0001071640-20-000002.txt : 20200204 0001071640-20-000002.hdr.sgml : 20200204 20200204110701 ACCESSION NUMBER: 0001071640-20-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200204 DATE AS OF CHANGE: 20200204 EFFECTIVENESS DATE: 20200204 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PARK AVENUE SECURITIES LLC CENTRAL INDEX KEY: 0001071640 IRS NUMBER: 134023176 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16353 FILM NUMBER: 20571129 BUSINESS ADDRESS: STREET 1: 10 HUDSON YARDS CITY: NEW YORK STATE: NY ZIP: 10001 BUSINESS PHONE: 212-919-5315 MAIL ADDRESS: STREET 1: 10 HUDSON YARDS CITY: NEW YORK STATE: NY ZIP: 10001 FORMER COMPANY: FORMER CONFORMED NAME: PARK AVENUE SECURITIES LLC /BD DATE OF NAME CHANGE: 20020129 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001071640 XXXXXXXX 12-31-2019 12-31-2019 PARK AVENUE SECURITIES LLC

10 HUDSON YARDS NEW YORK NY 10001

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25238 186286 SH SOLE 0 0 0 ISHARES TR BARCLAYS 7-10 YR TREAS BD ETF ETF 464287440 1128 10238 SH SOLE 0 0 0 ISHARES TR CALIF MUNI BD ETF FD ETF 464288356 203 3310 SH SOLE 0 0 0 ISHARES TR CORE 1-5 YR USD BD ETF ETF 46432F859 414 8211 SH SOLE 0 0 0 ISHARES TR CORE DIVID GROWTH ETF ETF 46434V621 2668 63424 SH SOLE 0 0 0 ISHARES TR CORE HIGH DIVID ETF ETF 46429B663 1708 17414 SH SOLE 0 0 0 ISHARES TR CORE MSCI EAFE ETF ETF 46432F842 136322 2089539 SH SOLE 0 0 0 ISHARES TR CORE MSCI TOTAL INTL STK ETF ETF 46432F834 4875 78759 SH SOLE 0 0 0 ISHARES TR CORE S&P 500 ETF ETF 464287200 333469 1031647 SH SOLE 0 0 0 ISHARES TR CORE S&P MID-CAP ETF ETF 464287507 22690 110242 SH SOLE 0 0 0 ISHARES TR CORE S&P SMALL-CAP ETF ETF 464287804 1366 16286 SH SOLE 0 0 0 ISHARES TR CORE S&P TOTAL U S STK MKT ETF ETF 464287150 80638 1109340 SH SOLE 0 0 0 ISHARES TR CORE U S AGGREGATE BD ETF ETF 464287226 4201 37381 SH SOLE 0 0 0 ISHARES TR CURRENCY HEDGED MSCI EUROZONE ETF ETF 46434V639 1093 34404 SH SOLE 0 0 0 ISHARES TR EDGE MSCI USA MOMENTUM FACTOR ETF ETF 46432F396 253 2012 SH SOLE 0 0 0 ISHARES TR EDGE MSCI USA QUALITY FACTOR ETF ETF 46432F339 95429 944843 SH SOLE 0 0 0 ISHARES TR EDGE MSCI USA SIZE FACTOR ETF ETF 46432F370 57656 591894 SH SOLE 0 0 0 ISHARES TR FLTG RATE NT ETF ETF 46429B655 5056 99293 SH SOLE 0 0 0 ISHARES TR GLOBAL FINLS ETF ETF 464287333 745 10842 SH SOLE 0 0 0 ISHARES TR GLOBAL TECH ETF ETF 464287291 64307 305512 SH SOLE 0 0 0 ISHARES TR IBOXX $ HIGH YIELD CORP BD ETF ETF 464288513 12145 138101 SH SOLE 0 0 0 ISHARES TR IBOXX USD INVT GRADE CORP BD ETF ETF 464287242 4532 35414 SH SOLE 0 0 0 ISHARES TR INTERMEDIATE-TERM CR BD ETF ETF 464288638 57603 993497 SH SOLE 0 0 0 ISHARES TR ISHARES CORE MSCI PAC ETF ETF 46434V696 388 6650 SH SOLE 0 0 0 ISHARES TR JPMORGAN USD EMERGING MKTS BD ETF ETF 464288281 7680 67042 SH SOLE 0 0 0 ISHARES TR MBS ETF ETF 464288588 69438 642592 SH SOLE 0 0 0 ISHARES TR MORNINGSTAR LARGE-CAP GROWTH ETF ETF 464287119 362 1724 SH SOLE 0 0 0 ISHARES TR MSCI ACWI EX US ETF ETF 464288240 2545 51803 SH SOLE 0 0 0 ISHARES TR MSCI ALL COUNTRY ASIA EX JAPAN ETF ETF 464288182 512 6967 SH SOLE 0 0 0 ISHARES TR MSCI EAFE ESG OPTIMIZED ETF ETF 46435G516 1635 23787 SH SOLE 0 0 0 ISHARES