-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UWsqA8EyogZduuIdI2xI7ZIeN5QCUujk1gpJ9yOc/TK1zC8vqbq+GpPAeqhQjEDB PDHt8TiXGt2kcxVoHlNazg== 0001140361-10-023172.txt : 20100526 0001140361-10-023172.hdr.sgml : 20100526 20100526173146 ACCESSION NUMBER: 0001140361-10-023172 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100524 FILED AS OF DATE: 20100526 DATE AS OF CHANGE: 20100526 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MERUELO ALEX CENTRAL INDEX KEY: 0001075186 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26125 FILM NUMBER: 10860405 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Armona Luis CENTRAL INDEX KEY: 0001372456 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26125 FILM NUMBER: 10860404 MAIL ADDRESS: STREET 1: 9550 FIRESTONE BLVD. STREET 2: SUITE 105 CITY: DOWNEY STATE: CA ZIP: 90241 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RUBIOS RESTAURANTS INC CENTRAL INDEX KEY: 0001082423 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 330100303 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1902 WRIGHT PL STREET 2: STE 300 CITY: CARLSBAD STATE: CA ZIP: 92008 BUSINESS PHONE: 7609298226 MAIL ADDRESS: STREET 1: 1902 WRIGHT PL STREET 2: STE 300 CITY: CARLSBAD STATE: CA ZIP: 92008 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Meruelo Alex Living Trust CENTRAL INDEX KEY: 0001372647 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26125 FILM NUMBER: 10860406 BUSINESS ADDRESS: STREET 1: 9550 FIRESTONE BLVD. STREET 2: SUITE 105 CITY: DOWNEY STATE: CA ZIP: 90241 BUSINESS PHONE: 214-651-5291 MAIL ADDRESS: STREET 1: 9550 FIRESTONE BLVD. STREET 2: SUITE 105 CITY: DOWNEY STATE: CA ZIP: 90241 4 1 doc1.xml FORM 4 X0303 4 2010-05-24 1 0001082423 RUBIOS RESTAURANTS INC RUBO 0001372647 Meruelo Alex Living Trust 9550 FIRESTONE BLVD., SUITE 105 DOWNEY CA 90241 0 0 1 0 0001075186 MERUELO ALEX 9550 FIRESTONE BLVD., SUITE 105 DOWNEY CA 90241 0 0 1 0 0001372456 Armona Luis 9550 FIRESTONE BLVD., SUITE 105 DOWNEY CA 90241 0 0 0 1 Group Member Common 2010-05-24 4 S 0 75909 8.3565 D 1091931 I Footnotes Common 2010-05-25 4 S 0 154235 8.3192 D 937696 I Footnotes Common 2010-05-26 4 S 0 92811 8.2733 D 844885 I Footnotes This statement is jointly filed by and on behalf of each of Alex Meruelo Living Trust, Alex Meruelo, and Luis Armona. Mr. Meruelo is the sole trustee of the Trust and may be deemed to beneficially own securities owned by the Trust. Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. Each reporting person may be deemed to be a member of a group with respect to the issuer or securities of the issuer for the purposes of Section 13(d) or 13(g) of the Act. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, a member of a group with respect to the issuer or securities of the issuer. This transaction was executed in multiple trades on May 24, 2010 at prices ranging from $8.30 to $8.46. The price reported reflects the weighted average price. The reporting person(s) hereby undertake(s) to provide to the Commission staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of securities purchased at each separate price. Includes 940,303 shares owned directly by the Trust and 151,628 shares owned directly by Mr. Armona. This transaction was executed in multiple trades on May 25, 2010 at prices ranging from $8.26 to $8.65. The price reported reflects the weighted average price. The reporting person(s) hereby undertake(s) to provide to the Commission staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of securities purchased at each separate price. Includes 786,068 shares owned directly by the Trust and 151,628 shares owned directly by Mr. Armona This transaction was executed in multiple trades on May 25, 2010 at prices ranging from $8.34 to $8.25. The price reported reflects the weighted average price. The reporting person(s) hereby undertake(s) to provide to the Commission staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of securities purchased at each separate price. Includes 693,257 shares owned directly by the Trust and 151,628 shares owned directly by Mr. Armona. Meruelo Alex Living Trust by Alex Meruelo, Trustee 2010-05-26 Alex Meruelo 2010-05-26 Luis Armona 2010-05-26 -----END PRIVACY-ENHANCED MESSAGE-----