5 Elect Director Ronald E. Deal For For Mgmt 1.6 Elect Director James A. Faulkner For For Mgmt 1.7 Elect Director I. Patricia Henry For For Mgmt 1.8 Elect Director John P. Howe, III For For Mgmt 1.9 Elect Director Eric C. Kendrick For For Mgmt 1.10 Elect Director Kelly S. King For For Mgmt 1.11 Elect Director Louis B. Lynn For For Mgmt 1.12 Elect Director Edward C. Milligan For Withhold Mgmt 1.13 Elect Director Charles A. Patton For For Mgmt 1.14 Elect Director Nido R. Qubein For For Mgmt 1.15 Elect Director Tollie W. Rich, Jr. For For Mgmt 1.16 Elect Director Thomas E. Skains For For Mgmt 1.17 Elect Director Thomas N. Thompson For For Mgmt 1.18 Elect Director Edwin H. Welch For For Mgmt 1.19 Elect Director Stephen T. Williams For For Mgmt 2 Ratify Auditors For For Mgmt 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 4 Report on Political Contributions and Lobbying Expenditures Against For ShrHlder 5 Require a Majority Vote for the Election of Directors Against For ShrHlder MEETING DATE COMPANY TICKER SECURITY ID 04/23/13 Black Hills Corporation BKH 092113109 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Jack W. Eugster For For Mgmt 1.2 Elect Director Gary L. Pechota For For Mgmt 1.3 Elect Director Thomas J. Zeller For For Mgmt 2 Ratify Auditors For For Mgmt 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 04/23/13 Domino's Pizza, Inc. DPZ 25754A201 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director J. Patrick Doyle For For Mgmt 1.2 Elect Director James A. Goldman For For Mgmt 1.3 Elect Director Gregory A. Trojan For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Adopt Policy to Require Suppliers to Eliminate Cattle Dehorning Against Against ShrHlder 4 Ratify Auditors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 04/24/13 AMN Healthcare Services, Inc. AHS 001744101 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Mark G. Foletta For For Mgmt 1.2 Elect Director R. Jeffrey Harris For For Mgmt 1.3 Elect Director Michael M.E. Johns For For Mgmt 1.4 Elect Director Martha H. Marsh For For Mgmt 1.5 Elect Director Susan R. Salka For For Mgmt 1.6 Elect Director Andrew M. Stern For For Mgmt 1.7 Elect Director Paul E. Weaver For For Mgmt 1.8 Elect Director Douglas D. Wheat For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Ratify Auditors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 04/24/13 Aspen Insurance Holdings Limited AHL G05384105 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Richard Bucknall For For Mgmt 1.2 Elect Director Peter O'Flinn For For Mgmt 1.3 Elect Director Ronald Pressman For For Mgmt 1.4 Elect Director Gordon Ireland For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt 4 Approve Omnibus Stock Plan For For Mgmt 5 Approve Auditors and Authorize Board to Fix Their Remuneration For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 04/24/13 First Niagara Financial Group, Inc. FNFG 33582V108 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Roxanne J. Coady For For Mgmt 1.2 Elect Director Carl A. Florio For For Mgmt 1.3 Elect Director Nathaniel D. Woodson For For Mgmt 1.4 Elect Director Carlton L. Highsmith For For Mgmt 1.5 Elect Director George M. Philip For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Ratify Auditors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 04/24/13 Vimpelcom Ltd. VIP 92719A106 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1 Elect Hans-Peter Kohlhammer as Director None For Mgmt 2 Elect Leonid Novoselsky as Director None For Mgmt 3 Elect Mikhail Fridman as Director None Against Mgmt 4 Elect Kjell Johnsen as Director None Against Mgmt 5 Elect Andrei Baranov as Director None Against Mgmt 6 Elect Aleksey Reznikovich as Director None Against Mgmt 7 Elect Ole Sjulstad as Director None Against Mgmt 8 Elect Jan Baksaas as Director None Against Mgmt 9 Elect Sergei Tesliuk as Director None Against Mgmt 10 Approve Ratify Ernst & Young Accountants LLP as Auditor and Authorize Board to Fix Auditor's Remuneration For For Mgmt Page 25 MEETING DATE COMPANY TICKER SECURITY ID 04/25/13 NewMarket Corporation NEU 651587107 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Phyllis L. Cothran For For Mgmt 1.2 Elect Director Mark M. Gambill For For Mgmt 1.3 Elect Director Bruce C. Gottwald For For Mgmt 1.4 Elect Director Thomas E. Gottwald For For Mgmt 1.5 Elect Director Patrick D. Hanley For For Mgmt 1.6 Elect Director James E. Rogers For For Mgmt 1.7 Elect Director Charles B. Walker For For Mgmt 2 Ratify Auditors For For Mgmt 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 04/26/13 Alleghany Corporation Y 017175100 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1a Elect Director Stephen P. Bradley For For Mgmt 1b Elect Director Karen Brenner For For Mgmt 1c Elect Director Thomas S. Johnson For For Mgmt 1d Elect Director James F. Will For For Mgmt 2 Ratify Auditors For For Mgmt 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 04/27/13 Cincinnati Financial Corporation CINF 172062101 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director William F. Bahl For For Mgmt 1.2 Elect Director Gregory T. Bier For For Mgmt 1.3 Elect Director Linda Clement-Holmes For For Mgmt 1.4 Elect Director Dirk J. Debbink For For Mgmt 1.5 Elect Director Steven J. Johnston For For Mgmt 1.6 Elect Director Kenneth C. Lichtendahl For For Mgmt 1.7 Elect Director W. Rodney McMullen For For Mgmt 1.8 Elect Director Gretchen W. Price For For Mgmt 1.9 Elect Director John J. Schiff, Jr. For For Mgmt 1.10 Elect Director Thomas R. Schiff For For Mgmt 1.11 Elect Director Douglas S. Skidmore For For Mgmt 1.12 Elect Director Kenneth W. Stecher For For Mgmt 1.13 Elect Director John F. Steele, Jr. For For Mgmt 1.14 Elect Director Larry R. Webb For For Mgmt 1.15 Elect Director E. Anthony Woods For For Mgmt 2 Ratify Auditors For For Mgmt 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 4 Report on Sustainability Against For ShrHlder MEETING DATE COMPANY TICKER SECURITY ID 04/29/13 OfficeMax Incorporated OMX 67622P101 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1a Elect Director Warren F. Bryant For For Mgmt 1b Elect Director Joseph M. DePinto For For Mgmt 1c Elect Director Rakesh Gangwal For For Mgmt 1d Elect Director V. James Marino For For Mgmt 1e Elect Director William J. Montgoris For For Mgmt 1f Elect Director Francesca Ruiz de Luzuriaga For For Mgmt 1g Elect Director Ravichandra K. Saligram For For Mgmt 1h Elect Director David M. Szymanski For For Mgmt 2 Ratify Auditors For For Mgmt 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 4 Amend Omnibus Stock Plan For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 04/29/13 Petroleo Brasileiro SA-Petrobras PBR 71654V408 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1 Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012 For For Mgmt 2 Approve Capital Budget for Upcoming Fiscal Year For For Mgmt 3 Approve Allocation of Income and Dividends For For Mgmt 4a Elect Directors Appointed by Controlling Shareholder For For Mgmt 4b Elect Directors Appointed by Minority Shareholders For For Mgmt 5 Elect Board Chairman Appointed by Controlling Shareholder For For Mgmt 6a Elect Fiscal Council Members Appointed by Controlling Shareholder For For Mgmt 6b Elect Fiscal Council Members Appointed by Minority Shareholders For For Mgmt 7 Approve Remuneration of Company's Management For For Mgmt 1 Authorize Capitalization of Reserves For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 04/30/13 Exterran Holdings, Inc. EXH 30225X103 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director D. Bradley Childers For For Mgmt 1.2 Elect Director William M. Goodyear For For Mgmt 1.3 Elect Director Gordon T. Hall For For Mgmt 1.4 Elect Director J.W.G. 