TR MSCI EAFE ETF ETF 464287465 52037 749374 SH SOLE 0 0 0 ISHARES TR MSCI EAFE VALUE ETF ETF 464288877 17044 341354 SH SOLE 0 0 0 ISHARES TR MSCI EMERGING MKTS INDEX FD ETF 464287234 12803 285327 SH SOLE 0 0 0 ISHARES TR MSCI INDIA SMALL CAP ETF ETF 46429B614 740 20594 SH SOLE 0 0 0 ISHARES TR MSCI USA MINIMUM VOLATILITY ETF ETF 46429B697 58491 891624 SH SOLE 0 0 0 ISHARES TR MSCI UTD KINGDOM ETF NEW ETF NEW 46435G334 383 11237 SH SOLE 0 0 0 ISHARES TR MTG REAL ESTATE ETF ETF 46435G342 830 18631 SH SOLE 0 0 0 ISHARES TR N Y MUNI BD ETF FD ETF 464288323 214 3751 SH SOLE 0 0 0 ISHARES TR NASDAQ BIOTECHNOLOGY ETF ETF 464287556 1037 8601 SH SOLE 0 0 0 ISHARES TR NATL MUN BD ETF FD ETF 464288414 5400 47409 SH SOLE 0 0 0 ISHARES TR PFD & INCOME SECS ETF ETF 464288687 5270 140200 SH SOLE 0 0 0 ISHARES TR RUSSELL 1000 ETF ETF 464287622 317 1776 SH SOLE 0 0 0 ISHARES TR RUSSELL 1000 GROWTH ETF ETF 464287614 21546 122474 SH SOLE 0 0 0 ISHARES TR RUSSELL 1000 VALUE ETF ETF 464287598 50492 369958 SH SOLE 0 0 0 ISHARES TR RUSSELL 2000 ETF ETF 464287655 815 4921 SH SOLE 0 0 0 ISHARES TR RUSSELL 2000 GROWTH ETF ETF 464287648 244 1138 SH SOLE 0 0 0 ISHARES TR RUSSELL 3000 ETF ETF 464287689 11826 62740 SH SOLE 0 0 0 ISHARES TR RUSSELL MID-CAP GROWTH ETF ETF 464287481 392 2566 SH SOLE 0 0 0 ISHARES TR S&P 500 GROWTH ETF ETF 464287309 2316 11958 SH SOLE 0 0 0 ISHARES TR S&P MIDCAP 400 VALUE ETF ETF 464287705 750 4393 SH SOLE 0 0 0 ISHARES TR S&P SMALL-CAP 600 GROWTH ETF ETF 464287887 294 1520 SH SOLE 0 0 0 ISHARES TR SHORT TREAS BD ETF ETF 464288679 682 6172 SH SOLE 0 0 0 ISHARES TR SHORT-TERM CORP BD ETF ETF 464288646 2259 42126 SH SOLE 0 0 0 ISHARES TR SHORT-TERM NATL MUN BD ETF FD ETF 464288158 329 3079 SH SOLE 0 0 0 ISHARES TR TIPS BD ETF ETF 464287176 514 4406 SH SOLE 0 0 0 ISHARES TR U S TREAS BD ETF ETF 46429B267 224482 8653892 SH SOLE 0 0 0 ISHARES TR US AEROSPACE & DEFENSE ETF ETF 464288760 535 2407 SH SOLE 0 0 0 ISHARES U S ETF TR SHORT MATURITY BD ETF ETF 46431W507 42452 844814 SH SOLE 0 0 0 ITAU UNIBANCO HLDG SA NS SPONSORED ADR REPSTG 500 PFD ISIN#US4655621062 SPONSORED ADR 465562106 137 14936 SH SOLE 0 0 0 JAZZ PHARMACEUTICALS PLC SHS USD ISIN#IE00B4Q5ZN47 SHS G50871105 257 1721 SH SOLE 0 0 0 JOHNSON & JOHNSON COM COM 478160104 3609 24740 SH SOLE 0 0 0 JOHNSON CTLS INTL PLC SHS ISIN#IE00BY7QL619 SHS G51502105 497 12198 SH SOLE 0 0 0 JP MORGAN CHASE & CO COM ISIN#US46625H1005 COM 46625H100 5742 41193 SH SOLE 0 0 0 JPMORGAN CHASE & CO ALERIAN MLP INDEX ETN BASED ON WAP EXP 05/24/24 ALERIAN ML ETN 46625H365 214 9818 SH SOLE 0 0 0 KANSAS CITY SOUTHN COM NEW COM NEW 485170302 392 2557 SH SOLE 0 0 0 KEYCORP NEW COM COM 493267108 435 21499 SH SOLE 0 0 0 KEYSIGHT TECHNOLOGIES INC COM COM 49338L103 601 5859 SH SOLE 0 0 0 KIMBERLY CLARK CORP COM COM 494368103 1385 10069 SH SOLE 0 0 0 KINDER MORGAN INC DEL COM COM 49456B101 289 13660 SH SOLE 0 0 0 LABORATORY CORP AMER HLDGS COM NEW COM NEW 50540R409 216 1278 SH SOLE 0 0 0 LAM RESEARCH CORP COM 512807108 404 1383 SH SOLE 0 0 0 LAMAR ADVERTISING CO NEW CL A CL A 512816109 1468 16448 SH SOLE 0 0 0 LEGGETT & PLATT INC COM SHS 524660107 328 6452 SH SOLE 0 0 0 LIBERTY PPTY TR SH BEN INT SHS BEN