SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
EBRAHIMI FARHAD FRED

(Last) (First) (Middle)
191 UNIVERSITY BLVD, SUITE 246

(Street)
DENVER CO 80206

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
06/28/2023
3. Issuer Name and Ticker or Trading Symbol
ViewRay, Inc. [ VRAY ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 600,000 I By Infinity Trusts Investment LLC
Common Stock 8,042,300 I By Crescent River LLC
Common Stock 100,000 I By Corcaigh LLC
Common Stock 100,000 I By Shahzadeh 2006 Irrevocable Trust
Common Stock 897,700 I By Elstead 2020 GRAT
Common Stock 504,500 I By Havana 2020 GRAT
Common Stock 2,000 I By Trust for the benefit of non-household family member
Common Stock 1,400,000 I By Farhad F Ebrahimi Roth IRA
Common Stock 6,745,038 I By Shiraz Capital LLC
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
PUT Option (Obligation to Buy) 11/17/2022 01/19/2024 Common Stock 102,300 $3.5 I Elstead 2020 GRAT
PUT Option (Obligation to Buy) 01/23/2023 01/19/2024 Common Stock 95,500 $4 I By Havana 2020 GRAT
PUT Option (Obligation to Buy) 04/17/2023 01/19/2024 Common Stock 143,600 $1.5 I By Shiraz Capital LLC
PUT Option (Obligation to Buy) 04/13/2023 01/19/2024 Common Stock 292,300 $1.5 I By Crescent River LLC
PUT Option (Obligation to Buy) 04/13/2023 01/19/2024 Common Stock 3,300 $2 I By Crescent River LLC
PUT Option (Obligation to Buy) 11/03/2022 01/19/2024 Common Stock 54,700 $3.5 I By Crescent River LLC
PUT Option (Obligation to Buy) 11/17/2022 01/19/2024 Common Stock 88,700 $3.5 I By Crescent River LLC
PUT Option (Obligation to Buy) 01/31/2023 01/19/2024 Common Stock 12,100 $4 I By Crescent River LLC
PUT Option (Obligation to Buy) 01/23/2023 01/19/2024 Common Stock 2,000 $4.5 I By Crescent River LLC
PUT Option (Obligation to Buy) 04/13/2023 01/17/2025 Common Stock 784,100 $1.5 I By Crescent River LLC
Explanation of Responses:
Remarks:
The Power of Attorney granting Brad Nelson authority to act as attorney-in-fact for Farhad Fred Ebrahimi was filed as exhibit A to a Form 13D filed with the Commission on April 27, 2023.
Brad Nelson as Attorney in Fact for Farhad Fred Ebrahimi 07/06/2023
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.