-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JDcfY06yE+/r2cM/it+fvIHS01+tlbD2TXP7U5k6h1nY5rkUs3xZQAtWq3vXU01M kYuQjZY06AbA0D94ecJANA== 0001193125-04-018640.txt : 20040211 0001193125-04-018640.hdr.sgml : 20040211 20040210191832 ACCESSION NUMBER: 0001193125-04-018640 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040211 GROUP MEMBERS: TL VENTURES III GENERAL PARTNERS L.P. GROUP MEMBERS: TL VENTURES III INTERFUND L.P. GROUP MEMBERS: TL VENTURES III L.P. GROUP MEMBERS: TL VENTURES III MANAGEMENT L.P. GROUP MEMBERS: TL VENTURES III MANAGER LLC GROUP MEMBERS: TL VENTURES III OFFSHORE L.P. GROUP MEMBERS: TL VENTURES III OFFSHORE LTD. GROUP MEMBERS: TL VENTURES III OFFSHORE PARTNER L.P. FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: TL VENTURES III MANAGER LLC CENTRAL INDEX KEY: 0001061289 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 522011916 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 435 DEVON PARK DR STREET 2: BLDG 800 CITY: WAYNE STATE: PA ZIP: 19087 BUSINESS PHONE: 6109711515 FORMER COMPANY: FORMER CONFORMED NAME: TL VENTURES III LLC DATE OF NAME CHANGE: 19980507 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PAC-WEST TELECOMM INC CENTRAL INDEX KEY: 0001071598 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 680383568 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-58023 FILM NUMBER: 04583447 BUSINESS ADDRESS: STREET 1: 1776 W. MARCH LANE, SUITE #250 CITY: STOCKTON STATE: CA ZIP: 95207 BUSINESS PHONE: 2099263300 MAIL ADDRESS: STREET 1: 1776 WEST MARCH LANE, SUITE #250 CITY: STOCKTON STATE: CA ZIP: 95207 SC 13G/A 1 dsc13ga.htm SCHEDULE 13G/A Schedule 13G/A

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

 

SCHEDULE 13G/A

(Rule 13d-102)

 

 

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT

TO RULES 13d-1(b)(c), AND (d) AND AMENDMENTS THERETO FILED

PURSUANT TO RULE 13d-2(b)

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(Amendment No. 1)1

 

 

 

 

 

Pac-West Telecomm, Inc.


(Name of Issuer)

 

 

Common Stock


(Title of Class of Securities)

 

 

69371Y101


                                (CUSIP Number)                                

 

 

December 31, 2003


(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

¨ Rule 13d-1(b)

 

¨ Rule 13d-1(c)

 

x Rule 13d-1(d)

 


1   The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

Page 1 of 15


CUSIP No. 69371Y101   13G/A    

 


  1  

Name of Reporting Person

I.R.S. Identification No. of above persons (entities only)

 

            TL Ventures III L.P.

   

  2  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  x

(b)  ¨

   

  3  

SEC Use Only

 

   

  4  

Citizenship or Place of Organization

 

            Delaware

   

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

  5    Sole Voting Power

 

                0


  6    Shared Voting Power

 

                0


  7    Sole Dispositive Power

 

                0


  8    Shared Dispositive Power

 

                0


  9  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            0

   

10  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

¨

   

11  

Percent of Class Represented by Amount in Row 9

            0

   

12  

Type of Reporting Person (See Instructions)

 

            PN

   

 

Page 2 of 15


CUSIP No. 69371Y101   13G/A    

 


  1  

Name of Reporting Person

I.R.S. Identification No. of above persons (entities only)

 

            TL Ventures III Interfund L.P.