'Will' Honeybourne For For Mgmt 1.5 Elect Director Mark A. McCollum For For Mgmt 1.6 Elect Director John P. Ryan For For Mgmt 1.7 Elect Director Stephen M. Pazuk For For Mgmt 1.8 Elect Director Christopher T. Seaver For For Mgmt 1.9 Elect Director Mark R. Sotir For For Mgmt 2 Ratify Auditors For For Mgmt 3 Approve Omnibus Stock Plan For For Mgmt 4 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 04/30/13 ManpowerGroup Inc. MAN 56418H100 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Gina R. Boswell For For Mgmt 1.2 Elect Director William Downe For For Mgmt 1.3 Elect Director Jack M. Greenberg For For Mgmt 1.4 Elect Director Patricia A. Hemingway-Hall For For Mgmt 1.5 Elect Director Terry A. Hueneke For For Mgmt 2 Ratify Auditors For For Mgmt 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 4 Declassify the Board of Directors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 04/30/13 Suncor Energy Inc SU 867224107 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Mel E. Benson For For Mgmt 1.2 Elect Director Dominic D'Alessandro For For Mgmt 1.3 Elect Director John T. Ferguson For For Mgmt 1.4 Elect Director W. Douglas Ford For For Mgmt 1.5 Elect Director Paul Haseldonckx For For Mgmt 1.6 Elect Director John R. Huff For For Mgmt 1.7 Elect Director Jacques Lamarre For For Mgmt 1.8 Elect Director Maureen McCaw For For Mgmt 1.9 Elect Director Michael W. O'Brien For For Mgmt 1.10 Elect Director James W. Simpson For For Mgmt 1.11 Elect Director Eira M. Thomas For For Mgmt 1.12 Elect Director Steven W. Williams For For Mgmt 2 Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration For For Mgmt 3 Amend Stock Option Plan For For Mgmt 4 Advisory Vote on Executive Compensation Approach For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 05/02/13 Canadian Natural Resources Limited CNQ 136385101 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1 Elect C.M. Best, N. M. Edwards, T.W. Faithfull, G. A. Filmon, C. L. Fong, G.D. Giffin, W.A. Gobert, S.W. Laut, K.A. J. MacPhail, F.J. McKenna, E.R. Smith and D.A. Tuer as Directors For For Mgmt 1.1 Elect Director Catherine M. Best For For Mgmt 1.2 Elect Director N. Murray Edwards For For Mgmt 1.3 Elect Director Timothy W. Faithfull For For Mgmt 1.4 Elect Director Gary A. Filmon For For Mgmt 1.5 Elect Director Christopher L. Fong For For Mgmt 1.6 Elect Director Gordon D. Giffin For For Mgmt 1.7 Elect Director Wilfred A. Gobert For For Mgmt 1.8 Elect Director Steve W. Laut For For Mgmt 1.9 Elect Director Keith A. J. MacPhail For For Mgmt 1.10 Elect Director Frank J. McKenna For For Mgmt 1.11 Elect Director Eldon R. Smith For For Mgmt 1.12 Elect Director David A. Tuer For For Mgmt 2 Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration For For Mgmt 3 Re-approve Stock Option Plan For For Mgmt 4 Advisory Vote on Executive Compensation Approach For Against Mgmt MEETING DATE COMPANY TICKER SECURITY ID 05/02/13 Gibraltar Industries, Inc. ROCK 374689107 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director William J. Colombo For For Mgmt 1.2 Elect Director Gerald S. Lippes For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Approve Material Terms of the Annual Performance Stock Unit Grant For For Mgmt 4 Ratify Auditors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 05/03/13 AOL Inc. AOL 00184X105 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Tim Armstrong For For Mgmt 1.2 Elect Director Richard Dalzell For For Mgmt 1.3 Elect Director Alberto Ibarguen For For Mgmt 1.4 Elect Director Hugh F. Johnston For For Mgmt 1.5 Elect Director Dawn G. Lepore For For Mgmt 1.6 Elect Director Patricia Mitchell For For Mgmt 1.7 Elect Director Fredric Reynolds For For Mgmt 1.8 Elect Director James Stengel For For Mgmt 2 Ratify Auditors For For Mgmt 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 4 Adopt NOL Rights Plan (NOL Pill) For For Mgmt Page 26 MEETING DATE COMPANY TICKER SECURITY ID 05/03/13 Rogers Corporation ROG 775133101 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Michael F. Barry For For Mgmt 1.2 Elect Director Charles M. Brennan, III For For Mgmt 1.3 Elect Director Bruce D. Hoechner For For Mgmt 1.4 Elect Director Gregory B. Howey For For Mgmt 1.5 Elect Director Carol R. Jensen For For Mgmt 1.6 Elect Director William E. Mitchell For For Mgmt 1.7 Elect Director Robert G. Paul For For Mgmt 1.8 Elect Director Peter C. Wallace For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Ratify Auditors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 05/03/13 Stewart Information Services Corporation STC 860372101 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Catherine A. Allen For For Mgmt 1.2 Elect Director Robert L. Clarke For For Mgmt 1.3 Elect Director E. Douglas Hodo For For Mgmt 1.4 Elect Director Laurie C. Moore For For Mgmt 1.5 Elect Director W. Arthur Porter For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Ratify Auditors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 05/03/13 TETRA Technologies, Inc. TTI 88162F105 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Thomas R. Bates, Jr. For For Mgmt 1.2 Elect Director Stuart M. Brightman For For Mgmt 1.3 Elect Director Paul D. Coombs For For Mgmt 1.4 Elect Director Ralph S. Cunningham For For Mgmt 1.5 Elect Director Tom H. Delimitros For For Mgmt 1.6 Elect Director Geoffrey M. Hertel For For Mgmt 1.7 Elect Director Kenneth P. Mitchell For For Mgmt 1.8 Elect Director William D. Sullivan For For Mgmt 1.9 Elect Director Kenneth E. White, Jr. For For Mgmt 2 Ratify Auditors For For Mgmt 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 4 Amend Omnibus Stock Plan For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 05/07/13 OM Group, Inc. OMG 670872100 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Katharine L. Plourde For For Mgmt 1.2 Elect Director Patrick S. Mullin For For Mgmt 2 Ratify Auditors For For Mgmt 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 05/07/13 SkyWest, Inc. SKYW 830879102 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Jerry C. Atkin For For Mgmt 1.2 Elect Director J. Ralph Atkin For For Mgmt 1.3 Elect Director Margaret S. Billson For For Mgmt 1.4 Elect Director Henry J. Eyring For For Mgmt 1.5 Elect Director Robert G. Sarver For For Mgmt 1.6 Elect Director Steven F. Udvar-Hazy For For Mgmt 1.7 Elect Director James L. Welch For For Mgmt 1.8 Elect Director W. Steve Albrecht For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Ratify Auditors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 05/07/13 Trustmark Corporation TRMK 898402102 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Adolphus B. Baker For For Mgmt 1.2 Elect Director Toni D. Cooley For For Mgmt 1.3 Elect Director Daniel A. Grafton For For Mgmt 1.4 Elect Director Gerard R. Host For For Mgmt 1.5 Elect Director David H. Hoster, II For For Mgmt 1.6 Elect Director John M. McCullouch For For Mgmt 1.7 Elect Director Richard H. Puckett For For Mgmt 1.8 Elect Director R. Michael Summerford For For Mgmt 1.9 Elect Director LeRoy G. Walker, Jr. For For Mgmt 1.10 Elect Director William G. Yates, III For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Ratify Auditors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 05/08/13 ArcelorMittal MT 58501T306 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1 Receive Board's and Auditor's Reports Mgmt I Approve Consolidated Financial Statements For For Mgmt II Approve Financial Statements For For Mgmt III Approve Allocation of Income and Dividends For For Mgmt IV Approve Remuneration of Directors For For Mgmt V Approve Discharge of Directors For For Mgmt VI Reelect Vanish Mittal Bathia as Director For For Mgmt VII Reelect Suzanne P. Nimocks as Director For For Mgmt VIII Reelect Jeannot Krecke as Director For For Mgmt IX Renew Appointment of Deloitte as Auditor For For Mgmt X Amend Restricted Stock Plan For For Mgmt I Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights and Amend Articles 5.2 and 5.5 Accordingly For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 05/08/13 Kite Realty Group Trust KRG 49803T102 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director John A. Kite For For Mgmt 1.2 Elect Director William E. Bindley For For Mgmt 1.3 Elect Director Victor J. Coleman For For Mgmt 1.4 Elect Director Richard A. Cosier For For Mgmt 1.5 Elect Director Christie B. Kelly For For Mgmt 1.6 Elect Director Gerald L. Moss For For Mgmt 1.7 Elect Director Michael L. Smith For For Mgmt 2 Ratify Auditors For For Mgmt 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 4 Amend Omnibus Stock Plan For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 05/08/13 MERCURY GENERAL CORPORATION MCY 589400100 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director George Joseph For For Mgmt 1.2 Elect Director Martha E. Marcon For For Mgmt 1.3 Elect Director Donald R. Spuehler For For Mgmt 1.4 Elect Director Richard E. Grayson For For Mgmt 1.5 Elect Director Donald P. Newell For For Mgmt 1.6 Elect Director Bruce A. Bunner For For Mgmt 1.7 Elect Director Christopher Graves For For Mgmt 1.8 Elect Director Michael D. Curtius For For Mgmt 1.9 Elect Director Gabriel Tirador For For Mgmt 2 Approve Executive Incentive Bonus Plan For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 05/08/13 NV Energy, Inc. NVE 67073Y106 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1a Elect Director Joseph B. Anderson, Jr. For For Mgmt 1b Elect Director Glenn C. Christenson For For Mgmt 1c Elect Director Susan F. Clark For For Mgmt 1d Elect Director Stephen E. Frank For For Mgmt 1e Elect Director Brian J. Kennedy For For Mgmt 1f Elect Director Maureen T. Mullarkey For For Mgmt 1g Elect Director John F. O'Reilly For For Mgmt 1h Elect Director Philip G. Satre For For Mgmt 1i Elect Director Donald D. Snyder For For Mgmt 1j Elect Director Michael W. Yackira For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Approve