INT 531172104 1673 27858 SH SOLE 0 0 0 LILLY ELI & CO COM COM 532457108 640 4871 SH SOLE 0 0 0 LINDE PLC SH ISIN#IE00BZ12WP82 SHS G5494J103 2081 9775 SH SOLE 0 0 0 LLOYDS BANKING GROUP PLC SPONS ADR ISIN#US5394391099 ADR 539439109 130 39278 SH SOLE 0 0 0 LOCKHEED MARTIN CORP COM COM 539830109 3057 7851 SH SOLE 0 0 0 LOEWS CORP COM COM 540424108 237 4506 SH SOLE 0 0 0 LOWES COS INC COM COM 548661107 1097 9162 SH SOLE 0 0 0 LRAD CORP COM COM 50213V109 65 20000 SH SOLE 0 0 0 LULULEMON ATHLETICA INC COM COM 550021109 450 1942 SH SOLE 0 0 0 LYFT INC CL A CL A 55087P104 542 12598 SH SOLE 0 0 0 LYONDELLBASELL INDUSTRIES N V ORD SHS CL A SHS CL A N53745100 390 4129 SH SOLE 0 0 0 MAGNA INTERNATIONAL INC COM ISIN#CA5592224011 COM 559222401 946 17249 SH SOLE 0 0 0 MARKETAXESS HLDGS INC COM COM 57060D108 224 591 SH SOLE 0 0 0 MASCO CORP COM COM 574599106 330 6873 SH SOLE 0 0 0 MASTERCARD INC CL A COM COM 57636Q104 9819 32885 SH SOLE 0 0 0 MCDONALDS CORP COM 580135101 1851 9364 SH SOLE 0 0 0 MEDTRONIC PLC SHS ISIN#IE00BTN1Y115 SHS G5960L103 1945 17145 SH SOLE 0 0 0 MERCK & CO INC NEW COM COM NEW 58933Y105 3949 43415 SH SOLE 0 0 0 METLIFE INC COM COM 59156R108 364 7145 SH SOLE 0 0 0 METTLER-TOLEDO INTL INC COM COM 592688105 491 619 SH SOLE 0 0 0 MFS CHARTER INCOME TRUST NEW COM 552727109 200 23788 SH SOLE 0 0 0 MFS MULTIMARKET INCOME TRUST SHARES OF BENEFICIAL INT SHS BEN INT 552737108 202 32958 SH SOLE 0 0 0 MFS MUNICIPAL INCOME TR SH BEN INT SHS BEN INT 552738106 408 57752 SH SOLE 0 0 0 MICRON TECHNOLOGY INC COM COM 595112103 288 5357 SH SOLE 0 0 0 MICROSOFT CORP COM COM 594918104 10550 66897 SH SOLE 0 0 0 MID-AMER APT CMNTYS INC COM COM 59522J103 1717 13021 SH SOLE 0 0 0 MITSUBISHI UFJ FINL GROUP INC SPON ADR ISIN#US6068221042 SPONSORED ADR 606822104 154 28406 SH SOLE 0 0 0 MIZUHO FINANCIAL GROUP INC SPON ADR SPONSORED ADR 60687Y109 41 13128 SH SOLE 0 0 0 MONDELEZ INTL INC CL A CL A 609207105 231 4198 SH SOLE 0 0 0 MOODYS CORP COM COM 615369105 301 1268 SH SOLE 0 0 0 MORGAN STANLEY COM NEW COM NEW 617446448 352 6890 SH SOLE 0 0 0 MSCI INC COM COM 55354G100 343 1329 SH SOLE 0 0 0 NATIONAL GRID PLC SPON ADR NEW 2017 SPONSORED ADR 636274409 445 7095 SH SOLE 0 0 0 NATIONAL RETAIL PPTYS INC COM COM 637417106 1447 26994 SH SOLE 0 0 0 NETFLIX INC COM COM 64110L106 2022 6248 SH SOLE 0 0 0 NEW AMER HIGH INCOME FD INC COM NEW COM NEW 641876800 411 45017 SH SOLE 0 0 0 NEW RESIDENTIAL INVT CORP COM NEW COM NEW 64828T201 184 11400 SH SOLE 0 0 0 NEW YORK CMNTY BANCORP INC COM COM 649445103 195 16182 SH SOLE 0 0 0 NEWELL BRANDS INC COM COM 651229106 374 19482 SH SOLE 0 0 0 NEXTERA ENERGY INC COM COM 65339F101 2145 8859 SH SOLE 0 0 0 NIKE INC CL B CL B 654106103 853 8424 SH SOLE 0 0 0 NORDSON CORP COM COM 655663102 324 1990 SH SOLE 0 0 0 NORFOLK SOUTHN CORP COM COM 655844108 599 3084 SH SOLE 0 0 0 NORTHROP GRUMMAN CORP COM SHS 666807102 1618 4703 SH SOLE 0 0 0 NORWEGIAN CRUISE LINE HLDGS LTD SHS ISIN#BMG667211046 SHS G66721104 220 3768 SH SOLE 0 0 0 NOVARTIS AG SPONSORED ADR ADR 66987V109 867 9156 SH SOLE 0 0 0 NOVO NORDISK A.S. ADR FORMERLY NOVO INDUSTRIE A.S. ADR SAME CUSIP ADR 670100205 260 4496 SH SOLE 0 0 0 NUVEEN AMT-FREE MUN INCOME FD COM COM 