0000759458-11-000073.txt : 20111114 0000759458-11-000073.hdr.sgml : 20111111 20111114100931 ACCESSION NUMBER: 0000759458-11-000073 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111114 DATE AS OF CHANGE: 20111114 EFFECTIVENESS DATE: 20111114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CANANDAIGUA NATIONAL BANK & TRUST CO CENTRAL INDEX KEY: 0001074266 IRS NUMBER: 160373410 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-07428 FILM NUMBER: 111198610 BUSINESS ADDRESS: STREET 1: 72 S MAIN ST CITY: CANANDAIGUA STATE: NY ZIP: 14424 MAIL ADDRESS: STREET 1: 72 S MAIN STREET CITY: CANANDAIGUA STATE: NY ZIP: 14424 13F-HR 1 cnb13fsubmission201109.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Quarter Ended: September 30, 2011 Check here if amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Canandaigua National Bank and Trust Company Address: 72 South Main Street Canandaigua, NY 14424 13F File Number: 28-7428 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Beth Uhlen Title: Vice Pres. and Trust Operations Mgr Phone: 585-393-6113 Signature, Place, and Date of Signing: Beth Uhlen Canandaigua, New York September 30, 2011 Report Type (Check only one.): [X] 13F HPLDING REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13 F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 From 13F Information Table Entry Total 149 Form 13F Information Table Value Total 201900231
Voting Authority Market SH/ Invest Other Name Of Issuer Type Cusip Value Shares/PV PRN Disc Mgrs Sole Share None Aflac, Inc. Equity 001055102 584,434 16,722 SH Sole 0 16,192 0 530 AT&T Inc. Equity 00206R102 3,864,916 135,516 SH Sole 0 130,156 200 5,160 Abbott Laboratories Equity 002824100 1,534,302 30,002 SH Sole 0 25,812 80 4,110 Adobe Sys Inc. Equity 00724F101 383,095 15,850 SH Sole 0 13,700 150 2,000 Alcoa Inc. Equity 013817101 143,119 14,955 SH Sole 0 14,955 0 0 Altria Group Inc Equity 02209S103 398,075 14,848 SH Sole 0 10,078 0 4,770 American Express Co Equity 025816109 267,155 5,950 SH Sole 0 5,950 0 0 American Independence Stock Fd Equity 026762708 160,248 13,444 SH Sole 0 5,216 0 8,228 Inst CL Amgen Inc. Equity 031162100 398,570 7,252 SH Sole 0 7,252 0 0 Apache Corp Equity 037411105 918,427 11,446 SH Sole 0 11,446 0 0 Apple Inc Equity 037833100 3,192,030 8,371 SH Sole 0 7,211 0 1,160 Avon Products Inc Equity 054303102 499,075 25,463 SH Sole 0 25,463 0 0 Baker Hughes Inc Equity 057224107 372,984 8,082 SH Sole 0 8,082 0 0 Bank Amer Corp Equity 060505104 398,785 65,161 SH Sole 0 62,199 0 2,962 Bank New York Mellon Corp Equity 064058100 330,716 17,790 SH Sole 0 16,240 175 1,375 Baxter International, Inc. Equity 071813109 305,570 5,443 SH Sole 0 5,043 0 400 Becton Dickinson & Co Equity 075887109 308,091 4,202 SH Sole 0 3,802 0 400 Berkshire Hathaway Inc Cl B Equity 084670702 480,444 6,763 SH Sole 0 6,763 0 0 Boeing Co Equity 097023105 568,128 9,389 SH Sole 0 8,739 0 650 Bristol-Myers Squibb Co. Equity 110122108 2,314,024 73,742 SH Sole 0 73,742 0 0 CVS/Caremark Corp Equity 126650100 1,455,555 43,333 SH Sole 0 40,773 0 2,560 Canadian Natl Ry Co Equity 136375102 1,088,916 16,355 SH Sole 0 15,630 0 725 Carnival Corp Equity 143658300 