Omnibus Stock Plan For For Mgmt 4 Ratify Auditors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 05/09/13 JetBlue Airways Corporation JBLU 477143101 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1a Elect Director David Barger For For Mgmt 1b Elect Director Jens Bischof For For Mgmt 1c Elect Director Peter Boneparth For For Mgmt 1d Elect Director David Checketts For Against Mgmt 1e Elect Director Virginia Gambale For For Mgmt 1f Elect Director Stephan Gemkow For Against Mgmt 1g Elect Director Ellen Jewett For For Mgmt 1h Elect Director Stanley McChrystal For For Mgmt 1i Elect Director Joel Peterson For For Mgmt 1j Elect Director Ann Rhoades For For Mgmt 1k Elect Director Frank Sica For For Mgmt 1l Elect Director Thomas Winkelmann For For Mgmt 2 Ratify Auditors For For Mgmt 3 Amend Qualified Employee Stock Purchase Plan For For Mgmt 4 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt Page 27 MEETING DATE COMPANY TICKER SECURITY ID 05/09/13 ManTech International Corporation MANT 564563104 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director George J. Pedersen For For Mgmt 1.2 Elect Director Richard L. Armitage For For Mgmt 1.3 Elect Director Mary K. Bush For For Mgmt 1.4 Elect Director Barry G. Campbell For For Mgmt 1.5 Elect Director Walter R. Fatzinger, Jr. For For Mgmt 1.6 Elect Director David E. Jeremiah For For Mgmt 1.7 Elect Director Richard J. Kerr For For Mgmt 1.8 Elect Director Kenneth A. Minihan For For Mgmt 1.9 Elect Director Stephen W. Porter For For Mgmt 2 Ratify Auditors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 05/09/13 PNM Resources, Inc. PNM 69349H107 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Adelmo E. Archuleta For For Mgmt 1.2 Elect Director Patricia K. Collawn For For Mgmt 1.3 Elect Director Julie A. Dobson For For Mgmt 1.4 Elect Director Alan J. Fohrer For For Mgmt 1.5 Elect Director Robert R. Nordhaus For For Mgmt 1.6 Elect Director Bonnie S. Reitz For For Mgmt 1.7 Elect Director Donald K. Schwanz For For Mgmt 1.8 Elect Director Bruce W. Wilkinson For For Mgmt 1.9 Elect Director Joan B. Woodard For For Mgmt 2 Ratify Auditors For For Mgmt 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 4 Require Independent Board Chairman Against Against ShrHlder MEETING DATE COMPANY TICKER SECURITY ID 05/09/13 Republic Services, Inc. RSG 760759100 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1a Elect Director James W. Crownover For For Mgmt 1b Elect Director William J. Flynn For For Mgmt 1c Elect Director Michael Larson For For Mgmt 1d Elect Director Nolan Lehmann For For Mgmt 1e Elect Director W. Lee Nutter For For Mgmt 1f Elect Director Ramon A. Rodriguez For For Mgmt 1g Elect Director Donald W. Slager For For Mgmt 1h Elect Director Allan C. Sorensen For For Mgmt 1i Elect Director John M. Trani For For Mgmt 1j Elect Director Michael W. Wickham For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Ratify Auditors For For Mgmt 4 Amend Omnibus Stock Plan For For Mgmt 5 Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives Against For ShrHlder 6 Report on Political Contributions Against Against ShrHlder MEETING DATE COMPANY TICKER SECURITY ID 05/10/13 Eni S.p.A. E 26874R108 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1 Accept Financial Statements and Statutory Reports For For Mgmt 2 Approve Allocation of Income For For Mgmt 3 Approve Remuneration Report For For Mgmt 4 Authorize Share Repurchase Program For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 05/10/13 WMS Industries Inc. WMS 929297109 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1 Approve Merger Agreement For For Mgmt 2 Advisory Vote on Golden Parachutes For For Mgmt 3 Adjourn Meeting For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 05/13/13 ING Groep NV ING 456837103 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1 Open Meeting Mgmt 2a Receive Report of Management Board (Non-Voting) Mgmt 2b Receive Report of Supervisory Board (Non-Voting) Mgmt 2c Adopt Financial Statements For For Mgmt 2d Receive Announcement Re: Discontinuation of Dutch Translation Annual Reports Mgmt 3 Receive Explanation on Company's Reserves and Dividend Policy Mgmt 4 Discuss Remuneration Report Containing Remuneration Policy for Management Board Members Mgmt 5 Discussion on Company's Corporate Governance Structure Mgmt 6 Receive Announcements on Sustainability Mgmt 7a Approve Discharge of Management Board For For Mgmt 7b Approve Discharge of Supervisory Board For For Mgmt 8 Ratify Ernst & Young as Auditors For For Mgmt 9a Reelect Jan Hommen to Executive Board For For Mgmt 9b Reelect Patrick Flynn to Executive Board For For Mgmt 9c Elect Ralph Hamers to Executive Board For For Mgmt 10a Reelect Jeroen van der Veer to Supervisory Board For For Mgmt 10b Reelect Tine Bahlmann to Supervisory Board For For Mgmt 10c Elect Carin Gorter to Supervisory Board For For Mgmt 10d Elect Hermann-Josef Lamberti to Supervisory Board For For Mgmt 10e Elect Isabel Martin Castella to Supervisory Board For For Mgmt 11a Grant Board Authority to Issue Up To 380 Million Shares and Restricting/ Excluding Preemptive Rights For For Mgmt 11b Grant Board Authority to Issue 380 Million Shares in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights For For Mgmt 12a Authorize Repurchase of Up to 10 Percent of Issued Share Capital For For Mgmt 12b Authorize Repurchase of Up to 10 Percent of Issued Share Capital in Connection with a Major Capital Restructuring For For Mgmt 13 Close Meeting Mgmt MEETING DATE COMPANY TICKER SECURITY ID 05/13/13 Protective Life Corporation PL 743674103 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1a Elect Director Robert O. Burton For For Mgmt 1b Elect Director Elaine L. Chao For For Mgmt 1c Elect Director Thomas L. Hamby For For Mgmt 1d Elect Director John D. Johns For For Mgmt 1e Elect Director Vanessa Leonard For For Mgmt 1f Elect Director Charles D. McCrary For For Mgmt 1g Elect Director John J. McMahon, Jr. For For Mgmt 1h Elect Director Hans H. Miller For For Mgmt 1i Elect Director Malcolm Portera For For Mgmt 1j Elect Director C. Dowd Ritter For For Mgmt 1k Elect Director Jesse J. Spikes For For Mgmt 1l Elect Director William A. Terry For For Mgmt 1m Elect Director W. Michael Warren, Jr. For For Mgmt 1n Elect Director Vanessa Wilson For For Mgmt 2 Amend Non-Employee Director Stock Plan For For Mgmt 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 4 Ratify Auditors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 05/13/13 StanCorp Financial Group, Inc. SFG 852891100 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Debora D. Horvath For For Mgmt 1.2 Elect Director Duane C. McDougall For For Mgmt 1.3 Elect Director E. Kay Stepp For For Mgmt 1.4 Elect Director Michael G. Thorne For For Mgmt 2 Ratify Auditors For For Mgmt 3 Amend Omnibus Stock Plan For For Mgmt 4 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 05/14/13 Dorman Products, Inc. DORM 258278100 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Steven L. Berman For For Mgmt 1.2 Elect Director Paul R. Lederer For For Mgmt 1.3 Elect Director Edgar W. Levin For For Mgmt 1.4 Elect Director Robert M. Lynch For For Mgmt 1.5 Elect Director Richard T. Riley For For Mgmt 2 Ratify Auditors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 05/14/13 First American Financial Corporation FAF 31847R102 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Anthony K. Anderson For For Mgmt 1.2 Elect Director Parker S. Kennedy For For Mgmt 1.3 Elect Director Mark C. Oman For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Amend Qualified Employee Stock Purchase Plan For For Mgmt 4 Ratify Auditors For For Mgmt Page 28 MEETING DATE COMPANY TICKER SECURITY ID 05/14/13 Statoil ASA STO 85771P102 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1 Open Meeting Mgmt 2 Registration of Attending Shareholders and Proxies Mgmt 3 Elect Chairman of Meeting For For Mgmt 4 Approve Notice of Meeting and Agenda For For Mgmt 5 Designate Inspector(s) of Minutes of Meeting For For Mgmt 6 Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 6.75 per Share For For Mgmt 7 Withdraw Company from Tar Sands Activities in Canada Against Against ShrHlder 8 Withdraw Company from Ice-Laden Activities in the Arctic Against Against ShrHlder 9 Approve Board of Directors' Statement on Company Corporate Governance For For Mgmt 10 Approve Remuneration Policy And Other Terms of Employment For Executive Management For Against Mgmt 11 Approve Remuneration of Auditors For For Mgmt 12 Amend Articles Re: Appointment of Nominating Committee Members For For Mgmt 13 Approve Remuneration of Corporate Assembly in the Amount of NOK 112,200 for the Chairman, NOK 59,100 for the Vice Chairman, NOK 41,500 for Other Members, and NOK 5,900 for Deputy Members For For Mgmt 14 Elect Elisabeth