670657105 743 51703 SH SOLE 0 0 0 NUVEEN DIVID ADVANTAGE MUN FD COM COM 67066V101 747 51180 SH SOLE 0 0 0 NUVEEN FLOATING RATE INCOME FD COM COM 67072T108 438 42755 SH SOLE 0 0 0 NUVEEN FLTNG RATE INCOME OPPTNTY FD COM SHS SHS 6706EN100 407 40770 SH SOLE 0 0 0 NUVEEN REAL ASSET INCOME & GROWTH FD COM COM 67074Y105 241 13131 SH SOLE 0 0 0 NUVEEN REAL ESTATE INCOME FD COM COM 67071B108 410 38631 SH SOLE 0 0 0 NUVEEN SHORT DURATION CR OPPORTUNITIES FD COM COM 67074X107 440 28953 SH SOLE 0 0 0 NUVEEN SR INCOME FD COM COM 67067Y104 405 67973 SH SOLE 0 0 0 NVIDIA CORP COM COM 67066G104 1256 5337 SH SOLE 0 0 0 OCCIDENTAL PETE CORP COM COM 674599105 292 7082 SH SOLE 0 0 0 OMEGA HEALTHCARE INVS INC COM COM 681936100 438 10342 SH SOLE 0 0 0 ON SEMICONDUCTOR CORP COM COM 682189105 250 10239 SH SOLE 0 0 0 ONEOK INC NEW COM COM 682680103 1262 16681 SH SOLE 0 0 0 ORACLE CORP COM COM 68389X105 645 12180 SH SOLE 0 0 0 PACER FDS TR TRENDPILOT US LARGE CAP ETF ETF 69374H105 308 9213 SH SOLE 0 0 0 PALO ALTO NETWORKS INC COM COM 697435105 225 973 SH SOLE 0 0 0 PARSLEY ENERGY INC CL A CL A 701877102 227 11978 SH SOLE 0 0 0 PAYCHEX INC COM COM 704326107 2206 25938 SH SOLE 0 0 0 PAYCOM SOFTWARE INC COM COM 70432V102 268 1013 SH SOLE 0 0 0 PAYPAL HLDGS INC COM COM 70450Y103 688 6358 SH SOLE 0 0 0 PEPSICO INC COM COM 713448108 3698 27061 SH SOLE 0 0 0 PFIZER INC COM COM 717081103 3121 79665 SH SOLE 0 0 0 PGIM GLOBAL HIGH YIELD FD COM COM 69346J106 221 14689 SH SOLE 0 0 0 PHILIP MORRIS INTL INC COM COM 718172109 2450 28790 SH SOLE 0 0 0 PHILLIPS 66 COM COM 718546104 1078 9679 SH SOLE 0 0 0 PIMCO ETF TR 0-5 YR HIGH YIELD CORP BD INDEX EXCHANGE-TRADED FD ETF 72201R783 286 2866 SH SOLE 0 0 0 PIONEER DIVERSIFIED HIGH INCOME TR COM COM 723653101 402 27021 SH SOLE 0 0 0 PIONEER FLOATING RATE TR COM COM 72369J102 402 36657 SH SOLE 0 0 0 PIONEER HIGH INCOME TR COM COM 72369H106 409 42888 SH SOLE 0 0 0 PIONEER MUN HIGH INCOME ADVANTAGE TR COM COM 723762100 394 36493 SH SOLE 0 0 0 PNC FINL SVCS GROUP INC COM COM 693475105 2080 13030 SH SOLE 0 0 0 POOL CORP COM COM 73278L105 280 1318 SH SOLE 0 0 0 POST HLDGS INC COM COM 737446104 288 2641 SH SOLE 0 0 0 PPL CORP COM COM 69351T106 556 15492 SH SOLE 0 0 0 PRICE T ROWE GROUP INC COM COM 74144T108 355 2915 SH SOLE 0 0 0 PROCTER & GAMBLE CO COM CO 742718109 3676 29429 SH SOLE 0 0 0 PROGRESSIVE CORP OH COM COM 743315103 209 2894 SH SOLE 0 0 0 PROLOGIS INC COM COM 74340W103 1046 11732 SH SOLE 0 0 0 PROSHARES TR S&P 500 DIVID ARISTOCRATS ETF ETF 74348A467 882 11672 SH SOLE 0 0 0 PRUDENTIAL FINL INC COM COM 744320102 968 10323 SH SOLE 0 0 0 PULTEGROUP INC COM COM 745867101 875 22547 SH SOLE 0 0 0 QORVO INC COM COM 74736K101 403 3463 SH SOLE 0 0 0 QUALCOMM INC COM 747525103 319 3621 SH SOLE 0 0 0 RAYMOND JAMES FINL INC COM COM 754730109 314 3512 SH SOLE 0 0 0 RAYTHEON CO COM NEW COM NEW 755111507 1749 7961 SH SOLE 0 0 0 RBC BEARINGS INC COM COM 75524B104 222 1405 SH SOLE 0 0 0 REALTY INCOME CORP COM COM 756109104 200 2718 SH SOLE 0 0 0 REGIONS FINL CORP NEW COM COM 7591EP100 196 11433 SH SOLE 0 0 0 REINSURANCE GROUP AMER INC COM NEW COM NEW 759351604 454 2781 SH SOLE 0 0 0 RESMED INC COM COM 761152107 569 3673 SH SOLE 0 0 0 