0001181431-14-038726.txt : 20141212
0001181431-14-038726.hdr.sgml : 20141212
20141212161017
ACCESSION NUMBER: 0001181431-14-038726
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141211
FILED AS OF DATE: 20141212
DATE AS OF CHANGE: 20141212
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Quintiles Transnational Holdings Inc.
CENTRAL INDEX KEY: 0001478242
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731]
IRS NUMBER: 271341991
STATE OF INCORPORATION: NC
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4820 EMPEROR BLVD.
CITY: DURHAM
STATE: NC
ZIP: 27703
BUSINESS PHONE: 919-998-2000
MAIL ADDRESS:
STREET 1: 4820 EMPEROR BLVD.
CITY: DURHAM
STATE: NC
ZIP: 27703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GREENBERG JACK M
CENTRAL INDEX KEY: 0001074611
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35907
FILM NUMBER: 141283751
MAIL ADDRESS:
STREET 1: 333 WEST WACKER DR
CITY: CHICAGO
STATE: IL
ZIP: 60606
4
1
rrd419552.xml
FORM 4 - GREENBERG
X0306
4
2014-12-11
0
0001478242
Quintiles Transnational Holdings Inc.
Q
0001074611
GREENBERG JACK M
C/O QUINTILES TRANSNATIONAL HOLDINGS INC
4820 EMPEROR BLVD.
DURHAM
NC
27703
1
0
0
0
Common Stock
2014-12-11
4
X
0
16908
15.88
A
27081
I
See footnote
Common Stock
2014-12-11
4
S
0
16908
57.25
D
10173
I
See footnote
Common Stock
2014-12-11
4
X
0
6600
21.2
A
7500
D
Common Stock
2014-12-11
4
S
0
6600
57.41
D
900
D
Common Stock
14827
I
See footnote
Stock Option (Right to Buy)
15.88
2014-12-11
4
X
0
16908
0
D
2018-06-01
Common Stock
16908
0
I
See footnote
Stock Option (Right to Buy)
21.2
2014-12-11
4
X
0
6600
0
D
2021-09-12
Common Stock
6600
0
D
Stock Option (Right to Buy)
15.88
2018-06-01
Common Stock
8092
8092
I
See footnote
Stock Option (Right to Buy)
21.2
2021-09-12
Common Stock
3400
3400
I
See footnote
The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 10, 2014.
The shares are held for the benefit of members of the reporting person's family. The reporting person may be deemed to have voting and dispositive power over the shares held for the benefit of members of his family. The reporting person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein.
The price reported in column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $57.20 to $57.34, inclusive. The reporting person undertakes to provide to Quintiles Transnational Holdings Inc., any security holder of Quintiles Transnational Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4.
This amount includes 900 restricted stock units ("RSUs") granted to the reporting person under the Quintiles Transnational Holdings Inc. 2013 Stock Incentive Plan on May 12, 2014.
The price reported in column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $57.34 to $57.53, inclusive. The reporting person undertakes to provide to Quintiles Transnational Holdings Inc., any security holder of Quintiles Transnational Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (5) to this Form 4.
This amount consists solely of RSUs.
Options granted to the reporting person under the Quintiles Transnational Holdings Inc. 2008 Stock Incentive Plan to purchase a total of 25,000 shares of Quintiles Transnational Holdings Inc. common stock, all of which are held for the benefit of members of the reporting person's family and of which 8,500 vested on June 1, 2009 and 8,250 vested on each of June 1, 2010 and June 1, 2011. The reporting person may be deemed to have voting and dispositive power over the options held for the benefit of members of his family. The reporting person disclaims beneficial ownership of the options except to the extent of his pecuniary interest therein.
Options granted to the reporting person under the Quintiles Transnational Holdings Inc. 2008 Stock Incentive Plan to purchase 6,600 shares of Quintiles Transnational Holdings Inc. common stock, of which 3,300 vested on each of September 12, 2013 and September 12, 2014.
Options granted to the reporting person under the Quintiles Transnational Holdings Inc. 2008 Stock Incentive Plan to purchase 3,400 shares of Quintiles Transnational Holdings Inc. common stock, all of which are held for the benefit of members of the reporting person's family and vested on June 1, 2011. The reporting person may be deemed to have voting and dispositive power over the options held for the benefit of members of his family. The reporting person disclaims beneficial ownership of the options except to the extent of his pecuniary interest therein.
/s/ James Erlinger III, Attorney-in-Fact for Jack M. Greenberg
2014-12-11