   

  2  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  x

(b)  ¨

   

  3  

SEC Use Only

 

   

  4  

Citizenship or Place of Organization

 

            Delaware

   

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

  5    Sole Voting Power

 

                0


  6    Shared Voting Power

 

                0


  7    Sole Dispositive Power

 

                0


  8    Shared Dispositive Power

 

                0


  9  

Aggregate Amount Beneficially Owned by Each Reporting Person

            0

   

10  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

¨

   

11  

Percent of Class Represented by Amount in Row 9

            0

   

12  

Type of Reporting Person (See Instructions)

 

            PN

   

 

Page 3 of 15


CUSIP No. 69371Y101   13G/A    

 


  1  

Name of Reporting Person

I.R.S. Identification No. of above persons (entities only)

 

            TL Ventures III Management L.P.

   

  2  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  x

(b)  ¨

   

  3  

SEC Use Only

 

   

  4  

Citizenship or Place of Organization

 

            Delaware

   

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

  5    Sole Voting Power

 

                0


  6    Shared Voting Power

 

                0


  7    Sole Dispositive Power

 

                0


  8    Shared Dispositive Power

 

                0


  9  

Aggregate Amount Beneficially Owned by Each Reporting Person

            0

   

10  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

¨

   

11  

Percent of Class Represented by Amount in Row 9

            0

   

12  

Type of Reporting Person (See Instructions)

 

            PN

   

 

Page 4 of 15


CUSIP No. 69371Y101   13G/A    

 


  1  

Name of Reporting Person

I.R.S. Identification No. of above persons (entities only)

 

            TL Ventures III Manager LLC

   

  2  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  x

(b)  ¨

   

  3  

SEC Use Only

 

   

  4  

Citizenship or Place of Organization

 

            Delaware

   

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

  5    Sole Voting Power

 

                0


  6    Shared Voting Power

 

                0


  7    Sole Dispositive Power

 

                0


  8    Shared Dispositive Power

 

                0


  9  

Aggregate Amount Beneficially Owned by Each Reporting Person

            0

   

10  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

¨

   

11  

Percent of Class Represented by Amount in Row 9

            0

   

12  

Type of Reporting Person (See Instructions)

 

            OO

   

 

Page 5 of 15


CUSIP No. 69371Y101   13G/A    

 


  1  

Name of Reporting Person

IRS. Identification No. of above persons (entities only)

 

            TL Ventures III Offshore L.P.

   

  2  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  x

(b)  ¨

   

  3  

SEC Use Only

 

   

  4  

Citizenship or Place of Organization

 

            Cayman Islands, British West Indies

   

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

  5    Sole Voting Power

 

                0


  6    Shared Voting Power

 

                0


  7    Sole Dispositive Power

 

                0


  8    Shared Dispositive Power

 

                0


  9  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            0

   

10  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

¨

   

11  

Percent of Class Represented by Amount in Row 9

 

            0

   

12  

Type of Reporting Person (See Instructions)

 

            PN

   

 

Page 6 of 15


CUSIP No. 69371Y101   13G/A    

 


  1  

Name of Reporting Person

IRS. Identification No. of above persons (entities only)

 

            TL Ventures III Offshore Partners L.P.

   

  2  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  x

(b)  ¨

   

  3  

SEC Use Only

 

   

  4  

Citizenship or Place of Organization

 

            Cayman Islands, British West Indies

   

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

  5    Sole Voting Power

 

                0


  6    Shared Voting Power

 

                0


  7    Sole Dispositive Power

 

                0


  8    Shared Dispositive Power

 

                0


  9  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            0

   

10  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

¨

   

11  

Percent of Class Represented by Amount in Row 9

            0

   

12  

Type of Reporting Person (See Instructions)

 

            PN

   

 

Page 7 of 15


CUSIP No. 69371Y101   13G/A    

 


  1  

Name of Reporting Person

IRS. Identification No. of above persons (entities only)

 

            TL Ventures III Offshore Ltd.

