SEC FORM 4

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

Draper Fisher Jurvetson Fund IX LP

(Last)

(First)

(Middle)

C/O DFJ

2882 SAND HILL ROAD, SUITE 150

(Street)

MENLO PARK

94025

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
Redfin Corp [ RDFN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

Director	X	10% Owner
Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
08/02/2017

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

	Form filed by One Reporting Person
X	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	08/02/2017		C		6,109,256	A	⁽¹⁾	6,135,371	I	By Draper Fisher Jurvetson Fund IX, L.P.⁽²⁾
Common Stock	08/02/2017		C		224,354	A	⁽³⁾	6,359,725	I	By Draper Fisher Jurvetson Fund IX, L.P.⁽²⁾
Common Stock	08/02/2017		C		214,025	A	⁽⁴⁾	6,573,750	I	By Draper Fisher Jurvetson Fund IX, L.P.⁽²⁾
Common Stock	08/02/2017		C		197,993	A	⁽⁵⁾	6,771,743	I	By Draper Fisher Jurvetson Fund IX, L.P.⁽²⁾
Common Stock	08/02/2017		C		165,553	A	⁽¹⁾	166,260	I	By Draper Fisher Jurvetson Partners IX, LLC⁽⁶⁾
Common Stock	08/02/2017		C		6,079	A	⁽³⁾	172,339	I	By Draper Fisher Jurvetson Partners IX, LLC⁽⁶⁾
Common Stock	08/02/2017		C		5,799	A	⁽⁴⁾	178,138	I	By Draper Fisher Jurvetson Partners IX, LLC⁽⁶⁾
Common Stock	08/02/2017		C		5,365	A	⁽⁵⁾	183,503	I	By Draper Fisher Jurvetson Partners IX, LLC⁽⁶⁾
Common Stock	08/02/2017		C		217,492	A	⁽¹⁾	217,492	I	By Draper Associates, L.P⁽⁷⁾
Common Stock	08/02/2017		C		7,987	A	⁽³⁾	225,479	I	By Draper Associates, L.P.⁽⁷⁾
Common Stock	08/02/2017		C		7,619	A	⁽⁴⁾	7,619	I	By Draper Associates Riskmasters Fund II, LLC⁽⁸⁾
Common Stock	08/02/2017		C		7,048	A	⁽⁵⁾	7,977	I	By Draper Associates Riskmasters Fund III, LLC⁽⁹⁾

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Series C Preferred Stock	⁽¹⁾	08/02/2017		C			6,109,256	⁽¹⁾	⁽¹⁾	Common Stock	6,109,256	$0.00	0	I	By Draper Fisher Jurvetson Fund IX, L.P.⁽²⁾
Series D Preferred Stock	⁽³⁾	08/02/2017		C			224,354	⁽³⁾	⁽³⁾	Common Stock	224,354	$0.00	0	I	By Draper Fisher Jurvetson Fund IX, L.P.⁽²⁾
Series E Preferred Stock	⁽⁴⁾	08/02/2017		C			214,025	⁽⁴⁾	⁽⁴⁾	Common Stock	214,025	$0.00	0	I	By Draper Fisher Jurvetson Fund IX, L.P.⁽²⁾
Series F Preferred Stock	⁽⁵⁾	08/02/2017		C			197,993	⁽⁵⁾	⁽⁵⁾	Common Stock	197,993	$0.00	0	I	By Draper Fisher Jurvetson Fund IX, L.P.⁽²⁾
Series C Preferred Stock	⁽¹⁾	08/02/2017		C			165,553	⁽¹⁾	⁽¹⁾	Common Stock	165,553	$0.00	0	I	By Draper Fisher Jurvetson Partners IX, LLC⁽⁶⁾
Series D Preferred Stock	⁽³⁾	08/02/2017		C			6,079	⁽³⁾	⁽³⁾	Common Stock	6,079	$0.00	0	I	By Draper Fisher Jurvetson Partners IX, LLC⁽⁶⁾
Series E Preferred Stock	⁽⁴⁾	08/02/2017		C			5,799	⁽⁴⁾	⁽⁴⁾	Common Stock	5,799	$0.00	0	I	By Draper Fisher Jurvetson Partners IX, LLC⁽⁶⁾
Series F Preferred Stock	⁽⁵⁾	08/02/2017		C			5,365	⁽⁵⁾	⁽⁵⁾	Common Stock	5,365	$0.00	0	I	By Draper Fisher Jurvetson Partners IX, LLC⁽⁶⁾
Series C Preferred Stock	⁽¹⁾	08/02/2017		C			217,492	⁽¹⁾	⁽¹⁾	Common Stock	217,492	$0.00	0	I	By Draper Associates, L.P.⁽⁷⁾
Series D Preferred Stock	⁽³⁾	08/02/2017		C			7,987	⁽³⁾	⁽³⁾	Common Stock	7,987	$0.00	0	I	By Draper Associates, L.P.⁽⁷⁾
Series E Preferred Stock	⁽⁴⁾	08/02/2017		C			7,619	⁽⁴⁾	⁽⁴⁾	Common Stock	7,619	$0.00	0	I	By Draper Associates Riskmasters Fund II, LLC⁽⁸⁾
Series F Preferred Stock	⁽⁵⁾	08/02/2017		C			7,048	⁽⁵⁾	⁽⁵⁾	Common Stock	7,048	$0.00	0	I	By Draper Associates Riskmasters Fund III, LLC⁽⁹⁾