393,658 12,992 SH Sole 0 12,742 250 0 Caterpillar Inc Equity 149123101 2,155,685 29,194 SH Sole 0 29,044 0 150 Cerner Corp. Equity 156782104 223,375 3,260 SH Sole 0 460 0 2,800 Chevron Corporation Equity 166764100 5,051,433 54,557 SH Sole 0 52,577 45 1,935 Chubb Corp Equity 171232101 202,766 3,380 SH Sole 0 2,730 0 650 Cisco Systems Equity 17275R102 1,498,447 96,674 SH Sole 0 84,879 300 11,495 Clorox Co Equity 189054109 618,196 9,320 SH Sole 0 9,320 0 0 Coca Cola Co Equity 191216100 2,817,657 41,706 SH Sole 0 41,676 0 30 Colgate Palmolive Co Equity 194162103 1,350,596 15,230 SH Sole 0 15,230 0 0 Comcast Corp New Cl A Equity 20030N101 301,436 14,409 SH Sole 0 12,134 0 2,275 ConocoPhillips Equity 20825C104 1,470,924 23,230 SH Sole 0 22,130 0 1,100 Constellation Brands Inc Cl A Equity 21036P108 1,026,468 57,026 SH Sole 0 57,026 0 0 Corning Inc. Equity 219350105 454,477 36,770 SH Sole 0 30,770 0 6,000 DFA International Real Estate Equity 233203348 1,593,323 350,952 SH Sole 0 344,835 0 6,117 Securities Danaher Corp Equity 235851102 825,841 19,691 SH Sole 0 19,691 0 0 Darden Restaurants Inc Equity 237194105 1,183,577 27,686 SH Sole 0 27,686 0 0 Deere & Co Equity 244199105 843,865 13,069 SH Sole 0 12,176 43 850 Disney Walt Co Equity 254687106 1,358,527 45,044 SH Sole 0 44,444 200 400 Dominion Res Inc VA New Equity 25746U109 339,702 6,691 SH Sole 0 6,491 0 200 Dow Chemical Co Equity 260543103 514,783 22,920 SH Sole 0 22,395 125 400 Du Pont De Nemours Ei Co Equity 263534109 1,406,265 35,183 SH Sole 0 33,498 60 1,625 EMC Corp Mass Equity 268648102 687,464 32,752 SH Sole 0 30,692 0 2,060 Eastman Chemical Co. Equity 277432100 849,841 12,401 SH Sole 0 12,401 0 0 Eastman Kodak Co Equity 277461109 18,147 23,262 SH Sole 0 23,262 0 0 Eaton Corp Equity 278058102 211,758 5,965 SH Sole 0 4,765 0 1,200 Eber Bros & Co Class A Equity 278652102 462,500 1,850 SH Sole 0 1,850 0 0 Emerson Elec Co Equity 291011104 456,352 11,047 SH Sole 0 10,382 100 565 Entergy Corp Equity 29364G103 904,859 13,650 SH Sole 0 13,550 0 100 Exelon Corp Equity 30161N101 1,333,949 31,306 SH Sole 0 30,306 0 1,000 Exxon-Mobil Corp Equity 30231G102 18,522,829 255,030 SH Sole 0 250,745 1,075 3,210 Financial Instn 8.48% Ser B-1 Preferred 317585305 3,321,500 33,215 SH Sole 0 5,418 0 27,797 Financial Institutions, Inc Equity 317585404 10,901,970 764,514 SH Sole 0 511,534 0 252,980 Ford Motor Company Equity 345370860 98,779 10,215 SH Sole 0 10,215 0 0 Franklin NY Tax Free Equity 354128308 293,700 25,606 SH Sole 0 25,606 0 0 Intermediate Class A Freeport-McMoRan Copper & Gold Equity 35671D857 226,913 7,452 SH Sole 0 7,452 0 0 American Fundamental Investors Equity 360802821 241,442 7,536 SH Sole 0 7,536 0 0 Cl F-2 General Dynamics Corp Equity 369550108 708,906 12,461 SH Sole 0 12,461 0 0 General Electric Co. Equity 369604103 6,216,746 408,459 SH Sole 0 392,354 275 15,830 General Mills Inc Equity 370334104 1,289,030 33,490 SH Sole 0 32,390 0 1,100 Gilead Sci Inc. Equity 375558103 373,062 9,615 SH Sole 0 7,390 0 2,225 Goldman Sachs Group Inc. Equity 38141G104 481,354 5,091 SH Sole 0 4,841 0 250 Google Inc Equity 38259P508 1,259,788 2,446 SH Sole 0 2,111 15 320 Harris Corp