0001144204-12-031501.txt : 20120523 0001144204-12-031501.hdr.sgml : 20120523 20120523164315 ACCESSION NUMBER: 0001144204-12-031501 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120521 FILED AS OF DATE: 20120523 DATE AS OF CHANGE: 20120523 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GREENHAUS SHELLEY F CENTRAL INDEX KEY: 0001251922 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34530 FILM NUMBER: 12864681 MAIL ADDRESS: STREET 1: C/O BARNEYS NEW YORK INC STREET 2: 575 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gendal Steven K. CENTRAL INDEX KEY: 0001434803 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34530 FILM NUMBER: 12864680 MAIL ADDRESS: STREET 1: C/O WHIPPOORWILL ASSOCIATES, INC. STREET 2: 11 MARTINE AVENUE CITY: WHITE PLAINS STATE: NY ZIP: 10606 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: US CONCRETE INC CENTRAL INDEX KEY: 0001073429 STANDARD INDUSTRIAL CLASSIFICATION: CONCRETE PRODUCTS, EXCEPT BLOCK & BRICK [3272] IRS NUMBER: 760586680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2925 BRIARPARK STREET 2: SUITE 1050 CITY: HOUSTON STATE: TX ZIP: 77042 BUSINESS PHONE: 713-499-6200 MAIL ADDRESS: STREET 1: 2925 BRIARPARK STREET 2: SUITE 1050 CITY: HOUSTON STATE: TX ZIP: 77042 FORMER COMPANY: FORMER CONFORMED NAME: RMX INDUSTRIES INC DATE OF NAME CHANGE: 19981113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WHIPPOORWILL ASSOCIATES, INC. CENTRAL INDEX KEY: 0001197259 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34530 FILM NUMBER: 12864682 BUSINESS ADDRESS: STREET 1: 11 MARTINE AVENUE CITY: WHITE PLAINS STATE: NY ZIP: 10606 BUSINESS PHONE: 9146831002 MAIL ADDRESS: STREET 1: 11 MARTINE AVENUE CITY: WHITE PLAINS STATE: NY ZIP: 10606 FORMER NAME: FORMER CONFORMED NAME: WHIPPOORWILL ASSOCIATES INC DATE OF NAME CHANGE: 20021008 4 1 v314153_4.xml OWNERSHIP DOCUMENT X0305 4 2012-05-21 0 0001073429 US CONCRETE INC USCR 0001197259 WHIPPOORWILL ASSOCIATES, INC. 11 MARTINE AVENUE WHITE PLAINS NY 10606 0 0 1 0 0001251922 GREENHAUS SHELLEY F C/O WHIPPOORWILL ASSOCIATES, INC. 11 MARTINE AVENUE WHITE PLAINS NY 10606 0 0 1 0 0001434803 Gendal Steven K. C/O WHIPPOORWILL ASSOCIATES, INC. 11 MARTINE AVENUE WHITE PLAINS NY 10606 0 0 1 0 Common Stock, par value $0.001 per share 2012-05-21 4 P 0 25000 4.90 A 2611762 D Common Stock, par value $0.001 per share 2012-05-21 4 P 0 1055 4.90 A 2612817 D This is a joint filing by Whippoorwill Associates, Inc. ("Whippoorwill"), Shelley F. Greenhaus and Steven K. Gendal (collectively, the "Reporting Persons"). Whippoorwill is the designated filer. The Reporting Persons are filing this joint Form 4 because each of them may be deemed to be a beneficial owner of the shares covered by this Form 4. The reporting persons disclaim membership in a group with respect to the securities reported herein. /s/ Shelley F. Greenhaus, President, on behalf of Whippoorwill Associates, Inc. 2012-05-23 /s/ Shelley F. Greenhaus 2012-05-23 /s/ Steven K. Gendal 2012-05-23