Berge and Johan Alstad as Member and Deputy Member of Nominating Committee For For Mgmt 15 Approve Remuneration of Nominating Committee in the Amount of NOK 11,200 for the Chairman and NOK 8,300 for Other Members For For Mgmt 16 Authorize Repurchase and Reissuance of Shares up to a Nominal Value of NOK 27.5 Million in Connection with Share Saving Scheme for Employees For Against Mgmt 17 Authorize Repurchase of up to 75 Million Shares For Cancellation Purposes For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 05/15/13 Everest Re Group, Ltd. RE G3223R108 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Dominic J. Addesso For For Mgmt 1.2 Elect Director John J. Amore For For Mgmt 1.3 Elect Director John R. Dunne For For Mgmt 1.4 Elect Director Joseph V. Taranto For For Mgmt 1.5 Elect Director John A. Weber For For Mgmt 2 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt 3 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Mgmt MEETING DATE COMPANY TICKER SECURITY ID 05/15/13 F.N.B. Corporation FNB 302520101 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director William B. Campbell For For Mgmt 1.2 Elect Director James D. Chiafullo For For Mgmt 1.3 Elect Director Vincent J. Delie, Jr. For For Mgmt 1.4 Elect Director Laura E. Ellsworth For For Mgmt 1.5 Elect Director Robert B. Goldstein For For Mgmt 1.6 Elect Director Stephen J. Gurgovits For For Mgmt 1.7 Elect Director David J. Malone For For Mgmt 1.8 Elect Director D. Stephen Martz For For Mgmt 1.9 Elect Director Robert J. McCarthy, Jr. For For Mgmt 1.10 Elect Director Arthur J. Rooney, II For For Mgmt 1.11 Elect Director John W. Rose For For Mgmt 1.12 Elect Director John S. Stanik For For Mgmt 1.13 Elect Director William J. Strimbu For For Mgmt 1.14 Elect Director Earl K. Wahl, Jr. For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Ratify Auditors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 05/15/13 Insight Enterprises, Inc. NSIT 45765U103 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Michael M. Fisher For For Mgmt 1.2 Elect Director Bennett Dorrance For For Mgmt 1.3 Elect Director Richard E. Allen For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Ratify Auditors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 05/15/13 Northrop Grumman Corporation NOC 666807102 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Wesley G. Bush For For Mgmt 1.2 Elect Director Victor H. Fazio For For Mgmt 1.3 Elect Director Donald E. Felsinger For For Mgmt 1.4 Elect Director Stephen E. Frank For For Mgmt 1.5 Elect Director Bruce S. Gordon For For Mgmt 1.6 Elect Director Madeleine A. Kleiner For For Mgmt 1.7 Elect Director Karl J. Krapek For For Mgmt 1.8 Elect Director Richard B. Myers For For Mgmt 1.9 Elect Director Aulana L. Peters For For Mgmt 1.10 Elect Director Gary Roughead For For Mgmt 1.11 Elect Director Thomas M. Schoewe For For Mgmt 1.12 Elect Director Kevin W. Sharer For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Ratify Auditors For For Mgmt 4 Report on Lobbying Payments and Policy Against Against ShrHlder 5 Require Independent Board Chairman Against Against ShrHlder MEETING DATE COMPANY TICKER SECURITY ID 05/15/13 Pinnacle West Capital Corporation PNW 723484101 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Edward N. Basha, Jr. For For Mgmt 1.2 Elect Director Donald E. Brandt For For Mgmt 1.3 Elect Director Susan Clark-Johnson For For Mgmt 1.4 Elect Director Denis A. Cortese For For Mgmt 1.5 Elect Director Michael L. Gallagher For For Mgmt 1.6 Elect Director Roy A. Herberger, Jr. For For Mgmt 1.7 Elect Director Dale E. Klein For For Mgmt 1.8 Elect Director Humberto S. Lopez For For Mgmt 1.9 Elect Director Kathryn L. Munro For For Mgmt 1.10 Elect Director Bruce J. Nordstrom For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Ratify Auditors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 05/15/13 Pioneer Energy Services Corp. PES 723664108 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director John Michael Rauh For For Mgmt 2 Amend Omnibus Stock Plan For For Mgmt 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 4 Ratify Auditors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 05/15/13 Reliance Steel & Aluminum Co. RS 759509102 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Sarah J. Anderson For For Mgmt 1.2 Elect Director John G. Figueroa For For Mgmt 1.3 Elect Director Thomas W. Gimbel For For Mgmt 1.4 Elect Director David H. Hannah For For Mgmt 1.5 Elect Director Douglas M. Hayes For For Mgmt 1.6 Elect Director Mark V. Kaminski For For Mgmt 1.7 Elect Director Gregg J. Mollins For For Mgmt 1.8 Elect Director Andrew G. Sharkey, III For For Mgmt 1.9 Elect Director Leslie A. Waite For For Mgmt 2 Amend Omnibus Stock Plan For For Mgmt 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 4 Require Independent Board Chairman Against Against ShrHlder 5 Ratify Auditors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 05/16/13 Lumber Liquidators Holdings, Inc. LL 55003T107 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Macon F. Brock, Jr. For For Mgmt 1.2 Elect Director John M. Presley For For Mgmt 1.3 Elect Director Thomas D. Sullivan For For Mgmt 2 Ratify Auditors For For Mgmt 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 05/16/13 Manhattan Associates, Inc. MANH 562750109 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director John J. Huntz For For Mgmt 1.2 Elect Director Dan J. Lautenbach For For Mgmt 1.3 Elect Director Thomas E. Noonan For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Ratify Auditors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 05/17/13 SUPERIOR INDUSTRIES INTERNATIONAL, INC. SUP 868168105 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1 Declassify the Board of Directors For Do Not Vote Mgmt 2 Elect Director Sheldon I. Ausman For Do Not Vote Mgmt 3a Elect Director Sheldon I. Ausman For Do Not Vote Mgmt 3b Elect Director Steven J. Borick For Do Not Vote Mgmt 3c Elect Director Francisco S. Uranga For Do Not Vote Mgmt 4 Amend Omnibus Stock Plan For Do Not Vote Mgmt 5 Amend Omnibus Stock Plan For Do Not Vote Mgmt 6 Advisory Vote to Ratify Named Executive Officers' Compensation For Do Not Vote Mgmt 2.1 Elect Director Walter M. Schenker For For ShrHlder 3 Elect Director Walter M. Schenker For For ShrHlder 4 Management Nominee - Steven J. Borick For For ShrHlder 5 Management Nominee - Francisco S. Uranga For For ShrHlder 6 Amend Omnibus Stock Plan For For Mgmt 7 Amend Omnibus Stock Plan For For Mgmt 8 Advisory Vote to Ratify Named Executive Officers' Compensation Against For Mgmt Page 29 MEETING DATE COMPANY TICKER SECURITY ID 05/17/13 Total SA TOT 89151E109 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1 Approve Financial Statements and Statutory Reports For For Mgmt 2 Approve Consolidated Financial Statements and Statutory Reports For For Mgmt 3 Approve Allocation of Income and Dividends of EUR 2.34 per Share For For Mgmt 4 Authorize Repurchase of Up to 10 Percent of Issued Share Capital For For Mgmt 5 Reelect Thierry Desmarest as Director For For Mgmt 6 Reelect Gunnar Brock as Director For For Mgmt 7 Reelect Gerard Lamarche as Director For For Mgmt 8 Elect Charles Keller and Philippe Marchandise as Representative of Employee Shareholders to the Board For For Mgmt 9 Approve Remuneration of Directors in the Aggregate Amount of EUR 1.40 Million For For Mgmt 10 Authorize up to 0.75 Percent of Issued Capital for Use in Stock Option Plan For Against Mgmt 11 Approve Employee Stock Purchase Plan For For Mgmt 12 Approve the Establishment of an Independent Ethics Committee Against Against ShrHlder 13 Approve to Link Remuneration to Positive Safety Indicators Against Against ShrHlder 14 Acquire the Diversity Label Against Against ShrHlder 15 Approve Nomination of Employees Representative to the Remuneration Committee Against Against ShrHlder 16 Allow Loyalty Dividends to Long-Term Registered Shareholders Against Against ShrHlder MEETING DATE COMPANY TICKER SECURITY ID 05/20/13 UNITED BANKSHARES, INC. UBSI 909907107 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Richard M. Adams For For Mgmt 1.2 Elect Director Robert G. Astorg For For Mgmt 1.3 Elect Director W. Gaston Caperton, III For For Mgmt 1.4 Elect Director Lawrence K. Doll For For Mgmt 1.5 Elect Director Theodore J. Georgelas For For Mgmt 1.6 Elect Director F. T. Graff, Jr. For For Mgmt 1.7 Elect Director Douglas J. Leech For For Mgmt 1.8 Elect Director John M. McMahon For For Mgmt 1.9 Elect Director J. Paul McNamara For For Mgmt 1.10 Elect Director Mark R. Nesselroad For For Mgmt 1.11 Elect Director William C. Pitt, III For For Mgmt 1.12 Elect Director Donald L. Unger For For Mgmt 1.13 Elect Director Mary K. Weddle For For Mgmt 1.14 Elect Director Gary G. White For For Mgmt 1.15 Elect Director P. Clinton