Compliance Officer - Advisory Services

0001214659-19-004579.txt : 20190710 0001214659-19-004579.hdr.sgml : 20190710 20190710110641 ACCESSION NUMBER: 0001214659-19-004579 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190630 FILED AS OF DATE: 20190710 DATE AS OF CHANGE: 20190710 EFFECTIVENESS DATE: 20190710 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WILEY BROS.-AINTREE CAPITAL, LLC CENTRAL INDEX KEY: 0000107136 IRS NUMBER: 621627736 STATE OF INCORPORATION: TN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19034 FILM NUMBER: 19948392 BUSINESS ADDRESS: STREET 1: 40 BURTON HILLS BLVD. STREET 2: SUITE 350 CITY: NASHVILLE STATE: TN ZIP: 37215 BUSINESS PHONE: 615 255 6431 MAIL ADDRESS: STREET 1: 40 BURTON HILLS BLVD. STREET 2: SUITE 350 CITY: NASHVILLE STATE: TN ZIP: 37215 FORMER COMPANY: FORMER CONFORMED NAME: WILEY BROS AINTREE CAPITAL LLC /BD DATE OF NAME CHANGE: 20000209 FORMER COMPANY: FORMER CONFORMED NAME: WILEY BROS AINTREE CAPITAL LLC /BD DATE OF NAME CHANGE: 20000101 FORMER COMPANY: FORMER CONFORMED NAME: WILEY BROS AINTREE CAPITAL LLC DATE OF NAME CHANGE: 19980416 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000107136 XXXXXXXX 06-30-2019 06-30-2019 false WILEY BROS.-AINTREE CAPITAL, LLC

40 BURTON HILLS BLVD. SUITE 350 NASHVILLE TN 37215

13F HOLDINGS REPORT 028-19034 N Alyson Mencio Stevens Compliance Officer - Advisory Services 615-252-6120 /s/ Alyson Mencio Stevens Nashville TN 07-10-2019 0 152 72451 INFORMATION TABLE 2 infotable.xml EAGLE PT CR CO LLC COM 269808101 686 38350 SH SOLE 38350 0 0 CSI COMPRESSCO LP COM UNIT 12637A103 1194 337319 SH SOLE 337319 0 0 BRAEMAR HOTELS & RESORTS INC COM 10482B101 557 56281 SH SOLE 56281 0 0 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 1528 34409 SH SOLE 34409 0 0 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 1620 115044 SH SOLE 115044 0 0 ISHARES TR NASDAQ BIOTECH 464287556 969 8880 SH SOLE 8880 0 0 MR COOPER GROUP INC COM 62482R107 345 43100 SH SOLE 43100 0 0 NGL ENERGY PARTNERS LP COM UNIT REPST 62913M107 694 47010 SH SOLE 47010 0 0 SANCHEZ MIDSTREAM PARTNERS L COM UNITS REP B 79971C201 178 79187 SH SOLE 79187 0 0 NEWTEK BUSINESS SVCS CORP COM NEW 652526203 1783 77536 SH SOLE 77536 0 0 JPMORGAN CHASE & CO COM 46625H100 661 5910 SH SOLE 5910 0 0 BLACKSTONE MTG TR INC COM CL A 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