   

  2  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  x

(b)  ¨

   

  3  

SEC Use Only

 

   

  4  

Citizenship or Place of Organization

 

            Cayman Islands, British West Indies

   

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

  5    Sole Voting Power

 

                0


  6    Shared Voting Power

 

                0


  7    Sole Dispositive Power

 

                0


  8    Shared Dispositive Power

 

                0


  9  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            0

   

10  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

¨

   

11  

Percent of Class Represented by Amount in Row 9

            0

   

12  

Type of Reporting Person (See Instructions)

 

            CO

   

 

Page 8 of 15


CUSIP No. 69371Y101   13G/A    

 


  1  

Name of Reporting Person

IRS. Identification No. of above persons (entities only)

 

            TL Ventures III General Partner L.P.

   

  2  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  x

(b)  ¨

   

  3  

SEC Use Only

 

   

  4  

Citizenship or Place of Organization

 

            Delaware

   

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

  5    Sole Voting Power

 

                0


  6    Shared Voting Power

 

                0


  7    Sole Dispositive Power

 

                0


  8    Shared Dispositive Power

 

                0


  9  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            0

   

10  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

¨

   

11  

Percent of Class Represented by Amount in Row 9

            0

   

12  

Type of Reporting Person (See Instructions)

 

            PN

   

 

Page 9 of 15


Item 1(a)

       Name of Issuer:
         Pac-West Telecomm, Inc.

Item 1(b)

       Address of Issuer’s Principal Executive Offices:
        

4210 Coronado Avenue

Stockton, California 95204

Item 2(a)

       Name of Person Filing:
         (1) TL Ventures III L.P.
         (2) TL Ventures III Interfund L.P.
         (3 TL Ventures III Management L.P.
         (4) TL Ventures III Manager LLC
         (5) TL Ventures III Offshore L.P.
         (6) TL Ventures III Offshore Partners L.P.
         (7) TL Ventures III Offshore Ltd.
         (8) TL Ventures III General Partner L.P.

Item 2(b)

       Address of Principal Business Offices:
        

(1),(2),(3),(4),(8):

700 Building

435 Devon Park Drive

Wayne, PA 19087-1990

        

(5)&(6):

c/o Trident Trust Company (Cayman) Limited

P.O. Box 847

One Capitol Place, 4th Floor

Grand Cayman, Cayman Islands

British West Indies

        

(7):

c/o Myers & Calder

Ugland House

P.O. Box 309

Georgetown, Grand Cayman

Cayman Islands

British West Indies

Item 2(c)

       Citizenship:
        

(1),(2),(3), (8): Delaware limited partnership

(4): Delaware limited liability company

(5),(6),(7): Cayman Island company

 

Page 10 of 15


Item 2(d)

       Title of Class of Securities          
         Common Stock          

Item 2(e)

       CUSIP Number          
         69371Y101          

Item 3

       If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:          
         (a)    ¨    Broker or dealer registered under section 15 of the Exchange Act          
         (b)    ¨    Bank as defined in section 3(a)(6) of the Exchange Act          
         (c)    ¨    Insurance company as defined in section 3(a)(19) of the Exchange Act          
         (d)    ¨    Investment company registered under section 8 of the Investment Company Act          
         (e)    ¨    An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E)          
         (f)    ¨    An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F)          
         (g)    ¨    A parent holding company or control person in accordance with Rule 13d-1(b)(ii)(G)          
         (h)    ¨    A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act          
         (i)    ¨    A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act          
         (j)    ¨    Group, in accordance with Rule 13d-1(b)(1)(ii)(J)          
         Not applicable          

Item 4

       Ownership:          
         Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.          
         (a)         Amount beneficially owned: -0-          
         (b)         Percent of class: 0%          
         (c)         Number of shares as to which the person has:          

 

Page 11 of 15


         (i)    Sole power to vote or to direct the vote: -0-          
         (ii)    Shared power to vote or to direct the vote: -0-          
         (iii)    Sole power to dispose or to direct the disposition of: -0-          
         (iv)    Shared power to dispose or to direct the disposition of: -0-          

 