Winter, Jr. For For Mgmt 2 Ratify Auditors For For Mgmt 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 05/21/13 China Unicom (Hong Kong) Ltd CHU 16945R104 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1 Accept Financial Statements and Statutory Reports For For Mgmt 2 Declare Final Dividend For For Mgmt 3a1 Elect Tong Jilu as Director For For Mgmt 3a2 Elect Li Fushen as Director For For Mgmt 3a3 Elect Cesareo Alierta Izuel as Director For Against Mgmt 3a4 Elect Cai Hongbin as Director For For Mgmt 3a5 Elect Law Fan Chiu Fun Fanny as Director For For Mgmt 3b Authorize Board to Fix Remuneration of Directors For For Mgmt 4 Appoint KPMG as Auditors and Authorize Board to Fix Their Remuneration For For Mgmt 5 Authorize Repurchase of Up to 10 Percent of Issued Share Capital For For Mgmt 6 Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights For Against Mgmt 7 Authorize Reissuance of Repurchased Shares For Against Mgmt MEETING DATE COMPANY TICKER SECURITY ID 05/21/13 Community Health Systems, Inc. CYH 203668108 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director W. Larry Cash For For Mgmt 1.2 Elect Director John A. Clerico For For Mgmt 1.3 Elect Director James S. Ely, III For For Mgmt 1.4 Elect Director John A. Fry For For Mgmt 1.5 Elect Director William Norris Jennings For For Mgmt 1.6 Elect Director Julia B. North For For Mgmt 1.7 Elect Director Wayne T. Smith For For Mgmt 1.8 Elect Director H. Mitchell Watson, Jr. For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Amend Omnibus Stock Plan For For Mgmt 4 Ratify Auditors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 05/21/13 FirstEnergy Corp. FE 337932107 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Paul T. Addison For For Mgmt 1.2 Elect Director Anthony J. Alexander For For Mgmt 1.3 Elect Director Michael J. Anderson For For Mgmt 1.4 Elect Director Carol A. Cartwright For For Mgmt 1.5 Elect Director William T. Cottle For For Mgmt 1.6 Elect Director Robert B. Heisler, Jr. For Withhold Mgmt 1.7 Elect Director Julia L. Johnson For For Mgmt 1.8 Elect Director Ted J. Kleisner For Withhold Mgmt 1.9 Elect Director Donald T. Misheff For For Mgmt 1.10 Elect Director Ernest J. Novak, Jr. For For Mgmt 1.11 Elect Director Christopher D. Pappas For Withhold Mgmt 1.12 Elect Director Catherine A. Rein For Withhold Mgmt 1.13 Elect Director George M. Smart For For Mgmt 1.14 Elect Director Wes M. Taylor For Withhold Mgmt 2 Ratify Auditors For For Mgmt 3 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Mgmt 4 Reduce Supermajority Vote Requirement For For Mgmt 5 Cease CEO Compensation Benchmarking Policy Against Against ShrHlder 6 Submit SERP to Shareholder Vote Against For ShrHlder 7 Stock Retention/Holding Period Against For ShrHlder 8 Require a Majority Vote for the Election of Directors Against For ShrHlder 9 Provide Right to Act by Written Consent Against For ShrHlder MEETING DATE COMPANY TICKER SECURITY ID 05/21/13 Mondelez International, Inc. MDLZ 609207105 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1a Elect Director Stephen F. Bollenbach For For Mgmt 1b Elect Director Lewis W.K. Booth For For Mgmt 1c Elect Director Lois D. Juliber For For Mgmt 1d Elect Director Mark D. Ketchum For For Mgmt 1e Elect Director Jorge S. Mesquita For For Mgmt 1f Elect Director Fredric G. Reynolds For For Mgmt 1g Elect Director Irene B. Rosenfeld For For Mgmt 1h Elect Director Patrick T. Siewert For For Mgmt 1i Elect Director Ruth J. Simmons For For Mgmt 1j Elect Director Ratan N. Tata For For Mgmt 1k Elect Director Jean-Francois M. L. van Boxmeer For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Ratify Auditors For For Mgmt 4 Report on Adopting Extended Producer Responsibility Policy Against Against ShrHlder MEETING DATE COMPANY TICKER SECURITY ID 05/21/13 Navigant Consulting, Inc. NCI 63935N107 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Samuel K. Skinner For For Mgmt 1.2 Elect Director James R. Thompson For For Mgmt 1.3 Elect Director Michael L. Tipsord For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Ratify Auditors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 05/21/13 Royal Dutch Shell plc RDS/A 780259206 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1 Accept Financial Statements and Statutory Reports For For Mgmt 2 Approve Remuneration Report For For Mgmt 3 Re-elect Josef Ackermann as Director For For Mgmt 4 Re-elect Guy Elliott as Director For For Mgmt 5 Re-elect Simon Henry as Director For For Mgmt 6 Re-elect Charles Holliday as Director For For Mgmt 7 Re-elect Gerard Kleisterlee as Director For For Mgmt 8 Re-elect Jorma Ollila as Director For For Mgmt 9 Re-elect Sir Nigel Sheinwald as Director For For Mgmt 10 Re-elect Linda Stuntz as Director For For Mgmt 11 Re-elect Peter Voser as Director For For Mgmt 12 Re-elect Hans Wijers as Director For For Mgmt 13 Elect Gerrit Zalm as Director For For Mgmt 14 Reappoint PricewaterhouseCoopers LLP as Auditors For For Mgmt 15 Authorise Board to Fix Remuneration of Auditors For For Mgmt 16 Authorise Issue of Equity with Pre-emptive Rights For For Mgmt 17 Authorise Issue of Equity without Pre-emptive Rights For For Mgmt 18 Authorise Market Purchase of Ordinary Shares For For Mgmt 19 Authorise EU Political Donations and Expenditure For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 05/21/13 The Allstate Corporation ALL 020002101 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1a Elect Director F. Duane Ackerman For For Mgmt 1b Elect Director Robert D. Beyer For For Mgmt 1c Elect Director Kermit R. Crawford For For Mgmt 1d Elect Director Jack M. Greenberg For For Mgmt 1e Elect Director Herbert L. Henkel For For Mgmt 1f Elect Director Ronald T. LeMay For For Mgmt 1g Elect Director Andrea Redmond For For Mgmt 1h Elect Director H. John Riley, Jr. For For Mgmt 1i Elect Director John W. Rowe For For Mgmt 1j Elect Director Judith A. Sprieser For For Mgmt 1k Elect Director Mary Alice Taylor For For Mgmt 1l Elect Director Thomas J. Wilson For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Amend Omnibus Stock Plan For For Mgmt 4 Ratify Auditors For For Mgmt 5 Stock Retention/Holding Period Against For ShrHlder 6 Report on Lobbying Payments and Policy Against Against ShrHlder Page 30 MEETING DATE COMPANY TICKER SECURITY ID 05/21/13 The Gap, Inc. GPS 364760108 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1a Elect Director Adrian D. P. Bellamy For For Mgmt 1b Elect Director Domenico De Sole For For Mgmt 1c Elect Director Robert J. Fisher For Against Mgmt 1d Elect Director William S. Fisher For For Mgmt 1e Elect Director Isabella D. Goren For For Mgmt 1f Elect Director Bob L. Martin For For Mgmt 1g Elect Director Jorge P. Montoya For For Mgmt 1h Elect Director Glenn K. Murphy For For Mgmt 1i Elect Director Mayo A. Shattuck, III For For Mgmt 1j Elect Director Katherine Tsang For For Mgmt 2 Ratify Auditors For For Mgmt 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 05/22/13 AFC Enterprises, Inc. AFCE 00104Q107 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Krishnan Anand For Withhold Mgmt 1.2 Elect Director Victor Arias, Jr. For For Mgmt 1.3 Elect Director Cheryl A. Bachelder For For Mgmt 1.4 Elect Director Carolyn Hogan Byrd For For Mgmt 1.5 Elect Director John M. Cranor, III For For Mgmt 1.6 Elect Director R. William Ide, III For For Mgmt 1.7 Elect Director Kelvin J. Pennington For For Mgmt 2 Ratify Auditors For For Mgmt 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 05/22/13 American Financial Group, Inc. AFG 025932104 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Carl H. Lindner, III For For Mgmt 1.2 Elect Director S. Craig Lindner For For Mgmt 1.3 Elect Director Kenneth C. Ambrecht For For Mgmt 1.4 Elect Director John B. Berding For For Mgmt 1.5 Elect Director Joseph E. (Jeff) Consolino For For Mgmt 1.6 Elect Director Virginia 'Gina' C. Drosos For For Mgmt 1.7 Elect Director James E. Evans For For Mgmt 1.8 Elect Director Terry S. Jacobs For For Mgmt 1.9 Elect Director Gregory G. Joseph For For Mgmt 1.10 Elect Director William W. Verity For For Mgmt 1.11 Elect Director John I. Von Lehman For For Mgmt 2 Ratify Auditors For For Mgmt 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 4 Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity Against For ShrHlder MEETING DATE COMPANY TICKER SECURITY ID 05/22/13 Carriage Services, Inc. CSV 143905107 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director L. William Heiligbrodt For For Mgmt 1.2 Elect Director Barry K. Fingerhut For For Mgmt 2 Approve Omnibus Stock Plan For Against Mgmt 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 4 Ratify Auditors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 05/22/13 Fidelity National Financial, Inc. FNF 31620R105 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Daniel