RIO TINTO PLC SPONSORED ADR ISIN#US7672041008 ADR 767204100 226 3812 SH SOLE 0 0 0 RMR REAL ESTATE INCOME FD COM COM 76970B101 434 21478 SH SOLE 0 0 0 ROPER TECHNOLOGIES INC COM COM 776696106 1317 3718 SH SOLE 0 0 0 ROSS STORES INC (STATE OF INC CHGD FM CALF TO DELAWARE) COM 778296103 325 2788 SH SOLE 0 0 0 ROYAL DUTCH SHELL PLC SPONSORED ADR REPSTG B SHS ISIN#US7802591070 ADR 780259107 560 9343 SH SOLE 0 0 0 ROYCE VALUE TR INC COM COM 780910105 467 31626 SH SOLE 0 0 0 RPM INTL INC COM 749685103 597 7783 SH SOLE 0 0 0 S&P GLOBAL INC COM COM 78409V104 257 942 SH SOLE 0 0 0 SALESFORCE.COM INC COM STOCK COM 79466L302 828 5093 SH SOLE 0 0 0 SANOFI SPONS ADR ISIN#US80105N1054 SPONSORED ADR 80105N105 237 4718 SH SOLE 0 0 0 SAP AE SPONSORED ADR ISIN#US8030542042 SPONSORED ADR 803054204 591 4408 SH SOLE 0 0 0 SBA COMMUNICATIONS CORP NEW CL A CL A 78410G104 290 1205 SH SOLE 0 0 0 SCHLUMBERGER LTD COM ISIN# AN8068571086 COM 806857108 268 6675 SH SOLE 0 0 0 SCHWAB CHARLES CORP NEW COM COM NEW 808513105 266 5583 SH SOLE 0 0 0 SCHWAB STRATEGIC TR INTL EQUITY ETF ETF 808524805 207 6144 SH SOLE 0 0 0 SCHWAB STRATEGIC TR SCHWAB FUNDAMENTAL EMERGING MKTS LARGE CO INDEX ETF ETF 808524730 267 8947 SH SOLE 0 0 0 SELECT SECTOR SPDR TR CONSUMER DISCRETIONARY SBI CONS DISCR 81369Y407 887 7072 SH SOLE 0 0 0 SELECT SECTOR SPDR TR CONSUMER STAPLES SBI CONS STPLS 81369Y308 1752 27812 SH SOLE 0 0 0 SELECT SECTOR SPDR TR FINANCIAL SBI INT-FINL 81369Y605 980 31852 SH SOLE 0 0 0 SELECT SECTOR SPDR TR HEALTH CARE SBI HEALTHCARE 81369Y209 1182 11600 SH SOLE 0 0 0 SERVICEMASTER GLOBAL HLDGS INC COM COM 81761R109 238 6168 SH SOLE 0 0 0 SERVICENOW INC COM COM 81762P102 212 750 SH SOLE 0 0 0 SHERWIN WILLIAMS CO COM COM 824348106 596 1021 SH SOLE 0 0 0 SHOPIFY INC CL A ISIN#CA82509L1076 CL A 82509L107 749 1884 SH SOLE 0 0 0 SMITH & NEPHEW P L C SPONSORED ADR NEW SPONSORED ADR 83175M205 517 10754 SH SOLE 0 0 0 SONOCO PRODS CO COM COM 835495102 940 15226 SH SOLE 0 0 0 SONY CORP ADR AMERN SH NEW SHS 835699307 236 3469 SH SOLE 0 0 0 SOURCE CAP INC COM 836144105 405 10469 SH SOLE 0 0 0 SOUTHERN CO COM COM 842587107 1099 17259 SH SOLE 0 0 0 SPDR GOLD TR GOLD SHS SHS 78463V107 959 6708 SH SOLE 0 0 0 SPDR INDEX SHS FDS DOW JONES INTL REAL ESTATE ETF ETF 78463X863 265 6833 SH SOLE 0 0 0 SPDR INDEX SHS FDS PORTFOLIO EUROPE ETF ETF 78463X103 306 8387 SH SOLE 0 0 0 SPDR INDEX SHS FDS S&P INTL SMALL CAP ETF ETF 78463X871 539 16915 SH SOLE 0 0 0 SPDR INDEX SHS FDS SPDR PORT DEVELOPED WORLD EX-US ETF ETF 78463X889 2620 83558 SH SOLE 0 0 0 SPDR PORTFOLIO AGGREGATE BD ETF ETF 78464A649 1080 36767 SH SOLE 0 0 0 SPDR PORTFOLIO EMERGING MKTS ETF ETF 78463X509 1822 48467 SH SOLE 0 0 0 SPDR S&P 500 ETF TR TR UNIT ETF 78462F103 6866 21331 SH SOLE 0 0 0 SPDR SER TR BLOOMBERG BARCLAYS EMERGING MKTS LOCAL BD ETF ETF 78464A391 749 26833 SH SOLE 0 0 0 SPDR SER TR BLOOMBERG BARCLAYS HIGH YIELD BD ETF NEW ETF 78468R622 2053 18741 SH SOLE 0 0 0 SPDR SER TR BLOOMBERG BARCLAYS INTER TERM CORPORATE BD ETF ETF 78464A375 48360 1369580 SH SOLE 0 0 0 SPDR SER TR BLOOMBERG BARCLAYS INVT GRADE FLTG RATE ETF ETF 78468R200 604 19639 SH SOLE 0 0 0 SPDR SER TR BLOOMBERG BARCLAYS SHORT TERM HIGH YIELD BD ETF