TL Ventures III L.P. (“TL III”), TL Ventures III Offshore L.P. (“TL III Offshore”) and TL Ventures III Interfund L.P. (“TL III Interfund”) are venture capital funds which are required by their governing documents to make all investment, voting and disposition actions in tandem. TL III is the record holder of no shares; TL III Offshore is the record holder of no shares; and TL III Interfund is the record holder of no shares. TL Ventures III Manager LLC is the sole general partner of TL Ventures III General Partner L.P., the sole general partner of TL Ventures III Management L.P., the sole general partner of TL III, and TL Ventures III Manager LLC is the sole general partner of TL Ventures III General Partner L.P., the sole general partner of TL III Interfund. As such, TL Ventures III Manager LLC has sole authority and responsibility for all investment, voting and disposition decisions for TL III and TL III Interfund, which powers, other than investments, are exercised through its three-member board of managers, by majority vote. Investment decisions require a majority vote of the members of TL Ventures III Manager LLC. TL Ventures III Offshore Ltd. is the sole general partner of TL Ventures Offshore Partners L.P., which is the sole general partner of TL III Offshore. As such, it has sole authority and responsibility for investment, voting and disposition decisions for TL III Offshore, which powers are exercised through its three-member board of directors, by majority vote.

 

Item 5

       Ownership of Five Percent or Less of a Class:     
         If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following  x     

Item 6

       Ownership of More than Five Percent on Behalf of Another Person:     
         Not applicable     

Item 7

       Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company:     
        

Not  applicable

    

Item 8

       Identification and Classification of Members of the Group:     
         TL Ventures III L.P., TL Ventures III Interfund L.P., TL Ventures III Management L.P., TL Ventures III Manager LLC, TL Ventures Offshore L.P., TL     

 

Page 12 of 15


         Ventures Offshore Partners L.P., and TL Ventures III Offshore, Ltd. and TL Ventures III General Partner L.P. are members of a group for purposes of Sections 13 (d) and 13 (g) of the Securities Exchange Act of 1934.     

Item 9

       Notice of Dissolution of Group:     
         Not applicable     

Item 10

       Certification     
         Not applicable     

 

Page 13 of 15


SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated: February 11, 2004

     

TL VENTURES III L.P.

            By:       TL Ventures III Management L.P., its general partner
            By:       TL Ventures III General Partner L.P., its general partner
            By:       TL Ventures III Manager LLC, its general partner

 

:           By:   /s/    Janet L. Stott        
               
           

Name:

  Janet L. Stott
           

Title

  Controller

 

       

TL Ventures III Offshore L.P.

            By:       TL Ventures III Offshore Partners L.P., its general partner
            By:       TL Ventures III Offshore Ltd., its general partner

 

            By:   /s/    Janet L. Stott        
               
           

Name:

  Janet L. Stott
           

Title

  Controller

 

       

TL Ventures III Interfund L.P.

            By:       TL Ventures III General Partner L.P., its general partner
            By:       TL Ventures III Manager LLC, its general partner

 

            By:   /s/    Janet L. Stott        
               
           

Name:

  Janet L. Stott
           

Title

  Controller

 

       

TL Ventures III Manager LLC

 

            By:   /s/    Janet L. Stott        
               
           

Name:

  Janet L. Stott
           

Title

  Controller

 

Page 14 of 15


 

       

TL Ventures III Offshore Ltd.

 

:           By:   /s/    Janet L. Stott        
               
           

Name:

  Janet L. Stott
           

Title

  Controller

 

       

TL Ventures III Management L.P.,

            By:   TL Ventures III General Partner L.P., its general partner
            By:   TL Ventures III Manager LLC, its general partner

 

            By:   /s/    Janet L. Stott        
               
           

Name:

  Janet L. Stott
           

Title

  Controller

 

       

TL Ventures III Offshore Partners L.P.

            By:  

TL Ventures III Offshore Ltd., its general partner

 

            By:   /s/    Janet L. Stott        
               
           

Name:

  Janet L. Stott
           

Title

  Controller

 

       

TL Ventures III General Partner L.P.

            By:   TL Ventures III Manager LLC, its general partner

 

            By:   /s/    Janet L. Stott        
               
           

Name:

  Janet L. Stott
           

Title

  Controller

 

Page 15 of 15

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