D. (Ron) Lane For For Mgmt 1.2 Elect Director Richard N. Massey For For Mgmt 1.3 Elect Director John D. Rood For For Mgmt 1.4 Elect Director Cary H. Thompson For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Amend Omnibus Stock Plan For For Mgmt 4 Provide Right to Act by Written Consent For For Mgmt 5 Reduce Supermajority Vote Requirement For For Mgmt 6 Ratify Auditors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 05/22/13 HCC Insurance Holdings, Inc. HCC 404132102 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Emmanuel T. Ballases For For Mgmt 1.2 Elect Director Judy C. Bozeman For For Mgmt 1.3 Elect Director Frank J. Bramanti For For Mgmt 1.4 Elect Director Walter M. Duer For For Mgmt 1.5 Elect Director James C. Flagg For For Mgmt 1.6 Elect Director Thomas M. Hamilton For For Mgmt 1.7 Elect Director Leslie S. Heisz For For Mgmt 1.8 Elect Director John N. Molbeck, Jr. For For Mgmt 1.9 Elect Director Robert A. Rosholt For For Mgmt 1.10 Elect Director J. Mikesell Thomas For For Mgmt 1.11 Elect Director Christopher J.B. Williams For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Ratify Auditors For For Mgmt 4 Approve Qualified Employee Stock Purchase Plan For For Mgmt 5 Amend Omnibus Stock Plan For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 05/22/13 Horace Mann Educators Corporation HMN 440327104 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1a Elect Director Mary H. Futrell For For Mgmt 1b Elect Director Stephen J. Hasenmiller For For Mgmt 1c Elect Director Peter H. Heckman For For Mgmt 1d Elect Director Ronald J. Helow For For Mgmt 1e Elect Director Beverley J. McClure For For Mgmt 1f Elect Director Gabriel L. Shaheen For For Mgmt 1g Elect Director Roger J. Steinbecker For For Mgmt 1h Elect Director Robert Stricker For For Mgmt 1i Elect Director Charles R. Wright For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Ratify Auditors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 05/23/13 Arrow Electronics, Inc. ARW 042735100 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Barry W. Perry For For Mgmt 1.2 Elect Director Philip K. Asherman For For Mgmt 1.3 Elect Director Gail E. Hamilton For For Mgmt 1.4 Elect Director John N. Hanson For For Mgmt 1.5 Elect Director Richard S. Hill For For Mgmt 1.6 Elect Director M.F. (Fran) Keeth For For Mgmt 1.7 Elect Director Andrew C. Kerin For For Mgmt 1.8 Elect Director Michael J. Long For For Mgmt 1.9 Elect Director Stephen C. Patrick For For Mgmt 2 Ratify Auditors For For Mgmt 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 05/23/13 Flowserve Corporation FLS 34354P105 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Gayla J. Delly For For Mgmt 1.2 Elect Director Rick J. Mills For For Mgmt 1.3 Elect Director Charles M. Rampacek For For Mgmt 1.4 Elect Director William C. Rusnack For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Increase Authorized Common Stock For For Mgmt 4 Ratify Auditors For For Mgmt 5 Provide Right to Act by Written Consent Against For ShrHlder MEETING DATE COMPANY TICKER SECURITY ID 05/23/13 Heidrick & Struggles International, Inc. HSII 422819102 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Richard I. Beattie For For Mgmt 1.2 Elect Director John A. Fazio For For Mgmt 1.3 Elect Director Mark Foster For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Ratify Auditors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 05/23/13 The Home Depot, Inc. HD 437076102 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1a Elect Director F. Duane Ackerman For For Mgmt 1b Elect Director Francis S. Blake For For Mgmt 1c Elect Director Ari Bousbib For For Mgmt 1d Elect Director Gregory D. Brenneman For For Mgmt 1e Elect Director J. Frank Brown For For Mgmt 1f Elect Director Albert P. Carey For For Mgmt 1g Elect Director Armando Codina For For Mgmt 1h Elect Director Bonnie G. Hill For For Mgmt 1i Elect Director Karen L. Katen For For Mgmt 1j Elect Director Mark Vadon For For Mgmt 2 Ratify Auditors For For Mgmt 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 4 Approve Executive Incentive Bonus Plan For For Mgmt 5 Amend Omnibus Stock Plan For For Mgmt 6 Prepare Employment Diversity Report Against For ShrHlder 7 Adopt Stormwater Run-off Management Policy Against Against ShrHlder Page 31 MEETING DATE COMPANY TICKER SECURITY ID 05/23/13 URS Corporation URS 903236107 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1a Elect Director Mickey P. Foret For For Mgmt 1b Elect Director William H. Frist For For Mgmt 1c Elect Director Lydia H. Kennard For For Mgmt 1d Elect Director Donald R. Knauss For For Mgmt 1e Elect Director Martin M. Koffel For For Mgmt 1f Elect Director Timothy R. McLevish For For Mgmt 1g Elect Director Joseph W. Ralston For For Mgmt 1h Elect Director John D. Roach For For Mgmt 1i Elect Director Douglas W. Stotlar For For Mgmt 1j Elect Director William P. Sullivan For For Mgmt 2 Amend Omnibus Stock Plan For For Mgmt 3 Ratify Auditors For For Mgmt 4 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Mgmt MEETING DATE COMPANY TICKER SECURITY ID 05/24/13 Safety Insurance Group, Inc. SAFT 78648T100 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Frederic H. Lindeberg For For Mgmt 2 Ratify Auditors For For Mgmt 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 05/28/13 France Telecom FTE 35177Q105 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1 Approve Financial Statements and Statutory Reports For For Mgmt 2 Approve Consolidated Financial Statements and Statutory Reports For For Mgmt 3 Approve Treatment of Losses and Dividends of EUR 0.78 per Share For For Mgmt 4 Approve Transaction with Thales and Caisse des Depots et Consignations Re: Creation of a new Company, "Cloudwatt" For For Mgmt 5 Elect Fonds Strategique d'Investissement as Director For Against Mgmt 6 Authorize Repurchase of Up to 10 Percent of Issued Share Capital For For Mgmt 7 Change Company Name to Orange and Amend Articles 1 and 3 of Bylaws Accordingly For For Mgmt 8 Amend Article 13 of Bylaws Re: Directors' Mandates For For Mgmt 9 Amend Article 13.2 of Bylaws Re: Election of Representative of Employee For For Mgmt 10 Amend Article 13.3 of Bylaws Re: Election of Representative of Employee Shareholders For For Mgmt 11 Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion For For Mgmt 12 Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.5 Billion For For Mgmt 13 Approve Issuance of Equity or Equity-Linked Securities for a Private Placement, up to Aggregate Nominal Amount of EUR 1.5 Billion For For Mgmt 14 Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 11 to 13 For For Mgmt 15 Authorize Capital Increase of Up to EUR 1.5 Billion for Future Exchange Offers For For Mgmt 16 Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions For For Mgmt 17 Authorize Capital Increase of up to EUR 1 Million to Holders of Orange Holding SA Stock Options or Shares in Connection with France Telecom Liquidity Agreement For For Mgmt 18 Set Total Limit for Capital Increase to Result from All Issuance Requests Under Items 11 to 17 at EUR 3.5 Billion For For Mgmt 19 Authorize Capitalization of Reserves of Up to EUR 2 Billion for Bonus Issue or Increase in Par Value For For Mgmt 20 Approve Employee Stock Purchase Plan For For Mgmt 21 Authorize Decrease in Share Capital via Cancellation of Repurchased Shares For For Mgmt 22 Authorize Filing of Required Documents/Other Formalities For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 05/28/13 Urban Outfitters, Inc. URBN 917047102 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Scott A. Belair For Withhold Mgmt 1.2 Elect Director Robert H. Strouse For For Mgmt 1.3 Elect Director Margaret A. Hayne For Withhold Mgmt 2 Amend Omnibus Stock Plan For Against Mgmt 3 Eliminate Cumulative Voting and Adopt Majority Vote Standard For For Mgmt 4 Ratify Auditors For For Mgmt 5 Require Independent Board Chairman Against For ShrHlder 6 Adopt Policy and Report on Board Diversity Against For ShrHlder MEETING DATE COMPANY TICKER SECURITY ID 05/29/13 China Petroleum & Chemical Corp. SNP 16941R108 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1 Approve Report of the Board of Directors For For Mgmt 2 Approve Report of Supervisors For For Mgmt 3 Accept Financial Statements and Statutory Reports For For Mgmt 4 Approve Interim Profit Distribution Plan for the Year 2013 For For Mgmt 5 Appoint PricewaterhouseCoopers and PricewaterhouseCoopers Zhong Tian CPA's Limited Company as Exteral Auditors and Authorize Board to Fix Their Remuneration For For Mgmt 6 Approve Profit Distribution Plan for the Year Ended Dec. 31, 2012 For For Mgmt 7 Amend Articles of Association For For Mgmt 8 Approve Extension of Validity Period of the Resolution in Relation to the Issuance of A Share Convertible Corporate Bonds and Other Related