ETF 78468R408 350 12988 SH SOLE 0 0 0 SPDR SER TR DOW JONES REIT ETF ETF 78464A607 955 9365 SH SOLE 0 0 0 SPDR SER TR NUVEEN BLOOMBERG BARCLAYS MUN BD ETF ETF 78468R721 487 9619 SH SOLE 0 0 0 SPDR SER TR PORTFOLIO TIPS ETF ETF 78464A656 448 15676 SH SOLE 0 0 0 SPDR SER TR RUSSELL SMALL CAP COMPLETENESS ETF ETF 78464A847 539 14880 SH SOLE 0 0 0 SPDR SER TR S&P BK ETF ETF 78464A797 556 11753 SH SOLE 0 0 0 SPDR SER TR S&P DIVID ETF ETF 78464A763 451 4190 SH SOLE 0 0 0 SPDR SER TR S&P REGL BKG ETF ETF 78464A698 348 5968 SH SOLE 0 0 0 SPDR SER TR SPDR PORT SMALL CAP ETF ETF 78468R853 763 23378 SH SOLE 0 0 0 SPLUNK INC COM COM 848637104 281 1876 SH SOLE 0 0 0 SPOTIFY TECHNOLOGY SA REGISTERED SHS ISIN#LU1778762911 SHS L8681T102 328 2195 SH SOLE 0 0 0 SS&C TECHNOLOGIES HLDGS INC COM COM 78467J100 324 5275 SH SOLE 0 0 0 SSGA ACTIVE TR SPDR SSGA FIXED INCOME SECTOR ROTATION ETF ETF 78470P507 2028 65151 SH SOLE 0 0 0 SSGA ACTIVE TR SPDR SSGA US SECTOR ROTATION ETF ETF 78470P408 3430 100577 SH SOLE 0 0 0 STARBUCKS CORP COM COM 855244109 1423 16184 SH SOLE 0 0 0 STERIS PLC REGISTERED SHS ISIN#IE00BFY8C754 SHS G8473T100 826 5420 SH SOLE 0 0 0 STRYKER CORP COM 863667101 1750 8335 SH SOLE 0 0 0 SUMITOMO MITSUI FINL GROUP INC SPONS ADR ISIN#US86562M2098 SPONSORED ADR 86562M209 182 24604 SH SOLE 0 0 0 SUN CMNTYS INC COM COM 866674104 205 1366 SH SOLE 0 0 0 SUNOCO LP COM UNIT REPSTG LTD PARTNERSHIP INT COM 86765K109 280 9143 SH SOLE 0 0 0 SYNOPSYS INC COM 871607107 412 2957 SH SOLE 0 0 0 SYSCO CORP COM COM 871829107 846 9891 SH SOLE 0 0 0 TAIWAN SEMICONDUCTOR MFG CO SPONSORED ADR ISIN#US8740391003 SPONSORED ADR 874039100 1403 24143 SH SOLE 0 0 0 TARGET CORP COM COM 87612E106 1041 8118 SH SOLE 0 0 0 TC ENERGY CORPORATION REGISTERED SHS ISIN#CA87807B1076 SHS 87807B107 210 3946 SH SOLE 0 0 0 TEMPLETON EMERGING MKTS FD COM COM 880191101 407 26128 SH SOLE 0 0 0 TEMPLETON EMERGING MKTS INCOME FD INC COM 880192109 401 43650 SH SOLE 0 0 0 TEMPLETON GLOBAL INCOME FUND INC COM 880198106 473 77165 SH SOLE 0 0 0 TEXAS INSTRUMENTS INC COM 882508104 801 6245 SH SOLE 0 0 0 THERMO FISHER SCIENTIFIC INC COM COM 883556102 3156 9715 SH SOLE 0 0 0 THL CREDIT SR LOAN FD COM COM 87244R103 443 29192 SH SOLE 0 0 0 TJX COS INC NEW COM COM 872540109 1024 16774 SH SOLE 0 0 0 TORO CO COM 891092108 434 5448 SH SOLE 0 0 0 TOTAL S A SPONSORED ADR COM 89151E109 216 3913 SH SOLE 0 0 0 TRACTOR SUPPLY CO COM SPONSORED ADR 892356106 213 2279 SH SOLE 0 0 0 TRANSUNION COM COM 89400J107 223 2603 SH SOLE 0 0 0 TRUIST FINL CORP COM COM 89832Q109 1735 30798 SH SOLE 0 0 0 TYLER TECHNOLOGIES INC COM COM 902252105 272 905 SH SOLE 0 0 0 UBS AG JERSEY BRH ETF 902641588 300 14669 SH SOLE 0 0 0 UBS GROUP AG SHS ISIN#CH0244767585 SHS H42097107 202 16076 SH SOLE 0 0 0 UMPQUA HLDGS CORP COM COM 904214103 183 10326 SH SOLE 0 0 0 UNILEVER NV NEW YORK SHS NEW SHS 904784709 354 6158 SH SOLE 0 0 0 UNILEVER PLC SPON ADR NEW ISIN#US9047677045 SPONSORED ADR 904767704 1260 22033 SH SOLE 0 0 0 UNION PAC CORP COM COM 907818108 2502 13840 SH SOLE 0 0 0 UNITED PARCEL SVC INC CL B CL B 911312106 652 5573 SH SOLE 0 0 0 UNITED TECHNOLOGIES CORP COM COM 913017109 745 4974 SH SOLE 0 0 0 UNITEDHEALTH GROUP INC COM