Del Equity 413875105 255,899 7,489 SH Sole 0 7,389 100 0 Heinz H J Co Equity 423074103 372,038 7,370 SH Sole 0 6,725 0 645 Hewlett Packard Co Equity 428236103 459,192 20,454 SH Sole 0 20,187 192 75 Home Depot Inc Equity 437076102 350,887 10,675 SH Sole 0 10,625 0 50 Home Properties Inc. Equity 437306103 2,511,006 44,239 SH Sole 0 43,839 0 400 Honeywell Intl Inc Equity 438516106 426,410 9,711 SH Sole 0 9,711 0 0 UIT Hutton Tel Equity 447900101 48,772 17,800 SH Sole 0 17,800 0 0 ITT Corp. Inc. Equity 450911102 358,092 8,526 SH Sole 0 8,526 0 0 Intel Corp. Equity 458140100 1,725,319 80,868 SH Sole 0 78,318 0 2,550 Intl Business Machines Corp Equity 459200101 6,684,056 38,223 SH Sole 0 37,556 0 667 JP Morgan Chase & Co Equity 46625H100 3,927,829 130,406 SH Sole 0 129,916 100 390 Jacobs Engineering Group,Inc. Equity 469814107 893,787 27,680 SH Sole 0 24,905 100 2,675 Johnson & Johnson Equity 478160104 4,778,279 75,024 SH Sole 0 73,370 100 1,554 Kellogg Co Equity 487836108 538,017 10,115 SH Sole 0 10,115 0 0 Kimberly Clark Corp Equity 494368103 1,052,794 14,826 SH Sole 0 13,620 36 1,170 Kraft Foods Inc Cl A Equity 50075N104 497,219 14,807 SH Sole 0 13,013 0 1,794 Lennar Corporation Equity 526057104 226,118 16,700 SH Sole 0 15,100 0 1,600 Lilly Eli & Co Equity 532457108 466,931 12,630 SH Sole 0 10,690 100 1,840 Lockheed Martin Corp Com Equity 539830109 1,293,283 17,804 SH Sole 0 17,754 50 0 Lowes Companies Inc Equity 548661107 787,196 40,703 SH Sole 0 34,303 0 6,400 McCormick & Co Inc Equity 579780206 399,284 8,650 SH Sole 0 8,650 0 0 McDonalds Corp Equity 580135101 4,606,159 52,450 SH Sole 0 50,971 29 1,450 Medco Health Solutions Equity 58405U102 1,340,351 28,585 SH Sole 0 28,550 0 35 Medtronic Inc Equity 585055106 714,560 21,497 SH Sole 0 21,168 0 329 Merck & Co Inc New Equity 58933Y105 2,357,310 72,089 SH Sole 0 68,814 50 3,225 Microsoft Corporation Equity 594918104 2,628,932 105,622 SH Sole 0 100,976 0 4,646 Microchip Technology Inc. Equity 595017104 374,564 12,040 SH Sole 0 11,990 0 50 National Fuel Gas Company Equity 636180101 200,416 4,117 SH Sole 0 4,117 0 0 Nestle Adr Equity 641069406 634,703 11,507 SH Sole 0 11,507 0 0 NextEra Energy Inc Equity 65339F101 1,166,994 21,603 SH Sole 0 21,403 0 200 Nike, Inc. Class B Equity 654106103 412,158 4,820 SH Sole 0 3,340 0 1,480 Norfolk Southern Corp Equity 655844108 1,568,702 25,708 SH Sole 0 25,208 0 500 Novartis Ag Sponsored Adr Equity 66987V109 229,047 4,107 SH Sole 0 4,107 0 0 Oppenheimer Global Strategic Equity 68380K102 51,416 12,695 SH Sole 0 12,695 0 0 Inc A Oracle Corporation Equity 68389X105 5,254,534 182,830 SH Sole 0 181,944 326 560 Paychex Inc. Equity 704326107 3,372,037 127,874 SH Sole 0 127,874 0 0 Pepsico Inc Equity 713448108 3,267,144 52,781 SH Sole 0 48,796 135 3,850 Pfizer Inc. Equity 717081103 2,554,247 144,471 SH Sole 0 137,624 0 6,847 Philip Morris Intl Inc Equity 718172109 735,647 11,793 SH Sole 0 9,268 0 2,525 Pitney Bowes Equity 724479100 468,590 24,925 SH Sole 0 23,725 0 1,200 Praxair, Inc. Equity 74005P104 1,925,688 20,600 SH Sole 0 20,425 0 175 Precision Castparts Corp Equity 740189105 310,920 2,000 SH Sole 0 2,000 0 0 Procter & Gamble Co