Matters For For Mgmt 9 Authorize Board to Determine the Proposed Pan for the Issuance of Debt Financing Instruments For Against Mgmt 10 Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights For Against Mgmt 1 Approve Profit Distribution Proposal for the Year 2012 For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 05/30/13 Telefonica S.A. TEF 879382208 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1 Approve Standalone and Consolidated Financial Statements, Allocation of Income, and Discharge Directors For For Mgmt 2.1 Reelect Jose Maria Abril Perez as Director For Against Mgmt 2.2 Reelect Jose Fernando de Almansa Moreno-Barreda as Director For Against Mgmt 2.3 Reelect Eva Castillo Sanz as Director For Against Mgmt 2.4 Reelect Luiz Fernando Furlan as Director For Against Mgmt 2.5 Reelect Francisco Javier de Paz Mancho as Director For Against Mgmt 2.6 Ratify Co-option of and Elect Santiago Fernandez Valbuena as Director For Against Mgmt 3 Renew Appointment of Ernst & Young as Auditor For For Mgmt 4.1 Amend Articles For For Mgmt 4.2 Amend Articles For For Mgmt 4.3 Approve Restated Articles of Association For For Mgmt 5 Adopt Restated General Meeting Regulations For For Mgmt 6 Approve Dividends For For Mgmt 7 Authorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities without Preemptive Rights up to EUR 25 Billion For Against Mgmt 8 Authorize Board to Ratify and Execute Approved Resolutions For For Mgmt 9 Advisory Vote on Remuneration Policy Report For Against Mgmt MEETING DATE COMPANY TICKER SECURITY ID 05/30/13 Williams-Sonoma, Inc. WSM 969904101 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Laura J. Alber For For Mgmt 1.2 Elect Director Adrian D.P. Bellamy For For Mgmt 1.3 Elect Director Rose Marie Bravo For For Mgmt 1.4 Elect Director Mary Ann Casati For For Mgmt 1.5 Elect Director Patrick J. Connolly For For Mgmt 1.6 Elect Director Adrian T. Dillon For For Mgmt 1.7 Elect Director Anthony A. Greener For For Mgmt 1.8 Elect Director Ted W. Hall For For Mgmt 1.9 Elect Director Michael R. Lynch For For Mgmt 1.10 Elect Director Lorraine Twohill For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Ratify Auditors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 06/04/13 Kaiser Aluminum Corporation KALU 483007704 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Alfred E. Osborne, Jr. For For Mgmt 1.2 Elect Director Jack Quinn For For Mgmt 1.3 Elect Director Thomas M. Van Leeuwen For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Ratify Auditors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 06/05/13 American Vanguard Corporation AVD 030371108 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Lawrence S. Clark For For Mgmt 1.2 Elect Director Debra F. Edwards For For Mgmt 1.3 Elect Director Alfred F. Ingulli For For Mgmt 1.4 Elect Director John L. Killmer For For Mgmt 1.5 Elect Director Carl R. Soderlind For For Mgmt 1.6 Elect Director Irving J. Thau For For Mgmt 1.7 Elect Director Eric G. Wintemute For For Mgmt 1.8 Elect Director M. Esmail Zirakparvar For For Mgmt 2 Ratify Auditors For For Mgmt 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 4 Amend Omnibus Stock Plan For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 06/05/13 FTI Consulting, Inc. FCN 302941109 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Brenda J. Bacon For For Mgmt 1.2 Elect Director Denis J. Callaghan For For Mgmt 1.3 Elect Director Claudio Costamagna For For Mgmt 1.4 Elect Director James W. Crownover For For Mgmt 1.5 Elect Director Jack B. Dunn, IV For For Mgmt 1.6 Elect Director Vernon Ellis For For Mgmt 1.7 Elect Director Gerard E. Holthaus For For Mgmt 1.8 Elect Director Marc Holtzman For For Mgmt 1.9 Elect Director Dennis J. Shaughnessy For For Mgmt 2 Ratify Auditors For For Mgmt 3 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Mgmt Page 32 MEETING DATE COMPANY TICKER SECURITY ID 06/05/13 Ingram Micro Inc. IM 457153104 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Howard I. Atkins For For Mgmt 1.2 Elect Director Leslie Stone Heisz For For Mgmt 1.3 Elect Director John R. Ingram For For Mgmt 1.4 Elect Director Orrin H. Ingram, II For For Mgmt 1.5 Elect Director Dale R. Laurance For For Mgmt 1.6 Elect Director Linda Fayne Levinson For For Mgmt 1.7 Elect Director Scott A. McGregor For For Mgmt 1.8 Elect Director Alain Monie For For Mgmt 1.9 Elect Director Paul Read For For Mgmt 1.10 Elect Director Michael T. Smith For For Mgmt 1.11 Elect Director Joe B. Wyatt For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Amend Omnibus Stock Plan For For Mgmt 4 Ratify Auditors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 06/05/13 Patterson-UTI Energy, Inc. PTEN 703481101 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Mark S. Siegel For For Mgmt 1.2 Elect Director Kenneth N. Berns For For Mgmt 1.3 Elect Director Charles O. Buckner For For Mgmt 1.4 Elect Director Michael W. Conlon For For Mgmt 1.5 Elect Director Curtis W. Huff For For Mgmt 1.6 Elect Director Terry H. Hunt For For Mgmt 1.7 Elect Director Cloyce A. Talbott For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Ratify Auditors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 06/06/13 Amedisys, Inc. AMED 023436108 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director William F. Borne For For Mgmt 1.2 Elect Director Linda J. Hall For For Mgmt 1.3 Elect Director Ronald A. LaBorde For For Mgmt 1.4 Elect Director Jake L. Netterville For For Mgmt 1.5 Elect Director David R. Pitts For For Mgmt 1.6 Elect Director Peter F. Ricchiuti For For Mgmt 1.7 Elect Director Donald A. Washburn For For Mgmt 2 Ratify Auditors For For Mgmt 3 Amend Omnibus Stock Plan For For Mgmt 4 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 06/06/13 Live Nation Entertainment, Inc. LYV 538034109 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Mark Carleton For Against Mgmt 1.2 Elect Director Michael Rapino For For Mgmt 1.3 Elect Director Mark S. Shapiro For Against Mgmt 2 Declassify the Board of Directors For For Mgmt 3 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Mgmt 4 Ratify Auditors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 06/06/13 New York Community Bancorp, Inc. NYCB 649445103 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1a Elect Director Michael J. Levine For Against Mgmt 1b Elect Director John M. Tsimbinos For For Mgmt 1c Elect Director Ronald A. Rosenfeld For For Mgmt 1d Elect Director Lawrence J. Savarese For For Mgmt 2 Ratify Auditors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 06/06/13 Superior Energy Services, Inc. SPN 868157108 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Harold J. Bouillion For For Mgmt 1.2 Elect Director Enoch L. Dawkins For For Mgmt 1.3 Elect Director David D. Dunlap For For Mgmt 1.4 Elect Director James M. Funk For For Mgmt 1.5 Elect Director Terence E. Hall For For Mgmt 1.6 Elect Director Ernest E. 'Wyn' Howard, III For For Mgmt 1.7 Elect Director Peter D. Kinnear For For Mgmt 1.8 Elect Director Michael M. McShane For For Mgmt 1.9 Elect Director W. Matt Ralls For For Mgmt 1.10 Elect Director Justin L. Sullivan For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Mgmt 3 Approve Omnibus Stock Plan For For Mgmt 4 Approve Qualified Employee Stock Purchase Plan For For Mgmt 5 Amend Stock Ownership Limitations For For Mgmt 6 Ratify Auditors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 06/13/13 Stage Stores, Inc. SSI 85254C305 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Alan J. Barocas For For Mgmt 1.2 Elect Director Diane M. Ellis For For Mgmt 1.3 Elect Director Michael L. Glazer For For Mgmt 1.4 Elect Director Gabrielle E. Greene For For Mgmt 1.5 Elect Director Earl J. Hesterberg For For Mgmt 1.6 Elect Director Lisa R. Kranc For For Mgmt 1.7 Elect Director William J. Montgoris For For Mgmt 1.8 Elect Director C. Clayton Reasor For For Mgmt 1.9 Elect Director David Y. Schwartz For For Mgmt 1.10 Elect Director Ralph P. Scozzafava For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Ratify Auditors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 06/13/13 Universal Electronics Inc. UEIC 913483103 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Paul D. Arling For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Ratify Auditors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 06/14/13 Regeneron Pharmaceuticals, Inc. REGN 75886F107 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Michael S. Brown For Withhold Mgmt 1.2 Elect Director Leonard S. Schleifer For Withhold Mgmt 1.3 Elect Director Eric M. Shooter For Withhold Mgmt 1.4 Elect Director George D. Yancopoulos For Withhold Mgmt 2 Ratify Auditors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 06/14/13 Toyota Motor Corp. TM 892331307 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1 