COM 91324P102 4702 15994 SH SOLE 0 0 0 US BANCORP DEL COM COM 902973304 385 6489 SH SOLE 0 0 0 US FOODS HLDG CORP COM COM 912008109 358 8542 SH SOLE 0 0 0 VAIL RESORTS INC COM COM 91879Q109 226 941 SH SOLE 0 0 0 VALERO ENERGY CORP NEW COM COM 91913Y100 616 6575 SH SOLE 0 0 0 VANECK VECTORS ETF TR EMERGING MKTS HIGH YIELD BD ETF ETF 92189F353 1278 53840 SH SOLE 0 0 0 VANECK VECTORS ETF TR HIGH YIELD MUN INDEX ETF NEW ETF 92189H409 609 9501 SH SOLE 0 0 0 VANECK VECTORS ETF TR J P MORGAN EMERGING MKTS LOC CURRENCY BD ETF NEW ETF 92189H300 11124 327078 SH SOLE 0 0 0 VANGUARD ADMIRAL FDS INC S&P SMALLCAP 600 VALUE INDEX FD ETF SHS ETF 921932778 7692 55335 SH SOLE 0 0 0 VANGUARD BD INDEX FDS VANGUARD INTERMEDIATE TERM BD ETF ETF 921937819 800 9167 SH SOLE 0 0 0 VANGUARD BD INDEX FDS VANGUARD SHORT TERM BD ETF ETF 921937827 1499 18597 SH SOLE 0 0 0 VANGUARD BD INDEX FDS VANGUARD TOTAL BD MARKET ETF ETF 921937835 3337 39796 SH SOLE 0 0 0 VANGUARD CHARLOTTE FDS TOTAL INTL BD ETF ETF 92203J407 728 12866 SH SOLE 0 0 0 VANGUARD CONSUMER DISCRETIONARY ETF ETF 92204A108 213 1124 SH SOLE 0 0 0 VANGUARD INDEX FDS MID-CAP GROWTH ETF ETF 922908538 1248 7860 SH SOLE 0 0 0 VANGUARD INDEX FDS REAL ESTATE INDEX FD ETF ETF 922908553 712 7672 SH SOLE 0 0 0 VANGUARD INDEX FDS VANGUARD GROWTH ETF ETF 922908736 1577 8655 SH SOLE 0 0 0 VANGUARD INDEX FDS VANGUARD LARGE-CAP ETF ETF 922908637 1832 12389 SH SOLE 0 0 0 VANGUARD INDEX FDS VANGUARD MID-CAP ETF ETF 922908629 1090 6119 SH SOLE 0 0 0 VANGUARD INDEX FDS VANGUARD MID-CAP VALUE ETF ETF 922908512 3520 29533 SH SOLE 0 0 0 VANGUARD INDEX FDS VANGUARD SMALL-CAP ETF ETF 922908751 940 5673 SH SOLE 0 0 0 VANGUARD INDEX FDS VANGUARD SMALL-CAP GROWTH ETF ETF 922908595 729 3670 SH SOLE 0 0 0 VANGUARD INDEX FDS VANGUARD SMALL-CAP VALUE ETF ETF 922908611 1754 12798 SH SOLE 0 0 0 VANGUARD INDEX FDS VANGUARD TOTAL STK MKT ETF ETF 922908769 44344 271015 SH SOLE 0 0 0 VANGUARD INDEX FDS VANGUARD VALUE ETF ETF 922908744 2418 20172 SH SOLE 0 0 0 VANGUARD INTL EQUITY INDEX FD INC FTSE ALL WORLD EX US INDEX FD ETFS SHS ETF 922042775 291 5423 SH SOLE 0 0 0 VANGUARD INTL EQUITY INDEX FDS FTSE ALL WORLD EX USA SMALL CAP INDEX FD ETF SHS ETF 922042718 974 8764 SH SOLE 0 0 0 VANGUARD INTL EQUITY INDEX FDS FTSE EMERGING MKTS ETF ETF 922042858 1901 42739 SH SOLE 0 0 0 VANGUARD INTL EQUITY INDEX FDS FTSE EUROPE ETF ETF 922042874 1511 25789 SH SOLE 0 0 0 VANGUARD INTL FD FTSE DEVELOPED MKTS ETF ETF 921943858 37853 859123 SH SOLE 0 0 0 VANGUARD MUN BD FDS TAX-EXEMPT BD INDEX FD ETF ETF 922907746 227 4240 SH SOLE 0 0 0 VANGUARD SCOTTSDALE FDS VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX ETF SHS ETF 92206C870 3371 36915 SH SOLE 0 0 0 VANGUARD SCOTTSDALE FDS VANGUARD MTG BACKED SECS ETF ETF 92206C771 20931 393671 SH SOLE 0 0 0 VANGUARD SCOTTSDALE FDS VANGUARD RUSSELL 1000 VALUE INDEX FD ETF SHS ETF 92206C714 217 1811 SH SOLE 0 0 0 VANGUARD SCOTTSDALE FDS VANGUARD RUSSELL 2000 INDEX FD ETF SHS ETF 92206C664 790 5929 SH SOLE 0 0 0 VANGUARD SCOTTSDALE FDS VANGUARD SHORT-TERM CORPORATE BD INDEX FD ETF 92206C409 356 4390 SH SOLE 0 0 0 VANGUARD SPECIALIZED FUNDS VANGUARD DIVIDEND APPRECIATION ETF ETF 921908844 45954 368634 