1. Name and Address of Reporting Person^*

Draper Fisher Jurvetson Fund IX LP

(Last)

(First)

(Middle)

C/O DFJ

2882 SAND HILL ROAD, SUITE 150

(Street)

MENLO PARK

94025

(City)

(State)

(Zip)

Relationship of Reporting Person(s) to Issuer

Director	X	10% Owner
Officer (give title below)		Other (specify below)

1. Name and Address of Reporting Person^*

Fisher John H N

(Last)

(First)

(Middle)

C/O DFJ

2882 SAND HILL ROAD, SUITE 150

(Street)

MENLO PARK

94025

(City)

(State)

(Zip)

Relationship of Reporting Person(s) to Issuer

Director	X	10% Owner
Officer (give title below)		Other (specify below)

1. Name and Address of Reporting Person^*

DRAPER TIMOTHY C

(Last)

(First)

(Middle)

C/ DFJ

2882 SAND HILL ROAD, SUITE 150

(Street)

MENLO PARK

94025

(City)

(State)

(Zip)

Relationship of Reporting Person(s) to Issuer

Director	X	10% Owner
Officer (give title below)		Other (specify below)

1. Name and Address of Reporting Person^*

Jurvetson Stephen T

(Last)

(First)

(Middle)

C/O DFJ

2882 SAND HILL ROAD, SUITE 150

(Street)

MENLO PARK

94025

(City)

(State)

(Zip)

Relationship of Reporting Person(s) to Issuer

Director	X	10% Owner
Officer (give title below)		Other (specify below)

1. Name and Address of Reporting Person^*

Draper Fisher Jurvetson Partners IX, LLC

(Last)

(First)

(Middle)

C/O DFJ

2882 SAND HILL ROAD, SUITE 150

(Street)

MENLO PARK

94025

(City)

(State)

(Zip)

Relationship of Reporting Person(s) to Issuer

Director	X	10% Owner
Officer (give title below)		Other (specify below)

Explanation of Responses:

1. Each share of the issuer's Series C Preferred Stock automatically converted into 1 share of the issuer's Common Stock on August 2, 2017 in connection with the closing of the issuer's sale of its Common Stock in its firm commitment initial public offering (the "IPO") pursuant to a registration statement on Form S-1 (File No. 333-219093) under the Securities Act of 1933, as amended (the "Registration Statement"), and had no expiration date.

2. These securities are held of record by Draper Fisher Jurvetson Fund IX, L.P. ("Fund IX"). Draper Fisher Jurvetson Fund IX Partners, L.P. ("Fund IX Partners") is the general partner of Fund IX. Timothy Draper, John H.N. Fisher and Stephen T. Jurvetson are the Managing Directors of Fund IX Partners and each may be deemed to share voting and investment power over the securities held by Fund IX. Each of such individuals disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

3. Each share of the issuer's Series D Preferred Stock automatically converted into 1 share of the issuer's Common Stock on August 2, 2017 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date.

4. Each share of the issuer's Series E Preferred Stock automatically converted into 1 share of the issuer's Common Stock on August 2, 2017 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date.

5. Each share of the issuer's Series F Preferred Stock automatically converted into 1 share of the issuer's Common Stock on August 2, 2017 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date.

6. These securities are held of record by Draper Fisher Jurvetson Partners IX, LLC ("Partners IX"). Partners IX invests lockstep alongside Fund IX. Messrs. Draper, Fisher and Jurvetson are the Managing Members of Partners IX and each may be deemed to share voting and investment power over the securities held by Partners IX. Each of such individuals disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

7. These securities are held of record by Draper Associates, L.P. ("DALP"). DALP invests lockstep alongside Fund IX. The general partner of DALP is Draper Associates, Inc., which is controlled by its President and majority shareholder, Timothy C. Draper. Mr. Draper may be deemed to have voting and investment power over the securities held by DALP. Mr. Draper disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

8. These securities are held of record by Draper Associates Riskmasters Fund II, LLC ("DARF II"). DARF II invests lockstep alongside Fund IX, instead and in place of DALP beginning June 2010. Mr. Draper is the Managing Member of DARF II and may be deemed to have voting and investment power over the securities held by DARF II. Mr. Draper disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

9. These securities are held of record by Draper Associates Riskmasters Fund III, LLC ("DARF III"). DARF III invests lockstep alongside Fund IX, instead and in place of DARF II beginning August 2013. Mr. Draper is the Managing Member of DARF III and may be deemed to have voting and investment power over the securities held by DARF III. Mr. Draper disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Remarks:

	/s/ John H.N. Fisher	08/02/2017
	/s/ Timothy C. Draper	08/02/2017
	/s/ Steven T. Jurvetson	08/02/2017
	/s/ Timothy C. Draper, Managing Member of DARF II, DARF III and Partners IX, General Partner of DALP, and Managing Director of Fund IX Partners, which is the general partner of Fund IX	08/02/2017
	/s/ John H.N. Fisher, Managing Member of Partners IX and Managing Director of Fund IX Partners, which is the general partner of Fund IX	08/02/2017
	** Signature of Reporting Person	Date
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