0001209191-23-029450.txt : 20230515
0001209191-23-029450.hdr.sgml : 20230515
20230515162100
ACCESSION NUMBER: 0001209191-23-029450
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230515
FILED AS OF DATE: 20230515
DATE AS OF CHANGE: 20230515
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KEITHLEY JOSEPH P
CENTRAL INDEX KEY: 0001073329
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-30941
FILM NUMBER: 23922819
MAIL ADDRESS:
STREET 1: NORDSON CORP
STREET 2: 28601 CLEMENS RD
CITY: WESTLAKE
STATE: OH
ZIP: 44145
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AXCELIS TECHNOLOGIES INC
CENTRAL INDEX KEY: 0001113232
STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559]
IRS NUMBER: 341818596
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 108 CHERRY HILL DRIVE
CITY: BEVERLY
STATE: MA
ZIP: 01915
BUSINESS PHONE: 978-787-4000
MAIL ADDRESS:
STREET 1: 108 CHERRY HILL DRIVE
CITY: BEVERLY
STATE: MA
ZIP: 01915
FORMER COMPANY:
FORMER CONFORMED NAME: EATON SEMICONDUCTOR EQUIPMENT INC
DATE OF NAME CHANGE: 20000501
4
1
doc4.xml
FORM 4 SUBMISSION
X0407
4
2023-05-15
0
0001113232
AXCELIS TECHNOLOGIES INC
ACLS
0001073329
KEITHLEY JOSEPH P
C/O AXCELIS TECHNOLOGIES, INC.
108 CHERRY HILL DRIVE
BEVERLY
MA
01915
1
0
0
0
0
Common Stock
2023-05-15
4
S
0
2000
125.19
D
11375
D
Common Stock
2023-05-15
4
S
0
1000
127.84
D
10375
D
Common Stock
2023-05-15
4
A
0
1282
0.00
A
11657
D
The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $125.01 to $125.23, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
Of the shares held after this sale on May 15, 2023, 2,689 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture.
The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $127.71 to $127.91, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of service on the Board of Directors, these restricted stock units will vest on May 15, 2024.
Of the shares held after this grant on of May 15, 2023, 3,971 shares were issuable on vesting of restricted stock units granted to the director under the 2012 Equity Incentive Plan and are subject to forfeiture.
Lynnette C. Fallon, as attorney in fact for Joseph P. Keithley
2023-05-15