SH SOLE 0 0 0 VANGUARD TOTAL INTL STOCK INDEX FD ETF SHS ETF 921909768 224 4018 SH SOLE 0 0 0 VANGUARD WHITEHALL FDS HIGH DIVIDEND YIELD ETF SHS ETF 921946406 4142 44204 SH SOLE 0 0 0 VANGUARD WORLD FD VANGUARD MEGA CAP ETF ETF 921910873 373 3335 SH SOLE 0 0 0 VANGUARD WORLD FD VANGUARD MEGA CAP VALUE ETF ETF 921910840 370 4239 SH SOLE 0 0 0 VANGUARD WORLD FDS VANGUARD HEALTH CARE ETF ETF 92204A504 1036 5403 SH SOLE 0 0 0 VANGUARD WORLD FDS VANGUARD INDLS ETF ETF 92204A603 284 1846 SH SOLE 0 0 0 VANGUARD WORLD FDS VANGUARD INFORMATION COM 92204A702 597 2437 SH SOLE 0 0 0 VANGUARD WORLD FDS VANGUARD MATLS ETF ETF 92204A801 450 3358 SH SOLE 0 0 0 VEEVA SYS INC CL A COM CL A 922475108 641 4554 SH SOLE 0 0 0 VENTAS INC COM COM 92276F100 333 5769 SH SOLE 0 0 0 VEREIT INC COM COM 92339V100 248 26832 SH SOLE 0 0 0 VERISK ANALYTICS INC COM COM 92345Y106 588 3936 SH SOLE 0 0 0 VERIZON COMMUNICATIONS INC COM COM 92343V104 5243 85383 SH SOLE 0 0 0 VERTEX PHARMACEUTICALS INC COM COM 92532F100 756 3452 SH SOLE 0 0 0 VIACOMCBS INC CL B CL B 92556H206 201 4787 SH SOLE 0 0 0 VIPSHOP HLDGS LTD SPONS ADR ISIN#US92763W1036 SPONSORED ADR 92763W103 157 11064 SH SOLE 0 0 0 VISA INC COM CL A CL A 92826C839 5410 28790 SH SOLE 0 0 0 VODAFONE GROUP PLC NEW SPONSORED ADR NO PAR SPONSORED ADR 92857W308 361 18682 SH SOLE 0 0 0 VOYA GLOBAL EQUITY DIVID & PREM OPPORTUNITY FD COM COM 92912T100 455 73513 SH SOLE 0 0 0 VOYA INTL HIGH DIVID EQUITY INCOME FD COM COM 92912Y109 455 84220 SH SOLE 0 0 0 VOYA PRIME RATE TR SH BEN INT SHS BEN INT 92913A100 429 85596 SH SOLE 0 0 0 W P CAREY INC COM COM 92936U109 967 12085 SH SOLE 0 0 0 WALGREENS BOOTS ALLIANCE INC COM COM 931427108 254 4312 SH SOLE 0 0 0 WALMART INC COM COM 931142103 2143 18032 SH SOLE 0 0 0 WASTE MGMT INC DEL COM COM 94106L109 385 3375 SH SOLE 0 0 0 WEC ENERGY GROUP INC COM COM 92939U106 208 2252 SH SOLE 0 0 0 WELLCARE HEALTH PLANS INC COM 94946T106 402 1218 SH SOLE 0 0 0 WELLS FARGO & CO NEW COM COM NEW 949746101 1579 29348 SH SOLE 0 0 0 WELLS FARGO GLOBAL DIVID OPPORTUNITY FD COM ISIN#US94987C1036 COM 94987C103 81 14367 SH SOLE 0 0 0 WELLS FARGO INCOME OPPORTUNITIES FUND COM SHS COM 94987B105 543 64457 SH SOLE 0 0 0 WELLTOWER INC COM COM 95040Q104 1492 18239 SH SOLE 0 0 0 WEST PHARMACEUTICAL SVCS INC COM COM 955306105 394 2622 SH SOLE 0 0 0 WESTERN ALLIANCE BANCORPORATION COM COM 957638109 235 4130 SH SOLE 0 0 0 WESTERN ASSET EMERGING MKTS DEBT FD INC COM COM 95766A101 335 23470 SH SOLE 0 0 0 WESTERN ASSET HIGH INCOME OPPTY FD INC COM 95766K109 417 82309 SH SOLE 0 0 0 WESTERN ASSET INCOME FD II INC COM 95766J102 411 60939 SH SOLE 0 0 0 WESTERN ASSET INTER MUNI FD INC COM COM 958435109 412 45397 SH SOLE 0 0 0 WEYERHAEUSER CO COM COM 962166104 232 7686 SH SOLE 0 0 0 WISDOMTREE TR INDIA EARNINGS FD COM 97717W422 297 11925 SH SOLE 0 0 0 WISDOMTREE TR YIELD ENHANCED U S AGGREGATE BD FD COM 97717X511 267 5112 SH SOLE 0 0 0 WOODWARD INC COM COM 980745103 769 6492 SH SOLE 0 0 0 XCEL ENERGY INC COM COM 98389B100 2105 33151 SH SOLE 0 0 0 XILINX INC COM COM 983919101 229 2343 SH SOLE 0 0 0 ZEBRA TECHNOLOGIES CORP CL A CL A 989207105 338 1323 SH SOLE 0 0 0 ZOETIS INC CL A CL A 98978V103 2888 21821 SH SOLE 0 0 0