Approve Allocation of Income, with a Final Dividend of JPY 60 For For Mgmt 2.1 Elect Director Uchiyamada, Takeshi For For Mgmt 2.2 Elect Director Toyoda, Akio For For Mgmt 2.3 Elect Director Ozawa, Satoshi For For Mgmt 2.4 Elect Director Kodaira, Nobuyori For For Mgmt 2.5 Elect Director Kato, Mitsuhisa For For Mgmt 2.6 Elect Director Maekawa, Masamoto For For Mgmt 2.7 Elect Director Furuhashi, Mamoru For For Mgmt 2.8 Elect Director Ihara, Yasumori For For Mgmt 2.9 Elect Director Sudo, Seiichi For For Mgmt 2.10 Elect Director Saga, Koei For For Mgmt 2.11 Elect Director Ise, Kiyotaka For For Mgmt 2.12 Elect Director Terashi, Shigeki For For Mgmt 2.13 Elect Director Ishii, Yoshimasa For For Mgmt 2.14 Elect Director Uno, Ikuo For For Mgmt 2.15 Elect Director Kato, Haruhiko For For Mgmt 2.16 Elect Director Mark T.Hogan For For Mgmt 3 Amend Articles To Indemnify Directors For For Mgmt 4 Approve Annual Bonus Payment to Directors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 06/18/13 NTT DoCoMo Inc. DCM 62942M201 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1 Approve Allocation of Income, with a Final Dividend of JPY 3000 For For Mgmt 2 Amend Articles To Change Company Name - Limit Rights of Odd-Lot Holders - Amend Business Lines For For Mgmt 3.1 Elect Director Tokuhiro, Kiyoshi For For Mgmt 3.2 Elect Director Murakami, Teruyasu For For Mgmt 3.3 Elect Director Nakamura, Takashi For For Mgmt 4.1 Appoint Statutory Auditor Ota, Kenji For For Mgmt 4.2 Appoint Statutory Auditor Shiotsuka Naoto For Against Mgmt MEETING DATE COMPANY TICKER SECURITY ID 06/18/13 PharMerica Corporation PMC 71714F104 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Gregory S. Weishar For For Mgmt 1.2 Elect Director W. Robert Dahl, Jr. For For Mgmt 1.3 Elect Director Frank E. Collins For For Mgmt 1.4 Elect Director Thomas P. Mac Mahon For For Mgmt 1.5 Elect Director Marjorie W. Dorr For For Mgmt 1.6 Elect Director Thomas P. Gerrity For For Mgmt 1.7 Elect Director Robert A. Oakley For For Mgmt 1.8 Elect Director Geoffrey G. Meyers For For Mgmt 1.9 Elect Director Patrick G. LePore For For Mgmt 2 Ratify Auditors For For Mgmt 3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt Page 33 MEETING DATE COMPANY TICKER SECURITY ID 06/19/13 Honda Motor Co. Ltd. HMC 438128308 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1 Approve Allocation of Income, with a Final Dividend of JPY 19 For For Mgmt 2 Amend Articles To Amend Business Lines For For Mgmt 3.1 Elect Director Ike, Fumihiko For For Mgmt 3.2 Elect Director Ito, Takanobu For For Mgmt 3.3 Elect Director Iwamura, Tetsuo For For Mgmt 3.4 Elect Director Yamamoto, Takashi For For Mgmt 3.5 Elect Director Yamamoto, Yoshiharu For For Mgmt 3.6 Elect Director Yoshida, Masahiro For For Mgmt 3.7 Elect Director Hogen, Kensaku For For Mgmt 3.8 Elect Director Kuroyanagi, Nobuo For For Mgmt 3.9 Elect Director Fukui, Takeo For For Mgmt 3.10 Elect Director Shiga, Yuuji For For Mgmt 3.11 Elect Director Takeuchi, Kohei For For Mgmt 3.12 Elect Director Aoyama, Shinji For For Mgmt 3.13 Elect Director Kaihara, Noriya For For Mgmt 4 Appoint Statutory Auditor Endo, Kunio For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 06/25/13 Mizuho Financial Group Inc. MFG 60687Y109 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1 Approve Allocation of Income, with a Final Dividend of JPY 3 for Common Shareholders For For Mgmt 2 Authorize Preferred Share Repurchase Program For For Mgmt 3 Amend Articles To Create New Classes of Preferred Shares For For Mgmt 4.1 Elect Director Sato, Yasuhiro For For Mgmt 4.2 Elect Director Tsujita, Yasunori For For Mgmt 4.3 Elect Director Okabe, Toshitsugu For For Mgmt 4.4 Elect Director Hayashi, Nobuhide For For Mgmt 4.5 Elect Director Kanki, Tadashi For For Mgmt 4.6 Elect Director Koike, Masakane For For Mgmt 4.7 Elect Director Nomiyama, Akihiko For For Mgmt 4.8 Elect Director Ohashi, Mitsuo For For Mgmt 4.9 Elect Director Anraku, Kanemitsu For For Mgmt 5 Appoint Statutory Auditor Funaki, Nobukatsu For For Mgmt 6 Amend Articles to Cap Total Compensation to Any Employee at JPY 30 Million, Require Advance Shareholder Approval for Exceptions Against Against ShrHlder 7 Amend Articles to Require Firm to Urge Railroads to Install Anticrime Cameras in Trains using Mizuho Group Financing Against Against ShrHlder 8 Amend Articles to Require Firm to Urge Subsidiaries Owning Shares in Allied Firms to Vote Shares Appropriately Against For ShrHlder 9 Amend Articles to Require Firm to Post Board Training Policy on Website Against For ShrHlder 10 Amend Articles to Require Shareholder Approval for Reinvestment of Any Net Profit Not Paid Out as Dividends Against Against ShrHlder 11 Amend Articles to Require Firm to Urge Subsidiaries to Disclose when Sued to Invalidate Shareholder Meeting Resolutions Against Against ShrHlder 12 Amend Articles to Require Firm to Annually Disclose Individual Breakdown of Director, Statutory Auditor Compensation Against For ShrHlder 13 Amend Articles to Require Brokerage Subsidiaries Underwriting an IPO to Disclose Evaluation Documents and their Basis Against Against ShrHlder 14 Amend Articles to Require Firm to Urge Subsidiaries and Affiliates to Conduct Investor Seminars on MBO Countermeasures Against Against ShrHlder MEETING DATE COMPANY TICKER SECURITY ID 06/25/13 Nippon Telegraph & Telephone Corp. NTT 654624105 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1 Approve Allocation of Income, with a Final Dividend of JPY 80 For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 06/26/13 Apogee Enterprises, Inc. APOG 037598109 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Jerome L. Davis For For Mgmt 1.2 Elect Director Sara L. Hays For For Mgmt 1.3 Elect Director Richard V. Reynolds For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt 3 Ratify Auditors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 06/27/13 Mitsubishi UFJ Financial Group MTU 606822104 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1 Approve Allocation of Income, with a Final Dividend of JPY 7 For For Mgmt 2 Amend Articles To Amend Provisions on Preferred Shares to Comply with Basel III - Remove Provisions on Class 3 Preferred Shares to Reflect Cancellation For For Mgmt 3.1 Elect Director Okihara, Takamune For For Mgmt 3.2 Elect Director Wakabayashi, Tatsuo For For Mgmt 3.3 Elect Director Hirano, Nobuyuki For For Mgmt 3.4 Elect Director Tanaka, Masaaki For For Mgmt 3.5 Elect Director Yuuki, Taihei For For Mgmt 3.6 Elect Director Hamakawa, Ichiro For For Mgmt 3.7 Elect Director Kagawa, Akihiko For For Mgmt 3.8 Elect Director Toyoizumi, Toshiro For For Mgmt 3.9 Elect Director Okamoto, Junichi For For Mgmt 3.10 Elect Director Araki, Saburo For For Mgmt 3.11 Elect Director Noguchi, Hiroyuki For For Mgmt 3.12 Elect Director Tokunari, Muneaki For For Mgmt 3.13 Elect Director Araki, Ryuuji For For Mgmt 3.14 Elect Director Watanabe, Kazuhiro For For Mgmt 3.15 Elect Director Kawamoto, Yuuko For For Mgmt 4.1 Appoint Statutory Auditor Mikumo, Takashi For For Mgmt 4.2 Appoint Statutory Auditor Okamoto, Kunie For Against Mgmt 4.3 Appoint Statutory Auditor Ikeda, Yasushi For For Mgmt 4.4 Appoint Statutory Auditor Kojima, Hideo For For Mgmt 5 Amend Deep Discount Stock Option Plan Approved at 2007 AGM and Approve Adjustment to Aggregate Compensation Ceilings for Directors and Statutory Auditors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 06/27/13 Sumitomo Mitsui Financial Group, Inc. SMFG 86562M209 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1 Approve Allocation of Income, with a Final Dividend of JPY 70 For For Mgmt 2 Amend Articles To Remove Provisions on Class 6 Preferred Shares - Amend Provisions on Preferred Shares to Comply with Basel III For For Mgmt 3.1 Elect Director Oku, Masayuki For For Mgmt 3.2 Elect Director Kunibe, Takeshi For For Mgmt 3.3 Elect Director Kubo, Ken For For Mgmt 3.4 Elect Director Ito, Yuujiro For For Mgmt 3.5 Elect Director Fuchizaki, Masahiro For For Mgmt 3.6 Elect Director Narita, Manabu For For Mgmt 3.7 Elect Director Ogino, Kozo For For Mgmt 3.8 Elect Director Iwamoto, Shigeru For For Mgmt 3.9 Elect Director Nomura, Kuniaki For For Mgmt 4.1 Appoint Statutory Auditor Minami, Koichi For For Mgmt 4.2 Appoint Statutory Auditor Uno, Ikuo For Against Mgmt 4.3 Appoint Statutory Auditor Ito, Satoshi For Against Mgmt 5 Appoint Alternate Statutory Auditor Tsunoda, Daiken For For Mgmt Page 34
SIGNATURES [See General Instruction F] Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) FIRST DEFINED PORTFOLIO FUND, LLC --------------------------------------- By (Signature and Title)* /s/ Mark R. Bradley ----------------------------------- Mark R. Bradley, President Date July 30, 2013 ------------------------- * Print the name and title of each signing officer under his or her signature.