0001628280-23-008836.txt : 20230321 0001628280-23-008836.hdr.sgml : 20230321 20230321210119 ACCESSION NUMBER: 0001628280-23-008836 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230317 FILED AS OF DATE: 20230321 DATE AS OF CHANGE: 20230321 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BARASCH RICHARD A CENTRAL INDEX KEY: 0001076341 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39248 FILM NUMBER: 23751112 MAIL ADDRESS: STREET 1: C/O UNIVERSAL AMERICAN FINANCIAL CORP STREET 2: SIX INTERNATIONAL DRIVE SUITE 190 CITY: RYE BROOK STATE: NY ZIP: 10573 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Oncology Institute, Inc. CENTRAL INDEX KEY: 0001799191 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-OFFICES & CLINICS OF DOCTORS OF MEDICINE [8011] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 18000 STUDEBAKER RD STREET 2: SUITE 800 CITY: CERRITOS STATE: CA ZIP: 90703 BUSINESS PHONE: 562-735-3226 MAIL ADDRESS: STREET 1: 18000 STUDEBAKER RD STREET 2: SUITE 800 CITY: CERRITOS STATE: CA ZIP: 90703 FORMER COMPANY: FORMER CONFORMED NAME: DFP HEALTHCARE ACQUISITIONS CORP. DATE OF NAME CHANGE: 20200108 4 1 wf-form4_167944686729240.xml FORM 4 X0407 4 2023-03-17 0 0001799191 Oncology Institute, Inc. TOI 0001076341 BARASCH RICHARD A C/O THE ONCOLOGY INSTITUTE INC. 18000 STUDEBAKER RD, SUITE 800 CERRITOS CA 90703 1 0 0 0 0 Common stock 2023-03-17 4 P 0 10000 0.55 A 217193 D Common stock 2023-03-17 4 P 0 52 0.549 A 217245 D Common stock 2023-03-17 4 P 0 200 0.548 A 217445 D Common stock 2023-03-17 4 P 0 9948 0.55 A 227393 D Common stock 2023-03-17 4 P 0 7654 0.55 A 235047 D Common stock 2023-03-17 4 P 0 2146 0.548 A 237193 D Common stock 2023-03-17 4 P 0 10000 0.55 A 247193 D Common stock 2023-03-17 4 P 0 10000 0.55 A 257193 D Common stock 8 I By Family Trust Securities held by the Helen Barasch Family Trust #1 (the "Trust"), of which the reporting person is the investment manager and has voting and dispositive power over the securities held by the Trust, but disclaims beneficial ownership of these shares except to any pecuniary interest therein. /s/ Mark Hueppelsheuser, Attorney-in-Fact for Richard Barasch 2023-03-21