Equity 742718109 6,609,702 104,617 SH Sole 0 102,622 100 1,895 Qualcomm Inc Equity 747525103 718,897 14,783 SH Sole 0 13,583 0 1,200 Royal Dutch Shell Plc Adr Cl A Equity 780259206 503,049 8,177 SH Sole 0 7,412 65 700 Schlumberger Ltd Equity 806857108 1,483,036 24,829 SH Sole 0 22,954 0 1,875 Scout International Equity 81063U503 249,116 9,344 SH Sole 0 3,598 0 5,746 Snap-On Inc. Equity 833034101 1,229,880 27,700 SH Sole 0 27,700 0 0 Southern Co Equity 842587107 1,826,232 43,102 SH Sole 0 41,052 0 2,050 Sovran Self Storage Inc. Equity 84610H108 724,072 19,480 SH Sole 0 18,730 150 600 Staples, Inc. Equity 855030102 164,162 12,343 SH Sole 0 12,043 300 0 State Street Corp. Equity 857477103 405,698 12,615 SH Sole 0 12,490 125 0 Stryker Corp. Equity 863667101 1,157,984 24,570 SH Sole 0 21,945 0 2,625 Sysco Corp Equity 871829107 281,145 10,855 SH Sole 0 10,355 0 500 TCF Financial Corp Equity 872275102 441,512 48,200 SH Sole 0 48,200 0 0 TJX Cos Inc New Equity 872540109 287,057 5,175 SH Sole 0 4,625 0 550 Target Corp. Equity 87612E106 580,388 11,835 SH Sole 0 11,685 150 0 Teva Pharmaceutical Inds Ltd Equity 881624209 1,468,106 39,444 SH Sole 0 36,159 120 3,165 Adr Texas Instruments Inc Equity 882508104 410,090 15,388 SH Sole 0 12,388 0 3,000 3M Company Equity 88579Y101 2,269,641 31,615 SH Sole 0 31,020 65 530 Tootsie Roll Inds Inc Equity 890516107 610,622 25,316 SH Sole 0 25,316 0 0 Travelers Cos Inc. Equity 89417E109 700,153 14,368 SH Sole 0 13,668 0 700 Unilever Nv New York Shs New Equity 904784709 479,876 15,239 SH Sole 0 15,239 0 0 Union Pacific Corp Equity 907818108 308,223 3,774 SH Sole 0 3,685 34 55 United Parcel Service Inc Equity 911312106 234,287 3,710 SH Sole 0 2,545 0 1,165 United Technologies Corp Equity 913017109 5,965,402 84,784 SH Sole 0 82,534 60 2,190 Unitedhealth Group Inc Equity 91324P102 209,615 4,545 SH Sole 0 3,020 0 1,525 V.F. Corp Equity 918204108 642,112 5,284 SH Sole 0 4,804 0 480 Vanguard Total Bond Market ETF Equity 921937835 1,112,486 13,285 SH Sole 0 5,515 0 7,770 Verizon Communications Equity 92343V104 3,595,728 97,710 SH Sole 0 94,667 12 3,031 Wal-Mart Stores Inc Equity 931142103 936,017 18,035 SH Sole 0 17,160 0 875 Walgreen Co Equity 931422109 360,343 10,956 SH Sole 0 10,131 0 825 Wells Fargo & Company Equity 949746101 1,118,083 46,355 SH Sole 0 44,775 0 1,580 Xerox Corp Equity 984121103 360,802 51,765 SH Sole 0 51,765 0 0 Zimmer Hldgs Inc Equity 98956P102 297,563 5,564 SH Sole 0 5,564 0 0 Thirteen Partners LP Equity 99582147 3,668,376 1 SH Sole 0 1 0 0 Saxon Glass Technologies, Inc. Equity 99582160 1,119,737 24 SH Sole 0 24 0 0 AIG Fractional CUSIP Equity ACG874152 22,276 53,077 SH Sole 0 53,077 0 0 Accenture PLC Equity G1151C101 701,171 13,310 SH Sole 0 13,310 0 0 Covidien Plc Equity G2554F113 262,483 5,952 SH Sole 0 5,350 67 535 Ingersoll-Rand PLC Equity G47791101 353,428 12,582 SH Sole 0 12,582 0 0 Noble Corporation Equity H5833N103 1,138,721 38,798 SH Sole 0 38,598 125 75 Tyco Intl Ltd Equity H89128104 207,295 5,087 SH Sole 0 5,087 0 0 Rayonier Inc REIT Fractional Equity HFE907109 0 50,000 SH Sole 0 50,000 0 0 CUSIP JCI Ltd Common Stock Equity JKDA98806 589 29,442 SH Sole 0 29,442 0 0